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A Systematic Review of the Relationship Between Postpartum Sleep


Disturbance and Postpartum Depression

Article  in  Journal of Obstetric Gynecologic & Neonatal Nursing · March 2015


DOI: 10.1111/1552-6909.12562

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JOGNN REVIEW

A Systematic Review of the


Relationship Between Postpartum Sleep
Disturbance and Postpartum Depression
Sue Bhati and Kathy Richards

Correspondence ABSTRACT
Sue Bhati, Northern
Virginia Community Objective: To examine the relationship between postpartum sleep disturbance and postpartum depression and describe
College, 6699 Springfield the characteristics and demographics of the samples.
Center Drive, Room 326 I,
Data Sources: Electronic databases Medline, PubMed, Cochrane, EPOC, CINAHL, ProQuest, and Psych INFO. In
Springfield, VA 22150.
sbhati@nvcc.edu addition, hand searches of bibliographies supplemented the electronic search.
Study Selection: English language primary studies on the relationship between postpartum sleep disturbance and
Keywords
postpartum depression were included. Thirteen observational studies met the inclusion criteria.
postpartum sleep and
postpartum depression Data Extraction: Data that specified the relationship between sleep disturbance and postpartum depression were
postpartum sleep extracted from the studies. The data were organized per author, year, participants, setting, country, demographics,
disturbances
design, sample size, outcomes, evidence, and effect size.
effect size
systematic review Data Synthesis: The effect size indicating the relationship between sleep disturbance and postpartum depression
across the studies ranged between 0.4 and 1.7. There was evidence of a strong relationship between sleep disturbance
and postpartum depression; however, the participants in the 13 studies were predominantly educated, middle class,
older than age 30 years, and White. Likewise, the definition and measurement of postpartum sleep varied across the
studies, which increased the possibility of bias.
Conclusions: Further research within the postpartum period involving underserved, younger women and samples with
more diversity in race and ethnicity are needed.
JOGNN, 44, 350-357; 2015. DOI: 10.1111/1552-6909.12562
Accepted January 2015

Sue Bhati, PhD, FNP-BC,


ike nutrition and exercise, sleep is a de- later, are more likely to experience sleep distur-
NP-C, MSN, RN, is a
professor at Northern
Virginia Community
L terminant of health and illness (Institute of
Medicine, 2006). An adequate night of sleep for
bance than all other women.

College, Springfield, VA
a healthy adult is falling asleep within 5 to 10 Postpartum sleep disturbance is a combination of
and a family nurse
practitioner at My Urgent minutes after the light is turned off, sleeping at sleep deprivation and sleep fragmentation (Lee,
Care, Alexandria, VA. least 7 hours, and spending less than 10% of the 1998). Sleep deprivation is sleep loss, and sleep
Kathy Richards, PhD, night awake, (Lee, 1998, 2007). Nocturnal sleep fragmentation is frequent awakenings after sleep
FAAN, RN, is a professor when longer or shorter than 7 to 8 hours is sig- onset (Lee, 2007). Among postpartum women,
and assistant dean of nificantly associated with cardiovascular disease, primiparous women experience the greatest in-
Doctoral Programs and
metabolic syndrome, automobile and workplace cidence of sleep disturbance (Kennedy, Gay,
Research Development,
School of Nursing, College accidents, learning struggles, memory deficits, Gardner, & Lee, 2007). Postpartum sleep dis-
of Health and Human fibromyalgia, and increased mortality (Holshoe, turbance begins after birth and may persist for
Services, George Mason 2009; Krueger & Friedman, 2009). In addition, 6 to 12 months until the infant sleeps through
University, Fairfax, VA.
there is a sleep disparity between the sexes, the night (Dennis & Ross, 2005; Hiscock et al.,
with women having shorter sleep durations (Baker, 2007). Kennedy et al. (2007) explored sleep in a
Wolfson, & Lee, 2007; Chang, Pien, Duntley, & Ma- purposive sample of 20 postpartum women. The
cones, 2010; Lee, & Caughey, 2006; Moore, Adler, women described their sleep loss as extreme, re-
& Williams, 2002; Soares & Murray, 2006). Women sulting in exhaustion and impatience with their
The authors report no con- in the postpartum period, defined as the interval partners. In addition, the women lost the ability
flict of interest or relevant between the birth of the infant and 6 to 8 weeks to concentrate and lowered their expectations of
financial relationships.

