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Remote sensing: Hydrology

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DOI: 10.1177/0309133309346650

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Progress in Physical Geography 33(4) (2009) pp. 490–509


Remote sensing: hydrology
Qiuhong Tang,1* Huilin Gao,1 Hui Lu2 and
Dennis P. Lettenmaier1
1
Department of Civil and Environmental Engineering,
University of Washington, Seattle, WA 98195, USA
2
Department of Civil Engineering, University of Tokyo, Bunkyo-ku,
Tokyo, 113-8656, Japan

Abstract: Satellite remote sensing is a viable source of observations of land surface hydrologic
fluxes and state variables, particularly in regions where in situ networks are sparse. Over the last 10
years, the study of land surface hydrology using remote sensing techniques has advanced greatly
with the launch of NASA’s Earth Observing System (EOS) and other research satellite platforms,
and with the development of more sophisticated retrieval algorithms. Most of the constituent
variables in the land surface water balance (eg, precipitation, evapotranspiration, snow and ice,
soil moisture, and terrestrial water storage variations) are now observable at varying spatial and
temporal resolutions and accuracy via remote sensing. We evaluate the current status of estimates
of each of these variables, as well as river discharge, the direct estimation of which is not yet
possible. Although most of the constituent variables are observable by remote sensing, attempts
to close the surface water budget from remote sensing alone have generally been unsuccessful,
suggesting that current generation sensors and platforms are not yet able to provide hydrologically
consistent observations of the land surface water budget at any spatial scale.

Key words: evapotranspiration, hydrology, precipitation, remote sensing, snow and ice, streamflow,
water budget, water storage.

I Introduction by an object, whereas active sensors emit


Over the last decade, remote sensing has energy to scan objects, and then detect and
come of age as a viable source of observations, measure the radiation that is reflected or
particularly in parts of the world where in situ backscattered from the target. Different
networks are sparse. Many hydrological state sensor types and frequencies in the electro-
variables and fluxes can be estimated through magnetic spectrum can provide different
satellite remote sensing. Most satellite re- information about water cycle variables.
mote sensing uses one of two kinds of sensors: In addition to electromagnetic sensors,
passive and active. Passive sensors detect hydrologists are now using microgravity
natural radiation that is emitted or reflected sensors to measure space-time variations in

*Email: qiuhong@hydro.washington.edu

© The Author(s), 2009. Reprints and permissions: DOI: 10.1177/0309133309346650


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Qiuhong Tang et al.: Remote sensing: hydrology 491

