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509838

research-article2013
FOAXXX10.1177/1088357613509838Focus on Autism and Other Developmental DisabilitiesMurdock et al.

Article
Focus on Autism and Other

The Effect of a Platform Swing on the


Developmental Disabilities
2014, Vol. 29(1) 50­–61
© Hammill Institute on Disabilities 2013
Independent Work Behaviors of Children Reprints and permissions:
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With Autism Spectrum Disorders DOI: 10.1177/1088357613509838


focus.sagepub.com

Linda C. Murdock, PhD, CCC-SLP1, John A. Dantzler, PhD2,


Anne N. Walker, MS, OTR/L3, and L. Becca Wood, MS, OTR/L3

Abstract
A randomized pretest–posttest control group design was utilized to measure the effects of a platform swing on independent
work behaviors of 30 children with Autism Spectrum Disorders (ASD). Participants engaged in two 5-min intervals of
independent work. Between the intervals, participants in the treatment group received 5 min of vestibular stimulation using
a platform swing and children in the control group watched a video. No significant differences were evidenced between the
treatment and control groups on engagement, on-task behavior, stereotyped/repetitive behavior, or out-of-seat behavior.
Changes noted for individual participants could not be linked to age, diagnosis, or sensory profile patterns.

Keywords
autism spectrum disorders, integration, sensory, self-stimulatory (STIMS) behavior, intervention, behavior

Autism Spectrum Disorders (ASD) are characterized by integrate sensory information (Baranek, 2002). Sensory
core deficits in communication, social relatedness, and ste- Interventions have been used to target areas such as self-
reotyped behaviors (American Psychiatric Association, stimulatory and self-injurious behaviors (Smith, Press,
1994). Deficits in sensory processing are often linked to Koenig, & Kinnealey, 2005), engagement and undesired
these stereotyped behaviors. Studies have documented the behaviors (Watling & Dietz, 2007), and a reduction in over-
presence of sensory deficits in as many as 95% of children all levels of sensory impairment (Miller, Coll, & Schoen,
with ASD (Tomchek & Dunn, 2007). Arguments have been 2007; Schaaf & Nightlinger, 2007). Despite over 30 years
made that sensory impairments are highly correlated with of research, findings have been variable, leaving little con-
daily living skills (Jasmin et al., 2009) and social impair- sensus and significant controversy as to the efficacy of SI
ment (Hilton et al., 2010) and may impact joint attention, therapy (Parham et al., 2007). Research in SI for children
communication, and social interactivity (Talay-Ongan & with Autism has emerged in two distinct lines. One catego-
Wood, 2000). Sensory deficits, also referred to as sensory rization of SI focuses on the specific and individual inter-
modulation disorders (Miller, Anzalone, Lane, Cermak, & ventions such as brushing, weighted vests, and vestibular
Osten, 2007), are conceptualized into three categories: sen- stimulation designed to reduce symptoms or behaviors
sory overresponsivity, sensory underresponsivity, and sen- associated with sensory dysfunction (see Lang et al., 2012).
sory seeking/craving (Ben-Sasson et al., 2009; Miller, The other suggests these isolated treatments do not ade-
Anzalone, et al., 2007). Recent research has linked sensory quately represent the theoretical construct of Ayres SI
responsiveness to lower levels of participation and compe- (Schaaf & Davies, 2010), which is more child-directed and
tence in school and leisure activities, particularly for indi- utilizes multiple forms of sensory input. As of yet, neither
viduals exhibiting sensory overresponsivity (Reynolds, line of research has garnered sufficient evidentiary support.
Bendixen, Lawrence, & Lane, 2011). Although the sensory
deficits in ASD are well established, much debate exists as 1
University of Montevallo, AL, USA
to the efficacy of interventions targeting these deficits. 2
University of Alabama, Tuscaloosa, USA
Sensory Integration (SI) therapy (Ayres, 1991) is based 3
Mitchell’s Place, Birmingham, AL, USA
on the principle that interference with normal neurological
Corresponding Author:
processing of information impacts purposeful behavior. Linda C. Murdock, Associate Professor, Department of CSD, University
Theoretically, controlled therapeutic sensory input would of Montevallo, Station 6720, Montevallo, AL 35115, USA.
increase the nervous system’s ability to modulate and Email: murdocklc@montevallo.edu

