Download as pdf or txt
Download as pdf or txt
You are on page 1of 7

Copyrighted Material. For use only by UCL. Reproduction prohibited.

Usage subject to PEP terms & conditions (see terms.


pep-web.org).
This resource brought to you by University College London.
Int. J. Psycho-Anal. (1995) 76, 39

PLAYING WITH REALITY: THE DEVELOPMENT OF


PSYCHIC REALITY AND ITS MALFUNCTION IN
BORDERLINE PERSONALITIES
PETER FONAGY, LONDON

'Play so that you may be serious'


Anacharsis (c. 600 s.c.) quoted in Aristotle's Nico-
machean Ethics (4th C. B.C.) 10.6, trans. J. A. K.
Thomson.

INTRODUCTION FRAGMENT FROM THE PSYCHOANALYTIC


TREATMENT OFAN UNDER-FIVE
The term 'psychic reality', is used by most
analysts 'colloquially' to denote subjective ex- Rebecca was a pretty little girl, charming
perience influenced by unconscious processes and precocious, even when clearly depressed.
(Michels, 1984). Freud's (1895, 1900) original When she was almost 5, her mother brought
use of the term was more specific and referred her to the Anna Freud Centre because she had
to the equivalence of psychic experience pro- developed a variety of problems, including
voked by external and internal events. Freud demanding clingingness, daytime terrors asso-
wrote: 'What characterises neurotics is that ciated with separation, aggressiveness, and fear
they prefer psychical to factual reality, and of death. In her assessment she enacted a
react just as seriously to thoughts as normal daddy doll cuddling a mummy doll, which she
people do to realities' (1913, p. 159).1 The concluded by banging the daddy figure's head
psychic reality of Freud's formulation origi- on the skirting-board, announcing that he was
nates in a stage of development when children killed, and taking him off the scene. In this
experience an equivalence between the internal way she quickly communicated her murderous
and external. I shall call this 'actual mode', fantasy about her absent father. Rebecca's father
alongside a representational mode of psychic was a casual partner of the mother, and totally
functioning decoupled from external reality, a withdrew from her soon after her pregnancy
'pretend mode,.2 was confirmed. Despite Rebecca's insistent

