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Current Incidence and Outcome of The Acute Respiratory Distress Syndrome
Current Incidence and Outcome of The Acute Respiratory Distress Syndrome
Current Incidence and Outcome of The Acute Respiratory Distress Syndrome
CURRENT
OPINION Current incidence and outcome of the acute
respiratory distress syndrome
Jesús Villar a,b,c, Jesús Blanco a,d, and Robert M. Kacmarek e,f
Purpose of review
This article discusses recently published articles reporting the incidence and outcome of patients with the
acute respiratory distress syndrome (ARDS). This is a difficult task since there is a marked variability
regarding the methodology of the few, large epidemiological, and observational studies on ARDS.
Recent findings
The review will mainly focus on publications from the past 18 months. We have reviewed new
epidemiological studies reporting population-based incidence of ARDS. Also, we have reviewed the data
on survival reported in observational and randomized controlled trials, discussed how the current ARDS
definition modifies the true incidence of ARDS, and briefly mentioned recent approaches that appear to
improve ARDS outcome.
Summary
On the basis of current evidence, it seems that the incidence and overall hospital mortality of ARDS has not
changed substantially in the last decade. Independent of the definition used for identification of ARDS
patients, reported population-based incidence of ARDS is an order of magnitude lower in Europe than in
the USA. Current hospital mortality of combined moderate and severe ARDS reported in observational
studies is greater than 40%.
Keywords
acute respiratory distress syndrome, incidence, outcome, protective ventilation
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the number of predisposing factors. Sepsis, bacterial The global impact of ARDS is difficult to
pneumonia, multiple trauma, and aspiration pneu- estimate. Almost nothing is known about the epi-
monia are the most common predisposing factors, demiology of ARDS in the underdeveloped and
accounting together for more than 70% of cases [5]. developing world, in part because of the lack of
As diagnosis of ARDS is based on a combination resources and actual development of critical care
of clinical, oxygenation, hemodynamic, and radio- across those countries, such as sufficient mechanical
graphic criteria, these criteria allow the inclusion of ventilators and other critical care equipment, avail-
a highly heterogeneous group of patients because ability of arterial blood gases analysis, limited
various types of lung injury can lead to a similar capacity for chest radiography, lack of well trained
pulmonary response. Differences among the ARDS critical care physicians, and available beds. A recent
definition used is apparent in the majority of obser- study reporting the global disease incidences and
vational studies and clinical trials [6 ]. Despite a causes of death in 187 countries, offered little
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general agreement on the overall criteria on which insights into the epidemiology of ARDS [9]. Popu-
to base a definition of ARDS, the specific values of lation structure, burden of disease, and risk factors
these variables and the necessary conditions of for ARDS might differ between the developed and
measurements have varied greatly since the original developing countries. Singh et al. [10] performed a
report [4]. A precise definition is necessary since the prospective observational study to examine the
effects on outcome of certain ventilatory and prevalence of ARDS, as defined by the AECC criteria,
adjunctive techniques may vary depending on the in patients admitted during a 12-month period in
degree of lung injury. In terms of prognosis, a uni- a surgical ICU of a large tertiary care hospital in
versal definition of ARDS is necessary for comparing India. From a total of 902 admissions, they identi-
data among studies and institutions [7 ]. fied 67 (7.4%) patients meeting the AECC criteria
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Table 1. Characteristics of main prospective epidemiological studies, published since 2011, reporting the population-based
incidence of the acute respiratory distress syndrome in adults
Villar et al. [5] Hernu et al. [16 ] Caser et al. [17 ]
& &&
ARDS, acute respiratory distress syndrome; PBW, predicted body weight; PEEP, positive end-expiratory pressure.
a
As defined by American–European Consensus Conference criteria or as moderate/severe by Berlin criteria.
