Substantive knowledge and pupil
progression in history
Michael Fordham
What does it mean to be good at history? Over fifty years ago, the historian
Eric Hobsbawm reckoned that it had something to do with language:
Words are witnesses which often speak louder than documents. Let
us consider a few English words which were invented, or gained their
‘modem meaning, substantially in the period of sixty years with which this
volume deals. They are such words as ‘industry’, “industrialist ‘factory’,
“middle class’, “working class’ capitalism’ and ‘socialism’ They include
‘aristocracy’ as well as ‘railway’, ‘liberal’, and ‘conservative’ as political
terms, ‘nationality’, ‘scientist’ and ‘engineer’, ‘proletariat’ and (economic)
‘crisis’. ‘Utilitarian’ and ‘statistics’, ‘sociology’ and several other names
of modern sciences, ‘journalism’ and ‘ideology’, are all coinages or
adaptations of this period. So is ‘strike’ and ‘pauperism’ !
Words stch as these —the substantive concepts that litter the works of historians —
are central to progression inthe discipline: if we, as history teachers, want pupils,
to ‘get better’ at history, then we should be looking to help them develop greater
fluency in their deployment of these terms. With a few notable Dutch exceptions,
however, very few in the field of history education have been willing to devote
much time to the theory that getting better at history requires that pupils build
up greater substantive knowledge of the past.* Instead, the emphasis has been
placed on disciplinary knowledge, which is sometimes cast in the language of
*skills’or ‘competences’ but which, in short, comes down to knowledge of how
history works as a discipline. The distinction between substantive history and
the ideas of the discipline was captured concisely by Ashby and Lee:
Substantive history is the content of history, what history is “about”
Concepts like peasant, friar and president, particulars like The Battle
of Hastings, the French Revolution, and the Civil Rights Movement, and
individuals like Abraham Lincoln, Marie Curie and Mahatma Gandhi
are part of the substance of history. Concepts like historical evidence,
explanation, change and accounts are ideas that provide our understanding
of history as a discipline or form of knowledge.”
1The Bayeux Tapestry depicting the Battle of
Hastings of 1056 ~a decisive turn on the lives of
the people of England
These latter concepts — disciplinary second-order concepts such as ‘evidence’
and ‘change’ ~ have come to dominate the discourse surrounding history
education in recent years. ‘Getting better’ at history has thus become
synonymous with gaining a greater knowledge of how history works as
a discipline, the kinds of questions that historians seek to answer, and the
means by which they go out in search of those answers. In the UK, this,
emphasis has become manifest in a number of forms. For one, assessment
models in history — ranging from statutory National Curriculum Attainment
‘Targets through to public examination mark-schemes — have foregrounded
disciplinary knowledge, making mastery over the second-order concepts that
constitute it, the principal purpose of learning history in schools. Secondly,
researchers — with the work of Project CHATA at the forefront — have sought
to model pupil progression in these disciplinary concepts empirically, showing
the stages by which pupils tend to progress in their understanding of those
concepts. Thirdly, the power of disciplinary concepts has been shown in the
way that teachers, through their published discourse, have been able to draw
upon these to make meaning out of the practice in their classrooms, with
some offering sophisticated accounts of how disciplinary concepts operate
as curricular objects *
Amongst all of this, however, the emphasis on substantive knowledge has
tended to be lacking, For a variety of reasons, history teachers and researchers
inthe field of history education have been hesitant in talking about substantive
knowledge in terms of pupil progression in the subject. There are a number of
reasons for this. The first is that emphases on substantive knowledge have in
the past tended to focus predominantly on ‘accumulation’ of lists of content;
the argument runs that simply extending this list does not represent progression
in a subject: a pupil who knows 55 facts is not necessarily better at history than
pupil who knows 45 facts, More problematically still, there is no knowledge
of particulars or people (to use the language of Ashby and Lee) which is a
18necessary condition of pupil progress in history. A pupil can become perfectly
g00d at history and have never encountered the Treaty of Westphalia in 1648,
for example, and, as there is no body of substantive knowledge that is essential,
then the implication is that all substantive knowledge is accidental in models,
of pupil progression in history. All of these complexities get made more
complex still by the fact that there is a strong political and moral dimension
to the selection of substantive content in a history curriculum: to say that any
body of substantive knowledge is more or less important is, so the argument
goes, to enforce the ideas and beliefs of governments, texthook-writers and
teachers on pupils. Some of the greatest atrocities in the teaching of history in
the past have occurred where governments have sought to provide pupils with
one particular interpretation of the past, and this has made researchers in the
field of history education very wary indeed of any attempt to make substantive
knowledge — as well as disciplinary knowledge — a core component of any
‘model of pupils progression in the subject.