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Murdock et al. 51

Within the field of ASD, SI therapy continues to be rated as employed an AB design: one was a case study and the
an unestablished treatment by the National Autism Center remaining group study reported limited effects. Dawson
(2009). and Watling reported an inability to draw conclusions
A recent review of SI interventions based on the Ayres regarding efficacy based on this limited data pool. Two
approach (May-Benson & Koomar, 2010) found some evi- recent studies utilizing objective behavioral measures and
dence of improvements in areas such as motor skills, atten- improved control over the independent variable were iden-
tion, and behavior regulation. Authors found methodological tified. Van Rie and Heflin (2009) utilized an alternating
problems with all 27 reviewed studies, described as having treatment design to measure the differential effectiveness of
a “moderate degree of scientific rigor” (p. 409) overall. two sensory interventions (swinging and bouncing) and a
Major limitations included a lack of control for participant control activity on the correct responding of four children
maturation, dosing of intervention, problematic outcome with Autism. Data indicated sensory intervention was effec-
measures, failure to demonstrate fidelity, and lack of statis- tive for two of the participants. Similarly, Watling and Dietz
tical effect sizes. Although intervention effects were vari- (2007) utilized principles of Ayres SI (1991) to target
able, outcomes from SI were generally superior to controls engagement and undesired behaviors during tabletop activi-
or alternative treatments including academic tutoring or ties. With a multiple baseline design, no objective behav-
motor-based interventions. The most recent systematic ioral changes were demonstrated. These investigations
review in the area of SI for children with ASD (Lang et al., support the conclusions that results of sensory interventions
2012) analyzed 25 studies utilizing varying interventions can be mixed with individuals responding differently to
within the sensory domain including weighted vests, swing- sensory input.
ing or rocking, brushing, alternative seating, and a sensory Despite the lack of clear efficacy data, sensory interven-
diet. Results showed three studies with positive findings, all tions continue to be popular and widely utilized autism
employing multiple sensory interventions. However, the treatments (Heflin & Alaimo, 2007). A recent survey indi-
level of evidence for these three studies was classified as cated that physiological treatments, including SI, were the
suggestive rather than conclusive. Eight studies were classi- second most commonly utilized intervention by parents of
fied as having mixed results and 14 as having no benefit. children with ASD (Bowker, D’Angelo, Hicks, & Wells,
Five studies were described as having a conclusive level of 2011). Moreover, in a recent survey of Georgia teachers of
evidence; all focused on weighted vests and demonstrated children with ASD, 92% reported using SI (Hess, Morrier,
no evidence of a treatment effect. Heflin, & Ivey, 2008). According to respondents, SI was the
Because of inconclusive findings and the controversy only strategy utilized in each grade level from preschool
surrounding SI, several recent articles have called for through high school.
improvements in methodology and increased fidelity in Although the principles of SI have been well described
efficacy studies (Dawson & Watling, 2000; Miller, Coll, et over the years, the practice is often misrepresented (Schaaf
al., 2007; Parham et al., 2007) as well as the need to pub- & Davies, 2010). In practice, individual components are
lish studies with negative findings (Miller, Coll, et al., often utilized in an across-the-board approach with students
2007). Specifically, continued research in this area should with disabilities. For example, students are often sent to a
include randomized control group designs, objective and sensory room where they can engage in activities thought to
reliable outcome measures, documentation of fidelity, and provide sensory feedback including trampolines, swings,
improved descriptions of the intervention procedures. and therapy balls. These rooms are often supervised by
New studies following these guidelines are beginning to paraprofessionals and not tied to individualized sensory
emerge. One such investigation utilized a randomized plans. Schools, clinics, and hospitals have established sen-
controlled trial to measure the impact of SI on social sory rooms often at great cost. One example, a sensory lab
responsiveness, functional motor skills, sensory process- funded by a $40,000 grant was placed in a Michigan ele-
ing, and social-emotional processing (Pfeiffer, Koenig, mentary school to benefit special needs students (“Sensory
Kinnealey, Sheppard, & Henderson, 2011). Fidelity mea- Rooms Help Students Learn,” 2011). The principal stated,
sures were provided and duration of intervention was con- “Research is strong that there is a direct connection both in
trolled. However, results were still limited, with significant the short-term attention span and in the long-term brain
differences evidenced with goal attainment scaling only, development” (“Sensory Rooms Help Students Learn,”
but not with the measurements from standardized tests and 2011, p. 7). Special needs students were described as using
rating scales. the lab three times per week for 25-min sessions. Staff
One complicating variable was the overreliance on par- described the lab as an instant success, reporting greater
ent report and rating scales as measures of treatment effect. than anticipated gains in on-task behavior and student learn-
Dawson and Watling (2000) found only four studies of SI ing. Clearly, the expectation exists that students with dis-
with children with ASD where objective measures were uti- abilities can participate in activities in the sensory room at
lized for assessing behavioral changes. Two studies pre-scheduled times and return to their classrooms

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52 Focus on Autism and Other Developmental Disabilities 29(1)

exhibiting immediate, short-term improvements in behavior With increasing public demand for sensory interventions
and attention. One study on the use of a sensory room was (Green et al., 2006; Schaaf & Davies, 2010) and schools
identified in the current search. Fazlioglu and Baran (2008) and hospitals continuing to build sensory rooms, research
investigated the use of a sensory diet for 30 children with into the use of sensory stimulation equipment (e.g., trampo-
autism. The students participated in twenty-four, 45-min lines, platform swings, and weighted vests) to deliver
sessions in a sensory room. Materials in the room included immediate changes in attention and on-task behaviors is
items such as brushes, massage instruments, balls, and a needed. The purpose of the current study was to investigate
trampoline. Participants in the treatment group exhibited a the immediate behavioral impact of one sensory treatment,
statistically significant reduction in sensory problems as vestibular stimulation delivered via platform swing, on
compared to the control group with data based on scores engagement, on-task behavior, out-of-seat behavior, and
from a rating scale developed for the study. No behavioral stereotyped/repetitive behavior during independent work
measures were utilized. tasks for young children with ASD.
Limited research is also available on the use of the equip-
ment commonly found in sensory rooms. Two studies were
identified on the use of therapy balls to increase engage- Method
ment and in-seat behavior. Schilling and Schwartz (2004)
utilized a single subject withdrawal design across four par-
Setting and Participants
ticipants in a classroom setting. All four participants dem- The study took place at a private, comprehensive treatment
onstrated improvements in engagement and in-seat behavior center for individuals with ASD. The center housed four
when sitting on a therapy ball rather than a desk chair. In a inclusive preschool classrooms as well as a behavioral ther-
follow-up study with similar methodology (Bagatell, apy program and outpatient services in occupational ther-
Mirigliani, Patterson, Reyes, & Test, 2010), participants apy, speech-language pathology, psychology, and
exhibited mixed results for in-seat behavior and no positive psychiatry. All data were collected in the private treatment
changes in engagement. One additional study was identi- rooms of the on-staff occupational therapists.
fied on the use of brushing to reduce stereotypical behaviors Individuals meeting study parameters were identified
in one child with autism; however, no effect was evidenced from the client database at the center. Individuals were
with the intervention (Davis, Durand, & Chan, 2011). A required to have a diagnosis of autism or pervasive develop-
larger body of work has been completed on the use of ment disorder not otherwise specified (PDD-NOS), and a
weighted vests as an intervention to decrease inattentive- score within the range of Probable or Definite Difference in
ness, hyperactivity, clumsiness, and presence of stereotypic at least one area of sensory processing and modulation on
behaviors. A recent review identified seven studies, four of the sensory profile (Dunn, 1999). Approval for the study
which reported non-significant intervention results, leading was granted by the University Human and Animal Subjects
to the reviewer conclusion that weighted vests are “ineffec- Review Board and the executive director of the treatment
tive” (Stephenson & Carter, 2009, p. 105). Three studies facility. Parents and children provided informed consent. At
published after this review yielded similar negative and the conclusion of the study, parents were provided with
mixed findings for weighted vests (Hodgetts, Magill-Evans, results and offered the opportunity to complete a social
& Misiaszek, 2011a, 2011b; Reichow, Barton, Good, & validity survey.
Wolery, 2009). The sample consisted of 30 randomly assigned children
A smaller, less defined body of evidence exists on the with ASD. A majority of the sample comprised males (n =
use of platform swings. One study was identified with the 26, 86.7%) with 4 female participants (13.3%). Twenty-two
exclusive use of a platform swing (Ray, King, & Grandin, (73.3%) of the children in the sample were diagnosed with
1988). This study included one participant and lacked an autism with 8 (26.7%) diagnosed with PDD-NOS.
experimental design. Authors reported an increase in vocal- Diagnostic records indicated 20 participants were diag-
izations during vestibular stimulation; however, vocaliza- nosed by clinical psychologists utilizing the Autism
tions after treatment were lower than during pretest Diagnostic Observation Schedule (Lord, Rutter, DiLavore,
measurement. Reilly, Nelson, and Bundy (1983) utilized & Risi, 2001), 1 with the Autism Diagnostic Interview–
swinging and bouncing to target variety and length of utter- Revised (ADI-R; Le Couteur, Lord, & Rutter, 2003), and 9
ances. Negative findings were reported as the control activ- were diagnosed by clinical psychologists utilizing the
ity resulted in greater changes in the target behaviors. Only Diagnostic and Statistical Manual of Mental Disorders,
the previously mentioned Van Rie and Heflin study (2009) Fourth Edition (American Psychiatric Association, 1994).
documented positive treatment effects with slow, linear The median age was 52 months with a range of 30 to 77
swinging. Positive effects in academic responding were months. Participants were blindly assigned to a treatment or
noted for two of the three participants following 5-min of control group, by a statistician who was not involved with
intervention. the implementation of the study, using a random numbers

