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Single Channel Blind Source Separation for MISO

Communication Systems
Priyanka Dey, Nikita Trivedi, Udit Satija, Barathram. Ramkumar, M. Sabarimalai Manikandan
School of Electrical Sciences, Indian Institute of Technology Bhubaneswar
Bhubaneswar, Odisha-752050, India.
Email:{pd16,nt10,us11,barathram,msm}@iitbbs.ac.in

Abstract—Massive multiple input multiple output (MIMO) is


the key technology in the 5G communication network. Blind UE1
source separation (BSS) plays an important role in MIMO
communication when information about the transmitted signals Base station
UE2 with multiple
or channel is not available. Independent component analysis antennas (N),

(ICA) is one of the well-known BSS technique applied in MIMO UEm


N>m

wireless communication. Existing BSS techniques like ICA as-


sumes number of receiving antennas to be greater than or equal
to the number of transmit antennas and hence cannot be applied Fig. 1. Massive MIMO Uplink System.
to multiple input single output (MISO) communication scenario,
that happens during downlink massive MIMO communication. In
single channel blind source separation (SCBSS) the source signals UE1

are retrieved from a single observed mixture (single channel or


single receiving antenna) of the source signals. In this paper, we UEm Base station
with 2 ultiple
antennas (N),
investigate the application of SCBSS to MISO communication N>2
system. Using ensemble empirical mode decomposition (EEMD), UE2

the MISO communication system is converted to a pseudo-


MIMO system followed by the application of principal component
analysis (PCA) and ICA algorithms to separate the transmitted Fig. 2. Massive MIMO Downlink System.
signals. The algorithm is successfully applied to 2 × 1 MISO This phenomenon is commonly referred as pilot contamination
system and with a slight modification to 𝑛 × 1 MISO system. [4], results in inter cell interference in multi-cell massive
Simulation results are provided to validate the performance of MIMO system which degrades the performance of the system.
the algorithm.
Index Terms—Massive MIMO, Ensemble empirical mode de- One way to avoid pilot contamination is to employ BSS
composition, Principal component analysis, Independent compo- (blind source separation) technique, which eliminates the use
nent analysis, Pseudo-MIMO. of pilots. BSS is a technique where the transmitted source
signals are separated without a priori knowledge of the source
I. I NTRODUCTION signals or the channel.
Massive multiple input multiple output (MIMO) is one of The typical uplink scenario of massive MIMO system is
the promising technologies to meet the immense increase in shown in Fig. 1. The uplink system comprises of more
the mobile data traffic in wireless communication systems [1]. than one single antenna users and single multiple antenna
Massive MIMO provides high spectral efficiency by deploying base station. At the multi antenna base station, multiple
massive number of antennas at the base station which serve realisations of the signals from various sources are received.
a number of users (less than the number of antennas at the Therefore, BSS techniques can be implemented at base station
base station) [2]. Massive MIMO with its large antenna array for source separation in the uplink system, whereas in the
provides high array gain to the spatially multiplexed multiple downlink system (as shown in Fig. 2), the signal received
users. The significant improvement in throughput and radiated at the single antenna user is the mixture of signals from
energy efficiency is achieved by the large number of antennas multiple antennas of the base station. Thus, at the user
which focus energy into ever smaller regions of space. In side, only one realisation of the mixed signal is available.
presence of channel state information (CSI), high energy Hence, BSS techniques can not be implemented in downlink
efficiency can be achieved through various signal processing system. Therefore, a novel approach for source separation in
techniques. However, the performance is highly degraded in downlink is presented in this paper. Independent component
the absence of CSI. One way to obtain the CSI is the use of analysis (ICA), principal component analysis (PCA), non-
pilot signals, which should be mutually orthogonal to ensure negative matrix factorization are some of the prominent BSS
the accuracy of the CSI estimation. In massive MIMO system, techniques applied to various fields like bio-medical signal
the pilot contamination problem is inevitable [3]. The close processing, audio signal processing, communication etc. [21].
proximity of the co-channel cells leads to the possibility of Since many years, ICA has been applied to perform BSS,
same pilot signal being sent by different users at the same time. interference cancellation, automatic modulation classification,

