January 2018

YW01 Principal Growth Fund
Portfolio as on Jan 31, 2018
Sr. No. Name of Instrument ISIN
EQUITY & EQUITY RELATED

Listed / awaiting listing on the stock exchanges
1 HDFC Bank Ltd. INE040A01026
2 ICICI Bank Ltd. INE090A01021
3 Reliance Industries Ltd. INE002A01018
4 Larsen & Toubro Ltd. INE018A01030
5 Housing Development Finance Corporation Ltd. INE001A01036
6 State Bank of India INE062A01020
7 Infosys Ltd. INE009A01021
8 Phillips Carbon Black Ltd. INE602A01015
9 United Spirits Ltd. INE854D01016
10 Jain Irrigation Systems Ltd. INE175A01038
11 Bajaj Electricals Ltd. INE193E01025
12 Tata Power Company Ltd. INE245A01021
13 Dabur India Ltd. INE016A01026
14 Maruti Suzuki India Ltd. INE585B01010
15 Asahi India Glass Ltd. INE439A01020
16 KEC International Ltd. INE389H01022
17 Chambal Fertilisers and Chemicals Ltd. INE085A01013
18 Britannia Industries Ltd. INE216A01022
19 Tata Motors Ltd. INE155A01022
20 Bombay Burmah Trading Corporation Ltd. INE050A01025
21 NTPC Ltd. INE733E01010
22 Tata Consultancy Services Ltd. INE467B01029
23 ITC Ltd. INE154A01025
24 Hero MotoCorp Ltd. INE158A01026
25 Kotak Mahindra Bank Ltd. INE237A01028
26 Rain Industries Ltd. INE855B01025
27 Dewan Housing Finance Corporation Ltd. INE202B01012
28 Aurobindo Pharma Ltd. INE406A01037
29 Rico Auto Industries Ltd. INE209B01025
30 Coal India Ltd. INE522F01014
31 HCL Technologies Ltd. INE860A01027
32 Sun Pharmaceutical Industries Ltd. INE044A01036
33 Dishman Carbogen Amcis Ltd. INE385W01011
34 Kalpataru Power Transmission Ltd. INE220B01022
35 Gujarat Narmada Valley Fertilizers & Chemicals Ltd. INE113A01013
36 The Indian Hotels Company Ltd. INE053A01029
37 Karur Vysya Bank Ltd. INE036D01028
38 Bank of Baroda INE028A01039
39 Birla Corporation Ltd. INE340A01012
40 Raymond Ltd. INE301A01014
41 Shriram Transport Finance Company Ltd. INE721A01013
42 GlaxoSmithKline Consumer Healthcare Ltd. INE264A01014
43 Hindustan Zinc Ltd. INE267A01025
44 Ultratech Cement Ltd. INE481G01011
45 Yes Bank Ltd. INE528G01027
46 JK Cement Ltd. INE823G01014
47 Abbott India Ltd. INE358A01014
48 Ramkrishna Forgings Ltd. INE399G01015
49 Axis Bank Ltd. INE238A01034
50 Century Textiles & Industries Ltd. INE055A01016
51 The India Cements Ltd. INE383A01012
52 Vijaya Bank INE705A01016
53 Bharti Airtel Ltd. INE397D01024
54 Hindustan Construction Company Ltd. INE549A01026
55 Canara Bank INE476A01014
56 City Union Bank Ltd. INE491A01021
57 Mahindra Holidays & Resorts India Ltd. INE998I01010
58 National Aluminium Company Ltd. INE139A01034
59 Syndicate Bank INE667A01018
60 The Federal Bank Ltd. INE171A01029
61 Rattanindia Power Ltd. INE399K01017
62 CL Educate Ltd. INE201M01011
63 Milestone Global Ltd. ** INE151H01018
64 Chennai Super Kings Ltd. @** INE852S01026
Total
Privately Placed / Unlisted $$ **

65 Balmer Lawrie Freight Containers Ltd. -
66 Sangam Health Care Products Ltd. INE431E01011
67 Virtual Dynamics Software Ltd. INE406B01019
68 Noble Brothers Impex Ltd. -
69 Precision Fasteners Ltd. INE604A01011
70 Crescent Finstock Ltd. INE147E01013
71 Mukerian Papers Ltd. INE348C01011
Total
Investment Funds/Mutual Funds

72 Principal Short Term Income Fund - Direct Plan - Growth Option INF173K01GP0
Total
CBLO CBLO / Reverse Repo Investments

Total
Cash & Cash Equivalents

Net Receivable/Payable
Total
Grand Total
**Thinly traded/Non traded securities and illiquid securities as defined in SEBI Regulations and Guidelines.
*** Value below 0.01% of NAV
$$ lliquid securities
@Pending Listing on Stock Exchange
Rating / Industry Quantity Market value (Rs. In lakhs)
Banks 142,365 2,855.41

Banks 778,587 2,748.02
Petroleum Products 207,332 1,993.08
Construction Project 137,696 1,950.46
Finance 93,303 1,825.29
Banks 543,759 1,703.33
Software 145,142 1,669.50
Chemicals 113,619 1,371.15
Consumer Non Durables 41,692 1,369.83
Industrial Products 944,272 1,321.51
Consumer Durables 262,209 1,279.84
Power 1,320,000 1,174.80
Auto 12,016 1,142.69
Auto Ancillaries 323,315 1,113.66
Fertilisers 663,035 1,063.18
Auto 253,596 1,013.12
Power 567,700 966.51
Software 30,730 956.43
Consumer Non Durables 346,201 939.59
Auto 25,122 927.37
Banks 82,252 912.13
Chemicals 238,963 909.37
Finance 150,743 877.63
Pharmaceuticals 137,828 867.70
Auto Ancillaries 969,860 838.93
Minerals/Mining 276,857 829.33
Software 82,486 813.77
Power 169,704 753.32
Chemicals 156,849 753.11
Hotels, Resorts and Other Recreational Activities 524,907 725.42
Banks 623,711 691.70
Banks 434,753 681.69
Cement 60,299 680.05
Textile Products 63,940 671.18
Finance 48,012 662.45
Non - Ferrous Metals 200,927 623.38
Cement 13,982 612.69
Banks 168,180 596.03
Cement 53,292 594.15
Industrial Products 75,000 584.18
Banks 97,342 577.82
Cement 40,937 568.31
Cement 328,159 551.80
Banks 853,115 544.71
Telecom - Services 122,695 539.67
Construction Project 1,365,791 536.76
Banks 154,999 529.09
Banks 323,668 513.66
Banks 666,967 483.88
Banks 451,878 453.91
Power 3,622,594 260.83
Diversified Consumer Services 81,066 216.45
Construction 100,000 5.54
Media & Entertainment 511,578 0.00
57,918.68
Travel 54,000 0.00

Health Care Equipment 200,000 0.00
IT Consulting & Services 176,305 0.00
Personal Products 93,200 0.00
Auto Ancillaries 200 0.00
Diversified Financial Services 39,500 0.00
Paper Products 50,800 0.00
0.00
Mutual Fund 2,014,992 629.22

629.22
2,532.62
2,532.62
46.52
46.52
61,127.04
d in SEBI Regulations and Guidelines.

% to Net Assets Maturity Date
Rating / Industry
4.67% Banks
4.50% Consumer Non Durables
3.26% Construction Project
3.19% Software
2.99% Finance
2.79% Power
2.73% Auto
2.24% Chemicals
2.24% Pharmaceuticals
2.16% Cement
2.09% Petroleum Products
1.92% Auto Ancillaries
1.92% Industrial Products
1.87% Consumer Durables
1.82% Hotels, Resorts and Other Recreational Activities
1.77% Non - Ferrous Metals
1.74% Fertilisers
1.66% Minerals/Mining
1.66% Textile Products
1.65% Mutual Fund
1.58% Telecom - Services
1.56% Diversified Consumer Services
1.54% Construction
1.52% Health Care Equipment
1.49% IT Consulting & Services
1.49% Travel
1.44% Personal Products
1.42% Media & Entertainment
1.37% Diversified Financial Services
1.36% Paper Products
1.33% Cash & Equivalent
1.30%
1.26%
1.23%
1.23%
1.19%
1.13%
1.12%
1.11%
1.10%
1.08%
1.08%
1.02%
1.00%
0.98%
0.97%
0.97%
0.96%
0.95%
0.93%
0.90%
0.89%
0.88%
0.88%
0.87%
0.84%
0.81%
0.81%
0.79%
0.74%
0.43%
0.35%
0.01%
***
94.78%
***
***
***
***
***
***
***
***
1.03%
1.03%
4.14% 01-Feb-2018
4.14%
0.05%
0.05%
100.00%
Percent
21.76%
10.09%
5.84%
5.62%
5.51%
5.16%
5.05%
4.96%
4.95%
4.91%
3.26%
3.19%
3.12%
2.09%
2.00%
1.83%
1.74%
1.36%
1.10%
1.03%
0.88%
0.35%
0.01%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
4.19%
YW02 Principal Index Fund - Nifty

12 Hindustan Unilever Ltd. INE030A01027
14 IndusInd Bank Ltd. INE095A01012
16 Mahindra & Mahindra Ltd. INE101A01026
19 Vedanta Ltd. INE205A01025
21 Oil & Natural Gas Corporation Ltd. INE213A01029
24 Asian Paints Ltd. INE021A01026
26 Tata Steel Ltd. INE081A01012
28 Bajaj Auto Ltd. INE917I01010
29 Indiabulls Housing Finance Ltd. INE148I01020
30 Indian Oil Corporation Ltd. INE242A01010
31 Power Grid Corporation of India Ltd. INE752E01010
32 Bajaj Finance Ltd. INE296A01024
34 Bharat Petroleum Corporation Ltd. INE029A01011
35 Tech Mahindra Ltd. INE669C01036
36 Hindalco Industries Ltd. INE038A01020
37 Eicher Motors Ltd. INE066A01013
38 Wipro Ltd. INE075A01022
39 Adani Ports and Special Economic Zone Ltd. INE742F01042
40 Zee Entertainment Enterprises Ltd. INE256A01028
41 GAIL (India) Ltd. INE129A01019
42 Cipla Ltd. INE059A01026
43 Hindustan Petroleum Corporation Ltd. INE094A01015
44 UPL Ltd. INE628A01036
45 Bharti Infratel Ltd. INE121J01017
46 Dr. Reddy's Laboratories Ltd. INE089A01023
47 Lupin Ltd. INE326A01037
48 Ambuja Cements Ltd. INE079A01024
50 Bosch Ltd. INE323A01026
Total

Total

Total
Grand Total
Rating / Industry Quantity Market value (Rs. In lakhs) % to Net Assets
Banks 9,200 184.52 9.65%