350 
C 2015 AWHONN, the Association of Women’s Health, Obstetric and Neonatal Nurses http://jognn.awhonn.org
Bhati, S., and Richards, K. REVIEW

motherhood to include a poor quality of life with


sleep disturbances and fatigue. Sleep may be one of the few modifiable risk factors for
postpartum depression but evidence for the strength of this
Although postpartum sleep disturbance is not a relationship is lacking.
disease, it is associated with a poor quality of
life, a decrease in daytime attentiveness (Rych-
novsky & Hunter, 2009), and a lack of general fore initiating therapy for postpartum depression
wellness (Letourneau et al., 2012; Moline, Broch, (Corwin, Murray-Kolb, & Beard, 2003; Horowitz &
Zak, & Gross, 2003) that affects the postpartum Goodman, 2005). Psychosocial factors include
woman, her infant, and her family (Letourneau prenatal depression, stress related to child care,
et al., 2012). More importantly, postpartum sleep infant temperament, infant gender, infant health
disturbance may be a risk factor for postpartum problems, low self-esteem, and poor social sup-
depression (Dorheim, Bondevik, Eberhard-Grad, port (Corwin & Pajer, 2008; Dennis & Chung-
& Bjorvatn, 2009; Lumley & Austin, 2001). Post- Lee, 2006; Friedman, Resnick, & Rosenthal, 2009;
partum depression carries serious implications for Glavin & Leahy-Warren, 2013; Lee & Gay, 2004).
the postpartum woman’s health and the health
of her infant (Corwin & Pajer, 2008; Letourneau In qualitative studies with postpartum depressed
et al., 2012). mothers, the mothers spoke of being unable to
care for themselves and their infants, having harm-
Minor depression does not meet full criteria ful thoughts and feelings toward their infants, and
for a major depression disorder but includes little to no interest in them (Amankwaa, 2003;
two symptoms of depression that are present Barr & Beck, 2008; Beck, 1992; Chan, Levy,
for 2 weeks (American Psychiatric Association Chung, & Lee, 2002; Hall, 2006; Lauer-Williams,
[APA], 2013). However, postpartum depression 2001; Meighan, Davis, Thomas, & Droppleman,
is classified as a major depression episode in 1999; Ugarriza, 2002). Despite the large body
the Diagnostic and Statistical Manual of Mental of literature on sleep and mood disorders,
Disorders (DSM) (APA, 2013). The criteria for a the association between sleep disturbance and
diagnosis of major depression are three of the postpartum depression remains ambiguous. Post-
following consistent symptoms for a period of partum depression is multifactorial in nature, and
2 weeks or more: a depressed mood, insomnia postpartum depression and sleep disturbances
or hypersomnia, impaired concentration, loss of have many similar symptoms.
pleasure, worthlessness or guilt, anxiety, fatigue,
irritability, and recurrent thoughts of suicide or Sleep may be one of the few modifiable risk fac-
death (APA, 2013; Daley, MacArthur, & Winter, tors for postpartum depression, but evidence for
2007). Perinatal mood disorders are one of the strength of this relationship is lacking. The pur-
the most common complications of childbirth pose of this systematic review was to examine the
(Letourneau et al., 2012). Approximately, 10% strength of the relationship between sleep distur-
to 17% of new mothers experience diagnosable bance and postpartum depression in postpartum
postpartum depression (Centers for Disease Con- women.
trol and Prevention [CDC], 2012; Letourneau et al.,
2012; Ross, Murray, & Steiner, 2005; Ugarriza,
2002; Wolfson, Crowley, Anwer, & Bassett, 2003). Methods
Literature Search Strategy
Biological and psychosocial factors may con- A systematic review was conducted following the
tribute to postpartum depression. Biological fac- Preferred Reporting Items for Systematic Reviews
tors include the circadian rhythm disturbance and Meta-Analysis (PRISMA) guidelines (Moher,
(sleep disturbance) due to infant nighttime feed- Liberati, Tetzlaff, & Altman, 2009). We searched
ing and extensive hormonal shifts after giving for published, peer reviewed English language
birth (Lee, 1998). Shifts in estrogen, progesterone, primary research articles using the electronic
prolactin, thyroid, cortisol, and hemoglobin are databases Medline, PubMed, Cochrane, EPOC,
known to affect mood disorders (Lee, Zafke, & CINAHL, ProQuest, and Psych INFO. Inclusion cri-
McEnany, 2000b; Okun et al., 2011; Ross et al., teria for relevant articles were as follows: quan-
2005). Supplementation with estradiol showed im- titative research studies (including systematic
provement in postpartum depression (Ahokas, reviews) on the relationship between sleep
Kaukoranta, Wahlbeck, & Aito, 2001). Additionally, disturbance and depression in postpartum
hypothyroidism and anemia must be ruled out be- women and published in peer reviewed journals