978-1-5090-5935-5/17/$31.00 ©2017 IEEE


spectrum sensing [5], blind equalization in various wireless
communication systems including code division multiple ac-
cess systems, MIMO systems, MIMO-orthogonal frequency
division multiplexing (MIMO-OFDM) systems [6], cognitive
radio, green communication [7]. The difficulty of applying
Fig. 3. System model showing a 2 × 1 MISO communication system.
ICA to MIMO communication system is that it requires the
number of receiving antennas must be greater than or equal frequencies [11], [17]. However, to the best of our knowledge,
to the number of transmitted sources. In practice, this is not it has not been investigated for source signals at the same
possible due to implementation constraints. Because of this carrier frequency. In this paper, we extend EEMD-PCA-
disadvantage, ICA cannot be applied to MISO communication ICA-based proposed in [16] to a MISO 𝑛 × 1 communi-
systems. In SCBSS, the source signals are retrieved from a cation system at same carrier frequency. In this paper, we
single observed mixture (single channel or single receiving investigate MISO system for BPSK and QPSK modulation
antenna) of the source signals without any information about schemes considering Rayleigh flat fading channel. As men-
the channel [21]. Since only one received signal is required, tioned earlier, conventional BSS techniques like basic ICA
SCBSS is more suited for MISO communication system. will not work for such single channel systems. Further, a
A. Brief literature review MISO communication system has practical importance since
Various algorithms are proposed in literature for SCBSS. generally constraints on receiver size do not allow more than
In [8], Wavelet ICA (WICA) has been used to separate one antenna to be installed. Thus, an appropriate SCBSS
different audio signals. In [9], authors have used wavelets technique is necessary to estimate the source signals at the
for BSS. However, WICA requires the appropriate selec- receiver without channel information and with an acceptable
tion of the mother wavelet which makes it tedious to be BER (bit error rate) performance. Therefore, in this paper,
applied for communication signals. In [10], single channel- we thoroughly investigated the EEMD-PCA-ICA algorithm
independent component analysis (SCICA) has been proposed for such a communication system. The paper is organized
which decomposes the single observed signal into number of as follows. Section II consists of system model and problem
blocks and each block serves as a separate observed signal. statement. Section III comprises brief description of EEMD,
Then this set of blocks is applied to ICA for extracting PCA and ICA. Section IV consists of the EEMD-PCA-ICA
the different sources. The major drawback of SCICA is that algorithm. Section V contains application of the EEMD-PCA-
the source signals need to be disjoint in frequency domain. ICA algorithm to MISO communication system. Section VI
However, the source signals to be separated in communication contains the simulation results and discussion followed by
systems are generally modulated at the same carrier frequency. conclusion in Section VII.
Hence, SCICA will not be a proper choice in this case. In
[11], singular spectrum analysis and fast BSS algorithm have II. S YSTEM MODEL AND PROBLEM STATEMENT
been combinedly used to perform BSS for communication Here, first we have considered a 2×1 MISO communication
signals at different center frequencies. However, this method system as shown in Fig. 3. The two transmitting antennas
is more suitable for convolutive mixtures. In [12], adaptation transmit either two BPSK or two QPSK modulated signals x1