Petroleum Products 15,514 149.14 7.80%
Finance 7,187 140.60 7.35%
Consumer Non Durables 38,392 104.20 5.45%
Software 8,992 103.43 5.41%
Banks 28,897 101.99 5.33%
Construction Project 5,548 78.59 4.11%
Software 2,240 69.72 3.65%
Banks 5,999 66.53 3.48%
Auto 598 56.87 2.97%
Banks 16,703 52.32 2.74%
Banks 7,154 42.47 2.22%
Banks 2,293 40.20 2.10%
Auto 8,315 33.22 1.74%
Auto 4,196 32.02 1.67%
Banks 8,271 29.31 1.53%
Pharmaceuticals 4,966 28.80 1.51%
Non - Ferrous Metals 8,363 28.46 1.49%
Telecom - Services 5,936 26.11 1.37%
Oil 12,705 25.85 1.35%
Software 2,506 24.72 1.29%
Power 13,728 23.37 1.22%
Auto 584 21.56 1.13%
Ferrous Metals 3,016 21.26 1.11%
Cement 469 20.55 1.07%
Auto 612 20.42 1.07%
Finance 1,457 20.27 1.06%
Power 9,887 19.16 1.00%
Finance 1,064 17.85 0.93%
Minerals/Mining 5,866 17.57 0.92%
Software 2,814 17.24 0.90%
Auto 60 16.15 0.84%
Software 5,089 15.51 0.81%
Transportation 3,448 14.79 0.77%
Media & Entertainment 2,463 14.62 0.76%
Gas 2,892 13.84 0.72%
Pesticides 1,647 12.39 0.65%
Telecom - Equipment & Accessories 3,496 12.29 0.64%
Pharmaceuticals 545 12.13 0.63%
Cement 3,306 8.66 0.45%
Auto Ancillaries 41 7.95 0.42%
1,911.19 99.92%
3.39 0.18%
3.39 0.18%
(2.62) (0.10)%
(2.62) (0.10)%
1,911.96 100.00%
Maturity Date
Rating / Industry Percent

Banks 27.05%
Software 12.06%
Petroleum Products 10.40%
Auto 9.42%
Finance 9.34%
Consumer Non Durables 8.95%
Construction Project 4.11%
Pharmaceuticals 3.77%
Non - Ferrous Metals 2.37%
Power 2.22%
Cement 1.52%
Telecom - Services 1.37%
Oil 1.35%
Ferrous Metals 1.11%
Minerals/Mining 0.92%
Transportation 0.77%
Media & Entertainment 0.76%
Gas 0.72%
Pesticides 0.65%
Telecom - Equipment & Accessories 0.64%
Auto Ancillaries 0.42%
Cash & Equivalent 0.08%
100.00%
01-Feb-2018
YW04 Principal Large Cap Fund

16 Shree Cement Ltd. INE070A01015
22 L&T Technology Services Ltd. INE010V01017
25 Asian Paints Ltd. INE021A01026
26 Housing and Urban Development Corporation Ltd. INE031A01017
27 Natco Pharma Ltd. INE987B01026
30 ITD Cementation India Ltd. INE686A01026
31 Coromandel International Ltd. INE169A01031
32 Navin Fluorine International Ltd. INE048G01026
35 Apollo Tyres Ltd. INE438A01022
36 JSW Steel Ltd. INE019A01038
39 Kirloskar Ferrous Industries Ltd. INE884B01025
40 Manpasand Beverages Ltd. INE122R01018
42 Petronet LNG Ltd. INE347G01014
43 BEML Ltd. INE258A01016
45 Magma Fincorp Ltd. INE511C01022
46 Bajaj Finserv Ltd. INE918I01018
48 Cyient Ltd. INE136B01020
50 Rama Steel Tubes Ltd. INE230R01027
53 Tata Motors Ltd. A-DVR IN9155A01020
Total
DERIVATIVES
54 GAIL (India) Ltd. -
Total

Total

Total
Grand Total
Aggregate investments by other schemes of Principal Mutual Fund at the end of the period is Rs.177.51 Lak
Banks 97,268 1,950.90

Banks 502,908 1,775.01
Auto 15,964 1,518.13
Finance 74,227 1,452.10
Banks 369,000 1,155.89
Software 90,887 1,045.43
Banks 93,000 1,031.32
Banks 52,617 922.43
Auto 21,660 799.57
Software 78,900 778.39
Cement 4,196 721.98
Petroleum Products 180,000 715.86
Auto 165,000 659.18
Cement 14,400 631.01
Software 40,500 489.81
Finance 485,901 399.65
Banks 108,000 382.75
Fertilisers 64,800 359.38
Chemicals 45,000 357.68
Banks 58,800 349.04
Banks 345,600 347.16
Ferrous Metals 117,000 339.24
Power 159,000 308.14
Gas 108,000 275.13
Industrial Capital Goods 18,900 274.92
Chemicals 70,800 269.43
Finance 165,000 261.53
Finance 5,400 259.87
Banks 162,000 254.02
Software 39,000 250.32
Gas 28,000 134.01
Auto 45,000 101.05
32,277.87
Stock Future 42,000 200.40

200.40
434.53
434.53
(504.24)
(504.24)
32,408.56
t the end of the period is Rs.177.51 Lakhs

Rating / Industry
6.02% Banks
4.68% Auto
4.48% Software
3.77% Finance
3.45% Cement
3.23% Ferrous Metals
2.85% Chemicals
2.47% Gas
2.23% Construction
2.21% Fertilisers
2.03% Power
1.92% Industrial Capital Goods
1.51% Stock Future
1.28%
1.23%
1.22%
1.18%
1.17%
1.14%
1.11%
1.10%
1.08%
1.07%
1.06%
1.05%
0.99%
0.95%
0.91%
0.91%
0.88%
0.85%
0.85%
0.83%
0.81%
0.80%
0.78%
0.77%
0.69%
0.64%
0.51%
0.41%
0.31%
99.60%
0.62% 22-Feb-2018
0.62%
1.34% 01-Feb-2018
1.34%
(1.56)%
(1.56)%
100.00%
Percent
25.21%
12.23%
9.49%
8.13%
7.91%
7.32%
4.25%
4.18%
3.45%
2.60%
2.05%
1.93%
1.92%
1.26%
1.17%
1.14%
1.11%
1.06%
0.95%
0.88%
0.85%
0.62%
0.51%
-0.22%
YW05 Principal Dividend Yield Fund

10 Dalmia Bharat Ltd. INE439L01019
13 VST Industries Ltd. INE710A01016
17 Indraprastha Gas Ltd. INE203G01027
19 Colgate Palmolive (India) Ltd. INE259A01022
20 Oil & Natural Gas Corporation Ltd. INE213A01029
21 Bajaj Holdings & Investment Ltd. INE118A01012
24 PI Industries Ltd. INE603J01030
25 Aarti Industries Ltd. INE769A01020
31 Sasken Technologies Ltd. INE231F01020
32 Tamil Nadu Newsprint & Papers Ltd. INE107A01015
33 HEG Ltd. INE545A01016
35 Jindal Steel & Power Ltd. INE749A01030
36 Uflex Ltd. INE516A01017
37 Exide Industries Ltd. INE302A01020
38 Orient Electric Ltd. @** INE142Z01019
40 Himadri Speciality Chemical Ltd. INE019C01026
42 CEAT Ltd. INE482A01020
43 Oil India Ltd. INE274J01014
44 Gujarat State Petronet Ltd. INE246F01010
46 NBCC (India) Ltd. INE095N01023
48 SRF Ltd. INE647A01010
52 Texmaco Rail & Engineering Ltd. INE621L01012
55 Himatsingka Seide Ltd. INE049A01027
57 Orient Paper & Industries Ltd. INE592A01026
58 Amara Raja Batteries Ltd. INE885A01032
59 Motherson Sumi Systems Ltd. INE775A01035
60 Apollo Tyres Ltd. # -
Total

61 Tirrihannah Company Ltd. -
62 Minerava Holdings Ltd. -
63 Crystal Cable Industries Ltd. INE759J01022
64 Western Paques (India) Ltd. -
65 Sandur Laminates Ltd. -
Total

66 Principal Cash Management Fund - Growth Option INF173K01DA9
Total

Total

Total
Grand Total
# Valued at Nil as these equity shares have been pending under objection for considerable period of time.
Rating / Industry Quantity Market value (Rs. In lakhs) % to Net Assets Maturity Date
Consumer Non Durables 84,280 1,154.09 8.35%

Auto 7,350 698.96 5.06%
Banks 157,499 555.89 4.02%
Auto 13,500 498.35 3.61%
Banks 24,800 497.41 3.60%
Software 39,064 449.33 3.25%
Banks 135,000 422.89 3.06%
Cement 13,569 398.28 2.88%
Cement 8,400 368.09 2.66%
Software 43,500 279.20 2.02%
Auto 7,860 262.30 1.90%
Gas 75,000 228.49 1.65%
Banks 12,900 226.15 1.64%
Oil 100,800 205.08 1.48%
Finance 6,900 193.78 1.40%
Gas 73,800 188.01 1.36%
Pesticides 19,800 176.39 1.28%
Chemicals 16,608 175.51 1.27%
Chemicals 12,900 155.68 1.13%
Software 21,900 151.98 1.10%
Paper 35,700 149.01 1.08%
Industrial Products 5,478 148.73 1.08%
Banks 24,900 147.81 1.07%
Ferrous Metals 55,080 146.76 1.06%
Auto Ancillaries 64,800 144.73 1.05%
Consumer Durables 118,800 142.03 1.03%
Banks 12,600 139.73 1.01%
Chemicals 78,900 139.18 1.01%
Textile Products 12,900 135.41 0.98%
Oil 36,900 132.45 0.96%
Gas 64,800 131.45 0.95%
Construction 57,000 128.79 0.93%
Banks 79,590 126.31 0.91%
Software 12,780 126.08 0.91%
Industrial Capital Goods 108,000 111.73 0.81%
Auto 45,000 101.05 0.73%
Ferrous Metals 97,200 96.86 0.70%
Ferrous Metals 33,000 87.45 0.63%
Auto Ancillaries 16,500 0.00 ***
13,734.16 99.37%
Consumer Non Durables 50,000 0.00 ***

Finance 20 0.00 ***
Telecom - Services 50,000 0.00 ***
Construction 900 0.00 ***
Construction Project 200,000 0.00 ***
0.00 ***
Mutual Fund 1,318 21.97 0.16%

21.97 0.16%
71.32 0.52% 01-Feb-2018

71.32 0.52%
(4.52) (0.05)%
(4.52) (0.05)%
13,822.93 100.00%
ction for considerable period of time.