Mayo Clinic performed a retrospective analysis of identified 240 patients who met the Berlin criteria
patients admitted over an 8-year period (2001– for ARDS; 197 of them had moderate or severe
2008) in two hospitals serving a US county and ARDS. Caser et al. [17 ] performed a prospective
&&
identified 42 ARDS patients in 2008, representing observational study in 14 ICUs in one region of
an incidence of 33.8/100 000. However, the demo- Brazil during a 15-month period. From a cohort
graphics of that county are not representative of the of more than 7000 ICU admissions, they identified
USA. ICUs in the USA admit many more patients 130 patients meeting the AECC definitions for ALI
than European and Canadian ICUs [13]. According (49 patients) and ARDS (81 patients), representing
to a retrospective analysis from hospitals in six US an overall annual incidence of 10.1 cases/100 000
states, one in five (22.4%) US citizens died in the population when considering all patients, and an
ICU [14], a figure that is greatly in excess of that in incidence of 6.3 cases/100 000 population when
Europe. Most epidemiological studies from Europe considering only the 81 patients meeting the AECC
published in the last decade reported an ARDS inci- ARDS criteria.
dence ranging from five to eight cases/100 000
inhabitants [15 ].
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There are only three main prospective studies SURVIVING ACUTE RESPIRATORY
on ARDS incidence in adults [5,16 ,17 ] published
& &&
DISTRESS SYNDROME
in the last 5 years, two from Europe and one from In-hospital mortality of ARDS has been high since
Brazil (Table 1). One of them [5] used the AECC the syndrome was first described. Current hospital
definition and two used the Berlin criteria mortality is in the range of 40–50% in major obser-
[16 ,17 ]. Two of those studies [5,17 ] reported a vational studies [5,15 ,17 ,18]. Most common
& && && && &&
similar population-based incidence ranging from predictors of survival include age, type of the under-
6.3 to 7.2 new ARDS cases/100 000 population/year, lying medical condition, the severity of lung dam-
when using the AECC criteria for ARDS or the Berlin age, the presence of extrapulmonary organ
criteria for moderate/severe ARDS. Villar et al. [5] dysfunction, and ongoing sepsis. Survival to home
found that the incidence of ARDS in Spain was in discharge is lowest in patients with severe sepsis and
the range of estimates provided by previous pneumonia and highest in patients with trauma.
European epidemiological studies [15 ]. This figure Approximately 80% of all deaths occur within
&&
is markedly lower than the 26.3/100 000/year esti- 2–3 weeks after the onset of ARDS [5] and only a
mated by Hernu et al. [16 ] in a 6-month prospective small portion of ARDS patients die from hypoxemia.
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study conducted in 10 ICUs affiliated with the When ARDS develops in cancer patients, the hospi-
Public University Hospital in Lyon where they tal mortality is above 50%, as reported by Azoulay
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et al. [19 ] in a recent cohort of 1004 cancer- Their analyses revealed that patients who were
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associated ARDS patients admitted to 14 ICUs ventilated with tidal volume more than 6.5 ml/kg
between 1990 and 2011 in France. PBW had a higher ICU mortality, and each increase
Although mechanical ventilation is the most in initial tidal volume of 1 ml/kg PBW was associated
important life support technique for patients with a 23% increase in ICU mortality.
with ARDS, the most important advance in ARDS Mortality continues to be the most important
research has been the recognition that mechanical outcome in ARDS clinical trials [26]. In addition to
ventilation can itself aggravate or cause lung low tidal volume ventilation, some interventions
damage through a variety of mechanisms collec- have demonstrated survival benefits including:
tively referred to as ventilator-induced lung injury higher levels of PEEP [27], early and short-term
(VILI) [20,21 ]. The improved understanding of the use of neuromuscular blockade [28], and prone
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relationship between ARDS and VILI has been ventilation [29]. In a recent retrospective analysis
important in designing lung protective mechanical by Amato et al. [22 ], decreases in driving pressure
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ventilation strategies to attenuate VILI and improve were associated with increased rates of survival.