Inthe next two sections I wish to focus on two problems that emerge from this,
status quo. The first relates to the reading of history, and the second relates
to the writing of history.
Reading history
If we had to choose but one hope for our current pupils in the future, we
could do worse than hope that they might continue to read history throughout
their lives. In doing so, they are likely to encounter works of popular history,
which in the UK frequently top the non-fiction bestsellers lists. What is it,
however, that they need to know in order to be able to find such works of
history accessible? Consider the following passage from a work of popular
history that was a bestseller in the UK in the early 2000s, written by Simon
Schama, one of Britain's most well-known television historians. As you read
through this passage, deliberately quoted at length, then ask yourself what it
is that a reader needs to know in order to make sense of it.
Historians like a quiet life, and usually they get it, For the most part, history
moves at a deliberate pace, working its changes subtly and incrementally.
Nations and their institutions harden into shape or crumble away like
sediment carried by the flow of a sluggish river. But there are moments
when history is unsubtle; when change arrives in a violent rush, decisive,
bloody, traumatic; as a truck-load of trouble, wiping out everything that
9‘An image showing a king surrounded
by his witan or witenagemot, which
was the council that advised kings on
‘matters that they were asked to give
dan opinion — from the Old English
Hexateuch ofthe th century, found in
the British Library
gives a culture its bearings — custom, language, law and loyalty. 1066 was
one of those moments.
It is certainly true that, for the majority of the population of Anglo-Saxon
England (let alone the rest of Britain), 1066 was mostly a matter of
exchanging lords. The slaves at the bottom of Anglo-Saxon society who
could be bought and sold could hardly have cared less what language their
‘masters spoke. Peasants ploughed their fields, fed swill to their pigs, prayed
to avoid poverty and pestilence and watched the seasons roll around.
It is true that every spring, the grass came up green again, But in 1066
there were bones under the buttercups and the entire governing class of
Anglo-Saxon England, some 4000 or 5000 lords, had been made to vanish
and power, wealth, men and beasts had been given to foreigners. You
could survive and still be English. You could even speak the language.
But politically you were now a member of an inferior race. You lived in
England, but it was no longer your country
‘We can first ofall point towards all sort of second-order or disciplinary knowledge
that will resonate in our minds as we read through this passage. Schama’s use of
analogy as a means of describing a process of historical change and continuity is
an excellent example of this, describing incremental change as “sediment carried
by the flow ofa sluggish river”, Consider, too, his use of the phrase “in 1066 there
were bones under the buttercups” to indicate a rupture in a line of continuity.
‘Schama also points towards existing historiography in pointing towards line of
continuity across the period of the Norman Conquest (“itis certainly true that..."),
for thishas been atopic of some dispute amongst historians, For Schama's passage
to have meaning to a reader, a reader needs to be versed in the kinds of questions
80that historians seek to answer, which, in this case, means questions about the
nature of change and continuity and the kinds of disputes that can emerge over this.
A sufficient amount of disciplinary or second-order knowledge is thus
necessary for a reader to make sense of this passage: this disciplinary
knowledge, however, will not be sufficient. In order for this passage to be
meaningful to the reader, there is also a great deal of substantive knowledge
that is required. We might first ofall focus on the substantive concepts needed
to make sense of the passage. Schama’s passage is littered with substantive
concepts such as law, loyalty, peasant, poverty, custom, nation, slave, lord,
class and race. Although these words have an everyday meaning, they also
carry particular historical meaning in different periods. A historian who has
studied medieval slavery or peasantry in a different context to Anglo-Saxon
England will still be able to make sense of these concepts. There are, in addition
to these broader substantive concepts, a variety of period-specifics which help
open this passage up for readers. The more one knows about ‘Anglo-Saxon
society’, for example, the more sense this passage will make in terms of the
connections that resonate for one in reading it. The more one knows about the
period, the better placed one is to read this kind of text fluently.