Banks 15.31%
Auto 11.30%
Software 7.28%
Cement 5.54%
Gas 3.96%
Chemicals 3.41%
Textile Products 2.58%
Oil 2.44%
Industrial Products 2.13%
Consumer Durables 1.44%
Finance 1.40%
Pesticides 1.28%
Paper 1.08%
Construction 0.93%
Industrial Capital Goods 0.81%
Mutual Fund 0.16%
YW06 Principal Emerging Bluechip Fund

1 Eicher Motors Ltd. INE066A01013
5 AIA Engineering Ltd. INE212H01026
7 Indraprastha Gas Ltd. INE203G01027
8 Navin Fluorine International Ltd. INE048G01026
11 MRF Ltd. INE883A01011
14 Bajaj Finance Ltd. INE296A01024
16 Security and Intelligence Services (I) Ltd. INE285J01010
17 Container Corporation of India Ltd. INE111A01017
18 Jindal Steel & Power Ltd. INE749A01030
19 Voltas Ltd. INE226A01021
20 Finolex Industries Ltd. INE183A01016
23 Himadri Speciality Chemical Ltd. INE019C01026
24 Natco Pharma Ltd. INE987B01026
25 Motherson Sumi Systems Ltd. INE775A01035
26 Tata Chemicals Ltd. INE092A01019
28 L&T Technology Services Ltd. INE010V01017
29 Finolex Cables Ltd. INE235A01022
31 Bharat Financial Inclusion Ltd. INE180K01011
32 Mahindra & Mahindra Financial Services Ltd. INE774D01024
38 Torrent Pharmaceuticals Ltd. INE685A01028
40 Sun TV Network Ltd. INE424H01027
41 Mold-Tek Packaging Ltd. INE893J01029
42 Grasim Industries Ltd. INE047A01021
43 Dixon Technologies (India) Ltd. INE935N01012
44 PSP Projects Ltd. INE488V01015
45 Vardhman Textiles Ltd. INE825A01012
46 UPL Ltd. INE628A01036
50 NCC Ltd. INE868B01028
51 Graphite India Ltd. INE371A01025
52 Atul Ltd. INE100A01010
53 Indian Oil Corporation Ltd. INE242A01010
54 Parag Milk Foods Ltd. INE883N01014
55 Bharat Electronics Ltd. INE263A01024
56 Dalmia Bharat Ltd. INE439L01019
57 PVR Ltd. INE191H01014
59 Bata India Ltd. INE176A01028
60 Spicejet Ltd. INE285B01017
61 ICICI Prudential Life Insurance Company Ltd. INE726G01019
62 Shankara Building Products Ltd. INE274V01019
63 Schaeffler India Ltd. INE513A01014
64 SRF Ltd. INE647A01010
66 BEML Ltd. INE258A01016
68 Asian Granito India Ltd. INE022I01019
69 PC Jeweller Ltd. INE785M01013
70 Gujarat State Petronet Ltd. INE246F01010
72 S. P. Apparels Ltd. INE212I01016
73 TCI Express Ltd. INE586V01016
74 Orient Electric Ltd. @** INE142Z01019
75 Housing and Urban Development Corporation Ltd. INE031A01017
76 Sheela Foam Ltd. INE916U01025
77 Ganesha Ecosphere Ltd. INE845D01014
78 RBL Bank Ltd. INE976G01028
80 Gabriel India Ltd. INE524A01029
81 Muthoot Finance Ltd. INE414G01012
83 Amara Raja Batteries Ltd. INE885A01032
84 Kridhan Infra Ltd. INE524L01026
85 Orient Paper & Industries Ltd. INE592A01026
86 Galaxy Surfactants Ltd. @** INE600K01018
87 The Ramco Cements Ltd. INE331A01037
Total
DERIVATIVES
89 Tata Power Company Ltd. -
90 Bank of Baroda -
Total

Total

Total

Total
Grand Total
Aggregate investments by other schemes of Principal Mutual Fund at the end of the period is Rs.51.35 Lakhs
Auto 14,868 4,003.00 2.40%

Banks 180,900 3,171.36 1.90%
Banks 840,048 2,964.95 1.78%
Industrial Products 183,087 2,811.94 1.69%
Gas 1,045,890 2,664.40 1.60%
Gas 834,000 2,540.78 1.52%
Chemicals 315,900 2,510.93 1.50%
Banks 122,934 2,465.69 1.48%
Petroleum Products 597,900 2,377.85 1.43%
Auto Ancillaries 3,456 2,354.00 1.41%
Cement 13,500 2,322.85 1.39%
Banks 723,600 2,266.68 1.36%
Finance 135,000 2,265.10 1.36%
Software 351,900 2,258.67 1.35%
Commercial Services 189,000 2,247.49 1.35%
Transportation 159,990 2,224.34 1.33%
Ferrous Metals 828,990 2,208.84 1.32%
Construction Project 356,700 2,158.04 1.29%
Chemicals 1,188,000 2,095.63 1.26%
Pharmaceuticals 219,900 2,082.23 1.25%
Chemicals 288,000 2,070.72 1.24%
Banks 183,900 2,039.36 1.22%
Software 165,000 1,995.51 1.20%
Consumer Durables 405,000 1,976.81 1.18%
Finance 187,890 1,975.95 1.18%
Finance 426,000 1,974.51 1.18%
Chemicals 408,000 1,959.01 1.17%
Software 164,267 1,889.48 1.13%
Industrial Products 1,350,000 1,889.33 1.13%
Cement 162,000 1,827.04 1.09%
Media & Entertainment 177,108 1,814.29 1.09%
Cement 148,000 1,716.87 1.03%
Construction 324,000 1,685.93 1.01%
Textiles - Cotton 129,900 1,685.32 1.01%
Pesticides 223,890 1,683.76 1.01%
Finance 288,900 1,681.98 1.01%
Textile Products 159,000 1,669.02 1.00%
Banks 467,160 1,655.62 0.99%
Construction Project 1,350,000 1,653.75 0.99%
Chemicals 60,480 1,640.49 0.98%
Industrial Capital Goods 939,000 1,590.20 0.95%
Cement 54,108 1,588.21 0.95%
Media & Entertainment 108,000 1,577.45 0.95%
Transportation 1,248,000 1,550.64 0.93%
Finance 381,000 1,549.53 0.93%
Ferrous Metals 90,900 1,539.48 0.92%
Non - Ferrous Metals 579,000 1,483.11 0.89%
Industrial Capital Goods 100,800 1,466.24 0.88%
Construction 255,000 1,402.25 0.84%
Gas 676,800 1,372.89 0.82%
Construction 604,800 1,366.55 0.82%
Transportation 251,890 1,344.97 0.81%
Consumer Durables 1,125,000 1,344.94 0.81%
Finance 1,590,000 1,307.78 0.78%
Textiles - Synthetic 318,000 1,275.18 0.76%
Banks 252,000 1,268.82 0.76%
Banks 789,600 1,253.10 0.75%
Finance 300,000 1,245.75 0.75%
Banks 1,080,000 1,197.72 0.72%
Consumer Durables 1,155,000 544.58 0.33%
Chemicals 33,790 500.09 0.30%
Cement 60,000 454.95 0.27%
Ferrous Metals 144,000 381.60 0.23%
157,834.83 94.61%
Stock Future 1,800,000 1,611.90 0.97%

Stock Future 972,000 1,532.36 0.92%
3,144.26 1.89%
Mutual Fund 1,679,160 524.35 0.31%

Mutual Fund 9,884 164.75 0.10%
689.10 0.41%
6,228.33 3.73%
6,228.33 3.73%
(1,041.07) (0.64)%
(1,041.07) (0.64)%
166,855.45 100.00%
the end of the period is Rs.51.35 Lakhs

Maturity Date

Banks 10.96%
Finance 7.19%
Chemicals 6.45%
Cement 4.73%
Gas 3.94%
Software 3.68%
Construction 2.67%
Auto 2.40%
Stock Future 1.89%
Industrial Capital Goods 1.83%
Commercial Services 1.35%
Textiles - Cotton 1.01%
Pesticides 1.01%
Textiles - Synthetic 0.76%
Mutual Fund 0.41%
Cash & Equivalent 3.09% 95.74%
22-Feb-2018
22-Feb-2018
01-Feb-2018
YW07 Principal Personal Tax Saver Fund

Total

57 Punjab Wireless Systems Ltd. INE181A01010
58 Virtual Dynamics Software Ltd. INE406B01019
Total

Total

Total
Grand Total
Banks 87,992 1,764.86 5.23%

Banks 476,730 1,682.62 4.99%
Finance 53,634 1,049.24 3.11%
Banks 333,480 1,044.63 3.10%
Software 85,286 981.00 2.91%
Auto 8,078 768.19 2.28%
Chemicals 60,000 724.08 2.15%
Software 21,307 663.15 1.97%
Power 740,000 658.60 1.95%
Power 374,900 638.27 1.89%
Auto 16,552 611.01 1.81%
Auto 148,729 594.17 1.76%
Banks 51,897 575.51 1.71%
Banks 31,694 555.63 1.65%
Software 54,935 541.96 1.61%
Minerals/Mining 177,233 530.90 1.57%
Finance 87,680 510.47 1.51%
Chemicals 130,725 497.47 1.48%
Banks 422,693 468.77 1.39%
Hotels, Resorts and Other Recreational Activities 312,000 431.18 1.28%
Cement 8,912 390.52 1.16%
Finance 27,011 372.68 1.11%
Banks 62,354 370.13 1.10%
Cement 217,267 365.33 1.08%
Ferrous Metals 124,820 361.92 1.07%
Banks 100,415 355.87 1.06%
Banks 556,534 355.35 1.05%
Banks 99,372 339.21 1.01%
Banks 189,657 297.38 0.88%
Banks 285,366 286.65 0.85%
Banks 390,048 282.98 0.84%
Auto Ancillaries 250 0.00 ***
33,012.47 97.93%
Telecom - Equipment & Accessories 8,600 0.00 ***

IT Consulting & Services 200,000 0.00 ***
0.00 ***
1,274.82 3.78%
1,274.82 3.78%
(569.99) (1.71)%
(569.99) (1.71)%
33,717.29 100.00%

Maturity Date

Banks 24.86%
Software 6.49%
Auto 5.85%
Finance 5.73%
Power 3.84%
Chemicals 3.63%
Cement 2.24%
Hotels, Resorts and Other Recreational Activities 2.09%
Textile Products 1.23% 97.08%
Telecom - Equipment & Accessories 0.00%
IT Consulting & Services 0.00%
01-Feb-2018
YW08 Principal Smart Equity Fund

30 Divi's Laboratories Ltd. INE361B01024
34 Grasim Industries Ltd. INE047A01021
Total
Cash Future Arbitrage

37 Dewan Housing Finance Corporation Ltd. -
39 Reliance Industries Ltd. -
41 Maruti Suzuki India Ltd. -
43 Sun Pharmaceutical Industries Ltd. -
45 Century Textiles & Industries Ltd. -
47 Bajaj Auto Ltd. -
48 Escorts Ltd. INE042A01014
49 Escorts Ltd. -
50 Chennai Petroleum Corporation Ltd. INE178A01016
51 Chennai Petroleum Corporation Ltd. -
52 Reliance Infrastructure Ltd. INE036A01016
53 Reliance Infrastructure Ltd. -
55 Tata Motors Ltd. A-DVR -
56 Indiabulls Housing Finance Ltd. INE148I01020
57 Indiabulls Housing Finance Ltd. -
59 Tech Mahindra Ltd. -
60 Reliance Power Ltd. INE614G01033
61 Reliance Power Ltd. -
62 Balrampur Chini Mills Ltd. INE119A01028
63 Balrampur Chini Mills Ltd. -
65 ITC Ltd. -
66 Jet Airways (India) Ltd. INE802G01018
67 Jet Airways (India) Ltd. -
Total
MONEY MARKET INSTRUMENT

Commercial Paper **
68 Cox & Kings Ltd. INE008I14KF9
69 Kribhco Fertilizers Ltd. INE486H14904
70 Cox & Kings Ltd. INE008I14JK1
Total
Treasury Bill
71 TBILL 323 DAYS 2018 IN002017X056
Total
CENTRAL GOVERNMENT SECURITIES

72 6.84% Government of India Security IN0020160050
Total
BONDS & NCDs

Listed / awaiting listing on the stock exchanges **
73 8.70% JM Financial Products Ltd. INE523H07841
74 10.30% Manappuram Finance Ltd. INE522D07941
75 8.00% Tata Motors Ltd. INE155A08308
76 8.15% Piramal Enterprises Ltd. INE140A07344
77 9.10% Dewan Housing Finance Corporation Ltd. INE202B07IK1
78 8.80% Indiabulls Housing Finance Ltd. INE148I07FQ4
79 8.85% Power Grid Corporation of India Ltd. INE752E07KE8
Total