total terrestrial water storage (Tapley et al., Instead, precipitation is inferred from cloud
2004a). top temperatures through VIS/IR satellite
While satellite remote sensing techniques imagery (Ba and Gruber, 2001; Kuligowski,
can, depending on the orbital character- 2002; Bellerby, 2004; Yan and Yang, 2007;
istics of the platform, make continuous and Thies et al., 2008). These methods generally
up-to-date measurements with wide regional work best in areas where deep convection is
coverage, they rely on in situ observations the main cause of rainfall, and worst in areas
for algorithm development and validation. where stratiform precipitation dominates.
A number of field campaigns, like the Unlike VIS/IR techniques, microwave
First International Satellite Land Surface techniques are more directly related to rain
Climatology Project (ISLSCP) Field Experi- rates because microwave radiation interacts
ment (FIFE) (Sellers et al., 1992) and the strongly with precipitation particles and is
Boreal Ecosystem-Atmosphere Study relatively insensitive to cloud cover. Early
(BOREAS) (Sellers et al., 1995), have been algorithms for the retrieval of precipitation
conducted, in which surface and remote over land using passive microwave (PMR)
sensing hydrological observations were de- sensors focused mostly on the Special Sensor
signed to coincide (see also Jackson et al., Microwave Imager (SSM/I) on board the
1999; Davis et al., 2008). In the discussion Defense Meteorological Satellite Program
below, we emphasize the large-scale applic- (DMSP) platforms, and more recently on the
ations of remote sensing, recognizing that TRMM Microwave Imager (TMI) on board
at the smallest spatial scales errors may be the Tropical Rainfall Measuring Mission
prohibitively large. We review methods of (TRMM) satellite, and Advanced Microwave
estimating hydrologic fluxes and state vari- Scanning Radiometer-EOS (AMSR-E) on
ables individually via remote sensing. We then board the EOS Aqua satellite (Spencer et al.,
evaluate the potential for integrated remote 1989; Smith et al., 1994; Evans et al., 1995;
sensing observations of the land surface water Conner and Petty, 1998; Kummerow et al.,
budget. In the end, we discuss future direc- 2001; Prabhakara et al., 2000; Grecu and
tions for improving retrieval algorithms. Anagnostou, 2001; Dinku and Anagnostou,
2005; Stephens and Kummerow, 2007).
II Precipitation Active microwave sensors (radar) can
Precipitation is the primary driver of the provide direct estimates of the vertical
land hydrological cycle, hence accurate pre- distribution of precipitation and allow the
cipitation records are needed to predict land cross-calibration of passive microwave rainfall
surface moisture fluxes and state variables. estimates. Research on active microwave
Although precipitation gauge data are avail- detection of rain over land has been based on
able over much of the global land area, the coincident observations made by the TRMM
station density and observation quality varies precipitation radar (PR), which is the first
greatly (Huffman et al., 1997). Surface radar space-based PR (Simpson et al., 1988; Iguchi
offers a (costly) alternative to precipitation et al., 2000; Grecu et al., 2004), and TMI,
gauges; however, its maximum range of ob- both of which fly on the same platform. It
servation is limited by the well-known ‘target is important to recognize that observations
homogeneity’ problem (Woodhouse, 2001; from Earth-orbiting satellites offer only
Tanelli et al., 2004). intermittent coverage of rain rates over a
For satellite remote sensing, visible (VIS) given region of interest (currently this is ap-
and infrared (IR) sensors were first used proximately six to eight observations per
to estimate rainfall (Barrett, 1970; Barrett day accounting for all available satellite
and Martin, 1981; Petty, 1995). Due to the platforms). The international Global
presence of clouds, VIS/IR techniques Precipitation Measurement (GPM) initiative,
cannot measure precipitation directly. which will be a follow-on to TRMM, will
492 Progress in Physical Geography 33(4)

include a next-generation PR as well as a (Hsu et al., 1999; Sorooshian et al., 2000;


replacement for TMI. In addition, it will Todd et al., 2001; Kidd et al., 2003; Tapiador
utilize a constellation of PMR sensors, mostly et al., 2004; Joyce et al., 2004; Hong et al.,
from the planned National Polar-orbiting 2004). The algorithms based on both active
Operational Environmental Satellite System and passive microwave data have been de-
(NPOESS) fleet. veloped to generate rainfall estimates at high
Microwave observations have been com- spatial and temporal resolution (Bellerby
bined with data from VIS/IR instruments to et al., 2000; Olson et al.; 2001). There is a
improve the overall precipitation retrieval trend towards generation of precipitation
accuracy and to generate high-frequency re- fields for a given spatial grid and temporal scale
mote sensing rainfall products (Anagnostou, using optimal combination of rainfall esti-
2004). Geosynchronous satellite precipi- mates from multisensor and/or multisatellite
tation retrievals are produced through dy- observations (Huffman et al., 2001; Marzano
namic calibration of geostationary IR imagery et al., 2004; Tapiador et al. 2004; Huffman
and passive microwave rain rate retrievals et al., 2007). Figure 1 shows precipitation

Figure 1 (a) Time series of daily rainfall from PERSIANN-CCS estimates and NAME
Event Rain gauge Network (NERN) rainfall averaged over the network domain in
northwestern Mexico; (b) and (c) the evolution of rainfall diurnal variation as a function
of time over the 2004 summer (JJAS)
Source: Hong et al. (2007).
Qiuhong Tang et al.: Remote sensing: hydrology 493

estimates from a multisatellite retrieval of time frequency and spatial resolution


