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Clinical Biomechanics 15 (2000) 441±448

www.elsevier.com/locate/clinbiomech

Arm motion and load analysis of sit-to-stand, stand-to-sit, cane


walking and lifting
Carolyn Anglin a,b,*, Urs P. Wyss a,b
a
Clinical Mechanics Group, Queen's University, Kingston, Canada
b
Sulzer Orthopedics Ltd., P.O. Box 65, CH-8404 Winterthur, Switzerland
Received 9 September 1999; accepted 30 November 1999

Abstract
Objective. To conduct a pilot study to characterize the hand loads, arm joint angles and external moments corresponding to ®ve
activities of daily living demanding of the shoulder, for healthy subjects over 50 years of age.
Design. The tasks were sit-to-stand, stand-to-sit, cane walking, lifting a 5 kg box with both hands, and lifting a 10 kg suitcase.
Background. Arm motion and loading have not been previously studied for functional daily-living tasks involving substantial
external loads.
Methods. Motion was tracked using an optoelectronic system. Loads were measured using an instrumented chair arm, a force
plate, and gravitational and acceleration loads. Six healthy volunteers (3 male, 3 female), mean age 55, with no history of shoulder
problems participated in the study.
Results. Average peak external moments ranged from 12.3 N m for sitting down into a chair to 27.9 N m for lifting a suitcase.
Except for lifting the box, which had much lower loads, average peak hand loads varied from 16% to 19% of body weight (114±134
N). The arcs of motion were larger than for seated activities of daily-living studied previously.
Conclusions. The ®ve tasks studied are commonly performed, yet involve large external moments. Lifting represents the greatest
potential loading at the shoulder as it resulted in the highest external moments; furthermore, loads larger than those used in this
study might be commonly lifted.

Relevance
External moments at the shoulder should not be underestimated, even for activities of daily living. Ó 2000 Elsevier Science Ltd.
All rights reserved.

Keywords: Activities of daily living; Motion analysis; Arm; Shoulder; Loading

1. Introduction the present study provides useful information on the


angles, loads and moments used to perform demanding
Few groups have studied whole-arm motion during ADL. The goal was not to reach statistical conclusions
functional tasks [1,2]. Of the tasks that have been about these parameters, but rather to provide an indi-
studied, most exert only a small external moment; cation of the expected values and variation in people of
loading at the shoulder is therefore generally underes- a similar age to those who receive a shoulder prosthesis
timated. Although athletic tasks exert a large moment [5].
[3,4], they are assumed not to be performed by older There were ®ve research questions for this study:
people. We hypothesized that loading at the shoulder 1. What are the trunk angles, arm angles, and hand
could be substantial even for activities of daily living loads at the time of the peak external moments for
(ADL). Whereas the motivation for performing this the given tasks? This information is relevant to fur-
study was to provide input to a biomechanical model in ther modelling of the arm.
order to calculate the contact forces at the shoulder [2], 2. What are the ranges of motion of the joints for these
tasks and how do they compare between tasks and to
other tasks? This is relevant for the design of orthoses
*
Corresponding author. and prostheses for which the joint ranges of motion
E-mail address: carolyn.anglin@sulzer.com (C. Anglin). and workspace must be de®ned.
0268-0033/00/$ - see front matter Ó 2000 Elsevier Science Ltd. All rights reserved.
PII: S 0 2 6 8 - 0 0 3 3 ( 9 9 ) 0 0 0 9 3 - 5
442 C. Anglin, U.P. Wyss / Clinical Biomechanics 15 (2000) 441±448