Total

Total
Total
Grand Total
All corporate ratings are assigned by rating agencies like CRISIL; CARE; ICRA; IND; BRW.
Construction Project 25,425 360.15

Banks 15,401 308.90
Banks 78,800 278.12
Power 303,000 269.67
Auto 2,600 247.25
Power 142,500 242.61
Banks 72,731 227.83
Software 18,800 216.25
Software 6,945 216.15
Auto 5,412 199.78
Finance 9,566 187.14
Software 18,395 181.48
Power 93,429 181.07
Banks 15,219 168.77
Finance 36,400 168.71
Banks 8,616 151.05
Banks 82,410 129.22
Cement 2,526 110.69
Cement 642 110.46
Auto 23,478 93.79
Cement 5,706 66.19
6,433.25
Finance 237,000 1,379.81

Stock Future (237,000) (1,386.81)
Stock Future (113,000) (1,092.03)
Auto 6,000 570.58
Stock Future (6,000) (572.94)
Stock Future (97,900) (568.85)
Cement 29,700 412.31
Stock Future (29,700) (413.59)
Auto 9,500 317.03
Stock Future (9,500) (317.97)
Auto 24,200 196.44
Stock Future (24,200) (197.62)
Stock Future (43,500) (180.98)
Power 35,100 174.22
Stock Future (35,100) (175.22)
Auto 52,500 117.89
Stock Future (52,500) (118.41)
Finance 8,000 111.28
Stock Future (8,000) (110.80)
Software 14,400 88.22
Stock Future (14,400) (88.37)
Power 182,000 83.27
Stock Future (182,000) (83.72)
Stock Future (42,000) (51.49)
Stock Future (14,400) (39.27)
Transportation 4,800 36.18
Stock Future (4,800) (36.39)
5,411.56
BWR A1+ 100 498.03

[ICRA]A1+ 60 298.19
BWR A1+ 38 180.32
976.54
Sovereign 83,000 82.45

82.45
Sovereign 500,000 490.30

490.30
CRISIL AA 40 396.60
CARE AA 33 331.98
CARE AA+ 30 300.26
[ICRA]AA 30 299.11
BWR AAA 20,000 201.47
BWR AAA 12 120.18
CRISIL AAA 8 101.87
1,751.47
Mutual Fund 20,340 339.03

339.03
2,090.93
2,090.93
425.44
425.44
18,000.97
RE; ICRA; IND; BRW.

% to Net Assets Derivatives % Maturity Date
to Net Assets
2.00%
1.78%
1.72%
1.59%
1.55%
1.50%
1.37%
1.35%
1.27%
1.20%
1.20%
1.12%
1.11%
1.10%
1.07%
1.04%
1.02%
1.01%
1.01%
0.94%
0.94%
0.94%
0.91%
0.84%
0.80%
0.72%
0.62%
0.61%
0.61%
0.57%
0.54%
0.52%
0.51%
0.37%
0.29%
35.74%
7.67%
(7.70)% 22-Feb-2018
6.03%
(6.07)% 22-Feb-2018
3.17%
(3.18)% 22-Feb-2018
3.15%
(3.16)% 22-Feb-2018
2.29%
(2.30)% 22-Feb-2018
1.76%
(1.77)% 22-Feb-2018
1.09%
(1.10)% 22-Feb-2018
1.00%
(1.01)% 22-Feb-2018
0.97%
(0.97)% 22-Feb-2018
0.65%
(0.66)% 22-Feb-2018
0.62%
(0.62)% 22-Feb-2018
0.49%
(0.49)% 22-Feb-2018
0.46%
(0.47)% 22-Feb-2018
0.29%
(0.29)% 22-Feb-2018
0.22%
(0.22)% 22-Feb-2018
0.20%
(0.20)% 22-Feb-2018
30.06% -30.21%
2.77% 21-Feb-2018
1.66% 05-Mar-2018
1.00% 07-Sep-2018
5.43%
0.46% 13-Mar-2018
0.46%
2.72% 19-Dec-22
2.72%
2.20% 25-Jul-19
1.84% 28-Jul-18
1.67% 1-Aug-19
1.66% 14-Jun-19
1.12% 9-Sep-19
0.67% 10-Aug-18
0.57% 19-Oct-19
9.73%
1.88%
1.88%
11.62% 01-Feb-2018
11.62%
2.36%
2.36%
100.00%
Finance 10.27%
Auto 9.67%
Banks 7.04%
Power 5.29%
Software 3.90%
Cement 3.88%
BWR A1+ 3.77%
Sovereign 3.18%
CRISIL AA 2.20%
Mutual Fund 1.88%
CARE AA 1.84%
BWR AAA 1.79%
CARE AA+ 1.67%
[ICRA]A1+ 1.66%
[ICRA]AA 1.66%
CRISIL AAA 0.57%
Stock Future 0.00%
YW09 Principal Tax Savings Fund

35 Kalpataru Power Transmission Ltd. INE220B01022
47 JK Cement Ltd. INE823G01014
61 Rattanindia Power Ltd. INE399K01017
Total

Total

Total
Grand Total

Banks 96,534 1,936.18

Banks 502,443 1,773.37
Banks 369,301 1,156.84
Finance 58,670 1,147.76
Software 96,097 1,105.36
Chemicals 75,962 916.71
Consumer Durables 174,566 852.06
Power 900,000 801.00
Auto 8,177 777.61
Fertilisers 442,400 709.39
Auto 170,826 682.45
Software 21,720 676.00
Power 396,200 674.53
Finance 105,318 613.16
Auto 16,598 612.71
Banks 54,915 608.98
Chemicals 151,654 577.12
Software 58,069 572.88
Power 112,794 500.69
Banks 439,203 487.08
Finance 34,774 479.79
Chemicals 95,849 460.22
Banks 288,565 452.47
Cement 39,873 449.69
Cement 9,782 428.65
Banks 117,820 417.55
Cement 37,195 414.69
Banks 67,240 399.14
Cement 28,649 397.72
Cement 227,899 383.21
Banks 588,497 375.76
Banks 226,331 359.19
Banks 99,524 339.73
Banks 442,985 321.39
Banks 298,135 299.48
Power 2,533,170 182.39
Diversified Consumer Services 56,242 150.17
38,915.45
740.57
740.57
133.73
133.73
39,789.75

Rating / Industry
4.87% Banks
3.25% Software
2.91% Finance
2.88% Power
2.30% Cement
2.26% Auto
2.18% Chemicals
1.95% Consumer Durables
1.94% Hotels, Resorts and Other Recreational Activities
1.75% Fertilisers
1.72% Minerals/Mining
1.67% Diversified Consumer Services
1.54%
1.54%
1.53%
1.48%
1.45%
1.44%
1.44%
1.41%
1.35%
1.33%
1.27%
1.26%
1.22%
1.21%
1.16%
1.14%
1.13%
1.12%
1.11%
1.09%
1.08%
1.05%
1.05%
1.04%
1.00%
1.00%
0.98%
0.96%
0.95%
0.94%
0.90%
0.87%
0.86%
0.85%
0.81%
0.78%
0.75%
0.46%
0.38%
***
***
97.80%
1.86% 01-Feb-2018
1.86%
0.34%
0.34%
100.00%
Percent
22.43%
10.32%
5.95%
5.92%
5.63%
5.43%
5.21%
5.21%
5.21%
4.91%
3.35%
3.34%
3.16%
2.14%
2.14%
1.95%
1.78%
1.44%
1.12%
0.78%
0.38% 96.64%
0.00%
2.20%
YW10 Principal Global Opportunities Fund
Sr. No. Name of Instrument ISIN Rating / Industry
Overseas ETF
Units of Mutual Fund / Units Trust
1 Principal Global Investors Fund - Emerging Markets Equity Fund - Mutual Fund
Total

Total

Total
Grand Total
Quantity Market value (Rs. In lakhs) % to Net Assets Maturity Date
Rating / Industry
39,643 1,793.12 99.30% Mutual Fund
1,793.12 99.30% Cash & Equivalent
44.19 2.45% 01-Feb-2018

44.19 2.45%
(31.47) (1.75)%
(31.47) (1.75)%
1,805.84 100.00%
Percent
99.30%
0.70%
YW11 Principal Low Duration Fund

Certificate of Deposit **
1 IndusInd Bank Ltd. INE095A16WK3
2 Axis Bank Ltd. INE238A16W19
3 Small Industries Development Bank of India INE556F16291
Total
Commercial Paper **
4 HCL Infosystems Ltd. INE236A14HH5
5 Housing Development Finance Corporation Ltd. INE001A14RH2
6 Cox & Kings Ltd. INE008I14KL7
7 HCL Infosystems Ltd. INE236A14HG7
8 Dewan Housing Finance Corporation Ltd. INE202B14KF3
13 Indiabulls Housing Finance Ltd. INE148I14SU5
Total
Treasury Bill
14 TBILL 323 DAYS 2018 IN002017X056
15 TBILL 91 DAYS 2018 IN002017X379
Total
BONDS & NCDs

16 8.55% Indiabulls Housing Finance Ltd. INE148I07FX0
18 7.90% National Bank For Agriculture and Rural Development INE261F08550
19 9.20% Avanse Financial Services Ltd. INE087P07071
20 8.70% JM Financial Products Ltd. INE523H07841
21 7.48% Housing Development Finance Corporation Ltd. INE001A07PT5
22 9.05% Dewan Housing Finance Corporation Ltd. INE202B07IJ3
24 8.13% Tata Motors Ltd. INE155A08290
25 7.63% PNB Housing Finance Ltd. INE572E09460
26 10.35% Ess Kay Fincorp Ltd. INE124N07085
27 10.70% Aspire Home Finance Corporation Ltd. INE658R07141
Total
Unlisted **
29 Sprit Textiles Private Ltd. (ZCB) INE069R07117
Total

Total

Total
Grand Total
Aggregate investments by other schemes of Principal Mutual Fund at the end of the period is Rs.99.25 Lakh
CRISIL A1+ 7,500 7,308.77 10.66% 12-Jun-2018

CRISIL A1+ 5,000 4,885.54 7.13% 30-May-2018
CRISIL A1+ 4,510 4,238.66 6.18% 11-Dec-2018
16,432.97 23.97%
[ICRA]A1 700 3,452.29 5.04% 22-Mar-2018

CARE A1+ 500 2,409.77 3.51% 27-Jul-2018
BWR A1+ 440 2,048.87 2.99% 26-Nov-2018
[ICRA]A1 380 1,886.16 2.75% 27-Feb-2018
[ICRA]A1+ 360 1,748.82 2.55% 18-Jun-2018
BWR A1+ 80 398.43 0.58% 21-Feb-2018
BWR A1+ 82 389.12 0.57% 07-Sep-2018
[ICRA]A1+ 80 388.02 0.57% 14-Jun-2018
[ICRA]A1+ 50 248.49 0.36% 05-Mar-2018
CRISIL A1+ 18 87.40 0.13% 22-Jun-2018
13,057.36 19.05%
Sovereign 357,000 354.62 0.52% 13-Mar-2018

Sovereign 20,600 20.58 0.03% 08-Feb-2018
375.20 0.55%
BWR AAA 500 5,021.56 7.32% 02-Mar-2020

[ICRA]AA 480 4,785.70 6.98% 14-Jun-2019
CRISIL AAA 250 2,505.09 3.65% 27-Nov-2018
CARE AA+ (SO) 250 2,499.63 3.65% 04-Jan-2019
CRISIL AA 250 2,478.73 3.62% 25-Jul-2019
CRISIL AAA 25 2,477.44 3.61% 18-Nov-2019
BWR AAA 243,000 2,446.13 3.57% 09-Sep-2019
CARE AA 242 2,434.55 3.55% 28-Jul-2018
CARE AA+ 235 2,351.67 3.43% 18-Jul-2018
IND AAA 182 1,797.83 2.62% 14-Jul-2020
IND A (SO) 150 1,437.27 2.10% 27-Dec-2019
[ICRA]AA- 140 1,416.65 2.07% 05-Jun-2019
BWR AAA 92 921.37 1.34% 10-Aug-2018
32,573.62 47.51%
BWR AA- 400 4,158.62 6.07% 09-Aug-2018

4,158.62 6.07%
886.41 1.29% 01-Feb-2018

886.41 1.29%
1,079.32 1.56%
1,079.32 1.56%
68,563.50 100.00%
RE; ICRA; IND; BRW.