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Murdock et al. 53

Table 1.  Sample Demographics.

Gender Diagnosis Age (months)

Group M (%) F (%) Aut (%) PDD (%) M (SE) SD


Treatment 12 (80.0) 3 (20.0) 12 (80.0) 3 (20.0) 49.9 (3.5) 13.5
Control 14 (93.3) 1 (6.7) 11 (73.3) 4 (26.7) 53.1 (2.4) 9.2
  χ2(1) = 1.15, p = .283 χ2(1) = 1.86, p = .666 t(28) = 0.76, p = .454

Note. PDD = pervasive development disorder.

table. There was no statistically significant difference could choose one of the other activities. In order to allow
between the treatment and control group in terms of gender, the therapists to manage behavior yet still control for
χ2(1) = 1.15, p = .283; diagnosis, χ2(1) = 0.00, p = 1.0; or prompting, directions for the independent work were briefly
age, t(28) = 0.101, p = .920 (Table 1). restated up to two more times during the first interval, for
example, “I want you to put the beads on the string.” The
therapist recorded these prompts and utilized the same
Procedure
number of prompts during the post-test interval for each
A randomized pretest–posttest control group design was participant. If a participant left the table, the therapists were
utilized. Both groups participated in one data collection ses- instructed to assist them in returning.
sion with a licensed occupational therapist. During this ses- Tabletop activities were representative of items com-
sion, participants were given two 5-min opportunities to monly utilized in early childhood classrooms. Participants
engage in independent tabletop activities which served as had a selection of three activities utilizing skills in separate
the data collection periods. In between these intervals, the areas targeting visual motor integration, visual perceptual,
children in the control group received a 5-min non-sensory and bilateral coordination skills: coloring, puzzles, and
break during which they watched a movie. The children in beading and lacing, respectively. The same three activities
the treatment group received a sensory break. were available during both data collection intervals. The
Based on the methodological problems faced in previous child was free to choose the same or different items for both
studies due to an inability to adequately define the indepen- intervals. Prior to beginning the study, the participants were
dent variable (Baranek, 2002), the current study utilized exposed to the concept of independent work in the presence
one sensory technique. The vestibular stimulation provided of a video camera in order to familiarize the participants
here included swinging in a slow, linear motion on a plat- with the study procedure.
form swing. The vestibular system is thought to be the uni-
fying system of the senses. Gentle, linear swinging provides
a calming effect on the vestibular system, helping to acti-
Measurement
vate the entire nervous system to work more effectively and Data were video recorded with a free-standing camera on a
consistently (Kranowitz, 1998). A literature search revealed tripod for later review by coders. Partial interval time sam-
limited information regarding recommended duration of pling was utilized to code child behaviors in 10-s intervals.
treatment intervals. However, the clearest precedent was Four behaviors were coded in every interval. Based on
established with Van Rie and Heflin (2009), who docu- behavioral definitions, observers marked the intervals as
mented positive treatments effects after 5 min of slow, lin- on-task/off-task, engaged/disengaged, and/or exhibiting
ear swinging. Prior to beginning the study, the second and stereotyped/repetitive behaviors/no stereotyped/repetitive
third authors, both occupational therapists, piloted a range behaviors. In addition, the code for out of seat was marked
of durations utilizing children not participating in this study. if the child stood up for more than 1 s or left the table at any
Five minutes was concluded to be an amount of time suffi- point in the interval. On-task was defined as listening to and
cient to calm a child but not so lengthy to induce boredom following directions or interacting with the materials in the
or negative behaviors. When longer times were utilized, manner intended for the completion of the work task.
some children attempted to climb off the swing or asked to Engaged was coded if the participant was giving his or her
stop swinging. attention to a task by actively participating in the given
At the beginning of each data collection interval, the activity or a purposeful activity of his or her making. This
therapist explained to the participants that they would be included listening and talking appropriately and purpose-
sitting at the table for 5 min and that they could choose puz- fully with the therapist. It was possible for a participant to
zles, stringing beads, or coloring. In addition, if they wanted be actively engaged in a productive activity that did not lead
to play with something else before the timer sounded, they to completion of the intended work task. For example, if the