JOGNN 2015; Vol. 44, Issue 3 351


REVIEW A Systematic Review of the Relationship Between Postpartum Sleep Disturbance and Postpartum Depression

# of records identified through # of additional records = 3


electronic search = 113

# of records after inclusion criteria applied


and duplicates removed = 33

# of records screened = 33 # of records excluded


=20

# of full-text articles # of full-text articles


assessed for eligibility= excluded, =20
13 Reasons for exclusion:
case reports (1),
depression in
# of studies included in pregnancy (2), sleep
qualitative synthesis = 0 and depression in
adoptive parents (1),
infant sleep and
postpartum depression
# of studies included in (5), sleep deprivation to
quantitative systematic treat depression in
review =13 postpartum (2),
postpartum fatigue,
obesity, and infant
temperament (5),
postpartum outcomes
(2), and postpartum
psychosis (2).

Figure 1. Literature search.

between the years 1990 and 2014 (Figure 1). The


search terms postpartum sleep and postpartum Risk of Bias
depression yielded 113 articles. Further search The evidence was graded according to the
terms limited to postpartum sleep disturbances, Grading, Recommendations, Assessment, De-
postpartum sleep deprivation, and postpartum velopment, and Evaluation (GRADE) approach
depression reduced the list to 33 articles. After (Balshem et al., 2011; Guyatt, Oxman, Sultan,
a full text review of each article, 13 studies met Glasziou, & Coello-Alonso, 2011). This approach
inclusion criteria for this systematic review. is used by the Cochrane collaboration to spec-
ify evidence quality as high, moderate, low, and
very low (Balshem et al., 2011; Guyatt et al.,
Data Extraction
2011). Based on this methodology, randomized
Data specifying the relationship between sleep
controlled trials are usually graded as high and
disturbance and postpartum depression were ex-
observational studies are usually graded as low.
tracted. All the articles were independently re-
Observational studies can be upgraded based on
viewed and organized using the matrix method
one or more of the following three criteria: large ef-
of organizing literature (Garrard, 2011) per author,
fect sizes, dose-response gradients, and control
year, participants, setting, country, demograph-
of confounders (Balshem et al., 2011).
ics, design, sample size, outcomes, evidence,
and effect size (see Table 1 supplied as sup-
plemental information to the online version of this Magnitude of the Relationship
article at http://jognn.awhonn.org). No systematic Effect size is an indicator for the strength of a rela-
reviews met the inclusion criteria for the relation- tionship (Polit & Beck, 2012) and can be small
ship between sleep disturbance and postpartum (.2–.4), medium (.5–.7), large (.8–1), and very
depression. large (1.1–2) (Cohen, 1988). To evaluate the