CRISIL A1+ 24.10%
BWR AAA 12.23%
[ICRA]A1 7.79%
CRISIL AAA 7.26%
[ICRA]AA 6.98%
BWR AA- 6.07%
BWR A1+ 4.14%
CARE AA+ (SO) 3.65%
CRISIL AA 3.62%
CARE AA 3.55%
CARE A1+ 3.51%
[ICRA]A1+ 3.48%
CARE AA+ 3.43%
IND AAA 2.62%
IND A (SO) 2.10%
[ICRA]AA- 2.07%
Sovereign 0.55%
YW12 Principal Credit Opportunities Fund

Commercial Paper **
2 Vedanta Ltd. INE205A14KU7
4 Sudarshan Chemical Industries Ltd. INE659A14273
5 Cox & Kings Ltd. INE008I14KK9
Total
Treasury Bill
8 TBILL 323 DAYS 2018 IN002017X056
Total
BONDS & NCDs

11 9.05% Dewan Housing Finance Corporation Ltd. INE202B07IJ3
12 8.10% Reliance Jio Infocomm Ltd. INE110L07054
13 6.98% National Bank for Agriculture and Rural Development INE261F08907
14 8.85% Power Grid Corporation of India Ltd. INE752E07KE8
15 9.10% Dewan Housing Finance Corporation Ltd. INE202B07IK1
16 7.50% Power Finance Corporation Ltd. INE134E08IW3
17 12.55% Manappuram Finance Ltd. !! INE522D07479
19 9.48% Rural Electrification Corporation Ltd. INE020B08591
20 8.55% Indian Railway Finance Corporation Ltd. INE053F09FU0
Total
Unlisted **
Total

Total

Total
Grand Total
Aggregate investments by other schemes of Principal Mutual Fund at the end of the period is Rs.1510.57 La
!! Suspended on Stock Exchange
[ICRA]A1 110 542.50 6.25% 22-Mar-2018

CRISIL A1+ 100 499.55 5.75% 06-Feb-2018
[ICRA]A1+ 100 496.98 5.72% 05-Mar-2018
IND A1+ 100 494.90 5.70% 26-Mar-2018
BWR A1+ 80 372.86 4.29% 22-Nov-2018
[ICRA]A1 60 297.81 3.43% 27-Feb-2018
BWR A1+ 60 284.72 3.28% 07-Sep-2018
2,989.33 34.42%
Sovereign 12,000 11.92 0.14% 13-Mar-2018

11.92 0.14%
IND A (SO) 70 670.73 7.72% 27-Dec-2019

[ICRA]AA 55 548.36 6.32% 14-Jun-2019
BWR AAA 51,000 513.38 5.91% 09-Sep-2019
CRISIL AAA 50 501.52 5.78% 29-Apr-2019
CRISIL AAA 50 492.06 5.67% 30-Sep-2020
CRISIL AAA 32 407.50 4.69% 19-Oct-2019
BWR AAA 30,000 302.21 3.48% 09-Sep-2019
CRISIL AAA 30 298.44 3.44% 17-Sep-2020
BWR AA 20 200.00 2.30% 01-Feb-2018
[ICRA]AA 20 199.34 2.30% 27-Jun-2019
CRISIL AAA 10 105.18 1.21% 10-Aug-2021
CRISIL AAA 10 101.01 1.16% 15-Jan-2019
CARE AA 10 100.60 1.16% 28-Jul-2018
CRISIL A+ 10 100.23 1.15% 08-Jun-2018
4,540.56 52.29%
BWR AA- 50 519.83 5.99% 09-Aug-2018

519.83 5.99%
746.36 8.60% 01-Feb-2018

746.36 8.60%
(125.42) (1.44)%
(125.42) (1.44)%
8,682.58 100.00%
RE; ICRA; IND; BRW.

CRISIL AAA 21.95%
[ICRA]A1 9.68%
BWR AAA 9.39%
[ICRA]AA 8.62%
IND A (SO) 7.72%
BWR A1+ 7.57%
BWR AA- 5.99%
CRISIL A1+ 5.75%
[ICRA]A1+ 5.72%
IND A1+ 5.70%
BWR AA 2.30%
CARE AA 1.16%
CRISIL A+ 1.15%
Sovereign 0.14%
YW14 Principal Dynamic Bond Fund

Commercial Paper **
Total

Total
STATE GOVERNMENT SECURITIES

8 7.33% Maharashtra State Government Security IN2220170103
Total
BONDS & NCDs

9 8.88% Export-Import Bank of India ** INE514E08BS9
10 8.95% Reliance Utilities & Power Private Ltd. ** INE936D07067
11 8.49% Housing Development Finance Corporation Ltd. ** INE001A07NU8
12 9.10% Dewan Housing Finance Corporation Ltd. ** INE202B07HQ0
13 8.35% LIC Housing Finance Ltd. ** INE115A07IE0
14 8.85% HDFC Bank Ltd. ** INE040A08377
15 7.48% Housing Development Finance Corporation Ltd. ** INE001A07PT5
16 7.40% Tata Motors Ltd. ** INE155A08365
17 7.00% Reliance Industries Ltd. INE002A08476
18 8.10% NTPC Ltd. ** INE733E07KB4
19 8.80% Indiabulls Housing Finance Ltd. ** INE148I07FQ4
20 9.20% Avanse Financial Services Ltd. ** INE087P07071
21 10.85% Aspire Home Finance Corporation Ltd. ** INE658R07042
Total

Total

Total
Grand Total
BWR A1+ 100 474.54 4.14% 07-Sep-2018

474.54 4.14%
Sovereign 1,600,000 1,577.60 13.77% 20-Mar-2029

Sovereign 1,450,000 1,421.87 12.41% 19-Dec-2022
Sovereign 750,000 757.43 6.61% 15-Dec-2023
Sovereign 500,000 498.25 4.35% 11-Jan-2026
Sovereign 350,000 331.39 2.89% 15-May-2027
Sovereign 200,000 178.25 1.56% 05-Dec-2033
4,764.79 41.59%
Sovereign 500,000 476.40 4.16% 13-Sep-2027

476.40 4.16%
CRISIL AAA 50 521.37 4.55% 18-Oct-2022

CRISIL AAA 50 512.20 4.47% 26-Apr-2023
CRISIL AAA 100 504.04 4.40% 27-Apr-2020
BWR AAA 50,000 503.49 4.39% 16-Aug-2019
CRISIL AAA 50 502.92 4.39% 23-Oct-2020
CRISIL AA+ 50 499.75 4.36% 12-May-2022
CRISIL AAA 5 495.49 4.32% 18-Nov-2019
CARE AA+ 50 490.58 4.28% 29-Jun-2021
CRISIL AAA 50 484.69 4.23% 31-Aug-2022
CRISIL AAA 40 405.15 3.54% 27-May-2021
BWR AAA 20 200.30 1.75% 10-Aug-2018
CARE AA+ (SO) 20 199.97 1.74% 04-Jan-2019
CRISIL A+ 9 90.21 0.79% 08-Jun-2018
5,410.16 47.21%
260.56 2.27% 01-Feb-2018

260.56 2.27%
73.65 0.63%
73.65 0.63%
11,460.08 100.00%
RE; ICRA; IND; BRW.

Sovereign 45.75%
CRISIL AAA 29.90%
BWR AAA 6.14%
CRISIL AA+ 4.36%
CARE AA+ 4.28%
BWR A1+ 4.14%
CARE AA+ (SO) 1.74%
CRISIL A+ 0.79%
YW16 Principal Short Term Income Fund

Commercial Paper **
1 Cox & Kings Ltd. INE008I14KK9 BWR A1+
Total

2 6.84% Government of India Security IN0020160050 Sovereign
Total

5 7.33% Maharashtra State Government Security IN2220170103 Sovereign
6 8.11% Chhattisgarh State Government Security IN3520170041 Sovereign
Total
BONDS & NCDs

7 9.05% Dewan Housing Finance Corporation Ltd. INE202B07IJ3 BWR AAA
8 8.15% Piramal Enterprises Ltd. INE140A07344 [ICRA]AA
9 7.80% Housing Development Finance Corporation Ltd. INE001A07PU3 CRISIL AAA
10 7.25% Small Industries Development Bank of India INE556F08IV6 CARE AAA
11 8.10% NTPC Ltd. INE733E07KB4 CRISIL AAA
12 8.70% JM Financial Products Ltd. INE523H07841 CRISIL AA
13 8.00% Tata Motors Ltd. INE155A08308 CARE AA+
14 9.20% Avanse Financial Services Ltd. INE087P07071 CARE AA+ (SO)
16 10.85% Aspire Home Finance Corporation Ltd. INE658R07042 CRISIL A+
17 10.30% Manappuram Finance Ltd. INE522D07941 CARE AA
18 8.55% Indiabulls Housing Finance Ltd. INE148I07FX0 BWR AAA
19 9.10% Dewan Housing Finance Corporation Ltd. INE202B07HD8 BWR AAA
20 12.55% Manappuram Finance Ltd. !! INE522D07479 BWR AA
Total

Total

Total
Grand Total
!! Suspended on Stock Exchange
Rating / Industry
CRISIL AAA
380 1,771.11 5.12% 22-Nov-2018 [ICRA]AA
1,771.11 5.12% BWR AAA
Sovereign
CARE AAA
1,045,300 1,025.02 2.96% 19-Dec-2022 CRISIL AA
500,000 514.50 1.49% 10-Dec-2020 CARE AA+ (SO)
500,000 494.85 1.43% 20-May-2023 CARE AA+
2,034.37 5.88% BWR A1+
CRISIL A+
CARE AA
1,000,000 952.80 2.75% 13-Sep-2027 BWR AA
500,000 501.00 1.45% 31-Jan-2028 Cash & Equivalent
1,453.80 4.20%
255,000 2,566.92 7.42% 09-Sep-2019

250 2,492.55 7.20% 14-Jun-2019
25 2,490.12 7.19% 11-Nov-2019
250 2,481.28 7.17% 30-Apr-2020
240 2,430.93 7.02% 27-May-2021
210 2,082.14 6.02% 25-Jul-2019
200 2,001.74 5.78% 01-Aug-2019
200 1,999.71 5.78% 04-Jan-2019
180 1,794.03 5.18% 27-Jun-2019
110 1,102.55 3.19% 08-Jun-2018
100 1,006.01 2.91% 28-Jul-2018
100 1,004.31 2.90% 02-Mar-2020
50 503.03 1.45% 18-Mar-2019
30 300.00 0.87% 01-Feb-2018
24,255.31 70.08%
3,572.00 10.32% 01-Feb-2018