of Bayesian model approach has been used for SCBSS. In and x2 with the same carrier frequency. It is assumed that x1
[13], a learning algorithm using ICA based on maximum and x2 are independent of each other. The flat fading channel
likelihood (ML) has been presented. ML method has been used is given by 𝐻. The received signal r is given by (1).
in [14] to remove sinusoidal interferences from backscattered
echo. These ML-based probabilistic approaches for SCBSS
are based on either learning of basis functions or training r = 𝐻x + n (1)
of “mixture models” using samples from the same class of
where, 𝐻 = [ℎ11 , ℎ12 ], x = [x1 , x2 ]𝑇 and n = AWGN (ad-
signals to be separated [13] which makes it inappropriate
ditive white Gaussian noise) with variance 𝜎 2 . Our objective
for communication systems. In [15], a method combining
is to retrieve x1 and x2 from r without any knowledge of
ensemble empirical mode decomposition (EEMD) and ICA
𝐻. Therefore, we use EEMD on r to decompose it into a
for SCBSS has been proposed where ICA is applied on the
number of modes. This helps us to convert the MISO system
modes obtained by EEMD decomposition of the observed
to a pseudo-MIMO system so that ICA can be applied on it.
signal. Here, the signals to be separated need not be disjoint
Later, we have extended this to an 𝑛×1 MISO communication
in spectrum. However, in [16], EEMD along with PCA has
system. It is assumed that each antenna transmits data inde-
been used for dimensionality reduction. In [16], it has also
pendent of each other modulated at the same frequency. Our
been shown that the EEMD-PCA-ICA method outperforms
task is to estimate x from the knowledge of r at the receiver
the EEMD-ICA method.
side. However, directly applying EEMD-PCA-ICA on r will
B. Contribution of this paper not retrieve the transmitted signals successfully. Hence, we
SCBSS has been applied to MISO communication systems modified the algorithm to make it applicable to 𝑛 × 1 MISO
where the source signals are modulated at different carrier communication systems.
III. B RIEF DESCRIPTIONS OF EEMD, PCA AND ICA
A. EEMD x = 𝐵z (3)
EMD (empirical mode decomposition) introduced in [18] The function of ICA is to determine the unmixing matrix
decomposes a signal into a number of oscillatory modes given by (𝐴 = 𝐵 −1 ) such that y can be obtained only
known as intrinsic mode functions (IMFs). A mode is consid- from the knowledge of x using (2). The obtained vector y
ered to be an IMF if it satisfies the following two conditions: (y = 𝐵 −1 x) will be same as source vector z if the following
(i) the total number of zero crossings and the number of conditions are satisfied: (i) the source components are sta-
extrema should be equal or differ by at most one and (ii) the tistically independent of each other and (ii) at most one of
mean value of the envelope formed by interpolating maxima the sources has a Gaussian distribution. The second condition
and envelope formed by interpolating minima should be zero has been imposed since the algorithms of ICA work with
everywhere. However, a major disadvantage of this technique higher order statistics and these statistical parameters vanish
is the “mode mixing” problem. To overcome this problem, to zero for Gaussian distributions. Various algorithms of ICA
EEMD was proposed in [19]. It is a noise assisted technique. have been proposed based on maximization of non-Gaussianity
Let the signal to be decomposed be 𝑥[𝑛]. The pseudo code of by kurtosis or negentropy, maximum likelihood estimation,
EEMD is given in Algorithm 1. minimization of mutual information, tensorial methods, non-