3. What are the peak external moments acting at the The sit-to-stand and stand-to-sit tasks were separated
shoulder for these tasks? Not only do the moments into two activities so that they could be clearly de®ned
give an indication of the forces experienced at the [14]. Cane height, adjustable every 25 mm, was set for
shoulder, but how closely the moments approach a comfort because Okuno and coworkers [11] had shown
person's strength is relevant to therapists. that knee loading was not a€ected by cane height. The
4. How do the external moments compare between toolbox had dimensions of 42 cm ´ 15 cm ´ 16 cm high;
tasks and to tasks studied previously? This informa- those of the suitcase were 65 cm ´ 18.5 cm ´ 51 cm high
tion is necessary to place these tasks in the context with an additional 5.5 cm for the handle. A custom-built
of both less-demanding ADL and more-demanding three-degree-of-freedom strain-gauge load transducer
wheelchair and lifting activities. was built into the chair arm, the hand landing on top of
5. How consistent are the angles, loads, moments and the transducer to minimize applied moments (con®rmed
ranges of motion between subjects? This is necessary in photographs). Calibrations showed accuracy within 2
for both modelling and design. N and minimal cross-talk. For the cane task, subjects
As older people lose strength and stability in their were positioned following practice strides, without their
legs, they rely more on the assistance of their arms. Knee knowledge, such that the cane landed on an A M T I OR6-
forces were shown to decrease by at least 18% by using 5-1 force platform (A M T I , Watertown, MA, USA). The
the arms to aid in rising from a chair [6±8]. Those unable load of the 10 kg suitcase was calculated from gravita-
to get out of a chair without the use of armrests exerted tional and vertical acceleration forces [15]. The load of
a greater hand force, ¯exed their trunks more and took the 5 kg box on one hand was assumed to be 2.5 kg; no
longer to rise than able subjects [9,10]. Okuno and co- account was taken of acceleration since at the time of
workers [11] found that using a cane reduced peak bone- greatest external moment accelerations were negligible.
on-bone forces at the knee by 20±30%. Brand and Eight infrared light-emitting diodes (IREDs) were
Crowninshield [12] calculated a 40% reduction in hip positioned to track the subjectÕs movements, ®ve on the
contact force when using a cane. A cane has also been right arm and three on the trunk as displayed in Fig. 1.
shown to aid balance, thereby preventing falling [13]. The three trunk markers were placed on an 8 cm square
Lifting is clearly demanding of the shoulder, but despite plastic extension with a 4 cm wide base perpendicular to
the extensive literature on lifting, the arm angles and the spine, at approximately the ®rst three thoracic
moment arms have not been studied. vertebrae; two markers (1 and 2) were aligned in the
vertical direction when the subjectÕs trunk was visually

2. Methods

The tasks chosen were: standing up from and sitting


down into a chair using the arms, walking with a cane,
lifting a 5.0 kg box with both hands from the ¯oor to
shoulder height, and lifting and walking with a 10.0 kg
suitcase. Six healthy volunteers were recruited who were
required to be at least 50 years of age with no history of
shoulder problems. Healthy subjects were chosen for
this pilot study because the sessions were demanding; a
larger group would be necessary to investigate the
variations in those with a shoulder prosthesis. This
would be appropriate in a second study.
The subjects were evenly split between men and
women. Age varied from 51 to 64 years (mean, 55 years),
weight from 52 to 89 kg (mean, 73 kg) and height from
152 to 187 cm (mean, 168 cm); all but one subject
were right-hand dominant. Five trials were conducted
for each task, all in the same session. There was a rest
between tasks but not between trials. The QueenÕs
University Research Ethics Board approved the experi-
ments. Full experimental details are provided in [2].
Fig. 1. Marker positions and coordinate systems. See text for a de-
A standard chair was used: the height of the seat was
scription of the marker positions; see Table 1 for the coordinate system
44 cm and that of the armrests 66 cm; the armrests were de®nitions. The X-axes are out of the plane of the page. The markers
centred 49 cm apart. Seat height was not adjusted to the were translated to the joint centres to establish the origins of the co-
individual since this is more typical of daily experience. ordinate systems.
C. Anglin, U.P. Wyss / Clinical Biomechanics 15 (2000) 441±448 443