This all chimes well with research conducted in the USA by Hirsch on pupil
literacy.* For Hirsch, there is a close relationship between pupil knowledge
and pupil reading ability. In his studies, he noted that pupils who did not have
particular bodies of knowledge committed to long-term memory (a ‘cultural
literacy’ to use his term), struggled to make sense of texts (such as newspapers)
that assumed that readers had this kind of knowledge. The implication of this
is that, if we want to make pupils better
readers of history, then we need to
‘make them more knowledgeable about
the past. Recent arguments that the
development of the Internet removed
this requirement have been shown on
‘numerous occasions to be bunk: I can
of course at any time go to look up the
‘meaning of a word (whether online
or, more traditionally, in a dictionary)
but this takes time and interrupts the
A miniature showing King Athelstan of Fading process.” A fluent reader has
England ina royal genealogical fist (14°C) committed to memory a large number
BLof the words — encompassing everything from particulars to broad concepts
—and has laden each of those words with different layers of meaning. If, for
example, I see the name ‘Athelstan’ in a text, then I immediately begin to
associate what I am reading with the formation of the Kingdom of England in
the tenth century. cannot know everything about which Tam reading (indeed
this would negate the need to read in the first place), but, if know a sufficiently
large quantity of what I am reading, then I am able to be a fluent reader.
But herein lies the problem of trying to talk about substantive knowledge in
history. While, on the one hand, it would seem that substantive knowledge is
very important for those who want to read history with any degree of fluency,
it is also self-evidently the case that there is no one body of knowledge that
in and of itself is essential. In short, what determines whether or not a person
will be able to read a passage of history fluently is not a set of specific facts,
but rather a critical mass of those facts. Substantive knowledge matters, but
finding ways to talk about what precise substantive knowledge is required is
an incredibly complex task. As a history education community, we need to find
more sophisticated ways of talking about the growth of substantive knowledge
which do not fall foul of the problems identified thus far
Writing history
Whereas pupils in schools are very rarely judged explicitly on their ability to
read history, they are very commonly judged on their ability to write history.
A great deal of ink has already been spilt on the challenges that pupils face
in producing written work about the past ~ particularly the ‘gold standard”
of the essay — and the work done on this by history teachers has tended to
fall into one of three camps. There are, first of all, those who have argued
for an explicit emphasis on structure of writing, particularly concerning the
structuring of paragraphs and how paragraphs cohere together into an essay. A
second strand of the commentary focuses on argument in writing, particularly
in terms of situating a pupils’ own writing within the wider historiographical
field, Finally, several teachers have looked at the role played by language
in pupil writing, focusing on how disciplinary conceptual language or the
language (and grammar) of academic scholarship might be taught to pupils.
It is rare, however, for teachers to look explicitly at how pupil substantive
knowledge affects their ability to write. Two history teachers in the UK have
however decided to make this a focus. Donaghy, first of all, focused quite
82narrowly on getting his pupils to master specific factual content about the
USA in the 1920s, making use of retrieval practice and low-stakes quizzing
to ensure that pupils had this knowledge embedded in long-term memory.* He
found, perhaps unsurprisingly, that pupils who had this knowledge embedded
in their long-term memories were far better able to produce quality historical
He charac ofl 8
Sei ed cara pte
key
‘hetvee mut Thethee The dotedtine segments represent The sold boxes erect
CGlowed sents concent ccs ements when student’ knowledge moment when sents
‘epreertthe represent the move om sagen ht tngs chore une wey es
(Store cotans of GHeenesmlesof wee consstnt or sate throughout deta oust, od clour
‘elnaeage hat Knowledge that he une saletorecagnang tet or add west to a pont hat
cerweaed cro ‘things changed ve tire. ‘hy were making
Fig. 1 Reproduced from K. Hammond, ‘The knowledge that flavours a claim’,
‘Teaching History, 149, p.20
83writing. A more ambitious approach, however, is that taken by Hammond In
her study, Hammond set out to examine the differences between the qualities,
of the written work produced by her students. In her analysis, she concluded
that the biggest difference that existed in terms of the quality of writing that
pupils produced was the extent to which they operated with different layers
of substantive knowledge. Hammond, however, went further than simply
identifying substantive knowledge as an issue and instead began to theorise
as to what the different kinds of substantive knowledge were that those pupils
san be seen in Fig.
1.Inshort, Hammond argued that pupils operated at three levels of speciticity
in terms of substantive knowledge: the topic, the period, and generally in
history. These three levels of generality operate, for Hammond, within three
broad domains of substantive knowledge: political and economic systems,
people’s ideas and thinking and social and cultural systems.
able to write better possessed. The results of this analy:
‘A good example from Hammond's research is the written response produced by
her pupil ‘Alice’. In writing about popular support for the Nazi Party, Alice wrote:
However, it could be argued that the Depression was the most important,
factor in helping Hitler to become Chancellor as the Nazis relied on it to be
noticed at all. In times when the public as a whole were more than happy
with their situation and the situation of Germany, votes for extreme parties
(the Nazis were one of those) decreased rapidly. So the Nazis could be
argued to be relying on the Depression and the apparent lack of leadership
caused by it to be noticed by the public and to retain their attention from
that point. This allowed them to gain more seats in the Reichstag and ended
in Hindenburg having no choice but to appoint Hitler as Chancellor.