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54 Focus on Autism and Other Developmental Disabilities 29(1)

child stopped stringing beads to tell a story to the adult, the change (Singer & Willett, 2003) allows for the assessment
child was coded as engaged but not on-task. Stereotyped/ of interindividual and intraindividual changes in growth
repetitive behaviors included obvious and marked engage- parameters with the ability to add predictors in higher level
ment in behaviors classically associated with ASD. These models to assess group differences and differences in trajec-
behaviors included rocking, bouncing, spinning, flapping tory due to intervention. In the present study, the examina-
hands or arms, rubbing things, mouthing items, squeezing tion of changes in behavior before and after intervention
or smelling items, ruminating, licking items, banging between control and experimental groups is of primary
objects, repetitive nonfunctional vocalizations, covering interest. Multilevel modeling allows for the inspection of
eyes or ears, filtering light, rapidly blinking eyes, grinding differences between and within individuals in initial status
teeth, chewing on items, and biting self (Mays, Beal- and over time.
Alvarez, & Jolivette, 2011; Powers, Thibadeau, & Rose, The following research questions for each of the four
1992; Smith et al., 2005; Young, Simpson, Smith Myles, & behaviors were explored: (1) Is there evidence of behav-
Kamps, 1997). This category was marked if the behavior ioral differences between control and experimental groups
lasted for at least 2 s. over time and (2) Is there evidence of differences in behav-
Coders could also mark out of view if the participant ioral trajectories after intervention for the experimental
could not be seen on camera for 5 or more seconds of the group? To examine these questions, parameters to a series
interval. The categories were not mutually exclusive with of four models were estimated with the linear mixed model-
the exception of out of view. At the end of each 10-s inter- ing procedure in SPSS version 20. Maximum likelihood
val, the coder marked the behavior on the record form cre- estimation with an unstructured error-covariance structure
ated for this study pausing the video if necessary. In order to was used to estimate parameter values in all models. The
ensure each participant would have thirty, 10-s intervals, the first model (Model A) estimates parameters for an uncondi-
data timer was set for 5 min and 20 s allowing two extra tional means model in which only the fixed effect of the
intervals that would be available for coding if a participant initial behavior is modeled for all participants. This baseline
were to go out of view, causing an interval to be excluded. model examines individual variation in behaviors without
All participants had 30 data intervals available for coding. including time as a parameter (Shek & Ma, 2011). The only
parameter estimated is for the intercept (Y00) and takes the
form:
Reliability and Fidelity
Prior to initiating the study, coders passed a written test on
the behavioral definitions with 100% accuracy and inde- Yij = Y00 + ε ij .
pendently coded sample videos until interrater reliability of
greater than 90% was achieved for each of the four target The second model (Model B) is considered to be an
behaviors. During the study, the primary coder was blind to unconditional growth model in which individual variation
the group assignment of the participants and was provided in growth trajectories are examined. Parameters for the
video footage of the data intervals excluding the vestibular intercept (Y00) and trajectory (Y10) are estimated for indi-
stimulation or control interval. Interrater reliability was viduals in the population. Model B takes the form
conducted on 25% of the data by dividing the total number
of agreements by the number of agreements plus disagree-
ments and multiplying by 100. Overall interrater reliability Yij = Y00 + Y10 ( time ) + ε ij .
was calculated at 95%: on-task (92%), engaged (94%), ste-
reotyped/repetitive behaviors (97%), and out of seat (97%). The third model (Model C) is a composite model with
Fidelity checks were performed on 20% of the sessions to the initial status parameter (Y00), initial group (control or
evaluate whether the established procedures for vestibular experimental) parameter (Y01), trajectory parameter (Y10),
stimulation were followed and that only the allowed behav- and group trajectory parameter (Y11). This model assesses
ioral prompts were provided during data collection. differences in outcome change over time by group. The
Observers were provided a nine-item study procedure pro- composite model takes the form
tocol and asked to note any deviations from these proce-
dures. No deviations from the protocol were identified.
Yij = π 0i + π 1i ( time ) + ε ij ,

Results where π 0i = Y00 + Y01 ( group ) and π 1i =Y10 + Y11 ( group ) .


Individual growth curve (IGC) modeling was conducted to The final model estimated and assessed (Model D) is
model individual change over time for children in the con- designed to examine rate over time by group and if that tra-
trol and experimental groups. Multilevel modeling for jectory by group changes after the point of intervention.

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Murdock et al. 55

Table 2.  Model Parameters for Four Models Predicting Engaged Behavior Change Over Time.