vertical. The third marker (3), placed posteriorly, de- tion for these purposes, and that the markers were
®ned the perpendicular plane of the trunk (Yt in Fig. 1). placed ± following mathematical translation ± at the
The markers on the arm were placed on the skin directly joint centres. The large distance between markers im-
lateral to the glenohumeral joint centre (4), just distal to proved accuracy.
the bony lateral epicondyle of the elbow (5), at the wrist The joint angles were calculated using a program
midway between the radial and ulnar styloids (6), on an developed by the author for a previous study [18,19],
extension above the wrist (7) and on the third meta- with the addition of trunk movement. The technique
carpalphalangeal knuckle (8). Markers were always ap- used a direct geometric calculation as opposed to Euler
plied by the same investigator. The direction of the wrist angles to avoid inconsistencies [2] ± recently, more
and knuckle markers was changed between the ®rst sophisticated matching methods have been developed
three and the last two tasks so that the markers re- using least-squares techniques to minimize these incon-
mained visible to the cameras at all times. An O P T O T - sistencies and the noise encountered in the rigid body
R A K 3020 optoelectronic tracking system (Northern de®nitions [20,21].
Digital, Waterloo, Canada), consisting of an array of The position of the arm at any time was described
three one-dimensional cameras, was used to record the relative to the trunk by a sequence of Euler rotations
three-dimensional marker positions to within an accu- (see Table 2). The conceptual starting position was with
racy of 0.45 mm. Data were sampled at 50 Hz and ®l- the arm elevated 0°. The arm is ®rst rotated to de®ne the
tered at 6 Hz. Costigan and coworkers [16] describe the plane of elevation, then elevated, then internally/exter-
data processing. nally rotated about the humeral axis. The plane of ele-
Following attachment of the markers, the distances vation has also been called horizontal ¯exion/extension
from the markers to the approximate bone joint centres or azimuth. The humeral rotations were followed by the
were measured such that they could be later translated elbow and wrist rotations. The pro/supination angle
mathematically to the joint centres. The glenohumeral reported in Table 5 is the pro/supination angle derived
distance was based on Wang [17], namely 37 mm infe- from the rotation sequence plus the value of the carrying
rior, 14 mm lateral and 8 mm anterior to the acromion. angle in order to agree with the anatomical de®nition
The elbow joint centre was taken midway between the [18,19,22]. The accuracy resulting from the tracking
medial and lateral epicondyles. The wrist joint centre system, marker positions, translation to the joint centre
was assumed to be at half the wristÕs thickness. The and skin movement artefacts was estimated to be within
carrying angle (angle between the extension of the upper 6° for all joint angles.
arm and the forearm when the elbow is extended in the
anatomical position) was measured using a goniometer.
The body-segment coordinate systems were each de- Table 2
®ned from three non-collinear markers (see Table 1). Angle de®nitions
Humeral rotations were relative to the thorax. Since
Angle Rotation and sign de®nition
markers were sometimes located on an adjacent seg-
ment, it was assumed both that the joints acted as Trunk ¯exiona About Xg , positive forwards
hinges, which is a common and reasonable approxima- Lateral bendinga About Yg , positive right
Plane of elevation About Zt (or Xu ), starting from
90° abduction, positive forwards
from the frontal plane
Table 1 Elevation 90° minus angle about Yu0 ,
Coordinate systemsa positive outwards
Internal/external rotation About Zu00 , internal rotation
Body X Y Z positive
segment Elbow Ab/adduction About Yf , abduction positive
(carrying angle)
Thorax Xt ˆ 13 ´ 12 Yt ˆ Zt ´ Xt Zt ˆ 21
Upper armb Xu ˆ Yu ´ Zu Yu ˆ 50 60 Zu ˆ 50 40 Elbow ¯exion About Xf0 , 0° when arm extended
Forearm Xf ˆ 60 70 ´ 60 50 Yf ˆ Zf ´ Xf Zf ˆ 60 50 Pro/supination About Xf00 , corrected to be about
Hand Xh ˆ 60 70 ´ 80 60 Yh ˆ Zh ´ Xh Zh ˆ 80 60 the ulnar axis, pronation positive
Wrist ¯exion About Xh , palmar direction
a
The coordinate systems were ®rst de®ned from the marker positions positive
shown in Fig. 1. Markers shown with 0 were translated mathematically Radial/ulnar deviation About Yh0 , radial deviation
to the joint centre along the appropriate coordinate axis and the co- positive
ordinate system recalculated.
b a
The upper arm rotation was based initially on the wrist marker, Trunk angles were initially calculating in an Euler sequence, but for a
however elbow ¯exion and internal/external rotation were adjusted better intuitive presentation, the absolute angle about the two global
geometrically to account for the apparent rotation due to the carrying axes are presented; twisting of the trunk could not be distinguished
angle and to account for the fact that the pro/supination axis passes from rotation of the whole body since there were no markers on the
through the ulnar head at the wrist (see [18] for details). lower limb.
444 C. Anglin, U.P. Wyss / Clinical Biomechanics 15 (2000) 441±448