Consider in this passage how Alice makes use of the substantive concept ‘public’
Alice clearly has knowledge of ‘public’ operating at different levels. There is,
first, her knowledge of the public who lived in Germany in the early 1930s, the
problems they faced and their views about how Germany ought to change. But
this topic-specific knowledge is embedded in a wider period-specific about the
nature of the ‘public’ in twentieth-century societies, with a clear understanding
that the ‘public’ — who have a right to vote ~ are likely to base that decision
on factors relating to the economy or the wider situation in a country. All of
this then operates within a wider notion of the ‘public’ that Alice might have
encountered at many points in her school career, ranging from the Plebians of
Rome through to the contemporary society. For Hammond, itis Alice’s ability
84to call on that substantive knowledge — embedded in long-term memory — that
enables her to write with some degree of sophistication.
Again, it is never possible to pin down which precise instantiations of
substantive knowledge are necessary at any one point. For Alice, it might not
‘matter that she first encountered the term ‘public’ in a historical context when
studying Ancient Rome. Instead, there has here to be some notion of sufficiency.
‘A fluent writer — just like a fluent reader — has a critical mass of substantive
knowledge that makes it possible for them to write history. As ever, though,
wwe are faced with the fact that, in history education, we are poorly equipped
totheorise about the nature of that substantive knowledge due to the continued
emphasis that has been placed on disciplinary knowledge.
Towards a new research agenda
All of this would point towards the need for a new research agenda in
history education. Disciplinary knowledge has rendered history teachers and
researchers in history education with a set of meaningful ideas that have given
us far greater understandings of what it means to “get better’ at history. For
the reasons outlined above, however, our community has not given the same
due attention to substantive knowledge, and this is an oversight that needs to
be rectified if we are to make further strides forward in making sense of what
it means for a pupil to progress in history.
(One recent attempt to provide such a theorisation has been put forwand by a number
of practitioners and researchers in Cambridge in the United Kingdom. Following
a review of the History National Curriculum, the UK government scrapped its
progression model (based on best-fit statements regarding pupil competence in
history) and put nothing in its place. This vacuum necessitated a need for history
teachers to produce an alternative. Drawing on a vibrant community of researchers
and practitioners, a group of history teachers set themselves the task of creating
from scratch a new progression model for history. It quickly became apparent to
this group that any progression model needed to account for both disciplinary
and substantive knowledge. Feeling comfortable that a great deal had already
been written on progression in disciplinary knowledge, the group focused its
efforts on trying to define the kinds of substantive knowledge that might be seen
in pupils as they progressed in history. This initial model was later on worked
upon by mentors of trainee history teachers at the University of Cambridge, and
the following model (Fig. 2) was what that community produced,
85Fig, 2 Model produced by the University of Cambridge PGCE History Mentors
86The language of ‘necessity’, ‘sufficiency’ and ‘critical mass’ is intrinsic to
this model. As argued, there never can be in history a body of substantive
knowledge that — in and of itself — is essential for a pupil to have before
they can make progress in history. It would be wrong, however, to assume
that all substantive knowledge is merely accidental to pupil progression in
the subject. The model adopted by the Cambridge mentor team is far from a
finished product, but it does begin a complex process of finding a language
with which teachers and researchers in the field of history education can
begin to talk to one another about substantive knowledge. The old issues
regarding substantive knowledge are not going to disappear: the association
between particular selections of substantive knowledge and attempts to
indoctrinate children will continue to exist, and it is for this reason that
we, as a community, should not lose sight of the importance of teaching
disciplinary knowledge to pupils. We need our pupils to learn that the past
can be interpreted in different ways, that this has happened, and the reasons
why this has happened. But, in contrast to common progression models used
in the UK in recent years, an emphasis on this disciplinary knowledge can
never be sufficient, ‘Getting better’ at history cannot simply be a matter of
gaining greater competence in handling disciplinary concepts: it must also
involve a steady growth in pupil substantive knowledge of the past. Finding
a Way to theorise this growth is a matter of urgent need in our research
community.
References
1. Hobshawm, E. (1962) The Age of Revolutions., London: Weidenteld & Nicolson, 13
2. Hacnen, J.,Schrijnemakers, H. & Stufkens, J. (2008) Transforming Year 7's
understanding of the concept of imperialism: a case study on the Roman Empire
Teaching History, 112, 28-3; van Drie, J.& van Boxtel, C. (2003) Developing
conceptual understanding though talk and mapping, Teaching History, 110,27-31
3. Ashby, R. Lee, P. (2000) Progression in Historical Understanding among Students
‘Ages 7-14. In P Sicars, P. Seixas & S. Wineburg (Eds), Knowing, Teaching and
Learning History: National and International Perspectives. New York: New York
University Pres, 199-222.