algorithm, Precipitation Estimation from are alleviated to some extent by products
Remotely Sensed Information using Artificial based on the MODerate-resolution Imaging
Neural Networks-Cloud Classification Spectroradiometer (MODIS) instrument
System (PERSIANN-CCS), compared with on board NASA’s Earth Observing System
ground-based gauge observations in north- (EOS) satellites, Terra and Aqua, which
western Mexico (Hong et al., 2007). It gener- can deliver daily snowcover data at a spatial
ally captures the timing of diurnal convective resolution of 500 m (Hall et al., 1995; 2002).
rainfall while substantial biases exist in daily Another limitation associated with the VIS/
rainfall for some large rain events. Mean- IR techniques is cloud cover. Clouds have
while, global precipitation products that similar VIS/IR signatures as snowcover;
merge both in situ gauge and satellite data are therefore, it is hard to distinguish snow from
now widely used (Xie and Arkin, 1997; Adler overlying clouds with VIS/IR sensors. A
et al., 2003; Huffman et al., 2007), but most number of researchers have addressed cloud
of these methods are not applicable in real classification by using multispectral measure-
time. A top priority is to characterize errors in ments and more sophisticated classification
various high-resolution precipitation products algorithms (Simpson and McIntire, 2001; Li
(especially the real-time products) on many et al., 2003). Various methods have been
spatial and temporal scales, over varying sur- used to map subpixel snowcover (Painter
faces and climatic regimes. These efforts et al., 2003; Salomonsona and Appel, 2004;
have been ongoing under frameworks such Bales et al., 2008; Painter et al., 2009), which
as the Program to Evaluate High Resolution is facilitated by the much higher number of
Precipitation Products (PEHRPP) (Turk spectral bands available from MODIS than
et al., 2008). from AVHRR.
Passive microwave sensors, which are
III Snow and ice sensitive to the water equivalent of a snow-
Snow and ice cover vast, often inaccessible, pack as well as its microphysical properties, can
regions of the Earth, which influence climate, detect a signal from snow both day and night
culture, and commerce in significant ways under (almost) all weather conditions. The
(Rees, 2006). The areal extent of snowcover retrieval of snow mass and water equivalent
can be detected and monitored by VIS/IR from passive microwave signals is based on
sensors because the reflectivity of snow at the radiative transfer processes within the
these frequencies contrasts strongly with snowpack (Bernier and Fortin, 1998; Derksen
that of other types of land cover. Historically, et al., 2002; 2003a; Tedesco et al., 2004;
VIS/IR techniques were limited by either low Foster et al., 2005; Dong et al., 2005;
temporal overpass frequency (eg, 16 days Cordisco et al., 2006). There are, however,
for Landsat) or coarse spatial resolution (eg, a number of limitations of microwave-based
1 km for Advanced Very High Resolution SWE (and snowcover extent) estimation.
Radiometer data) of the satellite observ- Passive microwave radiometers have much
ations (Rosenthal and Dozier, 1996; Simpson coarser spatial resolutions (typically ~25 km)
et al., 1998). A widely used operational snow than their VIS/IR counterparts. The elec-
product is generated in the form of weekly tromagnetic signal saturates when SWE
snow and ice cover maps for the Northern exceeds a threshold, typically 100–200 mm,
Hemisphere at 25 km resolution by the which limits use of the method to areas, like
National Environmental Satellite Data and the Arctic, where snowpacks are relatively
Information Service (NESDIS) (Robinson thin. Furthermore, the microwave emissions
et al., 1993; Robinson and Frei, 2004) with signature is strongly sensitive to snowpack
records that date to the 1960s. The limitations microphysical properties – especially grain
494 Progress in Physical Geography 33(4)