The load moment was calculated by multiplying the 3. Results


components of the load vector times the appropriate
perpendicular distances between the shoulder and hand;
3.1. Joint angles, hand positions and hand loads
this value was con®rmed by multiplying the three-
dimensional load vector times the perpendicular three-
The joint angles corresponding to the peak external
dimensional moment arm from the shoulder to the load
moment (Table 3) were similar between sit-to-stand
vector. For the moment calculations, the hand and el-
(standing) and stand-to-sit (sitting), although the arm
bow locations were based on the marker positions (8
tended to be farther behind the body (more horizontally
and 5 respectively) whereas the shoulder location was
extended) during sitting; the peak load was higher for
based on the marker position moved medially to the
standing than for sitting. Lifting a box was unlike the
joint centre (40 ) relative to each subject.
other four tasks in that the arm was forward and more
The total moment was the moment due to the hand
elevated, with minimal trunk rotation. Elbow ¯exion
load plus the moment due to the gravitational load of the
was greatest in the chair tasks.
arm (adding to or subtracting from the load vector de-
At the time of the peak external moment, the hand
pending on the respective moment directions). The upper
was positioned roughly below the shoulder for the
arm gravitational load was assumed to be 2.8% of body
standing, sitting and suitcase tasks, down and forwards
weight, lying at 43.6% of the distance from the shoulder
for the cane task and forwards for lifting a box. The
to the elbow; the forearm and hand were assumed to be
total distance ranged from 33.3 cm for standing from a
2.2% of body weight with a centre of gravity at 68.2% of
chair to 57.2 for lifting a suitcase (Table 4).
the distance between the elbow and hand [23]. No inertial
Average hand loads ranged from 3% body weight
components were assumed except when lifting a suitcase,
(BW) for lifting the 5 kg box to 19% BW for standing
since, except for the suitcase, the velocities at the peak
from a chair (Table 5). The loads were primarily verti-
moment were negligible. The same accelerations were
cal. Maximum hand loads reached as high as 30% BW
assumed for the arm segments as for the suitcase.
for cane walking.

Table 3
Average angles corresponding to the peak external momenta

Angle.(°) Standing Sitting Cane Box Suitcase

Trunk ¯exion 25.(9) 29.(13) 9.(5) )1.(6) 22.(12)


Lateral bending )6.(5) )3.(4) )1.(4) )3.(3) 3.(12)
Plane of elevation )26.(22) )40.(37) )10.(37) 60.(11) 20.(47)
Elevation 29.(8) 29.(8) 14.(8) 69.(8) 22.(9)
Internal/external rotation 29.(21) 23.(17) 24.(11) 16.(12) 12.(32)
Elbow ¯exion 91.(16) 91.(15) 57.(10) 59.(11) 33.(6)
Pro/supination 53.(12) 47.(11) 22.(20) )32.(10) 17.(20)
Wrist ¯exion )49.(22) )50.(21) )26.(12) )1.(5) )16.(11)
Radial/ulnar )3.(9) )2.(10) )19.(9) 33.(7) 11.(5)
a
See Table 2 for angle and sign descriptions. The schematics represent the position at the time of the peak hand load. Standard deviations are given in
brackets.

Table 4
Hand position relative to the shoulder at the peak external momenta

Task X-coordinate (forward) Y-coordinate (left) Z-coordinate (up) Total distance


(cm) (cm) (cm) (cm)

Sit-to-stand 4.3 (6.0) )5.6 (3.0) )32.9 (7.2) 33.3 (2.9)


Stand-to-sit 2.5 (7.0) )5.2 (1.2) )32.5 (5.8) 36.5 (5.6)
Cane walking 12.8 (8.8) )4.5 (2.4) )49.5 (9.4) 52.3 (8.1)
Lifting box 52.4 (7.2) )4.8 (5.6) )1.6 (4.4) 53.1 (7.1)
Lifting suitcase 3.3 (14.0) )11.4 (2.9) )54.1 (7.6) 57.2 (7.1)
a
Given in the global coordinate system: mean (standard deviation).
C. Anglin, U.P. Wyss / Clinical Biomechanics 15 (2000) 441±448 445