4. Forthis tradition of teacher esearch see Counsell, C.(2011) Disciplinary knowledge
{or all, the secondary history curriculum and history teachers" zchievement, Curriculum
Journal, 22 (2),201-25; and Fordham, M. (2016) Realising and extending Stenhouse's
vision of teacher research: the ease of British history teachers. British Educational
Research Journal, 42 (1), 135-50
5. Schama, 8. (2000) A History of Britain: at the edge of the world? 3000BC-AD1603,
vol. I. London: BBC Worldwide, 6.
876. Hirsch, E.D. (1988) Cultural Literacy: what every American needs to know. New York
7 reaknesses ofthe ‘look it up on Google” argument, see Christodoulou, D.
(2014) Seven Myths About Education, London: Routledge.
8. Donaghy, L. (2014) Using regular, low-stakes tests to sccure pupils’ contextual
Knowledge in Year 10. eaching Hay, 97,1
9. Mammon, K-G014) The knowlege "evo a claim: toward bung nd
assessing historical knowledge on three scales. Teaching History, 157, 18-24
Michael Fordham is a history teacher and assistant
headteacher. He writes and speaks about history education
id and the philosophy of education, Having grown up in the
south-west of England, he went to read history at Fitzwilliam
College, Cambridge, where he developed an interest in early
‘medieval British history. After graduating Fordham trained as
ahistory teacher at Cambridge and is at present reading for a
Ph.D. under the supervision of Christine Counsell and Philip
Gardner. He taught history at Hinchingbrooke School and
was Head of History at Cottenham Village College and in both schools he mentored.
trainee history teachers for the Cambridge PGCE. Michael Fordham worked at the
University of Cambridge on international projects in Kazakhstan, as well as teaching,
undergraduate and postgraduate students inthe fields of history education, the history
of education and the philosophy of education before taking up his current post as
assistant headteacher at the West London Free School,
Fordham worked with a number of organisations on consultations and discussions
regarding the history curriculum and history pedagogy including the UK Department
for Education, the Qualifications and Curriculum Development Agency, Pearson, the
Institute for Historical Research, the Westminster Education Forum, the Institute for
Strategic Dialogue, the British Council and the Royal Historical Society; he was the
Outstanding-Educator-in-Residence for the Singapore Ministry of Education in 2014,
Since 2010 Michael is an editor of the journal Teaching History. He published in
the fields of medieval history, history education and the philosophy of education. At
present he is editing a series of A-Level textbooks with David Smith for Cambridge
University Press, as well as writing a book on the Norman Conguest for GCSE
pupils, Fordham is a member of the Historical Association, the Royal Historical
Society and the Philosophy of Education Society of Great Britain.
88From theory to observable teacher behaviour:
development of an observation instrument
and analysis of history teaching in Icelandic
upper secondary schools
‘Sdsanna Margrét Gestsdéttie. $$
Introduction and theoretical framework
Forsome years, historical thinking and reasoning (HTR) has been an important
educational goal for upper secondary education in many countries. The aim
is to enable students to understand multiple historical perspectives, define
historical significance, analyse sources and discuss change and continuity, to
name some of the central features. However, only few studies have focused
on professional development programs for (experienced) history teachers who
wish to build up these skills. Research has shown that teachers find it difficult
to imagine concrete daily teaching practices that are aligned with teaching
history as an investigative process — in other words, “what it looks like in
the classroom”. Hence, we decided to construct a description of classroom
practices related to historical thinking and reasoning, based on the literature,
which would then be developed into an observation instrument (van Drie &
Part of the Canta Marina of 1539 showing Islandia (Iceland)
89van Boxtel, 2008; van Boxtel & van Drie, 2013). An important part of the
development of the instrument was using it to analyse lessons of 27 history
teachers in Icelandic upper secondary schools.
Systematic classroom observation has been used for years, mainly as a tool
to evaluate teaching and the most widely used instruments are for classroom
observation in general. Our aims are very different: the observation instrument
Teach-HTR is neither meant for the evaluation of teachers nor of student
learning, but as a tool for further professionalization of experienced history
teachers who wish to foster historical thinking and reasoning, as well as to
assist those who are doing their initial teacher training.