ARDS survival. Limiting the tidal volume to However, a prospective, randomized, controlled
4–8 ml/kg predicted body weight (PBW), applying trial is necessary to test the hypothesis that the
moderate to high levels of PEEP and plateau press- targeting of driving pressure below 15 cmH2O is
ures to less than 29 cmH2O, and maintaining the better than the current standard of care. It is import-
driving pressure (plateau pressure minus PEEP) ant to note that the reported mortality rates for
below 15 cmH2O [22 ] represents the current ARDS in randomized controlled trials do not
&&
standard for mechanical ventilation in patients represent true disease mortality. Regardless of the
with and without acute lung injury [23]. The infor- number of ARDS patients enrolled in clinical trials,
mation that ‘normal’ tidal volume in humans is in enrolled patients represent only a small portion of
the range of 6–7 ml/kg body weight [21 ] never patients requiring treatment. The strict inclusion
&
found a place in clinical practice until the publi- and exclusion criteria eliminate patients with the
cation of the ARDS Network trial [23]. There is now a highest probability of death, the bulk of patients
plethora of experimental and clinical data support- that clinicians are obliged to treat [30]. When assess-
ing the concept that any tidal volume, regardless of ing prognosis, it is essential to enroll patients that
how small, has the potential to damage the pre- will most likely benefit or respond to the interven-
injured lung. A systematic review and meta-analysis tion. Because severe hypoxemia is the hallmark of
of lung protective ventilation for ARDS [24] showed ARDS, it should be crucial for the assessment and
that 28-day and hospital mortality is reduced by stratification of ARDS severity, for assessing the
using a lung protective ventilation strategy with prognosis, and for assessing the response to treat-
lower tidal volume, whereas ventilation with a ment. Significant heterogeneity within the syn-
higher tidal volume or higher plateau pressure is drome exists, and this will continue to challenge
associated with increased risk of death, although the accurate risk stratification and associated outcomes.
independent contributions of these two variables Clearly, the selection of therapy for an individual
cannot be identified. In the short term, the authors patient with ARDS involves both assessment of the
confirmed that the application of protective mech- degree of respiratory dysfunction, as measured by
anical ventilation decreased the number of deaths PaO2/FiO2 after 24 h of routine clinical care, and
by 26% on average. Needham et al. [25 ] examined evaluation of the response to PEEP therapy. Villar
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prospectively the tidal volume over time in 482 et al. [31 ] classified 300 patients with moderate/
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ARDS patients meeting the Berlin criteria admitted severe ARDS into four clinical subsets based on a
into 13 ICUs in Baltimore from 2004 to 2007. threshold value of 150 mmHg for PaO2/FiO2 and of
Although they did not report the number of patients 10 cmH2O for PEEP. Although patients had a wide
in each category of lung injury severity, and since degree of variability in lung injury severity, the
the overall ICU mortality of the cohort (combined subsets identified by these two parameters showed
mild, moderate, and severe ARDS) was 35%, it is a direct relation to hospital mortality, independent
plausible that the hospital mortality for the sub- of age, sex, underlying disease, or specific therapy.
group of moderate/severe ARDS was above 40%. The investigators found that each subset was
Median and interquartile range for tidal volume associated with a concrete overall mortality, which
in their series was 6.6 (5.9–8.0) ml/kg PBW, increased with advancing lung dysfunction. Thus,
suggesting that an important portion of patients ventilatory management should be focused on
were ventilated with tidal volume more than moving patients into a subset with a better survival.