size, but also density and temperature. mapping system that uses VIS/IR and passive
Furthermore, retrieval algorithms fail when microwave data (Romanov et al., 2000;
there is substantial liquid water content in the 2003). The passive microwave SWE product
snowpack, which changes its dielectric pro- is blended with a VIS/IR multisensor snow-
perties. In addition, where substantial forest cover product (Armstrong and Brodzik,
cover is present, it dominates the signal, and 2005; Kongoli et al., 2007; Foster et al.,
SWE retrievals are infeasible. Also, passive 2008). An example of the blended Advanced
microwave is not well suited to mountainous Microwave Sounding Unit (AMSU) SWE-
areas, nor to areas with substantial vari- IMS product is shown in Figure 2 (Kongoli
ations in land cover within the pixel area. et al., 2007). Using the IMS masks erroneous
Active microwave (radar) has some or questionable signals in the pre-blended
appeal for snow property retrieval because AMSU SWE. Future enhancements of the
it can provide much higher spatial resolution IMS snow product will include use of sensors
information (~25 m) than passive sensors. scheduled to fly on future satellites such as
However, it suffers from some of the same the polar orbiting NPOESS and the geosta-
limitations as passive microwave retrievals, tionary GOES-R (Helfrich et al., 2007).
although its higher resolution can alleviate
issues associated with topographic and land IV Soil moisture
cover complexity. Active microwave has Soil moisture modulates the exchange of
not been as widely used as passive largely moisture and energy between the land
because data from fewer sensors have been surface and the atmosphere. Both passive
available in the wavelengths (typically 19 and active microwave remote sensing
and 37 GHz) that are favoured for snow hold promise, subject to the limitation that
retrievals, and because the data volumes are penetration depths are a fraction of the
so much larger. Furthermore, active sensors wavelength (hence typically at most a few
can have difficulty discriminating between cm). Furthermore, long wavelengths are
wet snow and snow-free ground, which re- required to avoid confounding of the signal
quires high incidence angles. On the other with vegetation moisture. Even at L-band,
hand, active microwave systems such as soil moisture estimates are limited to areas
synthetic aperture radar (SAR) have other with vegetation biomass less than about 5
snow-related uses, such as the measure- kg/m2, hence precluding estimates in most
ment of the surface velocity and topography forested areas.
of glaciers and ice sheets (Goldstein et al., Although empirical methods are still used
1993; Fahnestock et al., 1993; Fatland and sometimes, radiative transfer-based methods
Lingle, 1998; Drinkwater et al., 2001; Eldhuset are increasingly favoured for both passive
et al., 2003). and active sensors. Although it has long been
There is a trend toward using optimal recognized that microwave sensors oper-
combinations of estimates from multisensor ating at L-band (1–2 GHz) provide the best
and/or multisatellite observations to gen- opportunity to retrieve soil moisture infor-
erate large-scale snow data (Romanov et al., mation remotely, all currently available
2000; Derksen et al., 2003b). For example, passive microwave sensors operate at con-
an Interactive Multi-Sensor Snow and Ice siderably higher frequencies (>6 GHz).
Mapping System (IMS) is used by NOAA Surface soil moisture retrievals are inevit-
to produce daily snowcover manually at a ably limited in their spatial and temporal
spatial resolution of 4 km; it utilizes snow coverage by the orbital characteristics of dif-
information from a variety of satellite data ferent platforms. Some attempts have been
(Ramsay, 1998; Helfrich et al., 2007). NOAA made to assemble long-term historical data
has also developed an automated snowcover sets from multisensor or/and multisatellite
Qiuhong Tang et al.: Remote sensing: hydrology 495

Figure 2 Example of blended Advanced Microwave Sounding Unit (AMSU) SWE-


IMS product retrievals over the Northern Hemisphere on 15 February 2006. The left-
hand image depicts the blended SWE, and the right-hand image depicts coverage of
blended and unblended areas
Source: Derived from Kongoli et al. (2007).

observations (Owe et al., 2008), although PR observations to estimate surface soil


such products (which are based primarily moisture and vegetation properties. Narayan
on passive sensors at C-band and longer and Lakshmi (2008) investigated an approach
wavelengths) are inevitably limited to areas that fused radar data with radiometer-based
with relatively sparse vegetation cover. soil moisture estimates, with the intent of in-
Two types of active microwave sensors creasing the spatial resolution of the resulting
have been used to retrieve surface soil soil moisture product relative to what could
moisture: SAR and scatterometry. Most SAR be achieved with a PMR-based product
satellites operate at C-band. C-band returns alone. Chauhan et al. (2003) and Merlin et al.
are sensitive to vegetation, surface roughness (2005) investigated an approach based on
and soil dielectric constant. By using a change synthesis of PMR, IR, and visible remote
detection approach, Wagner et al. (2003) sensing data.
derived multiannual surface soil moisture The absence of low-frequency data will
from the ERS scatterometer. Nonetheless, soon be alleviated by the launch (expected
operational surface soil moisture products 2009) of the European Space Agency (ESA)
from active microwave remote sensing are Soil Moisture Ocean Salinity (SMOS) mission
not yet available (Wagner et al., 2007). (Kerr et al., 2001), which carries an L-band
Combining multisensor or/and multi- PMR instrument. NASA is expected to fol-
satellite observations from passive and active low within five years with the launch of a
microwave sensing promises improved sur- combined L-band PMR and L-band radar on
face soil moisture estimates. Such strategies board its Soil Moisture Active and Passive
have been tested in several field experi- (SMAP) mission (Entekhabi et al., 2008).
ments (Ulaby et al., 1983; O’Neill et al.,
1996; Chauhan, 1997; Njoku et al., 2002; V Evapotranspiration
Bolton et al., 2003). Lee and Anagnostou Over most of the global land surface, evapo-
(2004) combined TRMM/TMI and TRMM/ transpiration (ET) is the second largest (after
496 Progress in Physical Geography 33(4)