Research questions and method
This paper reports on the development ofthe instrument Teach-HTR and the first
results it yields about history teaching at upper secondary level in Ieeland. The
research question forthe instrument is: How can the teaching of historical thinking
and reasoning be operationalized and observed in upper secondary education?”
The following methodology was used to develop the instrument.
+ First, we conducted a literature review to identify concrete teaching
behaviour and activities students are engaged in when ‘teaching historical
thinking and reasoning’. The cases we found in the literature were used to
define items and to organize these items into six meaningful subcategories.
+ Second, we used three videotaped lessons of history teachers in upper
secondary education to improve the first version of the instrument and to
provide examples of each item in a separate document.
+ Third, the instrument (including the provided examples) was validated
by asking eleven experts to assess the clarity and importance of the
instruments’ subcategories, items and examples (see Hyrkiis, Appelqvist-
Schmidlechner & Oksa, 2003). These are all experienced history teachers,
teacher trainers and/or experts in history didactics, some of them leading
in the field of research on historical thinking and reasoning, from eight
different countries: Belgium, Canada, Finland, Germany, Iceland, The
Netherlands, United Kingdom and United States.
+ Fourth, the internal consistency and intercoder reliability of the instrument
cd by using a larger sample of 27 history teachers (in twelve
Icelandic upper secondary schools), 5 women and 22 men, who were
90each observed for two lessons. This is approximately half of all history
teachers on that schoo! level in the country and the gender balance is in
accordance with the balance of the group as a whole, Two lessons given
by each teacher were videotaped. The length of lessons varies from one
school to another and this yielded a little more than 47 hours of data. The
video data enabled coding by a second coder (Waldis & Wyss, 2012),
looking for the 34 elements of teaching that are listed in the observation
instrument, thereby allowing the assessment of the internal consistency
and intercoder reliability of Teach-HTR. Fiftcen out of these $4 videotaped
lessons were coded by three independent raters who underwent training
before commencing the task, and the remaining 39 lessons were then
coded by one coder.
+ Fifth, a further revised version of the instrument was used to analyse 10
history lessons in The Netherlands.
So far the instrument has given substantial information about history teaching
al upper secondary level in Iceland which was then followed up by interviewing,
8 out of the 27 teachers observed to investigate their beliefs about history
teaching and their orientation.
Research results
‘The main categories of the instrument are in line with common lesson
components, such as a specification of lesson goals, the presentation of new
material through instruction or explanations and the activating of students
through individual seatwork, group work or whole-class discussions, Some
lessons will be more teacher-centred, while others might be more student-
centred. In both types of lessons teachers can aim at the development of
historical thinking and reasoning skills
The literature review produced the main elements of HITR as perceived by
experts in the field of history teaching and resulted in an instrument consisting
of seven subcategories and a total of 34 items. The subcategories ar
1. Communicating goals related to the development of historical thinking and
reasoning ability. Historical thinking and reasoning requires understanding of
second-order concepts (such as, cause, change or evidence) and knowledge
of how, for example, to explain or critically assess historical sources (for e.g
Lee, 2005; Nokes, Dole & Hacker, 2007; Stoel, van Drie & van Boxtel, 2015).
91It also requires the understanding that history is always interpretation (for
€.g. Chapman, 2011; Maggioni, Riconscente & Alexander, 2006). Historical
thinking and reasoning do not only contribute to deep understanding of
historical phenomena, in order to construct a historical reasoning; students must
thoroughly understand historical facts, concepts and chronology (van Boxtel &
van Drie, 2013). When teachers teach historical thinking and reasoning, they
can aim at developing this knowledge and understanding and inform students
about their particular goals. The items that are part of this main category reflect
these goals. An example from our database is a lesson about the democratic
revolution in America in which the teacher explained to the students that they
would focus on how to situate a historical phenomenon in time and attribute
significance (knowledge of historical thinking and reasoning strategies).
2. Demonstration of historical thinking and reasoning. Based upon the
historical thinking concepts of Seixas and Morton (2013) and the components
of historical reasoning of van
Drie and van Boxtel (2008;
2013) we identified several
ways by which teachers can
demonstrate thinking and
reasoning when they explain
new content or give instructions.
Teachers can ask historical
questions, contextualize, take a
historical perspective, explain
historical phenomena, discern
aspects of change and continuity,
compare historical phenomena
or periods or assign historical
significance. ‘The items in this
category include these activities.
