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Seismic Performance of AAC Masonry
Seismic Performance of AAC Masonry
Seismic Performance of AAC Masonry
878
F U L L PA P E R
Lorenzo Miccoli
KEYWORDS
in-plane behaviour, load-bearing masonry, push-over analysis, quasi-static testing, seismic assess-
ment, shaking table testing
1 INTRODUCTION (different sizes available) with vertical and horizontal thin joints (in the
range of 2–3 mm) filled with glue-mortar.
The legislation code for the seismic design of reinforced concrete The seismic performances required for a masonry building relate to
structures and masonry [1] include resistance requirements and limi- two kinds of behaviour: the local collapse mechanisms and the global
tation to the deformation capacity. These values are related to experi- response due to the in-plane (IP) behaviour of the walls. The use of
mental campaigns carried out in the past on some building typologies. ring beams at each floor, the attention to the connection between the
However, many modern buildings have been built with techniques external walls and the limit to the maximal slenderness of the walls
and materials different from those materials for which the seismic (ratio between floor height and wall thickness) reduce the risk of local
codes were developed. When experimental data on these modern collapse mechanisms. These mechanisms include the walls overturn-
materials are missing, it can be difficult to justify the extension of the ing, or part of them, due the out-of-plane actions. When these local
code requirements for the above-mentioned materials. mechanisms are disabled, the building shows a box behaviour. This
This limitation is valid for the non-standard masonry techniques. On behaviour is related to the IP stiffness of walls and floors. However,
one hand, there are traditional bricks with thick joints, vertical and hor- for AAC masonry a specific assessment of the seismic performances
izontal. On the other hand, there are blocks with thin joints, blocks with is mandatory. This assessment is necessary to set design recommen-
empty vertical joints or with slots filled with mortar. Blocks using a dif- dations allowing to achieve the levels of safety consistent with those
ferent production technology and with different properties are gaining required for other masonry types complying with seismic standard
interest, among them there is the autoclaved aerated concrete (AAC). requirements.
The good mechanical properties in relation to its low bulk density, the In the past decade, important studies were carried out to assess the
high thermal and acoustic performance and easy installation allowed mechanical behaviour of AAC masonry under seismic loading. For this
to a quick spread of this material [2,3]. AAC masonry uses blocks reason, big-scale samples were tested under quasi-static and dynamic
c 2018 Ernst & Sohn Verlag für Architektur und technische Wissenschaften GmbH & Co. KG, Berlin.
loading. In the first part of this paper, a review of the experimental TA B L E 1 Physical and mechanical parameters of AAC blocks and
results achieved is reported. In the second part, an overview of the masonry walls tested by Rosti et al. [7]
research on the numerical simulation of seismic performances of AAC Block Masonry Masonry
buildings is presented. Block bulk compressive compressive shear
density strength strength strength
Block size (mm) (kg/m3 ) (MPa) (MPa) (MPa)
500 × 250 × 300 360 3.06 1.91 0.23
FIGURE 1 Final crack patterns and hysteretic curves (a–f) of the walls tested by Rosti et al. [7]
when the post-earthquake safety of unreinforced AAC masonry build- TA B L E 3 Physical and mechanical parameters of AAC blocks and
ings must be assessed. masonry walls tested by Costa et al. [9]
Costa et al. [9] carried out an experimental campaign aiming at Block Masonry Masonry
investigating the seismic performance of unreinforced masonry walls. Block bulk compressive compressive shear
density strength strength strength
Four walls with different slenderness ratio were tested under IP cyclic Block size (mm) (kg/m3 ) (MPa) (MPa) (MPa)
tests to obtain a reliable description of the lateral cyclic behaviour. 625 × 250 × 300 484 3.31 2.20 0.28
Squat walls with size of 4500 mm × 2750 mm × 300 mm and 3000 mm
× 2750 mm × 300 mm, slender walls with size of 1500 mm × 2750 mm
× 300 mm were built. The walls were tested at the EUCENTRE labora-
tory in Pavia. The specimens were built using AAC blocks of 625 mm × For each specimen the final crack pattern and the hysteretic curves
250 mm × 300 mm. Physical and mechanical parameters are listed in (horizontal force vs. displacement) are shown in Figure 2. The results
Table 3. of the experimental campaign are reported in Table 4.
304 MICCOLI
FIGURE 2 Final crack patterns and hysteretic curves (a–d) of the walls tested by Costa et al. [9]
The results of the experimental campaign carried out recommend 3.2 In-plane shear-compression tests of reinforced
adopting a minimum ratio effective versus initial uncracked stiffness of masonry
70%. For the design of long unreinforced AAC shear walls, a maximum
The aim of the experimental campaign of Penna et al. [10] was to inves-
ultimate drift limit of 0.3–0.35% can be advised. Moreover, for walls
tigate the seismic performance of masonry walls reinforced with hori-
dominated by flexure failure mechanisms, a maximum ultimate drift of
zontal reinforcements. A flat-truss bed-joint reinforcement was placed
0.5% can be suggested.
every two courses in thin horizontal joints filled with thin-layer mortar.