precipitation) component of the land surface the viability of ET estimates across different
water cycle. Direct observation of ET, using spatial scales was reviewed by Verstraeten
methods such as Bowen ratio and eddy cor- et al. (2008).
relation systems (Brotzge and Crawford, Because many regional ET algorithms
2003) and soil lysimeters (Yang et al., 2000), is are based on VI, Ts, and surface radiative
difficult and is limited by land surface hetero- fluxes (Kalma et al., 2008), multisensor and/
geneity and the dynamic nature of the heat or multisatellite observations are required.
transfer processes at field or landscape scales. Operational ET estimation using such
Remote sensing methods cannot measure methods also requires information about the
ET directly. However, a number of ap- diurnal cycle of surface radiative fluxes. Since
proaches have attempted to calculate ET polar orbiting satellites only provide one or
from remotely sensed estimates of surface two daily overpasses, many methods have
energy fluxes, surface temperature, and to merge ground-based surface and atmos-
vegetation properties. pheric observations with remote sensing
One such approach uses satellite-based information (Mu et al., 2007; Leuning et al.,
measurements of surface temperature (Ts) 2008). Alternatively, diurnal radiative fluxes
and vegetation indices (VI) to estimate ET can be retrieved from geostationary satel-
(Jackson et al., 1977; Price, 1982; Nagler lites (Tang et al., 2009b). MODIS/SRB ET,
et al., 2007; Glenn et al., 2007). In general, VI, which uses MODIS land surface information
such as the normalized difference vegetation and Geostationary Operational Environ-
index (NDVI) (Myneni et al., 1995), is related mental Satellites (GOES) surface radiation
to Ts, as higher ET tends to be associated with budget (SRB) products, agrees favourably
lower Ts (Nemani and Running, 1989; Carlson with Bowen ratio observations for both
et al., 1995; Nishida et al., 2003). Various clear-sky and cloudy conditions, suggesting
VI-Ts relationships have been widely used to that cloud effects on radiation partitioning
compute water stress indices and ET (Gillies are reasonably well accounted for by the
et al., 1997; Jiang and Islam, 2001; 2003). GOES radiative fluxes (see Figure 3). The
The latent heat flux (ie, ET) can also be main limitations for estimating regional scale
inferred as a residual in the surface energy ET from remote sensing techniques are the
balance using remotely sensed information retrieval accuracy of land surface variables
such as VI, Ts, surface albedo, emissivity, and fluxes, and the spatial heterogeneity and
reflectance, and land cover (eg, Belward scaling issues (Li et al., 2009).
et al., 1999; Wan et al., 2004). Based on
this strategy, a number of algorithms have VI Water storage and water level
been developed for mapping regional ET Monitoring of terrestrial water storage at
(Bastiaanssen et al., 1998; 2005; Gellens- large scales (greater than about 300,000
Meulenberghs, 2000; Roerink et al., 2000; km2) became possible with the launch of the
Su, 2002; Loheide and Gorelick, 2005; Allen Gravity Recovery and Climate Experiment
et al., 2007). Another way to estimate ET is (GRACE) in 2002 (Tapley et al., 2004a;
to use the Penman-Monteith equation (Allen 2004b; Lettenmaier and Famiglietti, 2006).
et al., 1998) with remote sensing data as Using Global Positioning System (GPS) and
primary inputs (Moran et al., 1996; Mauser a microwave ranging system, GRACE infers
and Schädlich, 1998; Granger, 2000; Cleugh Earth’s gravity field through highly accurate
et al., 2007). Many of these methods make measurements of the distance between a pair
some use of in situ data, as a few key variables of satellites. Over land the variation of the
(such as surface wind) are not available via gravity field is inferred as monthly changes
remote sensing. The residual energy method in the geoid, almost all of which are related
was reviewed by Gowda et al. (2007) and to variations in water stored in various forms
Qiuhong Tang et al.: Remote sensing: hydrology 497