Historical thinking and reasoning.
related to the use of historical
sources is a separate category. n=
‘An example is when the teacher ones
asked students to define the ae
role of the UN in Kuwait, or
A depiction of the Icelandic hero,
; Leif Ericson, just landed on the shores of Vinland
why parts of south Iraq had not (yew Foundland) which he discovered early in the
merged with Iran. ith century ~ an itlustration in a book of 1908
923. The use of sources to support historical thinking and reasoning. Using
historical sources is an important component of doing history.’The items within
this category describe activities that are related to the use of sources, such as
sourcing, contextualization, close reading and comparison of information from
different sources (see, Wineburg, 1991; Monte-Sano, 2011; Reisman, 2012).
The teacher can evaluate the usefulness of a source in relation to a specific
question and refer to the role of sources as evidence in an interpretation or
argument (for e.g. Lévesque, 2008; Seixas & Morton, 2013; Wiley & Voss,
1999). An example is when students were handed several written sources
on the Industrial Revolution and their attention was constantly drawn to the
provenance of the sources and their authors.
4. Presenting multiple perspectives. In history there ate always multiple
perspectives, The items in this category include different types of
multiperspectivity, for example on the level of historical agents (such as,
how they perceived a particular event), different dimensions of society (e.g.
economic or political), scale (e.g. local or global) and historical interpretations,
(fore.g. Chapman, 2011; Seixas & Morton, 2013; Lee & Shemilt, 2004; van
Hover, Hicks & Cotton, 2012). An example is the lesson on the Elizabethan
Era in English history where the teacher explained at length the different views
of Protestants and Catholics.
5. Explicit instruction on historical thinking strategies. Explicit instruction
is one of the strategies that is advocated when aiming at the development of
generic and domain-specific strategies (see, Stoel, van Drie & van Boxtel,
2015; Bain, 2000). The teacher can, for example, give explicit instruction on
how to explain historical phenomena, evaluate historical sources or assign
historical significance. These items can be scored when a teacher does not
demonstrate types and components of historical thinking and reasoning, but
explains how to think or reason historically. An example is when the teacher
asked a student not to discuss the division of Germany after World War Two as
a fait accompli but to go further back and explain how it came about, referring
to the interests of dominant nations at the time.
6. Engaging students in historical thinking and reasoning by activities. The
doing-history approach emphasizes that students should be actively engaged
in historical thinking and reasoning (lor e.g. Barton & Levstik, 2003). This
asks for learning tasks and activities in which students can apply historical
knowledge and strategies (for e.g. van Drie & van Boxtel, 2011; Havekes,
93de Vries & Aardema, 2010). An example is when students who had watched
different films on the Vietnam War did a written assignment where they
answered questions about possible political agendas of the movies and how
the Vietnamese and the Americans were presented.
7. Engaging students in historical thinking and reasoning by whole class
discussion. In the instrument we make a distinction between individual and
group assignments that engage students in historical thinking and reasoning,
and whole class discussions that aims at prior knowledge activation, a deeper
understanding of a particular topic or at debriefing of individual or group
assignments that required historical thinking and reasoning (van Drie & van
Boxtel, 2011). An example is when several students who were working on
‘modern China discussed the success of the one-child policy and how it would
affect their own society if implemented.
Appainting of 1850 depicting the first settler of eeland, Ingélfr Arnarson, arriving
in Reykjavik ~ the work of Johan Peter Raadsig (1806-1882)
94Rating of 54 history lessons in Icelandic upper secondary schools yields
many results that are worth considering. The research question is: ‘What are
the current practices of Icelandic history teachers at upper secondary level?”
The instrument certainly reveals the difference between lessons where HTR
is promoted and lessons where it is more or less absent. It does not come as
«a surprise that the category that is by far the most present is the second one ~
Demonstration of historical thinking and reasoning.
I is hard to imagine a history lesson without at least some of these items,
most often no. 6: ‘Explains historical phenomena, causes and consequences’
{in 38 out of the 54 lessons), followed by no. 4: ‘Provides historical context!
contextualizes events or actions of people in the past” (in 33 out of the 54
lessons). The sixth category, that has to do with students’ engagement in
historical thinking and reasoning, is also very present, particularly no. 29:
“The teacher engages students in individual or group assignments that ask
for a number of HTR activities’ (present in 34 of the 54 lessons), and no. 31
“Assignments that ask for argumentation: supporting claims about the past
with arguments’ (present in 20 of the 54 lessons).
On the other hand, the category that is hardly visible at all is the fifth one —
Historical thinking strategies. The items in this category were seen once (and
one of them actually not at all) and they are scattered between many lessons and
‘many teachers soit is not the case of a teacher giving these explicit instructions
systematically, One of the explanations for this may be the fact that neither
the National Curriculum Guide nor the initial education of history teachers in
Iceland stresses any of the components of HTR, beyond critical assessment
of sources which certainly is the basis for any work on history whatsoever. It
will be interesting to see whether the use of Teach-HTR reveals differences
between countries in this respect.