352 JOGNN, 44, 350-357; 2015. DOI: 10.1111/1552-6909.12562 http://jognn.awhonn.org


Bhati, S., and Richards, K. REVIEW

magnitude of the relationship between sleep dis-


turbance and postpartum depression, we calcu- The purpose of this systematic review was to examine the
lated effect sizes for nine studies from available strength of the relationship between sleep disturbance and
data. Dorheim et al. (2009) also reported the ef- postpartum depression in postpartum women.
fect sizes for sleep disturbance and postpartum
depression in their study.
In four studies, only subjective measures of sleep
were used (Dorheim et al., 2009; Goyal, Gay, &
Results Lee, 2007, 2009; Huang, Carter, & Guo, 2004).
Characteristics of the Studies The remaining studies contained subjective and
The common purpose among the studies was objective measures.
to examine or describe postpartum sleep distur-
bances and the relationship to postpartum de- The timing and measurement of sleep with objec-
pression and/or depression symptoms. All the tive measures (actigraphy, polysomnography, or
studies contained in this review are described electroencephalography) varied among the stud-
in Table 1, which is supplied as supplemen- ies. In three studies, the authors measured sleep
tal information to the online version of this arti- for 48 hours, whereas in four they measured
cle at http://jognn.awhonn.org. The women were it for 7 days, and in two they measured it for
recruited from hospitals, child birth classes, 7 days at each time point. Some researchers mea-
obstetricians’ offices, and women’s clinics. At sured sleep from Day 1 whereas others began 2 to
recruitment, the women were in the third trimester 4 weeks later and long after the postpartum
of pregnancy, postpartum, and one day to 8 period. No rationale was provided regarding
months after delivery. Some of the women were in the specific durations or timing of actigraphy,
the third trimester of pregnancy for baseline data polysomnography, or electroencephalography.
collection, and a few researchers compared sleep
during pregnancy with postpartum sleep distur- Depression measures. In the majority of the stud-
bance and depression. However, we examined ies (11), researchers measured depression with
only postpartum sleep disturbance and postpar- subjective measures. Objective measures such
tum depression. as structured clinical interviews and the Research
Diagnostic Criteria (Spitzer, Endicott, & Robbins,
Of the 13 studies in our review, four were published 1978) were used in two studies (Posmontier, 2008;
during 1998 to 2003, and the remaining nine were Tsai & Thomas, 2012) in addition to the self-report
published between 2007 and 2013. Nine studies measures.
were conducted in the United States, two in Aus-
tralia, and one each in Norway and Taiwan. A total Data Analysis and Findings From the
of 3,793 postpartum women participated in the in- Studies
cluded studies, with sample sizes ranging from Dorheim et al. (2009) reported a large, very large,
22 to 2,870. The participants were between age and medium effect size of the relationship be-
18 and 47 years (M = 32.41, SD = 4.71). The ma- tween sleep disturbance and postpartum depres-
jority of the women (90%) were White, married or sion. The odds ratios more than two (Dorheim
partnered, middle class, and or socially advan- et al., 2009) and more than four (Huang et al.,
taged. The women were primiparous (52%) and 2004) were reported in two studies. In four stud-
multiparous (48%). ies, the researchers reported sleep disturbance,
which explained 35%, 46%, 37%, and 41% of
Design the variance in depression, respectively (Bei, Mil-
The design of a majority of the studies (11) was gron, Ericksen, & Tindler, 2010; Calcagni, Bei,
prospective longitudinal observational. Of the re- Milgrom, & Trinder, 2012; Goyal et al., 2007,
maining two studies, one was a case control and 2009). In two studies researchers used univari-
the other was a survey. A majority (11) of the ate ANOVA to analyze the differences between
researchers indicated that they determined the depression scores, subjective sleep, and objec-
sample size based on standard power = .80, tive sleep across Times 1 through 4, p = .001. In
α = .05, and a small to medium effect size. three studies, researchers (Park, Meltzer-Brody, &
Stickgold, 2013; Wolfson et al., 2003) found that
Measures subjective sleep was significantly associated with
Sleep measures. Sleep disturbance was mea- depression, p = .05. The η2 was not reported.
sured with subjective and objective instruments. In one study, Tsai and Thomas (2012) reported

JOGNN 2015; Vol. 44, Issue 3 353


REVIEW A Systematic Review of the Relationship Between Postpartum Sleep Disturbance and Postpartum Depression

that sleep disturbance correlated with increased tion, the inconsistent timing of the measurement
depression scores r = .51. Bei et al. (2010) and of sleep involved the risk of bias. Sleep was mea-
Park et al. (2013) found that subjective perception sured at 48 hours, 7 days, or months after the post-
of sleep disturbance but not objective sleep was partum period ended. Further, selection bias was
associated with increased depression p = < .001. increased in the individual studies and across the
In two studies, the researchers found poor sleep studies by the selection of a predominantly White,
quality predicted postpartum depression p = .05 middle to high-income population.
(Okun et al., 2011; Posmontier, 2008).