8 ml/kg PBW. In fact, almost half of their patients As established pharmacologic treatments for ARDS
never received tidal volume 6.5 ml/kg or less PBW. do not currently exist, accurate risk stratification
40:900–902.
hospital, or hospice, compared with those who sur- The editorial acknowledges that the two major factors which could explain the large
number of negative outcome studies in ARDS are excessive heterogeneity in study
vived to 1 year. Needham et al. [34] studied 2-year populations and lack of standardization of outcome measures.
survival rates in 485 patients with ALI/ARDS treated 7. Villar J, Pérez-Méndez L, Blanco J, et al. A universal definition of ARDS: the
PaO2/FiO2 ratio under a standard ventilator setting: a prospective, multi-
in Baltimore from 2004 to 2007. They found that &&
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20. Fan E, Villar J, Slutsky AS. Novel approaches to minimize ventilator-induced 27. Briel M, Meade M, Mercat A, et al. Higher vs. lower positive end-expiratory
lung injury. BMC Medicine 2013; 11:85. pressure in patients with acute lung injury and acute respiratory distress
21. Villar J, Kacmarek RM. It does not matter whether you are an elephant or a syndrome: systematic review and meta-analysis. JAMA 2010; 303:865–873.
& shrew: all mammals’ tidal volumes are similarly scaled. Minerva Anestesiol 28. Papazian L, Forel JM, Gacouin A, et al. Neuromuscular blockers in early acute
2014; 80:1149–1151. respiratory distress syndrome. N Engl J Med 2010; 363:1107–1116.
An article focusing on the variability of what has been considered a normal tidal 29. Guerin C, Reignier J, Richard JC, et al. Prone positioning in severe acute
volume in health and sickness over the last 50 years. respiratory distress syndrome. N Engl J Med 2013; 368:2159–2168.
22. Amato MB, Meade MO, Slutsky AS, et al. Driving pressure and survival in 30. Villar J, Pérez-Méndez L, Aguirre-Jaime A, et al. Why are physicians so
&& the acute respiratory distress syndrome. N Engl J Med 2015; 372:747– skeptical about positive randomized controlled trials in critical care medicine?
755. Intensive Care Med 2005; 31:196–204.
A posthoc analysis with data from several randomized clinical trials testing various 31. Villar J, Fernández RL, Ambrós A, et al. A clinical classification of the acute
ventilatory strategies. Driving pressure was the variable that best stratified patient && respiratory distress syndrome for predicting outcome and guiding medical
outcome. therapy. Crit Care Med 2015; 43:346–353.
23. The Acute Respiratory Distress Syndrome Network. Ventilation with lower The first study classifying ARDS patients into four clinical subsets based on PaO2/
tidal volumes as compared with traditional tidal volumes for acute lung injury FiO2 and PEEP values after 24 h of routine care that should be considered for
and the acute respiratory distress syndrome. N Engl J Med 2000; 342:1301– enrollment in clinical trials and for guiding therapy.
1308. 32. Mikkelsen ME, Christie JD, Lanken PN, et al. The adult respiratory distress syn-
24. Petrucci N, De Feo C. Lung protective ventilation strategy for the acute drome cognitive outcomes study. Long-term neuropsychological function in
respiratory distress syndrome. Cochrane Database Syst Rev 2013; survivorsofacutelunginjury.AmJ RespirCritCareMed2012;185:1307–1315.
2:CD003844. 33. Wang CY, Calfee CS, Paul DW, et al. One-year mortality and predictors of
25. Needham DL, Yang T, Dinglas VD, et al. Timing of low tidal volume ventilation && death among hospital survivors of acute respiratory distress syndrome.
&& and Intensive Care Unit mortality in acute respiratory distress syndrome. Am J Intensive Care Med 2014; 40:388–396.
Respir Crit Care Med 2015; 191:177–185. A large observational study in which the authors found that important predictors of
The study was designed to evaluate the association of critical illness and ICU care, 1-year mortality were age, malignancies, and chronic kidney disease present at the
in particular lung protective mechanical ventilation, on patients’ long-term mortality time of admission and not living at home prior to admission.
and functional outcomes. 34. Needham DM, Colantuoni E, Mendez-Tellez PA, et al. Lung protective
26. Moss M. Mortality is the only relevant outcome in ARDS: yes. Intensive Care mechanical ventilation and two years survival in patients with acute lung
Med 2015; 41:141–143. injury: prospective cohort study. BMJ 2012; 344:e2124.