linear decorrelation etc.
Algorithm 1 Pseudo code for EEMD
1: 𝑥[𝑛] → input signal. IV. EEMD-PCA-ICA ALGORITHM
2: 𝑥𝑗 [𝑛] ← 𝑥[𝑛]+𝑤 𝑗 [𝑛] The EEMD-PCA-ICA algorithm has been introduced in
3: Apply EMD on each 𝑥𝑗 [𝑛] [16]. Its application in communication system has not been
𝑗
4: IMFs obtained are 𝐼𝑀 𝐹 𝑘 [𝑛] where, 𝑘 is the mode number evaluated. In the first step, we apply EEMD on r using (1) to
𝑘 ∑𝐽 𝑗
5: True 𝐼𝑀 𝐹 [𝑛] ← 𝑗=1 𝐼𝑀 𝐹 𝑘 [𝑛] where, 𝐽 is the total convert the MISO (single output r) system to a pseudo-MIMO
number of realizations. Here, 𝑤𝑗 [𝑛] are different white system since it has more than one observed signals consisting
noise realizations having the same finite variance. of the IMFs obtained (multiple outputs). Since EEMD is a
noise-assisted technique, the noise also gets reduced in the
B. PCA process. PCA is applied on the obtained IMFs for dimension-
PCA uses second order statistical properties to transform ality reduction. This step further eliminates noise contained in
a vector containing correlated elements x to another vector the rejected principal components. Then the resultant outputs
containing uncorrelated elements y with the help of a trans- are applied to ICA algorithm to extract all the independent
formation matrix A as given in (2). It helps in dimensionality components. The obtained independent components would be
reduction [20]. similar to the source signals. The pseudo-code of the algorithm
is given in Algorithm 2.
y = Ax (2)
Algorithm 2 Pseudo code for EEMD-PCA-ICA
The first element of y is obtained such that it has maximum
variance. The rest of the elements of y are obtained in the 1: Apply EEMD on r
same way but with an additional constraint that the elements 2: IMFs obtained are 𝐼𝑀 𝐹 𝑘 , 𝑘 being mode number
are uncorrelated with each other. The solution for A is found 3: Apply PCA on 𝐼𝑀 𝐹 𝑘 , for 1 ≤ 𝑘 ≤ 𝐾 where 𝐾 is the
to be the eigen vector matrix of the covariance matrix of x. The total number of modes
elements of y are arranged from top to bottom (considering y 4: Select 𝑚 principal components (𝑚 < 𝐾) p1 , p2 , .....p𝑚
to be a column vector) in such a manner that the first element 5: Apply ICA on p1 , p2 , .....p𝑚 to retrieve sources
corresponds to the eigen vector with the highest eigenvalue s1 , s2 , .....s𝑛
and the rest of the elements correspond to eigenvalues sorted 𝑛=number of sources.
Generally, it is considered that 𝑚 = 𝑛.
in a descending manner. These elements of y are known
as the principal components. One can select the first 𝑚
principal components out of total 𝐾 principal components, V. A PPLICATION OF EEMD-PCA-ICA ALGORITHM TO
thus performing dimension reduction of the original vector x. MISO COMMUNICATION SYSTEMS
As our goal is to retrieve the independent transmitted signals
C. ICA x (which are modulated at the same frequency) only from the
ICA performs a transformation similar to (2). However, the received signal r, we consider a 2 × 1 MISO system and then
major difference between PCA and ICA is that, the elements extend it to 𝑛 × 1 MISO system with some modifications in
of the transformed vector y are all statistically independent of the algorithm.
each other. Let z be the vector consisting of original source
elements. The observed vector x is obtained after multiplying A. SCBSS for a 2 × 1 MISO communication system
with the mixing matrix 𝐵. In the basic ICA model given in Here, we consider a 2 × 1 MISO communication system
[21] this mixing matrix 𝐵 is considered to be a square matrix. as shown in Fig. 3, which has two transmitting antennas
Thus, it can be written as, which can transmit either two BPSK or two QPSK modulated
1

