AIDS in Pre-AIDS Era

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REVIEWS OF INFECTIOUS DISEASES • VOL. 9~ NO.6.

NOVEMBER-DECEMBER 1987
© 1987 by The University of Chicago. All rights reserved. 0886-0162/87/0906-0003$02.00

AIDS in the Pre-AIDS Era


David Huminer, Joseph B. Rosenfeld, From the Department of Internal Medicine c: Beilinson
and Silvio D. Pitlik Medical Center, Petah Tiqva; and Sackler School of
Medicine, Tel Aviv University, Tel Aviv, Israel

A search of the medical literature published since 1950 disclosed 19 cases of probable
AIDS reported before the start of the current epidemic. These cases retrospectively met
the Centers for Disease Control's surveillance definition of the syndrome and had a clini-
cal course suggestive of AIDS. The reports originated from North America, Western Eu-
rope, Africa, and the Middle East. The mean age of patients was 37 years, and the ratio
of male to female patients was 1.7:1.Sixteen patients had opportunistic infection(s) with-
out Kaposi's sarcoma. The remainder had disseminated Kaposi's sarcoma. The commonest

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opportunistic infection was Pneumocystis carinii pneumonia. Twopatients were reported
to be homosexual. Three others had been living in Africa, and one patient was born in
Haiti. In two instances concurrent or subsequent opportunistic infection occurred in family
members. All patients died 1 month to 6 years after the initial manifestation of disease.
In view of the historical data, unrecognized cases of AIDS appear to have occurred spo-
radically in the pre-AIDS era.

The acquired immunodeficiency syndrome (AIDS) the presence of reliably diagnosed disease at least
was first described in 1981 [1,2]. The first recognized moderately indicative of underlying cellular immu-
cases of this syndrome were seen in the United States nodeficiency, such as Kaposi's sarcoma in a patient
in 1978 [3,4]. Since then more than 20,000 cases have under 60 years of age, pneumocystis pneumonia, or
been identified all over the world [5]. other opportunistic infections (table 1);and second,
One of the paramount questions regarding the cur- the absence of known causes of underlying immu-
rent AIDS epidemic is whether the disease occurred nodeficiency and of any other reduced resistance
prior to its general recognition. In search of an an- reported to be associated with the disease (im-
swer to this question, we have reviewed the medical munosuppressive therapy, lymphoreticular malig-
literature of the three decades antedating the begin- nancy).
ning of this epidemic. We have identified cases that Such cases were included in the present review if
met the surveillance definition of AIDS and had a they could be classified in one of the following two
clinical course suggestive of this syndrome. Herein, categories: cases whose descriptions were published
we describe the spectrum of disease in patients who before the first publication on AIDS in May 1981,
may have had sporadic, unrecognized cases of AIDS or cases whose descriptions were published after 1981
in the pre-AIDS era, and we discuss additional clin- but that were either diagnosed before 1978 or diag-
ical and serologic evidence supporting the occurrence nosed between 1978 and 1981 but unrecognized as
of AIDS in the past. AIDS at the time of publication. The year of ap-
pearance of Kaposi's sarcoma or the first opportunis-
tic infection was considered the time of the first
Methods
manifestation fitting AIDS.
We searched the medical literature from 1950 until Excluded from the present review were cases lack-
January 1986 for case reports fulfilling the Centers ing sufficient data, cases occurring in children un-
for Disease Control's (CDC's) surveillance definition der 5 years of age and in patients more than 60 years
of AIDS [3, 4, 6-9] on the basis of two criteria: first, of age, cases in which disease was cured, and cases
of Kaposi's sarcoma in Africa.

Receivedfor publication 22 September 1986and in revisedform


25 March 1987. Results
Please address requests for reprints to Dr. Silvio D. Pitlik,
Department of Internal Medicine C, Beilinson Medical Center, Nineteen cases [10-35] fulfilled both the CDC's sur-
Petah Tiqva 49100, Israel. veillance definition of AIDS and our criteria for in-

1102
AIDS in the Pre-AIDS Era 1103

Table 1. Categoriesof opportunistic infection included cytomegaloviral pneumonia or disseminated cyto-


in the Centers for Disease Control's surveillance defini- megaloviral infection, disseminated mycobacterial
tion of AIDS and searched for in the literature review.
infection, and progressive multifocal leukoen-
Etiology Infection cephalopathy (three cases each); intestinal cryp-
Protozoal and Intestinal cryptosporidiosis causing diarrhea tosporidiosis (two cases); generalized cryptococco-
helminthic for >1 mo sis, disseminated toxoplasmosis, and disseminated
Pneumocystis carinii pneumonia strongyloidiasis (one case each). Three patients had
Toxoplasmosis causing pneumonia, CNS more than one of the opportunistic infections in-
infection, or disseminated infection
cluded in the diagnostic criteria for AIDS [12, 27,
Strongyloidiasis causing pneumonia, CNS
infection, or disseminated infection 29]. In addition to the opportunistic infections listed
in table 2, nine patients had concomitant infectious
Fungal Candidiasis causing esophagitis
Cryptococcosis causing pulmonary, CNS, diseases such as oral candidiasis [25, 26], dissemi-

