5/12/2021 USAJOBS - Job Announcement

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SUPERVISORY ATTORNEY-ADVISER
Securities and Exchange Commission
Division of Examinations - O ice of Security-Based Swaps

Accepting applications Help

Open & closing dates

04/30/2021 to 05/14/2021

Service
Excepted

Pay scale & grade

SK 17

Salary
$155,524 to $255,800 per year

For detailed salary ranges by location, please see the Additional Information section.

Appointment type
Permanent

Work schedule
Full-time

Locations Help

1 vacancy in the following locations:

Washington, DC

Chicago, IL

New York, NY

Relocation expenses reimbursed

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No

Telework eligible
Yes as determined by agency policy

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This job is open to
Career transition (CTAP, ICTAP, RPL)
Federal employees who meet the definition of a "surplus" or "displaced" employee.

The public
U.S. citizens, nationals or those who owe allegiance to the U.S.

Clarification from the agency

US Citizens

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Announcement number
21-EX-11092335-CSS

Control number
600157900

Duties

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Summary
The O ice of Security-Based Swaps within the Division of Examinations is filling one position for
a Supervisory Attorney-Adviser, SK-0905-17, in one of the following locations: Chicago, IL or New
York, NY or Washington, DC.

Learn more about this agency

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Responsibilities
The Division of Examinations conducts the SEC's National Exam Program. The Division's mission is to
protect investors, ensure market integrity and support responsible capital formation through risk-
focused strategies that: (1) improve compliance; (2) prevent fraud; (3) monitor risk; and (4) inform
policy. The results of the Division's examinations are used by the SEC to inform rule-making
initiatives, identify and monitor risks, improve industry practices and pursue misconduct.

If selected, you will join a well-respected team that is responsible for supporting EXAMS' mission to
conduct and coordinate the nationwide examination program for entities over which the
Commission has regulatory authority.

As a Supervisory Attorney-Adviser you will:

In coordination with the SBS Joint Venture co-lead, design, develop, and maintain a best-in-
class SBS examination and monitoring program;

Plan, coordinate, and monitor the activities and function of the Joint Venture sta in their
execution of SBS examinations and related monitoring activities;
Plan and assign work, advise on program goals and objectives, make decisions on work
problems, and organize and monitor the flow of work in order to achieve the most e ective
results in a complex environment;

In coordination with the SBS Joint Venture co-lead, oversee the implementation plan of the
working group for Title VII, providing legal and technical supervision necessary for
accomplishing the work of the joint venture;
Provide legal guidance on challenging and complex Title VII implementation issues;
Provide legal expertise and leadership in risk-based examinations of registered SBS entities.
Incorporate market and regulatory changes into examination activities. Maintain up to date
knowledge and understanding of current concerns related to SBS and brief senior management
and others at the Commission on such issues;
Facilitate and maintain relationships with other EXAMS programs, Division of Trading and
Markets (TM), Division of Enforcement (ENF), O ice of International A airs (OIA), and O ice of
the Chief Data O icer (CDO) and other securities regulators on matters involving Title VII
implementation, generally; and

Represent the Joint Venture and EXAMS in meetings and conferences where policy formulation
and program planning are discussed and agency positions are developed.

Travel Required
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Occasional travel - Travel averages one week or 5 days a month.

Supervisory status
Yes

Promotion Potential
17

Job family (Series)

0905 Attorney

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Attorneys

Requirements

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Benefits

How to Apply

Fair & Transparent

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