Strength of the Evidence


Discussion
Findings from the studies contained in this review
To quantify the strength of the relationship between
revealed a consistent and significant relationship
sleep disturbance and postpartum depression we
between sleep disturbance and postpartum de-
calculated effect sizes from available data. With
pression. Similarly, except for one study with a
the exception of one study (Dorheim et al., 2009),
small effect size (0.4), the effect sizes ranged from
researchers associated with the remaining studies
moderate to large and very large (0.6–1.7), indi-
did not report their effect sizes. Based on means
cating a strong relationship between sleep distur-
and standard deviations and/or R2 our calcu-
bance and postpartum depression. Nonetheless,
lated effect sizes for subjective sleep disturbance
because one of the symptoms of depression is
and postpartum depression were as follows: small
sleep disturbance (APA, 2013; Soares & Murray,
(Huang et al., 2004), medium (Calcagni et al.,
2006), other possible biological and psychoso-
2012), large (Goyal et al., 2007; Tsai & Thomas,
cial factors must be considered to better under-
2012), and very large (Bei et al., 2010; Goyal et al.,
stand the relationship between sleep disturbance
2009; Wolfson et al., 2003). Our calculated effect
and postpartum depression. Future investigators
sizes for objective sleep disturbance and postpar-
should consider these mediating and moderat-
tum depression were medium (Goyal et al., 2009;
ing factors and screen for depression pre and
Lee, Zafke, & McEnany, 2000a; Posmontier, 2008).
postnatally.
Further, Dorheim et al. (2009) reported medium,
large, and very large effect sizes. We could not
Consistent with the findings of Hunter and Rych-
calculate effect sizes for three studies due to in-
novsky, and Yount (2009), we found small sam-
sufficient data provided. Additionally, with the ex-
ple sizes, a variety of study designs, and various
ception of one study (Dorheim et al., 2009), the
definitions of the postpartum period. Postpartum
authors did not specify which variables were con-
sleep disturbance and postpartum depression re-
trolled, only that they controlled for all extraneous
search are challenging to conduct because of
variables.
the inconvenience for this already overburdened
population. Postpartum women are in transition
The findings from all 13 studies revealed a con-
and learning their new mothering roles. These
sistent strong relationship between sleep distur-
circumstances may in part account for the vari-
bance and postpartum depression. Additionally,
ability in the measurement of postpartum sleep.
the effect sizes for the strength of the relation-
However, the large and very large effect sizes
ship between sleep disturbance and postpartum
for the relationship between sleep disturbance
depression ranged from small, medium, large, to
and postpartum depression suggest a strong
very large. Only one study had a small effect size
relationship.
(.4). Using the GRADE approach, the studies were
upgraded to high because a majority of them con-
The principal findings of this review were
sisted of large or very large effect sizes, and/or ex-
as follows: (a) postpartum sleep disturbances
traneous variables were controlled. As such, the
are associated with postpartum depression,
evidence was rated as strong.
(b) associated factors for this risk are not known
or understood, (c) perception of inadequate sleep
Risk of Bias in Individual Studies and is associated with sleep disturbance and post-
Across Studies partum depression, (d) studies focused on pri-
The studies were assessed for measurement and mary prevention strategies to increase sleep
observation bias. In four studies only subjective and the causality between sleep disturbance
measures were used. Therefore, in these studies and postpartum depression are lacking, and
the risk for recall bias was increased. In addi- (e) qualitative studies on the lived experience of