Parameter Type Parameter Model A Model B Model C Model D


Fixed effects
 Intercept γ00 4.35*** (0.271) 4.69*** (0.303) 4.86*** (0.426) 5.03*** (0.449)
Initial status, π0i
 Group γ01 −0.34 (0.602) −0.48 (0.636)
 Order γ02 0.27 (0.794)
  Group × Order γ03 −0.693 (1.122)
Rate of change, π1i
 Intercept γ10 −0.08 (0.043) −0.02 (0.060) −0.11 (.093)
 Group γ11 −0.10 (0.084) −0.03 (0.132)
 Order γ21 −0.01 (0.085)
  Group × Order γ31 0.06 (0.121)
Variance components
Level 1
 Within-person σ2e 2.03*** (0.181) 1.69*** (0.159) 1.69*** (0.159) 1.67*** (0.158)
Level 2
  In initial status σ20 1.85** (0.550) 1.98** (0.688) 1.96** (0.681) 1.96** (0.681)
  In rate of change σ12 −0.08 (0.077) −0.09 (0.076) −0.09 (0.076)
 Covariance σ01 0.03* (0.014) 0.03* (0.013) 0.03* (0.014)
Pseudo R2 statistics and goodness of fit
2
Ry,y ′ .109 .242 .249
2
Rε .167 .167 .177
R02 .010 .010
R12 −.013 −.013
  −2 log likelihood 1,057.9 1,036.4*** 1,033.2 1,031.0

Note. Model A = unconditional means model; Model B = unconditional growth model; Model C = Level 2 predictor group; and Model D = Level 2
predictor order and group to assess change after intervention.
*p < .05. **p < .01. ***p < .001.

Model D examines the possibility of a change in slope after total behaviors observed during a minute of observation.
intervention by modeling a discontinuous change starting at Intervals one through five were pre-intervention baseline
the fifth wave. The composite model is the same as Model observations and intervals 6 through 10 were post inter-
D above, with the addition of parameters for pre- or post- vention observations.
intervention order by individual (Y02), order by group inter-
action by individual (Y03), rate of change by order (Y21), and
Analysis
rate of change interaction by group and order (Y21):
Tables 2 through 5 detail the parameters for the four models
by behavior. The intercept only model (Model A) for each
Yij = π 0i + π 1i ( time ) + ε ij ,
of the four behaviors indicated that the parameter estimate
for the intercept in engaged (Y00 = 4.35, p < .001), in-seat
where (Y00 = 5.05, p < .001), on-task (Y00 = 3.76, p < .001), and
π 0i = Y00 + Y01 ( group ) + Y02 ( order ) + Y03 ( group × order ) stereotyped/repetitive (Y00 = 0.66, p < .01) behaviors were
all statistically significant. These results simply suggest that
and π 1i = Y10 + Y11 ( group ) + Y21 ( order ) + Y31 ( group × order ) . the initial behavior rates observed at the first wave were
variable across participants. Model B parameters indicate a
significant rate of change for participants in in-seat behav-
Treatment of the Data iors (Y10 = −0.15, p < .01) and on-task behaviors (Y10 =
Data were collected at 60 intervals of 10 s per interval. −0.14, p < .01). The negative parameters suggest a slight
After the 30th interval, intervention occurred for the decrease in number of incidences of the behavior over time
experimental group. At each interval, an observer indi- from the initial wave. A pseudo-R2 statistic examining the
cated if the behavior of interest was present or absent. change in within-person residual variance from the uncon-
Data were then collapsed into 10 intervals consisting of a ditional means model (Model A) to the unconditional

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56 Focus on Autism and Other Developmental Disabilities 29(1)

Table 3.  Model Parameters for Four Models Predicting In-Seat Behavior Change Over Time.

Parameter Type Parameter Model A Model B Model C Model D


Fixed effects
 Intercept γ00 5.05*** (0.175) 5.74*** (0.143) 5.78*** (0.202) 5.77*** (0.242)
Initial status, π0i
 Group γ01 −0.07 (0.285) −0.10 (0.342)
 Order γ02 0.26 (0.737)
  Group × Order γ03 −0.38 (1.043)
Rate of Change, π1i
 Intercept γ10 −0.15** (0.053) −0.16* (0.074) −0.16 (0.100)
 Group γ11 −0.01 (0.105) −0.03 (0.141)
 Order γ21 −0.03 (0.079)
  Group × Order γ31 0.04 (0.112)
Variance components
Level 1
 Within-person σ2e 2.21*** (0.197) 1.44*** (0.137) 1.44*** (0.137) 1.44*** (0.136)
Level 2
  In initial status σ20 0.63** (0.229) 0.07 (0.160) 0.07 (0.159) 0.07 (0.159)
  In rate of change σ12 −0.06 (0.049) −0.06 (0.049) −0.06 (0.049)
 Covariance σ01 0.06** (0.021) 0.06** (0.021) 0.06** (0.021)
Pseudo R2 statistics and goodness of fit
2
Ry,y ′ .263 .263 .263
2
Rε .348 .348 .348
R02 .000 .000
R12 .000 .000
  −2 log likelihood 1,054.7 960.3*** 960.3 960.0

Note. Model A = Unconditional means model, Model B = unconditional growth model, Model C = level 2 predictor group, and Model D = level 2
predictor order and group to assess change after intervention.
*p < .05. **p < .01. ***p < .001.

growth model (Model B) was calculated to observe the for the four behaviors under study indicated that the time by
effect of the addition of time in Model B using the follow- group, time by order, or time by order by group interaction
ing formula from Singer and Willett (2003): parameters were statistically significant (Tables 2–4). These
results suggest that group (control or experimental) had no
 unconditional  effect, nor did order (pre [0] or post intervention [1]). The
2  unconditional 
σ s2   −σs   introduction of vestibular stimulation for the experimental
Pseudo Rs2 =  means model   growth model  group did not have a positive or negative effect on behav-
σ s2 ( unconditional means model ) iors after intervention in this study.
Because much of the evidence for the use of SI in this
For in-seat behavior, 34.8% of variation in the outcome population reports mixed results (e.g., Lang et al., 2012)
variable can be explained by time with 24.9% of variation where some participants derive benefit and others do not, it
in on-task behavior being explained by time. There was no is prudent to examine outcomes of individual participants.
significant rate of change effect in Model B for engaged In examining individual performance, participants who
(Y10 = −0.08, p > .05) or self-stimulation behaviors. (Y10 = seemed to demonstrate the greatest positive change (a 20%
−0.02, p > .05). The non-significant Model B time parame- improvement in at least one behavior) from pre-test to post-
ters can be interpreted as a flat trajectory for all individuals test were identified from the data. The intent was to analyze
over each of the 10 waves for these two outcome variables. the factors that may have allowed these participants to ben-
The effect of group (control [0] or experimental [1]) over efit from the intervention. Although five participants met
time for each of the four behaviors was examined through this criterion, only three of these had been members of the
Model C. Model C estimates parameters related to differ- treatment group, the other two seemingly demonstrating as
ences between groups over time, and Model D further esti- much derived benefit from the non-sensory break.
mates differences between groups over time and at the point Further analysis revealed 13 participants who evidenced
of intervention. None of the Model C and Model D analysis at least a 10% improvement in one or more of the target

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Murdock et al. 57

Table 4.  Model Parameters for Four Models Predicting On-Task Behavior Change Over Time.