The application of the Eurocode strength criteria for AAC masonry
The authors showed how the use of this kind of reinforcement does not
walls showed a good fit of both expected failure modes and maximum
significantly increase the level of complexity when compared with the
shear force measured in the cyclic tests. The flexural strength criterion
placement of reinforcement with vertical bars.
proposed in EN 1998-1 [1] for the assessment of existing structures
Three walls with size of 2500 mm × 2000 mm × 300 mm were
has proved to be also suitable for new AAC masonry walls. According
tested under IP cyclic tests to assess the effectiveness of the horizontal
to the opinion of Costa et al. [9], such a criterion should also be adopted
reinforcement. The walls were tested at the EUCENTRE laboratory in
for designing new masonry buildings.
Pavia. The specimens were built using AAC blocks of 625 mm × 250 mm
The shear strength limitation criterion proposed in EN 1996-
× 300 mm. Physical and mechanical parameters are listed in Table 5.
1 [8] for shear-sliding behaviour provides unrealistically low values
For each specimen, the final crack pattern and the hysteretic curves
when applied to AAC block masonry. The authors [9] obtained con-
(horizontal force vs. displacement) are shown in Figure 3. Summary
sistent results using a limit shear strength equal to four times the
of the displacement capacity of the three walls tested are reported in
value suggested in EN 1996-1. According to the authors’ opinion,
Table 6.
the adoption of a limit shear strength equal to two times the value
The three panels tested showed a typical shear behaviour, with
suggested in EN 1996-1 should be a safe choice for AAC block masonry
diagonal cracks affecting mainly the blocks and focusing especially on
design.
MICCOLI 305
TA B L E 5 Physical and mechanical parameters of AAC masonry of the resistance and strain capacity of the masonry walls could lead to
walls tested by Penna et al. [10] a substantial improvement in the overall seismic performance of the
Block Masonry Masonry entire building.
Block bulk compressive compressive shear Tanner et al. [11] tested the behaviour of reinforced AAC masonry
density strength strength strength
Block size (mm) (kg/m3 ) (MPa) (MPa) (MPa) walls under cyclic shear-compression at the University of Texas at
625 × 250 × 300 500 3.48 2.20a / 2.63b 0.25 Austin. The authors tested both shear and flexure dominated walls to
a
keep the horizontal load capacity until a drift ratio of about 1%. Based
Unreinforced masonry, b Reinforced masonry.
on the test results, Tanner et al. [11] developed design approaches and
the centre of the walls. In the reinforced walls, the final extension of equations for AAC masonry walls made of vertically oriented panels
cracks was limited if compared to the unreinforced case. The most for flexural cracking, web-shear cracking, flexural yielding and nomi-
significant damage was located in the unreinforced horizontal joints. nal flexural capacity. In addition, according to authors’ findings, base
The presence of horizontal reinforcement allowed an increase in the shear capacity can be limited by frictional resistance, especially when
maximum deformation capacity of the wall by approximately 75% with the sliding shear capacity is limited by friction alone.
respect to the unreinforced solution. Consistently, the ultimate drift
ratio associated with the shear failure mechanisms increased, com-
3.3 Shaking table tests of reinforced masonry
pared to the values proposed in the literature for unreinforced AAC
masonry [9,11,12], in the range of 0.3–0.8%. The increase in shear Tomaževič and Gams [13] studied the response of confined masonry
strength of the walls due to the flat-truss bed-joint reinforcement was buildings to seismic ground motion at Slovenian National Building
equal to 18.6%. The increase in vertical load for the third specimen and Civil Engineering Institute in Ljubljana. Three 1:4 scale models
generated a reduction of the maximum horizontal displacement/drift (2180 mm × 1713 mm × 2650 mm) of residential buildings with the
capacity and an increase in resistance roughly of the same order of same distribution of walls in the building plan but different types of
magnitude (21.2% and 24.7%, respectively), compared to the test with floors and number of stories were tested on a uni-directional shaking
lower axial load for the second specimen. However, the ultimate drift table (Figure 4a). The scale models were built using model masonry
limit computed for the two tests was in both cases equal to 0.8%, inde- blocks (156 mm × 63 mm × 75 mm) produced on the base of AAC