This paper will be presented at the 39th Congress of Thus Freud's psychic reality was a special state of imperfect
the International Psychoanalytical Association, San Fran- discrimination-'reality testing' (Brenner, 1955}-between
cisco, July-August 1995. stimuli from the outer world on the one hand and stimuli
I Freud originally made use of the term to reconcile which arise as products of unconscious processes on the
how neurotic phenomena provoked by childhood trauma other.
(seduction) could be indistinguishable from cases where the
supposedly pathogenic events had never taken place (Freud, 2 The term 'representational' is used throughout this
1900). The events could be 'real' psychologically; wishful paper in the non-technical sense, to characterise a mode
fantasies can be treated by the individual in certain states of mental function which is 'the product of the action of
of mind in a manner equivalent to real events. This aspect presenting to the mind or imagination' (OED, 1969), in
of equivalence is also stressed in Laplanche & Pontalis's contrast to non-representational, where a mental process
definition as 'whatever in the subject's psyche presents a of mediation is not implied. This is somewhat different
consistency and a resistance comparable to those displayed from Freud's use of the term Darstellung, which implies
by material reality' (Laplanche & Pontalis, 1973, p. 363). mental content as a mentalised version of reality.
Copyrighted Material. For use only by UCL. Reproduction prohibited. Usage subject to PEP terms & conditions (see terms.
pep-web.org).
This resource brought to you by University College London.
40 PETER FONAGY
questioning he was not talked about. Rebecca becca, he would be surprised. Depending on
was brought up in a Bohemian environment, the context, there was much to interpret in
partly with her grandparents, and partly with this game: the oedipal wish, the externalisation
her mother, who earned a living as a child- of her confusion, the split in her self- and
minder. Rebecca's mother suffered a bereave- object-representations between an idealised
ment reaction following the death of the Hannah and the impoverished Rebecca. No
grandfather, and Rebecca's symptoms began. single interpretation seemed central, but the
In her first session, she made a plasticine scenario offered by Rebecca, marked by the
snake, and placed it round a doll's head, like experience of surprise, created a rich opportunity
a crown. She commented that all the other to explore the minds of all the figures. For
figures were frightened of the little girl, because example, when Jeff could not be found, we
she had the big snake. I said that the big snake would try to figure out why he was not there,
was like the worries inside her head, which and what pretend Rebecca thought about it.
were scaring her when her mother wasn't there. This is the aspect of my work with her which
She looked up at me and smiled slightly for I would like to focus on, as it bears on our
the first time, saying that people were only topic today: the importance of the subtle
pretending to be frightened. I said that I was distinctions between pretence and reality in
sure that people often told her that there was Rebecca's games, and what I learned about
nothing to be afraid of, but the two of us the nature of her problems through playing
knew that her worries felt terribly real. She with reality.
said: 'You mean, like the pirates?' I said: Trickiest to tackle was the narrator's (Re-
'Perhaps when you can't see Mummy, you are becca's) experience that, during the games, she,
frightened that she might be taken away by as Hannah or the pretend Rebecca, experienced
pirates?' To my surprise, she replied: 'She is'. me as her father in all the roles I was assigned.
My acceptance of the reality of her anxieties I noticed in the countertransference how hard
and other emotions was critical in freeing her it felt to address this, there seemed to be no
mind from the grip of the worry-snakes. room for interpretation, because we were deal-
The bulk of Rebecca's treatment consisted ing with Rebecca's experience of an actuality.
of a single game, with many variations. In the The transference for Rebecca, and probably
game, she is a somewhat older girl, Hannah, for all children at her stage of development,
who has a father, which was my role. Hannah was at the moment she felt it not a fantasy,
and her father (Peter) had many adventures, but a subjective experience as real as the per-
most of which involved visiting Hannah's ception of a physical object. There was no
friend, pretend Rebecca, who (in the game) 'potential space' (Winnicott, 1971) where the
had a father, Jeff. Jeff was a pathetic figure narrator's experience of the analyst as a pa-
who frequently got things wrong, and on such rental object could be looked at and under-
occasions would often be unceremoniously dis- stood. On one occasion, I interpreted the
missed mostly by mother and sometimes by narrator's (rather than pretend Rebecca's) sad-
her. Hannah would intercede with pretend Re- ness that her father had gone, with no clue as to
becca and Rebecca's mother on Jeffs behalf: his whereabouts. Rebecca immediately stopped
'You don't understand him!' she berated pre- the game. The next session, she cheerfully
tend Rebecca on one occasion, 'He is only announced that she had met her father, and
upset because you told him off for making a described him as tall, bearded and bald. I said
mess'. that yesterday I had muddled and somehow
A recurrent theme in our game was the spoiled there being a real father, but she knew
confusion of identities. When Hannah stayed how important it was for us to have him here,
at Rebecca's overnight, her father came to find and she was helping by bringing another pic-
her in Rebecca's bedroom, but, unbeknownst ture of him. For the first time, she cried and
to him, Hannah and Rebecca had changed eventually said: 'You look just like a daddy,
beds. Looking for Hannah, and finding Re- but I know you are my therapist'.
Copyrighted Material. For use only by UCL. Reproduction prohibited. Usage subject to PEP terms & conditions (see terms.
pep-web.org).
This resource brought to you by University College London.
PLAYING WITH REALITY: THE DEVELOPMENT OF PSYCHIC REALITY 41
In this way Rebecca made me recognise the (failing to identify Maxi's false belief, ignoring
sadness involved in giving up the momentary his perspective) (Wimmer & Perner, 1983). What
comfort that equating thought and reality can is thought is real, what is real is thought.
bring, and that undermining one instantiation This is clearly not the whole story. A child
of psychic reality creates the desperate need can pretend that a chair is a tank, and yet not
to find another. The anticipation of psychic expect it to shoot real shells. Rebecca could
pain had blocked the next stage of development pretend her analyst was 'pretend Rebecca's'
of Rebecca's psychic reality, and forced her to father, and know it was not real. What real
retain a part of her mind in which thought Rebecca, while playing, did not know was that
and actuality were treated as the same. She she was playing with an analyst who only felt
refused to accept that her wish for grandfather like a father. This painful idea was avoided
or me to be her real father did not make it by a defensive withdrawal from the repre-
true. I could be either her analyst or her father, sentational nature of psychic reality.
but never the analyst representing the father. The small child's psychic reality has a dual
I believe that this is a critical stage of the character: a 'pretend' mode where ideas are
development of psychic reality, which is en- felt to be representational but their correspon-
countered routinely in the analysis of under- dence with reality is not examined, and an
fives, and which is the dominant feature in 'actual' mode where ideas are not felt to be
the psychoanalytic treatment of borderline representations but rather direct replicas of
children. reality, and consequently always true. In the
fourth and fifth year, the two modes normally
become increasingly integrated, and a reflective
OBSERVA nONS OF THE DEVELOPMENT OF mode of psychic reality is established, where
PSYCHIC REALITY the child begins to understand his own and
his object's behaviour in terms of mental
The way in which a child of 3 or 4 expe- states. The child's experience is no longer
riences interpersonal reality involves a quali- dominated by a symbolic equation between
tatively different understanding of the mind, thoughts and reality (Segal, 1957). However,
or 'theory of mind'. The appreciation that this integration is an advance which inevitably
ideas are fallible representations is a central attacks the child's omnipotence and increases
developmental achievement, which may be conflict, as fantasies, such as oedipal wishes,
compromised by conflict and defence.' become representations set against external
Three year olds view thoughts and beliefs reality.
in themselves and in others as directly mirror- It is the playful or pretend mode of mental
ing the real world. When a 3 year old is given function which drives the developing mind,
a sponge, painted and shaped to look like a restores omnipotence and compensates for the
rock, his answers to questions about what the frustrations of reality. Through shared play,
object looks like and what it is tend to be focused on the parent's and the child's mind,
identical (Flavell et aI., 1986). There is an the situation is created wherein the child's
equivalence between appearance and reality. awareness of minds can grow. When the om-
The child observes a toy being hidden in a niscient and omnipotent parent playfully pre-
play set under a table by a doll, Maxi, then tends with the child that a banana is a
Maxi leaves and the toy is put under a chair. telephone, the child is able simultaneously to
To the question where will Maxi look for the equate the apparent and the real, while clari-
toy, the 3 year old's reply is: 'under the chair' fying the distinction between pretend and