To summarise: all but two of the 34 items of the instrument were observed
and the average number of lessons where they were observed is 9.The lesson,
that scored the highest when it comes to number of items observed included
13 items, but two lessons went down to one.
What does a lesson look like where 13 items are scored? In this case, the
students were watching an American film that takes place in Vietnam
during the last war and simultancously working on an assignment — 4 boxes
ticked that have to do with student’s work since the assignment asked for
9sseveral historical thinking and
reasoning activities, among
them evaluating historical
sources, supporting claims
about the past with arguments
and the students were provoked
to think/reason historically in
order to investigate further a
particular topic. The teacher
stopped the movie several
times to discuss issues like
close reading of the source,
comparing information from
different sources, evaluating
the usefulness/reliability of this
particular source in relation to
questions about the Vietnam
War, making clear that the
perspective presented was only
one of many and instructing
ef econ viene Sents on how to identity
‘The first Prime Minister of Iceland, Hannes Hafstein c
(1861-1922) ~who was the first lelander who was Multiple perspectives and
‘appointed tothe Danish Cabinet in the position iMterpretations, in this case
of Minister of Ieeland in 1903 when eland was Which methods were used to
svanted a constitution and home rule promote certain viewpoints.
On the average, six items were observed per lesson. However, how many of
the 34 items are observed tells only half the story. Let me compare two very
different lessons where two boxes were ticked in each case.
One teacher gave a lecture where Icelandic society in previous times was
discussed for 50 minutes. The teacher explained many phenomena and
contextualized events and actions of people in the past. Some drawings
or photos were used as illustrations and students hardly participated
at all — two boxes ticked (4 and 6). Another teacher had the students
working for the whole lesson on an assignment about various Asian
countries. Two boxes ticked: 29 (on engaging students in individual
or group assignments that ask for ...), and 3 (asks historical questions,
problematizes). In this case, the items of the instrument were basically
96taking place during the whole lesson, while in the first case they were only
touched upon briefly. This is why we end each observation with a verbal
account of, for example, how much time was spent on the indicators.
Precise measurement is not the goal here as Teach-HTR is meant as an
instrument for professional development and a basis for discussion about
one’s own teaching.
Itwas used as such when 8 of the 27 teachers observed were interviewed.
‘The research question is: ‘Which orientations towards history teaching
play a role in teachers’ inclinations towards certain methods?” The
interviews are currently being analysed but it became immediately
obvious that Teach-HTR had revealed the difference between teacher
beliefs and orientations.
Conclusion and discussion
Good observation instruments are invaluable to educational studies. To
develop a domain-specific instrument is certainly a challenge and ours is
still being streamlined. However, we already understand that Teach-HTR
is a usable tool for the professionalization of history teachers. Obviously,
another kind of research would provide insight into the extent to which
students engage in historical thinking in the classroom. Eventually,
using Teach-HTR for the observation of history teaching may bring in a
considerable amount of data, not otherwise obtainable, that can be used for
various purposes on a national or international level. From the coding of
54 lessons in Iceland we can, for example, draw some conclusions on the
influence of national curricula since subcategory 5 (‘Explicit instruction
on historical thinking strategies”) was hardly detected at all - very much
in accordance with the lack of such requirements in the curricula, On
the other hand, few if any history lessons are devoid of subcategory 2
(Demonstration of historical thinking and reasoning"). It remains to be
seen how this compares with history lessons in other countries
Finally, it is worth emphasizing that the main idea is to define the
characteristics of history teaching that focus on historical thinking and
reasoning and, further on, to find out if the characteristics which students
and teachers consider effective can be applied by other teachers and other
students with the same results.
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Séisanna Margrét Gestsd6ttir has been a teacher in upper
secondary schools for more than 20 years and a teacher
trainer at the University of Ieeland for these last ten years.
She is at present reading for a Ph.D. in History Education
at the University of Amsterdam where her supervisors
are Carla van Boxtel and Jannet van Drie, She has been
participating in EUROCLIO (Buropean Association of
History Educators) activities since 1998, and as board
memberipresident from 2003 to 2009, She now forms part
of the Historiana IHEA (Innovative History Education for All) core team. Her
current interest in how to teach historical thinking and reasoning is a direct result
of many years of teaching, learning and training in Iceland and abroad, with the
support of the Historical Society of Iceland, The Council of Europe, The Network
of Education Policy Centers, and many others.
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