Table 5
Peak hand loads

Task Average peak Average peak Average forward/lateral Maximum load Maximum
load (N) load (´BW)a load angle (°)b (N) load (´BW)a

Sit-to-stand 134 (37) 0.19 (0.06) 8.0 (9.0)/)0.7 (3.1) 154 0.24
Stand-to-sit 114 (29) 0.16 (0.07) )5.1 (32.3)/3.7 (11.6) 179 0.27
Cane walking 130 (46) 0.18 (0.05) 3.9 (5.3)/1.8 (2.5) 225 0.30
Lifting box )25 (0) 0.03 (0.01) 0 25 0.05
Lifting suitcase )126 (5) 0.18 (0.03) 0 137 0.26
a
BW ± body weight; standard deviations in brackets.
b
Forward is the angle from the vertical in the global Yg Zg plane; lateral is the angle from the vertical in the global Xg Zg plane. The load vector is the
reaction force of the chair arm acting upwards against the hand.

Table 6
Peak external moments

Task Load moment Total moment Coordinates of total moment Maximum total moment
(N m)a (N m)a; b (N m)c (N m)

Sit-to-stand 18.2 (6.5) 16.2 (7.6) (0.76, )0.53, 0.09) 31.5


Stand-to-sit 15.6 (9.9) 12.3 (9.7) (0.23, )0.97, 0.06) 47.7
Cane walking 23.5 (11.9) 24.0 (11.3) (0.84, 0.53, )0.05) 45.6
Lifting box 13.3 (1.7) 21.8 (4.0) ()1.00, 0.06, 0) 27.1
Lifting suitcase 26.5 (4.4) 27.9 (4.2) (0.16, 0.99, 0) 38.0
a
Average and standard deviation of peak values for subjects.
b
Total moment ˆ load moment + gravitational moment of upper arm, forearm and hand.
c
Coordinates ± average normalized coordinates of moment vector about the Xg -, Yg -, Zg -axes in the global system (see Fig. 1) ± (right, forward, up).

3.2. Ranges of motion similarity among subjects. Trunk movement, elevation,


elbow ¯exion and radial-ulnar deviation were the most
The tasks required di€erent ranges of rotation for consistent among subjects. Plane of elevation, internal/
each joint, and the degree of variability varied with each external rotation, pro/supination and wrist ¯exion were
task and joint. Interested readers are referred to [2] for less consistent, implying that di€erent strategies were
®gures of the ranges of motion, angle-time sequence and being used by di€erent subjects.
load-time sequence for each task.

3.3. External moments 4. Discussion

Average external moments ranged from 12.3 N m for 4.1. Joint angles, hand positions and hand loads
sitting down to 27.9 N m for lifting a suitcase; maximum
moments were substantially higher (Table 6). The mo- In contrast to most daily living tasks, in which a light
ments for the cane and box tasks occurred primarily load is manipulated in front of the subject from a seated
about the Xg axis; for the suitcase the moment was position [1,18,19], in the ®ve tasks studied, the hand was
mostly about the Yg axis, although the direction did positioned farther back, higher loads were experienced
vary; the moment directions for the chair tasks were and standing positions were included. For example, the
mainly in the Xg Yg plane, but varied within the plane plane of elevation angle of the humerus was small or
among subjects (Table 6). negative (i.e. to the side or behind the body) for the chair
and cane tasks. Lifting the box to shoulder height re-
3.4. Consistency of angles, loads, moments and ranges of quired more elevation and the chair and lifting tasks
motion required greater elbow extension than is typical for
other ADL [1,19].
All of the parameters showed considerable variabili- Hand loads for the sit-to-stand task (134 N or 19%
ty, as evidenced by the standard deviations in the re- body weight) were less than but comparable to those
spective tables. In general, lifting a box with both hands reported by Alexander and coworkers (144 N/21% for
to shoulder height showed the greatest repeatability and healthy older subjects, and 159 N/29% for those unable
446 C. Anglin, U.P. Wyss / Clinical Biomechanics 15 (2000) 441±448