3 We believe that the acquisition of the mental capacity self function' (Fonagy et aI., 1993), is a central intrapsychic
variously labelled as 'rnetacognitive monitoring' (Main, developmental step, which, because of its vulnerability to
1991), 'rnentalization' (Fonagy, 1989, 1991; Morton & the vicissitudes of conflict and defence, is of consider-
Frith, in press), or more narrowly as 'theory of mind' (Hobson, able relevance to the psychoanalytic theory of develop-
1993; Mayes et aI., 1991) or 'reflective or psychological- ment.
Copyrighted Material. For use only by UCL. Reproduction prohibited. Usage subject to PEP terms & conditions (see terms.
pep-web.org).
This resource brought to you by University College London.
42 PETER FONAGY
serious mode." Once the normal child is able anything in the mind. He could not distinguish
to manipulate mental representations, he can appearance from deeper reality: William would
defensively bar or modify perceptions of real- panic when left by mother at school, in case
ity. The neurotic child fails to achieve a full she might fetch him without a scarf. His con-
integration of the 'actual' and 'pretend' modes cern was not about the possibility of mother's
into a representational framework, and certain failure to return, but, to William, mother's
ideas retain the immediacy of external reality. changed appearance signalled a terrifying change
The borderline child's (and, arguably, the bor- of mother's very nature.
derline adult's) psychic reality remains pre- The analyst's task was clearly defined: to
dominantly in the actual mode. Even where a teach William to think about himself and other
duality of actual and pretend mode is achieved, people. How could this be done? Offering
it is not sufficient to allow integration to a interpretations alone seemed entirely unhelpful.
point where ideas and feelings can be thought The analyst's strategy was to adopt a playful
about. attitude marked by exaggeration of gestures and
the intonation of pretence, much as a parent
might with a toddler. When discussing what
FRAGMENT FROM THE PSYCHOANALYSIS OF A William and other people felt, he would role
BORDERLINE CHILD play the affect, and comment on William's
paralysing fear of how real such feelings could
At the age of 7, William was so isolated be. He demonstrated his understanding of
and peculiar that the school insisted on a William's almost intolerable tension by puffing
referral, despite the parents' apparent lack of himself up and mimicking an explosion. Both
concern. There were two notable aspects of William and the analyst could laugh at the
the history, one that William's mother was a imitation. The analyst would represent char-
strikingly aloof, rigid woman, overbearing and acters with his fingers. At first the fingers
intrusive. The other was that William had been approached, but then rushed away from one
born with a minor physical deformity which another over the edges of the table, illustrating
had led his mother to reject her 'spastic' son, William's panic at human contact. Subsequently
attempting to disguise her wish that he had the fingers became self and other. When Wil-
never been born behind a barrage of talk with liam shouted at his brother who had taunted
no attunement to William. It appears that him for being clumsy, the fingers enacted the
neither parent had played with William. scene and the little boy's rage. Once William
William suffered from a pervasive 'psycho- understood the explanation about the frustra-
genic autism' (Tustin, 1993). He could not tion and misery of the child who feels handi-
relate to or play with his peers, and had never capped and useless, he wanted to hear it many
learned their names, although he could confi- times: 'Tell me again why he shouted'.
dently recite the names of all the kings and After three years of intensive 'developmental
queens of England. He was highly intelligent, help' ,5 William was far more able to think
with a wide vocabulary, and a flair for numbers about himself and others in terms of motives
and abstract patterns, yet all human reactions and feelings, and to explore the painful area
baffled him, including his own. He was fright- of how different his thinking was from other
ened of the receptionist, and did not under- people's and how this had cut him off from
stand why she said hello. He looked blank them." Throughout the analysis, play, focused
when the analyst referred to him as unhappy on uncovering the psychic reality behind the
or worried, and mostly did not use words for physical, and then on the different perspectives