Amplitude
0 (a)
x1 h11
IMF1 P1 s1
−1
r r 0 100 200 300 400 500 600 700 800
Tx h12 Rx EEMD IMF2 PCA ICA
s2 5
P2 1

Amplitude
0
−1
x2
IMFK 0 (b)

−5
0 100 200 300 400 500 600 700 800
2x1 MISO system
Pseudo-MIMO 5
1

Amplitude
0
−1
0 (c)

Fig. 4. Block diagram representation of the algorithm for a 2 × 1 MISO


−5
system. 0 100 200 300 400 500 600 700 800
Sample Index

Fig. 6. (a) Received mixed signal of BPSK modulated signals for 2 × 1 sys-
tem (b),(c)Superimposed transmitted and estimated BPSK modulated signals
obtained after applying EEMD-PCA-ICA.

EEMD-PCA-ICA on the received signal. It is observed that the


mixing matrix obtained from ICA is a scaled version of the
original mixing matrix. Therefore, identification of this scale
factor is important to retrieve the mixing matrix adequately.
In this case, the phase modulated source signals are constant-
modulus signals. Hence, using this amplitude information one
Fig. 5. Block diagram representation of the modified algorithm. can easily find out the scale factor and obtain the original
mixing matrix. However, only the highest channel coefficient
signals x1 and x2 with the same modulation frequency. The can be correctly determined in this way. Hence, we check for
proposed 2 × 1 MISO system is illustrated in Fig. 4. The the highest coefficient in the mixing matrix. The reconstructed
proposed system works in three steps: Firstly, the received source corresponding to the highest channel coefficient is
signal is decomposed into different IMFs. In the second step, considered to be the only correctly reconstructed source. It
dimensionality reduction is performed using PCA and then is then subtracted from the received signal. EEMD-PCA-
ICA is applied to retrieve the two sources s1 and s2 . Finally, ICA algorithm is again applied to the resultant signal, which
retrieved sources are compared with the original transmitted reduces to SCBSS for 2 × 1 MISO system. The algorithm for
sources to calculate the BER and investigate the performance SCBSS in a 𝑛 × 1 MISO communication system is given in
of the algorithm. Algorithm 3. Fig. 5 shows the diagrammatic representation of
B. SCBSS for 𝑛 × 1 MISO communication system the proposed algorithm. It is seen from Fig. 5 that the MISO
It is observed that when the same algorithm of EEMD- system has been converted to a pseudo-MIMO system where
PCA-ICA is applied directly to 𝑛 × 1 MISO communication the selected principal components are the multiple outputs.
system (as an example we have considered 3 × 1 MISO Algorithm 3 Pseudo code for SCBSS in 𝑛 × 1 MISO system
system), the BER of the system degrades drastically. Degra-
1: Apply EEMD on r
dation is to the extent that one source signal corresponding
2: IMFs obtained are 𝐼𝑀 𝐹 𝑘 , 𝑘 being mode number
to the highest channel coefficient is being decoded correctly
3: Apply PCA on 𝐼𝑀 𝐹 𝑘 , for 1 ≤ 𝑘 ≤ 𝐾 where 𝐾 is the
while the BERs in the other two obtained signals are almost
total number of modes
reduced by half. The degradation in performance is due to
4: Select 𝑛=number of sources mixed in r) principal com-
the fact that decomposition of a signal using EEMD gives
ponents p1 , p2 , .....p𝑛
rise to modes with different oscillatory components in it. The
5: Apply ICA on p1 , p2 , .....p𝑛 to retrieve sources
initial modes are high frequency modes and the frequency
s1 , s2 , .....s𝑛
of the modes keeps on decreasing subsequently until the
6: If 𝑛 ∕= 2, go to next step else stop
residual is obtained. Here, our goal is to blindly separate
7: Mixing matrix obtained is 𝑀
communication signals modulated at the same frequency. The
8: Find highest coefficient in 𝑀 . Assume it as 𝑎
low frequency modes obtained using EEMD do not contain
9: Obtain 𝑎s1 , s1 assumed to be corresponding to 𝑎
adequate information about the original modulating frequency
10: Retrieved source=s1
of the signal. Hence, the mixing matrix obtained is inadequate
11: Perform r − 𝑎s1 → r̂
to separate the sources accurately. However, from simulations
12: Go back to step 1 with input as r̂
it has been found that the source signal multiplied with the
highest channel coefficient is being decoded correctly. On the
other hand, the rest of the obtained source signals have very
VI. S IMULATION RESULTS AND DISCUSSION
little or no information. Thus, it can not be extended directly to
higher order MISO system. Therefore, first we extend SCBSS In this section, we evaluate the performance of the proposed
for 3 × 1 MISO system and then subsequently we will extend system for SCBSS. First we analyze the SCBSS for the 2 × 1
for 𝑛 × 1 MISO system. For the 3 × 1 MISO system, we apply MISO system. We generated two sets of BPSK modulated
0
10 10
0 EEMD-PCA-ICA algorithm. The algorithm was successfully
BPSK 2x1 BPSK 3x1
QPSK 3x1
applied to a 2 × 1 system. The algorithm was also applied
QPSK 2x1
to 𝑛 × 1 MISO system with modifications. Simulation results
−1 −1
10 10 BPSK 1x1
BPSK 1x1
QPSK 1x1 QPSK 1x1
show good performance of the algorithm.
Average BER

−2 −2
10 BPSK 2x2 10 BPSK 3x3

−3
10 10
−3
VIII. ACKNOWLEDGMENT
−4
10 10
−4 This project was funded by Department of Science and
Technology (Project no: YSS/2014/000025).
0 5 10 15 20 0 5 10 15 20 25 30
SNR in dB SNR in dB R EFERENCES
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