Figure 3 Comparisons of daily mean ET from Bowen ratio observation (KL03 site),
MODIS/SRB approach. (a) Time series and (b) scatterplot comparisons at KL03 site in
a non-irrigated cropland. The blue dots in (b) indicate clear-sky conditions
Source: Replotted from Tang et al. (2009b).

at the surface and subsurface. These forms basin-scale water budget (Swenson and
include rivers, reservoirs, lakes, soil moisture, Wahr, 2006; Syed et al., 2007; Wang et al.,
snow water, and groundwater. Techniques 2007; Awange et al., 2008; Crowley et al.,
for constructing spatial averaging kernels 2008), groundwater estimation (Yeh et al.,
are used to extract the storage from a set of 2006; Niu et al., 2007b; Rodell et al., 2007),
Stokes coefficients in a truncated spherical snow mass retrieval (Niu et al., 2007a),
harmonic expansion of the geoid (Chambers, sea-level variations (Lombard et al., 2007),
2006; Swenson and Wahr, 2002; Swenson et and changes in the Greenland ice sheet
al., 2003). At a spatial scale of about 300,000 (Chen et al., 2006; Velicogna and Wahr,
km2 (and, importantly, for more or less arbitrary 2006). As a follow-on mission of the GRACE
shapes, eg, river basins), the GRACE water satellites, the newly launched ESA Gravity
storage accuracy is about 1 cm (Swenson and field and steady-state Ocean Circulation
Wahr, 2003; Swenson et al., 2003). Explorer (GOCE) (Klees et al., 2000) is
GRACE data have been used in a number expected to improve the knowledge of the
of studies of hydrological cycle, through Earth’s gravity field and geoid models to the
the monitoring of changes in gravity with measurement and understanding of sea-level
groundwater and ice caps, and of the ocean change (Woodworth and Gregory, 2003).
thermohaline circulation, through the moni- Fresh water storage in lakes, rivers, and
toring of spatial variations in ocean water reservoirs is essential for life. The dynamics
mass. These applications include: terrestrial of fresh water levels are needed to infer the
water storage (Syed et al., 2008), El Niño effects of variations in water storage on land
and La Niña analysis (Morishita and Heki, surface water budgets (Alsdorf et al., 2007).
2008), land surface model evaluation and Fresh water level can be measured from space
improvement (Swenson and Milly, 2006; using radar altimeters or interferometric SAR
Niu and Yang, 2006; Hasan et al., 2008), (InSAR) (Alsdorf and Lettenmaier, 2003;
498 Progress in Physical Geography 33(4)