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or disseminated infection nated herpes zoster [21], genital and perianal herpes
simplex [26], staphylococcal or pseudomonal sep-
Bacterial "Atypical" mycobacteriosis causing dis-
seminated infection ticemia [10, 15, 25], pneumonia [22, 29], urinary tract
infection [29], nonbacterial meningitis [24], perianal
Viral Cytomegaloviral infection of the lungs,
gastrointestinal tract, or CNS condylomata acuminata [24], and widespread chla-
Herpes simplex virus causing chronic muco- mydial infection [20]. Five patients had serologic evi-
cutaneous infection with ulcers persisting dence of previous infection with cytomegalovirus,
for >1 mo or pulmonary, gastrointestinal, Epstein-Barr virus, or herpes simplex virus [20,24,
or disseminated infection 26,27,29].
Progressive multifocal leukoencephalo-
pathy (presumed to be caused by a
Seven patients were reported to have known
papovavirus) predisposing factors for AIDS: two were homosex-
ual men [24, 29]; one was born in Haiti [14]; and
NOTE. Information is adapted from [3, 4J.
three had been living in Africa [23, 25, 26]. One of
the latter three patients was a surgeon who was heav-
ily exposed to blood and excretions of African pa-
elusion in the review. The characteristics of these tients [25]. Predisposing factors were not stated in
cases are summarized in table 2. the rest of the reports.
No case was recognized as AIDS at the time of Six patients had marked lymphopenia [10, 19-21,
diagnosis, which generally was before this syndrome 25], two had lymphocytosis [13, 27], and eight had
had been described. However, the retrospective rec- normal lymphocyte counts [11, 12, 15, 16,22,26,28,
ognition of AIDS in seven cases was recently reported 29]. Defects in T lymphocyte number and/or func-
in letters to the editor [25, 26, 30-35]. Two cases tion were reported for four patients [21,25,27,28].
whose descriptions were published after the first re- Skin testing with purified protein derivative was
port on AIDS [28, 29] were unrecognized as AIDS reported to be negative in nine cases [12, 13, 20, 21,
at the time of publication. 25-29] and positive in three [11, 15, 19]. Four patients
The first case fitting our criteria occurred in 1952 had a high level of serum immunoglobulins [11,25,
and was reported in 1953 [10]. The last occurred in 26, 28].
1979 and was reported in 1981 [29]. Twelve of the In all cases the disease was fatal. Death occurred
patients were male and seven were female (1.7:1 ra- from rvl month [16] to 6 years [21] after the first
tio). The mean age was 37 years (range, 12-59 years). manifestation of disease, and the mean survival time
Eight of 19 cases were reported from the United was rv1.5 years.
States. Two reports each came from Canada, the Our review of the literature actually revealed more
United Kingdom, and West Germany. Isolated cases cases than are included in table 2. However, most
were reported from Sweden, Denmark, Belgium, of these cases had to be excluded because of insuffi-
Uganda, and Israel. Three case reports described dis- cient clinical data [36-39], uncertainty about the ex-
seminated Kaposi's sarcoma associated with an op- istence of an underlying neoplasia [40, 41] or non-
portunistic or other infection [20, 21, 24]. The rest neoplastic hematologic disease [42], difficulty in
of the reports described opportunistic infection(s) ruling out other causes of immunodeficiency [43,
only: Pneumocystis carinii pneumonia (five cases); 44], or prolonged survival time, which is atypical for
1104 Huminer, Rosenfeld, and Pitlik

Table 2. Unrecognized cases of AIDS in the pre-AIDS era.


Case no., Year of first
year manifestation Kaposi's
[referenceJ Country fitting AIDS Age/sex Opportunistic infection(s) sarcoma

1
1953 [lOJ United States 1952 28/M Cytomegaloviral pneumonia No
1982 [30]*
2, 1960 [11] Canada 1958 36/M Pneumocystis carinii pneumonia No
3
1960 [12] United Kingdom 1959 251M Cytomegaloviral pneumonia, P. carinii No
pneumonia
1983 [31J*
4

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1961 [13] United States 1959 48/M P. carinii pneumonia No
1961 [14]
1984 [3]*
5, 1968 [15J United Kingdom 1961 121F Disseminated] Mycobacterium avium No
infection
6, 1965 [16] United States 1964 221F P. carinii pneumonia No
7, 1970 [17J United States 1964 46/M Progressive multi focal leuko- No
encephalopathy
8, 1969 [18] Canada 1966 40/M Progressive multifocal leuko- No
encephalopathy
9, 1969 [19] Sweden 1967 23/F Disseminated Mycobacterium kansasii No
infection
10
1973 [20] United States 1968 151M Disseminated
1984 [32]*
11
1977 [21] Israel 1969 59/M Disseminated
1985 [33]*
12, 1972 [22] United States 1969 56/F Progressive multifocal leuko- No
encephalopathy
13, 1976 [23J Uganda 1973 45/M Disseminated strongyloidiasis No
14
1979 [24] West Germany 1976 49/M Disseminated
1983 [34]*
1983 [35J*
15, 1983 [25J* Denmark 1976 47/F P. carinii pneumonia No
16, 1983 [26]* Belgium 1977 34/F Disseminated cryptococcosis No
17, 1980 [27] United States 1978 521F Intestinal cryptosporidiosis, disseminated No
(Hawaii) toxoplasmosis
18, 1982 [28] West Germany 1978 211M Disseminated Mycobacterium fortuitum No
infection
19, 1981 [29J United States 1979 48/M Intestinal cryptosporidiosis, disseminated No
cytomegaloviral infection

* The case was retrospectively recognized as AIDS.


t In all cases the term disseminated refers to involvement of liver, bone marrow, or multiple organs.