pendent from the level of axial load. According to authors’ findings, the blocks with strength class 4 [14]. These blocks (625 mm × 250 mm ×
effectiveness of the horizontal reinforcement in terms of enhancement 300 mm) have a bulk density of 500 kg/m3 and compressive strength of
FIGURE 3 Final crack patterns and hysteretic curves of the walls unreinforced (a) and reinforced (b,c) tested by Penna et al. [10]
Horizontal
Vertical load
stress capacity Ultimate Boundary Failure
Wall size (mm) (MPa) (kN) drift (%) conditions mechanism Reinforcement
2500 × 2000 × 300 0.40 156 0.65 Double-bending Shear No
2500 × 2000 × 300 0.40 185 0.81 Double-bending Shear Yes
2500 × 2000 × 300 0.60 231 0.86 Double-bending Shear Yes
306 MICCOLI
F I G U R E 4 Test setup of model M3 tested by Tomaževič and Gams [13] on the shaking table (a); damage to the walls in the ground floor of model
M3 at ultimate state (b)
TA B L E 7 Physical and mechanical parameters of AAC model be extensively used to assess the seismic performance of a number of
masonry blocks and walls tested by Tomaževič and Gams [13] prototype buildings with different characteristics, by means of both
Block Masonry Masonry linear and nonlinear static (push-over) analysis. Three-dimensional
Block bulk compressive compressive shear models of unreinforced masonry buildings were implemented using
density strength strength strength
Block size (mm) (kg/m3 ) (MPa) (MPa) (MPa) the TREMURI software [15]; AAC blocks with strength class 2 [14]
156 × 63 × 75 496 1.59 1.49 0.25 were used. The sliding shear strength criterion was adopted. Costa
et al. [9] calibrated the parameters to be used in the numerical sim-
5.00 MPa. More details of masonry parameters are reported in Table 7. ulation according the experimental behaviour of the wall reported in
Lightweight prefabricated slabs were installed in the case of the three- Figure 2b. Then the calibrated macro-model was used to simulate the
storey model M1, whereas reinforced concrete slabs were built in the response of different structural typologies mad of unreinforced AAC
case of three-storey model M2 and four-storey model M3. masonry (Figure 5). The mechanical parameters of AAC masonry used
The authors point out that all buildings of the tested type will exhibit for the numerical simulation are reported in Table 8. The limit shear
adequate seismic behaviour, if a confined masonry system is provided. strength here was assumed as depending on the block compressive
Typical storey mechanism, characterized by a diagonal shear failure strength (fbc ), calculated in the direction perpendicular to the horizon-
mode of walls in the ground floor in the direction of excitation was tal mortar layer.
observed in all cases (Figure 4b). The shaking table tests indicated the The results of the seismic analysis performed by Costa et al. [9]
important role of vertical tie columns, which, in the particular situation allow inferring that for low to medium levels of excitation on rock sites,
of AAC masonry with high tensile/compressive strength ratio, signifi- the damage limit state is not generally attained. For severe excitations
cantly improved the resistance of the walls. Although the dimensions (PGA = 0.35 g), significant damage can be expected in AAC multistorey
of the tie columns did not completely comply with code requirements, buildings. The incremental dynamic analysis of the considered struc-
the tie columns prevented flexural failure of the walls and activated tures provided a value of q = 2 for the seismic design of AAC unrein-
the available higher shear resistance capacity. At ultimate state, the forced masonry buildings. According to authors findings, the adaptive
tie columns prevented the disintegration of the walls and ensured the nonlinear static procedure (ADAP) provided capacity curves match-
integrity of the structure up to collapse. ing well with the nonlinear dynamic envelope curves of the example
The resistance of all buildings of the tested type satisfies the buildings. Moreover, the simplified push-over-based prediction of max-
demands for the construction of earthquake-resistant buildings imum displacement is not generally capable of reproducing the varia-
located in seismic hazard zones with design ground acceleration tion of displacement demand for increasing levels of ground motion, as
Sag = 0.30, where soil factor S = 1.2 and design ground acceleration obtained from nonlinear dynamic analysis. Finally, from the incremen-
for type A ground [1] is equal to 0.25. On the basis of test results, the tal dynamic analysis procedure a very large scatter in the displacement
authors concluded that the range of values of structural behaviour fac- demand was observed, increasing with PGA.