Alsdorf et al., 2007). Originally designed (KaRIN), which will provide data over a 100
for studying the open ocean and ice sheets, km wide swath, with revisit times averaging
altimeters determine the distance from a about 10.5 days at the equator, and as little as
satellite platform to a target water surface by 3 days at high latitudes. SWOT will provide
measuring the satellite-to-surface round-trip centimetric scale accuracy for measure-
time of either a Light Detection and Ranging ments of water surface elevation over inland
(LiDAR) or radar pulse. The water level is the water bodies with surface areas greater than
difference between the satellite’s position in about 1 km, and will hence vastly increase the
orbit (with respect to an arbitrary reference number of water bodies for which altimeric
surface) and the satellite-to-surface range information is available relative to current
(Chelton et al., 2001). Although the first generation track altimeters. Exploratory
satellite-borne altimeters were launched results for this strategy using synthetic data
in the 1970s and 1980s, it was not until the have been encouraging (Lee et al., 2008).
1990s that radar altimeters like ERS-1 and
TOPEX/POSEIDON were able to provide VII Streamflow
some information about very large lakes Streamflow is the dominant mechanism by
and reservoirs globally (Birkett, 1995; 1998; which moisture is transported from the global
Birkett and Mason, 1995). Second gener- land areas to the ocean. It provides most of
ations of altimeters, which are currently the water used for municipal and industrial
operational, include Jason-1, Jason-2, ERS-2, supply, irrigation, energy production, and
GFO, and Envisat. The resulting radar alti- many other purposes. Nonetheless, in situ
meter data have been used to estimate sur- streamflow observations are not well distri-
face water storage and its variations by buted spatially, and small to intermediate-
Alsdorf et al. (2001), Birkett et al. (1999; sized rivers over much of the globe are cur-
2002), Coe and Birkett (2004) and Cretaux rently not monitored (Alsdorf et al., 2003).
and Birkett (2006). Other altimetric satel- Unfortunately, at present, while remotely
lites are scheduled for launch within the sensed data have been used to determine
next few years, including HY-2A by China, areas covered by lakes, rivers, and flood and
Saral/Altika by India, and Sentinel-3A and wetland inundation (Rango and Anderson,
CRYOSAT-2 by ESA. 1974; Barton and Bathols, 1989; Smith et al.,
A key limitation of all current and planned 1996; Smith, 1997; Frazier et al., 2003; French
altimetry missions, aside from Surface Water et al., 2006; Powell et al., 2008), satellite re-
Ocean Topography (SWOT; see below), is mote sensing cannot directly measure stream
that the instruments are nadir looking, which discharge – that is, the volume of water
means that the data provided are for narrow flowing through a river cross-section during
tracks, rather than swaths (images). Thus, a specified time interval. Some attempts
only a small fraction of the Earth’s largest have been made to estimate river discharge
lakes, reservoirs, wetlands, and rivers are ob- indirectly through the use of hydrological
served. Furthermore, revisit times for some models, with some of the forcing variables
instruments are quite long – for instance, 35 estimated by remote sensing (Schultz, 1996).
days in the case of ERS-2. An alternative is to use hydraulic relation-
Many of the limitations of current gener- ships between river characteristics that can
ation altimeters with respect to the size of be observed by satellites and gauge measured
surface water bodies measured and revisit river discharge (Kinzel et al., 2007; Slatton
times will be relaxed by the planned SWOT et al., 2007). While remote sensing is not
mission (Alsdorf and Lettenmaier, 2003; yet able to estimate water depths (Durand
Alsdorf et al., 2007). The SWOT mission et al., 2009, describe one possible approach),
will use a Ka-band Radar Interferometer some exploratory studies for large rivers
Qiuhong Tang et al.: Remote sensing: hydrology 499

have successfully estimated water surface limitations. Even for the very few areas
elevation changes using Geosat (Koblinsky where all components can be observed
et al., 1993), JERS-1 (Alsdorf et al., 2001), through in situ measurements, the water
and TOPEX/POSEIDON (Birkett, 1998; budget often does not close (Pan and Wood,
Birkett et al., 2002; Coe and Birkett, 2004) 2006). While land surface models construct
(see section VI). Some attempts have been water balance closure and consistency,
made to use hydraulic information obtained their results are highly dependent on model
from satellite data to estimate statistics of physics and the quality of the forcing data
river discharge estimation (Smith et al., 1995; (primarily precipitation and downward sur-
1996; 2005; Bjerklie et al., 2003; 2005; Zhang face radiation). Such observational and/or
et al., 2004; Xu et al., 2004; Kouraev et al., modelling limitations are especially significant
2004; Smith and Pavelsky, 2008; Biancamaria over data-sparse regions.
et al., 2009). However, it is not yet possible As outlined above, the key terms in the
to estimate time varying river discharge solely water balance equation can now be ob-
from satellite data. served through satellite remote sensing, and
The planned SWOT satellite mission more research is beginning to focus on the
(Alsdorf and Lettenmaier, 2003; Alsdorf possibility of estimating large-scale water
et al., 2007) is designed to infer river dis- budgets solely from spaceborne measure-
charges from remotely sensed river hydro- ments (Sheffield et al., 2009; Gao et al., 2009).
logic characteristics. SWOT will provide This is a complex undertaking, however, be-
highly accurate river surface slope informa- cause the remotely sensed terms come from
tion (to within about one microradian over independent sensors and retrieval algorithms.
river lengths of about 10 km), in addition to Furthermore, they are often inconsistent in
information about water surface elevations terms of spatial and temporal resolution, as
and inundated areas for rivers with widths well as in their relative errors. As a result, the
greater than about 100 m. This information, estimated surface water budget often does
in conjunction with river hydrodynamics not close. For instance, over the Mississippi
models, is expected to allow the discharge River basin, Sheffield et al. (2009) found that
of some medium and large rivers to be esti- the uncertainties in the individual budget
mated solely via remote sensing (for details, components are generally larger than the (in
see Andreadis et al., 2007). situ observations of) streamflow (Figure 4).
Over nine selected basins in the contin-
VIII Water budget ental USA, Gao et al. (2009) explored using
Balancing the land surface water budget different combinations of remotely sensed
at continental scales is crucial for climate products to close the water budget. The
studies. The mass conservation equation for results suggest that current generation sen-
surface water can be written as: sors and platforms are not yet able to pro-
vide consistent data about the land surface
ds water budget at large scales.
=P−E−R (1)
dt As a result of these complications, water
budget studies utilizing remotely sensed
where dS/dt is the change of water storage data are often performed by combining
with respect to time, P is precipitation, E is observations with model output. One such
evapotranspiration, and R is river runoff. approach uses either water storage or evapo-
Obtaining accurate values for the terms transpiration derived from remote sensing
in the water balance equation is difficult data in conjunction with surface observ-
at large scales – both in situ observations ations of precipitation and runoff to solve the
and land surface modelling have major water balance equation (Rodell et al., 2004;
500 Progress in Physical Geography 33(4)