3,572.00 10.32%
1,528.69 4.40%
1,528.69 4.40%
34,615.28 100.00%
ons and Guidelines.

riod is Rs.1385.29 Lakhs
Percent
14.21%
12.38%
11.77%
10.08%
7.17%
6.02%
5.78%
5.78%
5.12%
3.19%
2.91%
0.87% 26.59%
14.72% 38.36%
YW18 Principal Equity Savings Fund

15 Steel Authority of India Ltd. INE114A01011
Total

31 Bharti Airtel Ltd. -
32 Ashok Leyland Ltd. INE208A01029
33 Ashok Leyland Ltd. -
35 Century Textiles & Industries Ltd. -
37 Tata Motors Ltd. A-DVR -
39 Maruti Suzuki India Ltd. -
40 CESC Ltd. INE486A01013
41 CESC Ltd. -
43 Jain Irrigation Systems Ltd. -
45 Exide Industries Ltd. -
46 Bata India Ltd. INE176A01028
47 Bata India Ltd. -
48 Balrampur Chini Mills Ltd. INE119A01028
49 Balrampur Chini Mills Ltd. -
51 NBCC (India) Ltd. -
53 Bank of Baroda -
54 Dr. Reddy's Laboratories Ltd. INE089A01023
55 Dr. Reddy's Laboratories Ltd. -
56 Fortis Healthcare Ltd. INE061F01013
57 Fortis Healthcare Ltd. -
58 DLF Ltd. INE271C01023
59 DLF Ltd. -
60 Sun TV Network Ltd. INE424H01027
61 Sun TV Network Ltd. -
63 Housing Development Finance Corporation Ltd. -
65 Aurobindo Pharma Ltd. -
66 Dish TV India Ltd. INE836F01026
67 Dish TV India Ltd. -
68 IRB Infrastructure Developers Ltd. INE821I01014
69 IRB Infrastructure Developers Ltd. -
71 Britannia Industries Ltd. -
73 Hindalco Industries Ltd. -
74 Reliance Capital Ltd. INE013A01015
75 Reliance Capital Ltd. -
76 Reliance Infrastructure Ltd. INE036A01016
77 Reliance Infrastructure Ltd. -
79 Sun Pharmaceutical Industries Ltd. -
Total

Commercial Paper **
83 Cox & Kings Ltd. INE008I14KK9
84 SREI Equipment Finance Ltd. INE881J14MW8
Total
BONDS & NCDs

87 7.50% Power Finance Corporation Ltd. INE134E08IW3
89 9.25% Power Grid Corporation of India Ltd. INE752E07BB3
Total

Total

Total

Total
Grand Total

Finance 6,600 129.12
Banks 5,200 104.30
Power 90,000 80.10
Software 6,900 79.37
Power 40,514 68.98
Auto 1,930 64.41
Finance 13,400 62.11
Power 30,000 58.14
Software 5,650 55.74
Auto 1,506 55.59
Banks 34,000 53.31
Banks 14,966 52.82
Finance 9,005 52.43
Banks 13,908 43.57
Banks 6,645 39.44
Auto 378 35.95
Auto 6,450 25.77
1,799.28
Finance 48,000 279.46

Stock Future (48,000) (280.87)
Stock Future (56,100) (247.65)
Auto 189,000 238.33
Stock Future (189,000) (238.71)
Cement 14,300 198.52
Stock Future (14,300) (199.13)
Auto 82,500 185.25
Stock Future (82,500) (186.08)
Auto 1,875 178.31
Stock Future (1,875) (179.04)
Power 16,500 174.03
Stock Future (16,500) (174.94)
Stock Future (99,000) (139.10)
Stock Future (60,000) (134.52)
Consumer Durables 18,700 132.01
Stock Future (18,700) (132.38)
Stock Future (91,000) (111.57)
Stock Future (45,000) (101.97)
Banks 56,000 87.81
Stock Future (56,000) (88.28)
Stock Future (3,500) (78.29)
Healthcare Services 56,000 77.87
Stock Future (56,000) (78.20)
Stock Future (25,000) (62.86)
Stock Future (6,000) (61.36)
Finance 3,000 58.69
Stock Future (3,000) (58.97)
Stock Future (8,800) (55.36)
Stock Future (70,000) (52.75)
Stock Future (20,000) (48.16)
Consumer Non Durables 800 37.47
Stock Future (800) (37.53)
Stock Future (14,000) (35.99)
Finance 3,000 14.73
Stock Future (3,000) (14.72)
Power 2,600 12.91
Stock Future (2,600) (12.98)
Stock Future (2,200) (12.78)
2,814.31
[ICRA]A1 60 297.81
[ICRA]A1+ 40 198.79
[ICRA]A1 40 197.27
BWR A1+ 40 186.43
[ICRA]A1+ 20 99.73
980.04
[ICRA]AA 17 169.49
BWR AAA 13 130.19
CRISIL AAA 10 99.48
IND A (SO) 10 95.82
CRISIL AAA 4 52.31
CRISIL A+ 1 10.02
557.32
Mutual Fund 9,843 164.06
164.06
250.68
250.68
336.65
336.65
6,902.35
RE; ICRA; IND; BRW.

% to Net Assets Derivatives % Maturity Date
to Net Assets
2.09%
1.87%
1.65%
1.51%
1.16%
1.16%
1.15%
1.13%
1.02%
1.00%
0.94%
0.93%
0.90%
0.89%
0.85%
0.84%
0.81%
0.81%
0.77%
0.77%
0.76%
0.70%
0.63%
0.57%
0.52%
0.37%
0.26%
26.06%
4.05%
(4.07)% 22-Feb-2018
3.57%
(3.59)% 22-Feb-2018
3.45%
(3.46)% 22-Feb-2018
2.88%
(2.89)% 22-Feb-2018
2.68%
(2.70)% 22-Feb-2018
2.58%
(2.59)% 22-Feb-2018
2.52%
(2.53)% 22-Feb-2018
2.01%
(2.02)% 22-Feb-2018
1.94%
(1.95)% 22-Feb-2018
1.91%
(1.92)% 22-Feb-2018
1.61%
(1.62)% 22-Feb-2018
1.47%
(1.48)% 22-Feb-2018
1.27%
(1.28)% 22-Feb-2018
1.13%
(1.13)% 22-Feb-2018
1.13%
(1.13)% 22-Feb-2018
0.91%
(0.91)% 22-Feb-2018
0.89%
(0.89)% 22-Feb-2018
0.85%
(0.85)% 22-Feb-2018
0.80%
(0.80)% 22-Feb-2018
0.76%
(0.76)% 22-Feb-2018
0.70%
(0.70)% 22-Feb-2018
0.54%
(0.54)% 22-Feb-2018
0.52%
(0.52)% 22-Feb-2018
0.21%
(0.21)% 22-Feb-2018
0.19%
(0.19)% 22-Feb-2018
0.18%
(0.19)% 22-Feb-2018
40.75% -40.92%
4.31% 27-Feb-2018
2.88% 05-Mar-2018
2.86% 22-Mar-2018
2.70% 22-Nov-2018
1.44% 14-Feb-2018
14.19%
2.46% 14-Jun-2019
1.89% 10-Aug-2018
1.44% 17-Sep-2020
1.39% 27-Dec-2019
0.76% 24-Jul-2021
0.15% 08-Jun-2018
8.09%
2.38%
2.38%
3.63% 01-Feb-2018
3.63%
4.90%
4.90%
100.00%
Auto 11.34%
Finance 8.64%
[ICRA]A1 7.17%
Power 5.71%
Banks 5.52%
[ICRA]A1+ 4.32%
Construction 3.08%
Cement 2.88%
BWR A1+ 2.70%
[ICRA]AA 2.46%
Mutual Fund 2.38%
CRISIL AAA 2.20%
Software 1.96%
BWR AAA 1.89%
IND A (SO) 1.39%
Healthcare Services 1.13%
CRISIL A+ 0.15%
Stock Future 0.00%
YW19 Principal Debt Savings Fund

Treasury Bill
1 TBILL 323 DAYS 2018 IN002017X056 Sovereign
Total

Total

3 8.11% Chhattisgarh State Government Security IN3520170041 Sovereign
Total
BONDS & NCDs

4 10.85% Aspire Home Finance Corporation Ltd. INE658R07042 CRISIL A+
6 7.63% PNB Housing Finance Ltd. INE572E09460 IND AAA
7 10.30% Manappuram Finance Ltd. INE522D07941 CARE AA
8 8.13% Tata Motors Ltd. INE155A08290 CARE AA+
9 8.10% NTPC Ltd. INE733E07KB4 CRISIL AAA
10 9.10% Dewan Housing Finance Corporation Ltd. INE202B07IK1 BWR AAA
11 9.05% Dewan Housing Finance Corporation Ltd. INE202B07IJ3 BWR AAA
Total

Total

Total
Grand Total
Rating / Industry
18,000 17.88 0.84% 13-Mar-2018 Sovereign
17.88 0.84% CRISIL A+
[ICRA]AA
IND AAA
500,000 457.90 21.43% 17-Sep-2031 CARE AA
457.90 21.43% CARE AA+
BWR AAA
CRISIL AAA
500,000 501.00 23.45% 31-Jan-2028 Cash & Equivalent
501.00 23.45%
20 200.46 9.38% 08-Jun-2018

18 179.46 8.40% 14-Jun-2019
18 177.81 8.32% 14-Jul-2020
15 150.90 7.06% 28-Jul-2018
15 150.11 7.03% 18-Jul-2018
10 101.29 4.74% 27-May-2021
10,000 100.74 4.72% 09-Sep-2019
1,000 10.07 0.47% 09-Sep-2019
1,070.83 50.12%
643.11 30.10% 01-Feb-2018

643.11 30.10%
(554.26) (25.94)%
(554.26) (25.94)%
2,136.47 100.00%
lations and Guidelines.