to get up without arm assistance). On the other hand, about the shoulder of from 32 to 50 N m (depending
the load angles in the present study were distinctly on the lifting technique) for lifting a 12.8 kg object.
more vertical (i.e. 8° versus approximately 40°) than Van der Helm and Veeger [4] reported external mo-
those reported by Alexander and coworkers, implying ments up to 50 N m for wheelchair propulsion while
that our subjects were pushing themselves more up applying 40% of the subject's maximum voluntary
than forward. An upper limit on the hand load is moment.
provided by Runciman [3] who recorded a hand load of These average moments represent up to half the
40% body weight at 10° when subjects pushed them- available shoulder strength for women [31,32]; the
selves up from a chair with straightened legs. Cane maximum moments represent a substantially higher
loading in the present study was at the higher end of proportion of available strength. The strength of those
the range reported by Brand and Crowninshield [12] with a repair of the rotator cu€ muscles, common in
and by Ely and Smidt [24] for walking, but lower than shoulder arthroplasty patients, is further reduced
that reported by Ashton-Miller and coworkers [13] to [33,34]. Whereas it appears that the demands of lifting a
prevent falling. 10 kg suitcase exceed abduction strength, extra strength
was probably achieved by supporting the arm on the
4.2. Ranges of motion body.

The tasks studied covered larger ranges of motion


in elevation, plane of elevation and elbow ¯exion than 4.4. Consistency of angles, loads, moments and ranges of
has been reported in previous studies [1]. If these tasks motion
are desired, then their ranges of motion should be
taken into account in the design of orthoses and Di€erences in elbow ¯exion among subjects could
prostheses. partly be explained by di€ering anthropometrics, i.e.
The ranges of motion compared well to previous since the chair height remained the same, each subject
studies of the sit-to-stand task, which was the only task required di€erent kinematics. This was intentional since
for which some angles were available. Trunk ¯exion the majority of chairs are not adjustable. Changes in
ranged up to 36°; for comparison, Alexander and co- internal/external rotation were linked to changes in the
workers [9] reported average ¯exion angles of 33° for plane of elevation: due to the mathematical sequence of
able subjects and 42° for those who were unable to get rotations, a change in one necessitates a change in the
out of the chair without arm support; Wheeler and co- other to keep the hand pointing in the same direction.
workers [10] reported a forward lean of only 13° for an Furthermore, when elevation was zero (all tasks ap-
older group getting out of a standard chair, but 23° for proached this at some point), the plane of elevation and
those getting out of a more comfortable chair. The internal/external rotations were indistinguishable (called
ranges of elbow ¯exion, wrist ¯exion and radial/ulnar gimbal-lock).
deviation for sit-to-stand were similar to previous
studies [10,14,25±29], di€erences being perhaps due to
the chair used. 4.5. Limitations
The lifting technique was deliberately not speci®ed;
most of the subjects chose to bend the trunk to lift the The main limitation of this study was that only six
box rather than bending the knees. Although the shelf subjects were studied. Although they represented a large
was at shoulder height, an average elevation of only 69° range of weights and heights as well as both sexes, the
was required by the subjects due to elbow ¯exion. results cannot be extrapolated to the general population.
Rather, this study was planned as a pilot study to pro-
4.3. External moments vide initial information about the angles, loads and
moments for demanding ADL for a healthy older pop-
Considerable loading of the shoulder can occur ulation since such information was previously not
during ADL. The chair tasks, even as the lowest among available. A further limitation was that the subjects at
the ®ve, resulted in external moments of 16.2 and 12.3 times found the actions awkward, especially walking
N m. By comparison, external moments for the ma- with a cane and sitting down into the chair. There was
jority of daily living tasks that have been studied would no attempt to vary the method of performing each task
be below, often well below, 10 N m due to the low since our interest was in studying the most natural
elevations, ¯exed elbows and low loads carried [18,19]. method for the subject. While there was some uncer-
The two lifting tasks, already having the highest ex- tainty (estimated to be less than 6°) in the angular data
ternal moments (21.8 and 27.9 N m), would be even due to, for example, skin movement artefacts and sim-
higher if higher loads were lifted. For example, Arbo- plifying assumptions, the load data were accurate to
relius and coworkers [30] recorded maximum moments within a few Newtons.
C. Anglin, U.P. Wyss / Clinical Biomechanics 15 (2000) 441±448 447

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