AIDS [45-55]. We also excluded cases occurring in cause it was difficult to differentiate the aggressive,
the extremes of age [56-59] because of the possible human immunodeficiency virus (HIV)-related type
existence of either congenital or age-related immu- of malignancy from the endemic type frequently
nodeficiency. In addition, we did not include cases found on this continent. These exclusion criteria
of Kaposi's sarcoma occurring in Africa [60, 61] be- prevented the inclusion of doubtful cases and left
AIDS in the Pre-AIDS Era 1105

Table 3. Evidence for the existence of AIDS in the pre-AIDS era.


Clinical Serologic

Aggressive Kaposi's sarcoma in young Africans, 1969-1970 [61] Detection of antibodies to human immunodeficiency
virus in stored serum samples from
Cases reported to the CDC· occurring in the United States Africa: Zaire 1959 [64]
before 1978 [3] Upper Volta 1963 [65]
Zaire 1970 [66]
Uganda 1972-1973 [67]
Zaire 1976 [68]
Probable AIDS in France, 1976-1978 [63] America: Venezuela 1968 [69J
United States 1971-1972 [70]
Cases included in the present report [10- 29]

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• CDC = Centers for Disease Control.

only those cases with a high probability of being true and the United States [70]. Although some of the
AIDS. detected antibodies have been proved to be or are
suspected of being false-positive findings [66, 70],
these observations are further evidence for the
Discussion
sporadic occurrence of AIDS in the past (table 3).
The present review suggests that sporadic cases of On the other hand, several studies of various
AIDS occurred before the beginning of the current aspects of the syndrome have failed to detect evi-
epidemic of this syndrome. Even since the discovery dence of cases occurring before 1978. These studies
of HIV, which is the etiologic agent of AIDS [6], include revisions of cancer registries and autopsy files
the diagnosis of the syndrome has continued to be in searches for Kaposi's sarcoma in the United States
based on clinical criteria [7], e.g., the occurrence of [71], Denmark [72], and Haiti [73]; data on pentami-
either life-threatening, opportunistic infection with- dine use in the United States as an indicator for
out known underlying immune defects or Kaposi's P. carinii pneumonia [3, 4]; and data on HIV anti-
sarcoma before age 60 [8]. According to the revised body status in sequential samples of plasma from
CDC case definition of AIDS [9], retrospectively American [74] and Scottish [75] hemophiliacs.
studied cases lacking serologic and immunologic test A critical analysis of the clinical and laboratory
results continue to be regarded as AIDS if they satisfy data may call into question our assumption that the
the clinical criteria. Since all 19 cases included in our patients included in the present review really suffered
review meet these criteria, they may be regarded as from AIDS. For example, some patients had received
probable cases of AIDS in the pre-AIDS era. corticosteroid therapy, but only for short periods and
The high specificity of the CDC case definition late in the course of their disease (cases no. 1-6, 9,
of AIDS was confirmed after the introduction of lab- 15, and 19). In one case (no. 13), malnutrition could
oratory tests for the detection of antibody to HIV not be absolutely excluded as a factor predisposing
[9,62]. It was found that "most persons whose clin- to development of the opportunistic infection; on
ical illness fulfills the CDC surveillance definition the other hand, the malnutrition could have resulted
for AIDS will have been infected with the virus" [62]. from AIDS. Only one of the patients had his T cell
One of the cases reviewed (no. 4) was retrospec- subsets defined (case no. 18). The immunologic
tively reported to the CDC [3]. Another case of prob- workup in the majority of cases was incomplete, and
able AIDS occurring in the United States before 1978 some cases had features that are atypical for but do
was also reported to the CDC [3], and five similar not exclude AIDS, such as lymphocytosis (cases no.
cases were retrospectively detected in France [63]. We 4 and 17) and reactive skin tests (cases no. 2, 5, and
have not included these cases in our review because 9). Despite these difficulties, we believe that at least
of insufficient clinical data. some of the 19 cases reviewed were true AIDS.
After the discovery of HIV, antibodies to this vi- In one case of a patient with P. carinii pneumo-
rus were detected in stored specimens of serum ob- nia [16], the same fatal opportunistic infection was
tained before 1978 in Africa [64-68], Venezuela [69], documented almost simultaneously in the patient's
1106 Huminet; Rosenfeld, and Pitlik

husband, who had acute lymphocytic leukemia as mocystis carinii pneumonia in an adult: report of a case.
well. In another instance [26] immune dysfunction Am 1 Clin Pathol 1961;35:353-64
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