tor (q), proposed in EN 1998-1 [1] for confined masonry buildings, is Penna et al. [16] assessed the seismic performance of AAC unrein-
adequate also for AAC masonry buildings. Taking into account the dam- forced masonry by means of nonlinear static seismic analysis of 11 dif-
age limitation requirement, the use of value q = 2.5 is recommended. ferent building configurations (Figure 6a). These configurations cover
a relatively wide range of number of storeys (one to three), shapes
of the building plan, wall arrangement in plan, wall density in each
3.4 Numerical simulations
direction (ratio between the sum of the cross-sectional areas of the
Based on the experimental campaigns reported in the previous sec- walls oriented in the same direction and the total floor area). The
tion, Costa et al. [9] and Rosti et al. [7] improved numerical models to selected building configurations were meant to be representative of
MICCOLI 307
FIGURE 5 The three structural configurations analysed by Costa et al. [9] through a building response simulation
TA B L E 8 Mechanical parameters of AAC masonry used for the numerical simulation of Costa et al. [9]
Initial Limit
Bulk Young´s Shear Compressive shear shear Non-linear Friction Softening Ultimate Ultimate
density modulus modulus strength strength strength deformability coefficient parameter drift for drift for
(kg/m3 ) (MPa) (MPa) (MPa) (MPa) (MPa) parameter (–) (–) (–) shear (%) flexure (%)
484 1600 416 2.2 0.125 0.26fbc 1.2 0.05 0.05 0.6 0.6
FIGURE 6 Building 3: 3D damage pattern (a) and global push-over curve (b) for the analysis providing the minimum value of PGA at ultimate limit
state [16]
TA B L E 9 Mechanical parameters of AAC masonry used for the numerical simulation of Penna et al. [16]
modern masonry constructions in moderate to high seismicity regions the buildings showed a PGA corresponding to the ultimate limit state
in Europe. The mechanical parameters of AAC masonry used for the higher than 0.1 g (with the only exception of building 11, type soil D and
numerical simulation of Penna et al. [16] are reported in Table 9. E). All the analyses carried out on the different combinations of geom-
The limit shear strength was calculated according to the formulation etry suggest that minimum values of q = 2.5 (including the effect of the
included in the German National Annex of EN 1996-1 [14] based on overstrength ratio) can be considered appropriate for the unreinforced
the theory of Mann and Müller [17]. This approach associates the shear low-density AAC masonry. Based on the results of push-over analysis
strength of masonry to the tensile strength of the blocks (fbt ) and to and considering the need for appropriate limitations of the compres-
the average compression acting on the compressed part of the cross- sion in masonry wall, a maximum number of storey equal to three is
section (𝜎 D ). suggested by Penna et al. [16].
The value of the base shear corresponding to the first element being Tomaževič and Gams [18], taking into consideration the behaviour
damaged in the structure (Fel ) is reported (dashed and dotted lines) in of AAC buildings tested on the shaking table, implemented a
the push-over diagrams (Figure 6b). numerical model with concentrated masses and storey hysteretic
The push-over analyses allowed obtaining results in terms of rules.
behaviour factor, basic behaviour factor, overstrength ratio and PGA In the model, storey resistance curves, calculated by a push-
corresponding to the attainment of the ultimate limit states (ULS). All over method and idealized as a tri-linear relationship, represent the
308 MICCOLI
the horizontal section of the wall due to preloading. Flexural resistance linear analysis models whose hysteretic characteristics were based
was calculated using well-known equations for unreinforced masonry on the experimental results. Finally, using an iterative procedure, an
and confined masonry wall sections [20]. Each floor of the building was Rd value of 2, modified for probable structural overstrength factor
modelled by springs. Both springs are bilinear and defined by maximum (Ωsystem ) of 1.5, was used to propose an R value 3 for the seismic design
shear resistance, ultimate ductility factor and effective stiffness. This of flexure-dominated AAC walls. Similarly, a Cd value of 3 was pro-
last parameter is depending on Young's modulus and shear modulus posed for the seismic design of these AAC structures. Although no
of model masonry. The results of push-over analysis provided a good R value for AAC walls was suggested in the study mentioned [12],
match between the experimental and calculated resistance envelopes Varela [21] proposed a R value equal to 1.5 based on the probable
(Figure 7). structural overstrength factor (Ωsystem ) of 1.5, which implies essentially
Hysteretic behaviour was simulated by simple rules, defined by elastic behaviour. Consequently, since shear-dominated behaviour is
experimentally determined damage and energy dissipation based stiff- assumed as a force controlled failure mode, no suggestion is made for
testing, Varela et al. [12] proposed response modification and displace- 10. Penna A, Mandirola M, Rota M, Magenes G. Experimental assessment
ment amplification factors for the design of AAC structures. of the in-plane lateral capacity of autoclaved aerated concrete (AAC)
masonry walls with flat-truss bed-joint reinforcement. Constr Build
According to findings from the mentioned studies, the unreinforced
Mater. 2015;82:155–166.
AAC masonry can face low to medium seismic events when the geom-
11. Tanner JE, Varela JL, Klingner RE, Brightman MJ, Cancino U. Seismic
etry of the building is regular. For severe seismic events, a significant testing of autoclaved aerated concrete shearwalls: a comprehensive
damage can be expected in AAC multi-storey buildings. To achieve review. ACI Struct J. 2005;102:374–382.
higher seismic performance, the AAC masonry must be used in combi- 12. Varela JL, Tanner JE, Klingner RE. Development of seismic force reduc-
nation with other structural systems using confined masonry or bed- tion and displacement amplification factors for autoclaved aerated
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14. Deutsches Institut für Normung. DIN-EN 1996-1-1/NA: National
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