Parameter Type Parameter Model A Model B Model C Model D


Fixed effects
 Intercept γ00 3.76*** (0.298) 4.41*** (0.299) 4.64*** (0.418) 4.63*** (0.446)
Initial status, π0i
 Group γ01 −0.44 (0.592) −0.30 (0.631)
 Order γ02 −0.10 (0.854)
  Group × Order γ03 −0.54 (1.208)
Rate of Change, π1i
 Intercept γ10 −0.14** (0.051) −0.08 (0.071) −0.08 (.104)
 Group γ11 −0.13 (0.100) −0.18 (0.147)
 Order γ21 −0.01 (0.092)
  Group × Order γ31 0.08 (0.130)
Variance components
Level 1
 Within-person σ2e 2.61*** (0.232) 1.96*** (0.185) 1.96*** (0.185) 1.94*** (0.182)
Level 2
  In initial status σ20 2.22** (0.664) 1.82** (0.671) 1.77** (0.658) 1.78** (0.658)
  In rate of change σ12 −0.06 (0.088) −0.08 (0.859) −0.08 (0.859)
 Covariance σ01 0.05** (0.020) 0.05** (0.019) 0.05** (0.019)
Pseudo R2 statistics and goodness of fit
2
Ry,y ′ .189 .311 .307
2
Rε .249 .249 .256
R02 .028 .022
R12 −.333 −.333
  −2 log likelihood 1,126.2 1,081.1*** 1,077.5 1,075.0

Note. Model A = unconditional means model; Model B = unconditional growth model; Model C = Level 2 predictor group; and Model D = Level 2
predictor order and group to assess change after intervention.
*p < .05. **p < .01. ***p < .001.

behaviors. Only 5 of these were included in the treatment Miller, Anzalone, et al., 2007) in order to enhance the inter-
group. In order to identify any potential factors that may pretation of the findings. A participant was categorized as
have accounted for the improvements noted within this sensory overresponsive if he or she scored a probable or
group of 5 participants, age, diagnosis, and sensory charac- definite difference in the sensory sensitivity section of the
teristics were examined. These 5 participants had an aver- sensory profile. A participant was categorized as sensory
age age of 55 months, only slightly greater than the overall underresponsive if he or she scored a probable or definite
participant average of 52 months and the treatment group difference in the poor registration section, and categorized
average of 52 months. Overall, 77% of the participants in as sensory seeking if he or she scored a probable or definite
the study were diagnosed with autism, as was 80% of this difference in the sensory seeking section. Overall, 3 partici-
group of 5. Moreover, it might be expected that participants pants were classified as underresponsive, 4 as overrespon-
benefiting from vestibular stimulation would evidence defi- sive, 9 as seeking, and 11 demonstrated primary needs in
nite differences in vestibular processing. However, three of seeking with a secondary pattern of underresponsiveness.
the five scored within the range of typical performance, and Three participants did not demonstrate clear patterns for
the other two participants scored within the range of prob- classification into this taxonomy. When the treatment group
able difference in this area. was examined by itself, 66% of participants classified as
Because sensory patterns have not been validated as a seekers and 14% of those with the seeking/underresponsive
procedure for matching an individual to a particular type of pattern demonstrated improvement. Both of the participants
sensory treatment, participants were not chosen based on without classifications improved. However, similar patterns
their overall sensory patterns. However, in post hoc analy- were identified in the control group. The patterns of the five
sis, the sensory profiles (Dunn, 1999) of the participants participants in the treatment group who demonstrated at
were utilized to classify the sensory patterns of the partici- least 10% improvement were reviewed in an effort to
pants as sensory overresponsivity, sensory underresponsiv- explain individual differences in performance. Two partici-
ity, and sensory seeking/craving (Ben-Sasson et al., 2009; pants were characterized as sensory seeking, one was

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58 Focus on Autism and Other Developmental Disabilities 29(1)

Table 5.  Model Parameters for Four Models Predicting Stereotyped/Repetitive Behavior Change Over Time.

Parameter Type Parameter Model A Model B Model C Model D


Fixed effects
 Intercept γ00 0.66** (0.223) 0.56* (0.215) 0.11 (0.280) 0.01 (0.297)
Initial status, π0i
 Group γ01 0.90* (0.396) 0.85* (0.421)
 Order γ02 −0.32 (0.554)
  Group × Order γ03 1.11 (0.784)
Rate of Change, π1i
 Intercept γ10 0.02 (0.032) 0.03 (0.045) 0.07 (.067)
 Group γ11 −0.01 (0.063) −0.001 (0.095)
 Order γ21 0.03 (0.060)
  Group × Order γ31 −0.14 (0.084)
Variance components
Level 1
 Within-person σ2e 1.01*** (0.090) 0.85*** (0.080) 0.85*** (0.080) 0.81*** (0.077)
Level 2
  In initial status σ20 1.29** (0.372) 1.01** (0.348) 0.81** (0.294) 0.82** (0.294)
  In rate of change σ12 −0.01 (0.038) −0.01 (0.035) −0.01 (0.035)
 Covariance σ01 0.02* (0.008) 0.02* (0.008) 0.02* (0.008)
Pseudo R2 statistics and goodness of fit
2
Ry,y ′ .043 .290 .308
2
Rε .158 .158 .198
R02 .198 .188
R12 .000 .000
  −2 log likelihood 871.5 849.9*** 844.9 836.6*