Percent
45.72%
9.38%
8.40%
8.32%
7.06%
7.03%
5.19%
4.74%
4.16%
36.50%
YW20 Principal Balanced Fund

28 Steel Authority of India Ltd. INE114A01011
32 Magma Fincorp Ltd. INE511C01022
40 Punjab National Bank INE160A01022
41 HEG Ltd. INE545A01016
48 Uflex Ltd. INE516A01017
50 ITD Cementation India Ltd. INE686A01026
60 ACC Ltd. INE012A01025
62 Ambuja Cements Ltd. INE079A01024
Total

65 ICICI Bank Ltd. INE090A160O6
Total
Commercial Paper **
69 SREI Equipment Finance Ltd. INE881J14MW8
70 Sudarshan Chemical Industries Ltd. INE659A14273
Total
BONDS & NCDs

72 6.98% National Bank for Agriculture and Rural Development ** INE261F08907
74 7.00% Reliance Industries Ltd. INE002A08476
75 7.50% Power Finance Corporation Ltd. ** INE134E08IW3
76 8.95% Reliance Utilities & Power Private Ltd. ** INE936D07067
77 8.85% HDFC Bank Ltd. ** INE040A08377
78 9.10% Dewan Housing Finance Corporation Ltd. ** INE202B07IK1
79 10.35% Ess Kay Fincorp Ltd. ** INE124N07085
80 8.37% National Bank for Agriculture and Rural Development INE261F08527
81 9.10% Dewan Housing Finance Corporation Ltd. ** INE202B07HQ0
82 8.13% Piramal Enterprises Ltd. ** INE140A07369
83 7.65% Housing Development Finance Corporation Ltd. ** INE001A07QE5
84 7.21% Housing Development Finance Corporation Ltd. ** INE001A07QV9
85 7.78% LIC Housing Finance Ltd. ** INE115A07LN5
86 7.63% PNB Housing Finance Ltd. ** INE572E09460
87 9.20% Avanse Financial Services Ltd. ** INE087P07071
89 8.80% Indiabulls Housing Finance Ltd. ** INE148I07FQ4
90 8.10% NTPC Ltd. ** INE733E07KB4
91 10.70% Aspire Home Finance Corporation Ltd. ** INE658R07141
Total
Unlisted **
Total

Total

101 8.11% Chhattisgarh State Government Security IN3520170041
102 7.33% Maharashtra State Government Security IN2220170103
Total

103 Principal Credit Opportunities Fund - Direct Plan - Growth Option INF173K01FX6
Total

Total

Total
Grand Total
Banks 144,203 2,892.28 2.84%

Software 176,500 2,030.19 1.99%
Minerals/Mining 654,568 1,960.76 1.93%
Finance 100,000 1,956.30 1.92%
Finance 403,000 1,867.91 1.83%
Banks 509,976 1,799.96 1.77%
Power 1,930,000 1,717.70 1.69%
Chemicals 135,699 1,637.62 1.61%
Software 49,759 1,548.67 1.52%
Fertilisers 941,943 1,510.41 1.48%
Banks 132,716 1,471.75 1.45%
Banks 462,536 1,448.89 1.42%
Software 202,500 1,299.75 1.28%
Ferrous Metals 1,150,000 1,145.98 1.13%
Chemicals 296,291 1,127.54 1.11%
Power 658,080 1,120.38 1.10%
Gas 230,000 1,100.78 1.08%
Auto 29,440 1,086.76 1.07%
Software 109,437 1,079.65 1.06%
Ferrous Metals 1,200,000 1,066.80 1.05%
Software 157,852 967.08 0.95%
Finance 572,097 906.77 0.89%
Banks 561,699 880.74 0.86%
Power 450,000 872.10 0.86%
Auto 217,228 867.83 0.85%
Finance 145,008 844.24 0.83%
Banks 476,190 815.95 0.80%
Cement 18,538 812.34 0.80%
Non - Ferrous Metals 1,021,430 769.14 0.76%
Auto 7,924 753.55 0.74%
Construction 305,000 626.32 0.61%
Banks 85,419 507.05 0.50%
Cement 36,110 501.30 0.49%
Cement 39,494 445.41 0.44%
Banks 645,520 412.16 0.40%
Banks 406,552 408.38 0.40%
Cement 21,646 371.28 0.36%
Finance 26,499 365.62 0.36%
Cement 135,300 354.22 0.35%
Diversified Consumer Services 17,235 46.02 0.05%
Media & Entertainment 30,579 0.00 ***
68,333.59 67.12%
CARE A1+ 1,000 976.93 0.96%

976.93 0.96%
[ICRA]A1+ 140 695.77 0.68%

BWR A1+ 120 597.64 0.59%
[ICRA]A1 120 591.82 0.58%
[ICRA]A1+ 100 498.64 0.49%
IND A1+ 100 494.90 0.49%
BWR A1+ 100 474.54 0.47%
3,353.30 3.30%
CRISIL AAA 150 1,476.19 1.45%

CARE AA+ 150 1,471.74 1.45%
CRISIL AAA 150 1,454.07 1.43%
CRISIL AAA 110 1,094.28 1.07%
CRISIL AAA 100 1,024.40 1.01%
CRISIL AA+ 100 999.49 0.98%
BWR AAA 90,000 906.62 0.89%
IND A (SO) 70 670.73 0.66%
CRISIL AAA 50 507.18 0.50%
BWR AAA 50,000 503.49 0.49%
[ICRA]AA 50 498.34 0.49%
CRISIL AAA 5 498.04 0.49%
CRISIL AAA 5 497.83 0.49%
CRISIL AAA 50 496.60 0.49%
IND AAA 50 493.91 0.48%
CARE AA+ (SO) 30 299.96 0.29%
CARE AA+ 20 200.17 0.20%
BWR AAA 13 130.19 0.13%
CRISIL AAA 10 101.29 0.10%
[ICRA]AA- 10 101.19 0.10%
13,425.70 13.19%
BWR AA- 50 519.83 0.51%

519.83 0.51%
Sovereign 2,150,000 2,035.67 2.00%

Sovereign 1,750,000 1,767.33 1.74%
Sovereign 1,550,000 1,519.93 1.49%
Sovereign 1,500,000 1,494.75 1.47%
Sovereign 900,000 887.40 0.87%
Sovereign 800,000 713.02 0.70%
Sovereign 500,000 504.55 0.50%
Sovereign 500,000 490.95 0.48%
9,413.59 9.25%
Sovereign 500,000 501.00 0.49%

Sovereign 500,000 476.40 0.47%
977.40 0.96%
Mutual Fund 55,323 1,510.57 1.48%

1,510.57 1.48%
5,462.34 5.36%
5,462.34 5.36%
(2,124.56) (2.13)%
(2,124.56) (2.13)%
101,848.68 100.00%
RA; IND; BRW.

EBI Regulations and Guidelines.
Maturity Date

Banks 10.44%
Sovereign 10.21%
CRISIL AAA 7.03%
Software 6.80%
Finance 5.83%
Power 3.65%
Chemicals 2.72%
Auto 2.66%
Cement 2.44%
CARE AA+ 1.65%
BWR AAA 1.51%
Fertilisers 1.48%
Mutual Fund 1.48%
[ICRA]A1+ 1.17%
Gas 1.08%
BWR A1+ 1.06% 91.55%
CRISIL AA+ 0.98%
CARE A1+ 0.96%
Hotels, Resorts and Other Recreational Activities 0.84%
IND A (SO) 0.66%
Construction 0.61%
[ICRA]A1 0.58%
BWR AA- 0.51%
[ICRA]AA 0.49%
IND A1+ 0.49%
IND AAA 0.48%
CARE AA+ (SO) 0.29%
[ICRA]AA- 0.10%
Diversified Consumer Services 0.05%
31-May-2018
05-Mar-2018
21-Feb-2018
22-Mar-2018
14-Feb-2018
26-Mar-2018
07-Sep-2018
30-Sep-2020
29-Jun-2021
31-Aug-2022
17-Sep-2020
26-Apr-2023
12-May-2022
09-Sep-2019
27-Dec-2019
22-Jun-2020
16-Aug-2019
27-Jun-2019
20-Mar-2019
24-Sep-2018
24-Jun-2020
14-Jul-2020
04-Jan-2019
01-Aug-2019
10-Aug-2018
27-May-2021
05-Jun-2019
09-Aug-2018
15-May-2027
15-Dec-2023
19-Dec-2022
11-Jan-2026
20-Mar-2029
05-Dec-2033
25-May-2025
08-Jan-2028
31-Jan-2028
13-Sep-2027
01-Feb-2018
YW21 Principal Cash Management Fund

1 Kotak Mahindra Bank Ltd. INE237A16X27 CRISIL A1+
2 DCB Bank Ltd. INE503A16EQ1 CRISIL A1+
3 Axis Bank Ltd. INE238A16W50 CRISIL A1+
Total
Commercial Paper
4 IL&FS Financial Services Ltd. ** INE121H14IJ8 [ICRA]A1+
5 Kribhco Fertilizers Ltd. ** INE486H14904 [ICRA]A1+
6 National Bank for Agriculture and Rural Development INE261F14CB6 CRISIL A1+
7 KEC International Ltd. ** INE389H14CP1 IND A1+
8 SREI Equipment Finance Ltd. ** INE881J14MY4 [ICRA]A1+
9 Dewan Housing Finance Corporation Ltd. ** INE202B14LH7 [ICRA]A1+
10 Indostar Capital Finance Ltd. ** INE896L14BL8 CRISIL A1+
11 Export-Import Bank of India ** INE514E14LY4 CRISIL A1+
12 SREI Equipment Finance Ltd. ** INE881J14NG9 [ICRA]A1+
13 India Infoline Housing Finance Ltd. ** INE477L14CG5 CRISIL A1+
14 Indiabulls Housing Finance Ltd. ** INE148I14UG0 [ICRA]A1+
15 National Bank for Agriculture and Rural Development ** INE261F14CD2 CRISIL A1+
16 APL Apollo Tubes Ltd. ** INE702C14798 CRISIL A1+
17 India Infoline Housing Finance Ltd. ** INE477L14CL5 [ICRA]A1+
18 Sudarshan Chemical Industries Ltd. ** INE659A14273 IND A1+
19 Indiabulls Housing Finance Ltd. ** INE148I14QJ2 CRISIL A1+
20 Cox & Kings Ltd. ** INE008I14KF9 BWR A1+
21 Avanse Financial Services Ltd. ** INE087P14283 [ICRA]A1+
22 HCL Infosystems Ltd. ** INE236A14HG7 [ICRA]A1
23 SREI Equipment Finance Ltd. ** INE881J14MW8 [ICRA]A1+
24 Indostar Capital Finance Ltd. ** INE896L14BF0 CRISIL A1+
25 Vedanta Ltd. ** INE205A14LC3 CRISIL A1+
26 Magma Fincorp Ltd. ** INE511C14RC7 CRISIL A1+
Total
Treasury Bill
Total

Total

Total
Grand Total
Rating / Industry
5,000 4,981.34 3.82% 23-Feb-2018 CRISIL A1+
5,000 4,974.73 3.81% 02-Mar-2018 [ICRA]A1+
5,000 4,953.26 3.80% 27-Mar-2018 Sovereign
14,909.33 11.43% IND A1+
BWR A1+
[ICRA]A1
2,000 9,888.30 7.58% 27-Mar-2018 Cash & Equivalent
1,600 7,951.60 6.10% 05-Mar-2018
1,500 7,498.58 5.75% 02-Feb-2018
1,000 4,988.41 3.82% 14-Feb-2018
1,000 4,976.92 3.81% 23-Feb-2018
1,000 4,975.62 3.81% 28-Feb-2018
1,000 4,969.33 3.81% 05-Mar-2018
1,000 4,963.87 3.80% 14-Mar-2018
1,000 4,954.33 3.80% 16-Mar-2018
1,000 4,949.19 3.79% 28-Mar-2018
1,000 4,907.31 3.76% 02-May-2018
900 4,476.36 3.43% 01-Mar-2018
900 4,455.43 3.42% 27-Mar-2018
880 4,316.45 3.31% 02-May-2018
700 3,464.33 2.66% 26-Mar-2018
500 2,490.45 1.91% 22-Feb-2018
500 2,490.16 1.91% 21-Feb-2018
500 2,486.81 1.91% 27-Feb-2018
400 1,985.43 1.52% 27-Feb-2018
260 1,296.45 0.99% 14-Feb-2018
100 499.21 0.38% 09-Feb-2018
100 497.78 0.38% 27-Feb-2018
32 160.00 0.12% 01-Feb-2018
93,642.31 71.77%
8,000,000 7,943.95 6.09% 15-Mar-2018