Figure 4 Time series of Mississippi River streamflow from USACE observations


(black line), and three estimates calculated as residuals of the land water budget: (red)
using the remote sensing estimates of P (from TRMM and CMORPH), ET (from RS-
PM) and change of water storage (from GRACE); (blue) using bias corrected versions
of the RS precipitation data; and (green) using the VIC model simulation. The USACE
streamflow is shifted earlier by 30 days to reflect the average travel time from an
upstream point to the Mississippi River at Vicksburg
Source: Sheffield et al. (2009).

Tang et al., 2009a). More formally, remote the estimation of soil moisture so as to
sensing observations can be merged with penetrate vegetation canopies and to
land surface models using data assimilation provide useful measurement depths in
techniques (Reichle, 2008). the soil column. This in turn requires
relatively large antennae. Hence antenna
IX Discussion and conclusions technology is directly related to improved
While all the major hydrological variables can remote sensing observations. The
be measured or estimated using remotely GRACE microgravity mission has demon-
sensed data, improved accuracy and con- strated the capability to provide informa-
sistency are crucial for maximizing their use tion about total water storage variations at
in hydrological studies. Our vision of the subcontinental scales. Yet its application
pathway that can, and we believe should, be to hydrological problems is still limited
taken is as follows. by its coarse spatial resolution. More ac-
curate methods of estimating the satellite
(1) Enhance technology. The quality of baseline will be required to improve the
remote sensing products critically relies spatial resolution of follow-on missions.
on sensor development. For instance, (2) Improve the physical basis for retrieval
long wavelength sensors are essential to algorithms. Better understanding of the
Qiuhong Tang et al.: Remote sensing: hydrology 501

microphysical relationships underlying agencies need to rethink the nature of,


radiative properties (passive and active) and need for, intensive field campaigns in
in the microwave is needed. For instance, the context of hydrologic remote sensing.
more fundamental research is needed to (6) Satellite remote sensing offers a frame-
understand how to characterize those work to better understand large-scale
aspects of precipitation microphysics hydrology without the constraints of
that underlie rain rate retrievals. traditional local-scale observations.
(3) Improve land surface parameterizations Great strides have been made in the last
at large scales. Many parameters that decade with the launch of research plat-
are used in physical retrieval algorithms forms such as Terra and Aqua, TRMM,
(eg, vegetation parameters in soil moi- and operational platforms such as GOES
sture algorithms, and snow grain para- and the DMSP series, as well as many
meter in SWE algorithms) were derived others. More effort is needed, however,
from relatively small numbers of to reduce the uncertainty in remote
samples collected at local scales or in the sensing products, and to promote their
laboratory. These parameters are often use in hydrological applications.
applied over large domains, and their re-
presentativeness is rarely questioned. Acknowledgements
(4) Improve consistency and/or transfer- The work described in this paper was sup-
ability among sensors and/or satellites. ported by NASA Grant NNSO6AA78G to
Estimates of hydrological quantities often the University of Washington. Thanks are
require satellite-based estimates of more due to Elizabeth Clark of the Land Surface
than one variable. For example, in the Hydrology Group, University of Washington,
cases of ET estimation, the inputs (eg, for her comments and editorial advice.
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