Note. Model A = unconditional means model; Model B = unconditional growth model; Model C = Level 2 predictor group; and Model D = Level 2
predictor order and group to assess change after intervention.
*p < .05. **p < .01. ***p < .001.

characterized as primarily seeking with underresponsivity, responding families reported attending a conference on SI.
and the remaining two did not exhibit a clear pattern for Twenty-one percent reported receiving information on plat-
classification. Vestibular stimulation provided in a slow lin- form swings at conferences and 50% reported receiving
ear movement would be expected to have the most impact information on using platform swings as a treatment strat-
for individuals characterized as overresponsive, which was egy from another source other than a conference. Thirty-
not evidenced here. Two participants in the treatment group three percent of responding families have considered
and two in the control group were characterized as overre- purchasing a platform swing for their homes. While only
sponsive. The participants in the control group were both 4% reported incorporating a platform swing into their
included among the 13 participants making the most indi- child’s daily routine, an additional 13% report using other
vidual improvement, whereas the 2 overresponsive partici- types of swings to administer vestibular stimulation.
pants in the treatment group did not evidence improvement.
Although it would be difficult to draw conclusions based
Discussion
upon these 2 participants, the data seem to indicate that ves-
tibular stimulation was not impactful on the overresponsive Analyses revealed no significant differences in trajectories
children. between the treatment and the control groups before or
after intervention on any of the four behaviors: on-task,
engaged, stereotyped/repetitive, or out of seat. Results
Social Validity suggest the platform swing was not an effective interven-
Social validity was measured with an informal survey cre- tion for these participants. A significant time effect with a
ated by the authors. The survey contained five yes/no ques- negative parameter for on-task and out of seat indicated
tions designed to explore the parents’ knowledge and that all the participants were less on-task and more likely
attitudes regarding SI and platform swings. The survey was to be out of their seats in the second and subsequent inter-
returned by 24 of the 30 families (80%). Sixteen percent of vals. Losing focus over time is not surprising; however,

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Murdock et al. 59

had the intervention been effective, the performance of the sensory room cannot be hypothesized to result in immediate
treatment group after intervention should have deterio- and meaningful changes in student behaviors. Deficits in
rated to a lesser extent than the control group over time. sensory processing are manifested through behaviors.
This was not evidenced by the analysis. Individuals are thought to exhibit behaviors in their quest to
Overall, any potential benefit derived from the interven- find balance in their neurological processing systems.
tion could not be readily attributed to age, diagnosis, or However, these behaviors could also be the result of other
scores on the sensory profile. Although some previous stud- deficits or disorders and not a manifestation of a sensory
ies have demonstrated mixed findings with some partici- deficit (Kranowitz, 1998). For example, a child might have
pants deriving clear benefit, this was not evidenced in the difficulty sitting still in a chair, continuously standing up
current study. Although much work has been accomplished and sitting down, bouncing his feet, or fidgeting with
in establishing profiles of sensory deficits, as of yet, we do objects. These behaviors could be due to overstimulation or
not know how to predict which children will benefit from a an inability to block out the sensory stimuli in the environ-
given sensory treatment (Baranek, 2002). Sensory profile ment but could also be the result of hyperactivity, difficulty
scores should not be utilized as the exclusive factor in rec- attending to one task, boredom, or noncompliance with the
ommending a particular sensory intervention. These find- task. Findings in this study underscore the need for thera-
ings underscore the consensus in the literature that sensory pists to utilize clinical judgment in conjunction with stan-
treatment decisions must be evaluated on a case-by-case dardized and functional behavioral assessments to identify
basis and cannot be recommended without data to indicate children with sensory deficits (Mays et al., 2011). Any SI
a clear and individualized benefit (Baranek, 2002). treatment should be provided cautiously, in short-term
For individuals with ASD, studies demonstrating posi- increments with individual improvements documented
tive effects have often evidenced problematic methodology before continuing intervention with a given client (Baranek,
(Lang et al., 2012) or documented effects through parent 2002). Social validity findings in this study support existing
report instruments rather than through objective behavioral data that parents are aware of SI therapies (Green et al.,
measures (Baranek, 2002). An effort is underway in recent 2006) and specifically the use of platform swings as compo-
research to utilize improved methodologies. However, even nent of SI. This study demonstrates that the commonly used
with heightened controls and objective behavioral mea- platform swing as a calming strategy is not appropriate for
sures, effects are mixed (Pfeiffer et al., 2011; Van Rie & every child with sensory processing deficits and cannot be
Heflin, 2009; Watling & Dietz, 2007). Studies of more iso- assumed to provide an immediate change in behavior.
lated sensory-based techniques such as weighted vests and
therapy balls have utilized objective behavioral measure-
Limitations and Future Research
ment, but demonstrated negative or mixed results and relied
on small sample sizes (e.g. Bagatell et al., 2010; Stephenson This study sought to investigate the effect of using a plat-
& Carter, 2009). The current study sought to build on this form swing during a pre-scheduled sensory break on the
line of research by using objective behavioral measures, a immediate behavior of children with ASD. In order to con-
more stringent design, and a larger sample size. Given that trol for changes in frustration levels or inattention related to
in the current study no significant differences were evi- the amount of time children were engaged in independent
denced between the treatment and control groups, the use of work before intervention was provided, all participants
a platform swing cannot be recommended at this time. In received intervention after 5 min of independent work.
addition, no pattern was identified to assist in predicting Although this seems a brief amount of time, the participants
which children were likely to benefit on an individual basis, in this study were not accustomed to longer periods of inde-
more research is clearly needed in the use of platform pendent work and began exhibiting inattentive and off-task
swings as well as other equipment and procedures thought behavior fairly rapidly. Results may have been different had
to provide sensory feedback to individuals with ASD. the break been provided in response to aberrant behavior or
extreme inattention rather than at a pre-scheduled time. In
addition, one of the major criticisms of the SI literature has
Clinical Implications been the inability to adequately define the independent vari-
Although current research does not support the practice, able. Therefore, the independent variable of this study was
sensory breaks and platform swings continue to be com- narrowly focused on the platform swing. Although a child
monly used treatments for off-task and stereotyped behav- may utilize several pieces of equipment during a typical
iors demonstrated in school and therapy settings. visit to a sensory room, use of multiple forms of sensory
Disagreement about the benefits of sensory intervention equipment in this study would have introduced a problem-
exists within the literature; however, even proponents agree atic level of variability making it more difficult to demon-
that SI is not a one-size-fits-all treatment (Bowker et al., strate cause and effect relationships. It was also necessary to
2011). Blanket assignment of a child to time spent in the establish a consistent duration of treatment. After an