2,001,100 1,989.49 1.52% 08-Mar-2018
9,933.44 7.61%
11,832.12 9.07% 01-Feb-2018

11,832.12 9.07%
142.82 0.12%
142.82 0.12%
130,460.01 100.00%
period is Rs.797.98 Lakhs
Percent
38.22%
35.07%
7.61%
6.48%
1.91%
1.52%
9.19%
YW22 Principal Money Manager Fund

1 Small Industries Development Bank of India INE556F16291 CRISIL A1+
Total
Commercial Paper **
2 Dewan Housing Finance Corporation Ltd. INE202B14KF3 [ICRA]A1+
3 SREI Equipment Finance Ltd. INE881J14MW8 [ICRA]A1+
4 India Infoline Housing Finance Ltd. INE477L14CL5 [ICRA]A1+
5 Kribhco Fertilizers Ltd. INE486H14888 [ICRA]A1+
6 Cox & Kings Ltd. INE008I14JK1 BWR A1+
7 HCL Infosystems Ltd. INE236A14HG7 [ICRA]A1
8 APL Apollo Tubes Ltd. INE702C14798 CRISIL A1+
9 Sudarshan Chemical Industries Ltd. INE659A14273 IND A1+
10 Indiabulls Housing Finance Ltd. INE148I14SU5 CRISIL A1+
11 Magma Fincorp Ltd. INE511C14RC7 CRISIL A1+
12 Cox & Kings Ltd. INE008I14KL7 BWR A1+
13 HCL Infosystems Ltd. INE236A14HH5 [ICRA]A1
Total
Treasury Bill
Total

Total

Total
Grand Total
490 460.52 6.78% 11-Dec-2018

460.52 6.78%
140 680.10 10.02% 18-Jun-2018

120 598.36 8.82% 14-Feb-2018
120 588.61 8.67% 02-May-2018
120 582.03 8.57% 14-Jun-2018
118 559.95 8.25% 07-Sep-2018
100 496.36 7.31% 27-Feb-2018
100 495.05 7.29% 27-Mar-2018
100 494.90 7.29% 26-Mar-2018
82 398.16 5.87% 22-Jun-2018
60 300.00 4.42% 01-Feb-2018
60 279.39 4.12% 26-Nov-2018
30 147.96 2.18% 22-Mar-2018
5,620.86 82.81%
30,000 29.80 0.44% 13-Mar-2018

29.80 0.44%
678.43 10.00% 01-Feb-2018

678.43 10.00%
(2.08) (0.03)%
(2.08) (0.03)%
6,787.53 100.00%

[ICRA]A1+ 36.08%
CRISIL A1+ 24.36%
BWR A1+ 12.37%
[ICRA]A1 9.49%
IND A1+ 7.29%
Sovereign 0.44%
63.92%
YW46 Principal Asset Allocation Fund of Funds - Moderate Plan

2 Principal Large Cap Fund - Direct Plan - Growth Option INF173K01EK6
3 Principal Low Duration Fund - Direct Plan - Growth Option INF173K01FS6
4 Principal Emerging Bluechip Fund - Direct Plan - Growth Option INF173K01EG4
Total

Total

Total
Grand Total
Mutual Fund 155,208 48.47 40.92%

Mutual Fund 60,234 39.57 33.41%
Mutual Fund 743 20.94 17.68%
Mutual Fund 12,308 14.36 12.13%
123.34 104.14%
0.40 0.34% 01-Feb-2018

0.40 0.34%
(5.31) (4.48)%
(5.31) (4.48)%
118.43 100.00%
Mutual Fund 104.14%
Cash & Equivalent -4.14%
104.14%
YW47 Principal Asset Allocation Fund of Funds - Conservative Plan
Sr. No. Name of Instrument

1 Principal Short Term Income Fund - Direct Plan - Growth Option
2 Principal Low Duration Fund - Direct Plan - Growth Option
3 Principal Large Cap Fund - Direct Plan - Growth Option
Total
CBLO / Reverse Repo Investments

Total

Total
Grand Total
Plan
ISIN Rating / Industry Quantity Market value (Rs. In lakhs) % to Net Assets Maturity Date
INF173K01GP0 Mutual Fund 506,192 158.07 58.69%

INF173K01FS6 Mutual Fund 2,355 66.37 24.64%
INF173K01EK6 Mutual Fund 68,222 44.82 16.64%
269.25 99.97%
44.09 16.37% 01-Feb-2018

44.09 16.37%
(44.03) (16.34)%
(44.03) (16.34)%
269.31 100.00%
Mutual Fund 99.97%
100.00%
YW48 Principal Aseet Allocation Fund of Funds - Aggressive Plan
Sr. No. Name of Instrument

1 Principal Large Cap Fund - Direct Plan - Growth Option
2 Principal Emerging Bluechip Fund - Direct Plan - Growth Option
3 Principal Short Term Income Fund - Direct Plan - Growth Option
4 Principal Low Duration Fund - Direct Plan - Growth Option
Total

Total

Total
Grand Total
n
ISIN Rating / Industry Quantity Market value (Rs. In lakhs) % to Net Assets Maturity Date
INF173K01EK6 Mutual Fund 141,771 93.13 54.52%

INF173K01EG4 Mutual Fund 31,698 36.99 21.65%
INF173K01GP0 Mutual Fund 80,664 25.19 14.75%
INF173K01FS6 Mutual Fund 424 11.94 6.99%
167.24 97.91%
4.09 2.39% 01-Feb-2018

4.09 2.39%
(0.51) (0.30)%
(0.51) (0.30)%
170.83 100.00%
Mutual Fund 97.91%
2.09%
YW49 PRINCIPAL ARBITRAGE FUND

2 Bharti Airtel Ltd. -
3 IDFC Ltd. INE043D01016
4 IDFC Ltd. -
5 IRB Infrastructure Developers Ltd. INE821I01014
6 IRB Infrastructure Developers Ltd. -
8 Aurobindo Pharma Ltd. -
12 The India Cements Ltd. -
14 Reliance Industries Ltd. -
16 NBCC (India) Ltd. -
17 Jet Airways (India) Ltd. INE802G01018
18 Jet Airways (India) Ltd. -
19 CESC Ltd. INE486A01013
20 CESC Ltd. -
21 Fortis Healthcare Ltd. INE061F01013
22 Fortis Healthcare Ltd. -
23 Reliance Capital Ltd. INE013A01015
24 Reliance Capital Ltd. -
Total

Commercial Paper **
26 Magma Fincorp Ltd. INE511C14RC7
Total

Total

Total

Total
Grand Total
Rating / Industry Quantity Market value (Rs. In lakhs) % to Net Assets Derivatives %
to Net Assets

Stock Future (17,000) (75.05) (8.72)%
Finance 118,800 66.94 7.78%
Stock Future (118,800) (67.18) (7.81)%
Construction 27,500 66.33 7.71%
Stock Future (27,500) (66.22) (7.69)%
Stock Future (10,400) (65.42) (7.60)%
Finance 10,500 61.13 7.10%
Stock Future (10,500) (61.44) (7.14)%
Cement 35,000 58.85 6.84%
Stock Future (35,000) (59.01) (6.86)%
Stock Future (6,000) (57.98) (6.74)%
Construction 18,000 40.67 4.73%
Stock Future (18,000) (40.79) (4.74)%
Transportation 4,800 36.18 4.20%
Stock Future (4,800) (36.39) (4.23)%
Power 3,300 34.81 4.04%
Stock Future (3,300) (34.99) (4.07)%
Healthcare Services 24,500 34.07 3.96%
Stock Future (24,500) (34.21) (3.98)%
Finance 1,500 7.37 0.86%
Stock Future (1,500) (7.36) (0.86)%
604.27 70.22% -70.44%
[ICRA]A1+ 10 49.70 5.77%

CRISIL A1+ 8 40.00 4.65%
BWR A1+ 2 9.49 1.10%
99.19 11.52%
Mutual Fund 6,490 108.18 12.57%

108.18 12.57%
30.13 3.50%
30.13 3.50%
18.90 2.19%
18.90 2.19%
860.66 100.00%
RE; ICRA; IND; BRW.

Maturity Date

Finance 15.74%
Mutual Fund 12.57%
22-Feb-2018 Construction 12.44%
22-Feb-2018 Pharmaceuticals 7.61%
Cement 6.84%
22-Feb-2018 Petroleum Products 6.70%
[ICRA]A1+ 5.77%
22-Feb-2018 CRISIL A1+ 4.65%
22-Feb-2018 Power 4.04%
Healthcare Services 3.96%
22-Feb-2018 BWR A1+ 1.10%
Stock Future 0.00%
22-Feb-2018 Cash & Equivalent 5.69%
22-Feb-2018
22-Feb-2018
22-Feb-2018
22-Feb-2018
22-Feb-2018
05-Mar-2018
01-Feb-2018
07-Sep-2018
01-Feb-2018

January 2018

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YW01 Principal Growth Fund

Portfolio as on Jan 31, 2018

Sr. No. Name of Instrument ISIN

EQUITY & EQUITY RELATED

Privately Placed / Unlisted $$ **

Investment Funds/Mutual Funds

CBLO CBLO / Reverse Repo Investments

Cash & Cash Equivalents

Banks 142,365 2,855.41

Travel 54,000 0.00

Mutual Fund 2,014,992 629.22

d in SEBI Regulations and Guidelines.

Sr. No. Name of Instrument ISIN

EQUITY & EQUITY RELATED

CBLO CBLO / Reverse Repo Investments

Cash & Cash Equivalents

Banks 9,200 184.52 9.65%

Rating / Industry Percent

Sr. No. Name of Instrument ISIN

EQUITY & EQUITY RELATED

CBLO CBLO / Reverse Repo Investments

Cash & Cash Equivalents

Banks 97,268 1,950.90

Stock Future 42,000 200.40

t the end of the period is Rs.177.51 Lakhs

Sr. No. Name of Instrument ISIN

EQUITY & EQUITY RELATED

Privately Placed / Unlisted $$ **

Investment Funds/Mutual Funds

CBLO CBLO / Reverse Repo Investments

Cash & Cash Equivalents

Consumer Non Durables 84,280 1,154.09 8.35%

Consumer Non Durables 50,000 0.00 ***

Mutual Fund 1,318 21.97 0.16%

71.32 0.52% 01-Feb-2018

d in SEBI Regulations and Guidelines.

ction for considerable period of time.

Sr. No. Name of Instrument ISIN

EQUITY & EQUITY RELATED

Investment Funds/Mutual Funds

CBLO CBLO / Reverse Repo Investments

Cash & Cash Equivalents

Auto 14,868 4,003.00 2.40%

Stock Future 1,800,000 1,611.90 0.97%

Mutual Fund 1,679,160 524.35 0.31%

the end of the period is Rs.51.35 Lakhs

d in SEBI Regulations and Guidelines.

Rating / Industry Percent

Sr. No. Name of Instrument ISIN

EQUITY & EQUITY RELATED

Privately Placed / Unlisted $$ **

CBLO CBLO / Reverse Repo Investments

Cash & Cash Equivalents

Banks 87,992 1,764.86 5.23%

Telecom - Equipment & Accessories 8,600 0.00 ***

d in SEBI Regulations and Guidelines.

ction for considerable period of time.

Rating / Industry Percent

Sr. No. Name of Instrument ISIN

EQUITY & EQUITY RELATED

Cash Future Arbitrage

MONEY MARKET INSTRUMENT