354 JOGNN, 44, 350-357; 2015. DOI: 10.1111/1552-6909.12562 http://jognn.awhonn.org


Bhati, S., and Richards, K. REVIEW

postpartum sleep disturbances and postpartum


depression are lacking. There is a strong relationship between sleep disturbance and
postpartum depression. However, associated factors for this
risk are not known or understood.
Strengths and Limitations of This
Review Method
A strength of our review was that we used the to 8 weeks. The above-mentioned limitations in-
GRADE approach to minimize the risk of bias and creased recall and observational bias across the
enhance the clarity of the findings. A statistician studies.
and a research analyst reviewed the calculated
effect sizes. Limitations of our review were that the
first author reviewed the articles independently, Applicability and Implications From the
only studies published in English were included, Findings
and we did not include any unpublished gray Although a majority of the studies were conducted
literature. in the United States, four occurred in other coun-
tries. However, a majority (90%) of the partici-
pants were White women belonging to middle and
Strengths and Limitations of the higher socioeconomic groups. Research is lack-
Evidence From the Review ing on the relationship between postpartum sleep
The primary strength of evidence from this review and depression symptoms in disadvantaged pop-
was a consistent strong positive association be- ulations and in women of diverse racial and ethnic
tween sleep disturbance and postpartum depres- backgrounds. In addition, the mean age of the par-
sion. The 13 studies included in our review had ticipants was 32.4 years. Also lacking is research
several strengths. Researchers used prospective on the effect of sleep disturbances and postpar-
longitudinal designs in nine studies, which re- tum depression in younger mothers between ages
duced recall bias. All the researchers used valid 18 and 25. Therefore, the applicability of these
and reliable tools for measuring sleep disturbance findings is limited to White, educated, postpar-
and postpartum depression. All the researchers tum woman older than age 30. Nurses and other
used methods for control of potential confounding health care professionals can use this evidence
factors, which allowed for more accurate interpre- in clinical settings to counsel women during preg-
tation of the results. Additionally, eight of the stud- nancy about the importance of sleep and the rela-
ies had adequate to large sample sizes lending tionship between sleep disturbance to postpartum
power to the findings. depression.

The limitation of the evidence is that most re-


Recommendations for Future Research
searchers did not specify which confounding fac-
From the Findings
tors were controlled, and five used small sample
Future researchers should consider mediating
sizes ranging from 22 to 38. In addition, across
and moderating factors and screen for depres-
the studies, the definition of the length of postpar-
sion pre- and postnatally to better understand
tum was loose with postpartum defined as any-
this relationship. Investigators should design stud-
time from Day 1 to 6 months after birth. There-
ies within the standardized definition of postpar-
fore, the measurement of postpartum sleep lacked
tum, that is, the first 6 to 8 weeks after birth
precision, and data frequently were collected af-
and measure sleep for that entire duration in
ter the 6- to 8-week postpartum mark (Dorheim
order to better understand the nature of sleep
et al., 2009; Goyal et al., 2007, 2009; Park et al.,
disturbance, postpartum depression, and the
2013; Posmontier, 2008; Tsai & Thomas, 2012).
contextual factors surrounding this relationship.
Two sets of authors measured postpartum sleep
Researchers should also use samples of dis-
the first day while the women were still hospi-
advantaged, younger, postpartum women and
talized (Bei et al., 2010; Calcagni et al., 2012).
women with diverse racial and ethnic back-
Several other researchers collected sleep data at
grounds.
the third trimester of pregnancy and at several
points between 1 to 24 weeks postdelivery (Goyal
et al., 2007, 2009; Park et al., 2013; Wolfson et al., Conclusion
2003). Similarly, a majority of the researchers used Strategies to improve sleep in any postpar-
actigraphy at varied times for a period of 48 hours tum setting may lead to improved mental and
to 7 days although the postpartum period is 6 physical well-being and enhanced enjoyment of

JOGNN 2015; Vol. 44, Issue 3 355


REVIEW A Systematic Review of the Relationship Between Postpartum Sleep Disturbance and Postpartum Depression

motherhood (Hunter, Rychnovsky, & Yount, 2009). Corwin, E., & Pajer, K. (2008). The Psychoneuroimmunology of
Research findings from the 13 studies contained postpartum depression. Journal of Women’s Health, 17(9),
1529–1534.
in this review suggest a consistent significant re-
Daley, A., MacArthur, C., & Winter, H. (2007). The role of exercise
lationship between sleep disturbance and post-
in treating postpartum depression: A review of the literature.
partum depression. Based on this evidence, Journal of Midwifery & Women’s Health, 52(1) 56–61.
counselling postpartum women about the impor- Dennis, C., & Chung-Lee, L. (2006). Postpartum depression help-
tance of adequate sleep and the association of seeking barriers and maternal treatment preferences: A quali-
sleep disturbance to postpartum depression may tative systematic review. Birth, 33, 323–331.
be a valuable preventive measure in increasing Dennis, C., & Ross, L. (2005). Relationships among infant sleep pat-
terns, maternal fatigue and development of depressive symp-
wellness and decreasing the risk of postpartum
tomatology. Birth, 32,187–193.
depression.
Friedman, S., Resnick, P., & Rosenthal, M. (2009). Postpartum Psy-
chosis: Strategies that protect infant and mother from harm.
Current Psychiatry, 8(2), 40–46.

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Table 1: Summary of the Evidence on the Rela-
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