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60 Focus on Autism and Other Developmental Disabilities 29(1)

extensive literature search through both scientific- and Bagatell, N., Mirigliani, G., Patterson, C., Reyes, Y., & Test, L.
practitioner-focused journals, no clear precedent could be (2010). Effectiveness of therapy ball chairs on classroom
found for duration of vestibular stimulation. A limitation of participation in children with autism spectrum disorders. The
the current study is that the duration of treatment was based American Journal of Occupational Therapy, 64, 895–903.
Baranek, G. T. (2002). Efficacy of sensory and motor inter-
on the clinical judgment of the third and fourth authors and
ventions for children with autism. Journal of Autism and
the findings of one study (Van Rie & Heflin, 2009). It is
Developmental Disorders, 32, 397–422.
possible that the dosage was insufficient to achieve a treat- Ben-Sasson, A., Hen, L., Fluss, R., Cermak, S. A., Engel-Yeger,
ment effect. B., & Gal, E. (2009). A meta-analysis of sensory modulation
The study is further limited in that data were not col- symptoms in individuals with autism spectrum disorders.
lected inside the classroom environment. Because the plat- Journal of Autism and Developmental Disorders, 39, 1–11.
form swing was not located in the classroom, this would Bowker, A., D’Angelo, N. M., Hicks, R., & Wells, K. (2011).
have necessitated the participants transitioning across the Treatment for autism: Parental choices and perceptions of
center to use the equipment, and then transitioning back to change. Journal of Autism and Developmental Disorders, 30,
the classroom, thus introducing an additional extraneous 415–421.
variable possibly impacting behavior. Therefore, the deci- Davis, T. N., Durand, S., & Chan, J. M. (2011). The effects of a
brushing procedure on stereotypical behaviors. Research in
sion was made to conduct both the work sessions and the
Autism Spectrum Disorders, 5, 1053–1058.
sensory break in the clinical setting. Future studies are
Dawson, G., & Watling, R. (2000). Interventions to facilitate audi-
needed to investigate additional forms of sensory feedback tory, visual, and motor integration in autism: A review of the
and the differential effects thereof. Future research is also evidence. Journal of Autism and Developmental Disorders,
needed to determine the efficacy of sensory breaks of vary- 41, 1373–1382.
ing duration, cumulative impact, and the potential benefit of Dunn, W. (1999). Sensory profile. San Antonio, TX: The
matching sensory needs to sensory stimulus. In this study, Psychological Corporation.
some participants (43%) seemed to derive an immediate Fazlioglu, Y., & Baran, G. (2008). A sensory integration ther-
benefit from the 5-min break with or without the presence apy program on sensory problems for children with autism.
of an intervention. Future research should examine the Perceptual and Motor Skills, 106, 415–422.
comparative effects of sensory breaks to non-sensory breaks Green, V. A., Pituch, K. A., Itchon, J., Choi, A., O’Reilly, M. O.,
& Sigafoos, J. (2006). Internet survey of treatments used by
utilizing within subject comparisons. As demonstrated in
parents of children with autism. Research in Developmental
the current study, an individual’s profile of sensory deficits
Disabilities, 27, 70–84.
does not necessarily correlate with an SI-treatment approach Heflin, L. J., & Alaimo, D. F. (2007). Students with autism spec-
that will benefit a given child. Additional research would be trum disorders: Effective instructional practices. Upper
needed to understand the connection between sensory test Saddle River, NJ: Pearson.
scores/profiles and interventions. Hess, K. L., Morrier, M. J., Heflin, L. J., & Ivey, M. L. (2008).
Autism treatment survey: Services received by children
Acknowledgment with autism spectrum disorders in public school class-
rooms. Journal of Autism and Developmental Disorders,
Authors would like to thank the children, parents, and staff of
38, 961–971.
Mitchell’s Place for participating in this research.
Hilton, C. L., Harper, J. D., Kueker, R. H., Lang, A. R., Abbacchi,
A. M., Todorov, A., & LaVesser, P. D. (2010). Sensory
Declaration of Conflicting Interests responsiveness as a predictor of social severity in children
The author(s) declared no potential conflicts of interest with with high functioning autism spectrum disorders. Journal of
respect to the research, authorship, and/or publication of this Autism and Developmental Disorders, 40, 937–945.
article. Hodgetts, S., Magill-Evans, J., & Misiaszek, J. (2011a). Effects
of weighted vests on classroom behavior for children with
Funding autism and cognitive impairments. Research in Autism
Spectrum Disorders, 5, 495–505.
The author(s) disclosed receipt of the following financial support
Hodgetts, S., Magill-Evans, J., & Misiaszek, J. E. (2011b).
for the research, authorship, and/or publication of this article: This
Weighted vests, stereotyped behaviors and arousal in children
research was partially supported with a research and special proj-
with autism. Journal of Autism and Developmental Disorders,
ects grant from the University of Montevallo.
41, 805–814.
Jasmin, E., Couture, M., McKinley, P., Reid, G., Fombonne, E.,
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