4 Moran (1987) concluded a fascinating examination of 5 This approach with atypical or borderline children
play and playfulness thus: 'Our clinical research suggests has evolved at the Anna Freud Centre over a long period.
that parents' disposition toward their child's fantasy play Many thought-provoking case reports have been published
may be of crucial significance in facilitating or impeding (e.g. Gavshon, 1987; Szydlo, 1985). The techniques devel-
harmony between psychic structures before the estab- oped have recently been described in a manual of psycho-
lishment of the repression barrier' (p. 27). analytic work with children (Fonagy et a!', 1993)
Copyrighted Material. For use only by UCL. Reproduction prohibited. Usage subject to PEP terms & conditions (see terms.
pep-web.org).
This resource brought to you by University College London.
PLAYING WITH REALITY: THE DEVELOPMENT OF PSYCHIC REALITY 43
of different people, formed the backbone of Rebecca's mother could not address or contain
all the therapeutic work. her worry about a father, Rebecca had no
In early childhood, the rejected or mal- 'other' to pretend and reflect with and was,
treated child has to take the object's thoughts in a sense, obliged to split her experience and
and feelings as real, experienced as part of keep a concrete image of her father in her
physical reality. William could not feel safe in mind. William's analyst playfully adopted the
the presence of his mother's rejecting thoughts, child's mental stance and re-presented it to
which seemed all the more immutable without him in relation to a third object, the fingers
the playfulness which would have offered the representing another child who shared his ex-
possibility of a different perspective. He re- perience. Understanding the nature of the men-
treated from his own and others' experiences tal world cannot be done alone, it requires
into a world of things. This adaptation, the seeing the self in the eye of the other. To move
disavowal of reflective thought, deprives the the child from actual to representational mode,
child of the possibility of metabolisation and analytic reflection must not just 'mirror' the
resolution of psychic trauma. child's internal state, but must act as scaffolding
(Vygotsky, 1966) designed to enhance the devel-
opment of representation in the child's psychic
DISCUSSION reality by being constantly one step ahead of
the child's experience of his mental self.
The analyst's play with a small child is both The psychoanalysis of under fives, and bor-
the best way of discovering his inner world, derline children, must maintain a rigorous fo-
and a developmental opportunity to make it cus on the mental world of self and other as
more integrated and reflective. Rebecca arrived these are experienced within the unfolding ana-
at the analytic situation troubled by the 'real- lytic encounter. Only the gradual elaboration
ness' of her psychic reality; the hurt and shame of mental representations of thoughts and feel-
of being fatherless could not be tolerated emo- ings will free them from the crushing grip that
tionally and mentally, and she stuck desper- the concrete experience of reality imposes upon
ately to the solution that 'believing is having'. 7 the human mind.

REFERENCES

BRENNER, C. (1955). An Elementary Textbook ofPsy- - - & HIGGITI, A. (1990). A developmentalperspec-


choanalysis. New York: Int. Univ. Press. tive on borderline personality disorder. Revue In-
FLAVELL, J. H., GREEN, F. L. & FLAVELL, E. R. ternationale de Psychopathologie, I: 125-159.
(1986). Development of knowledge about the ap- --MORAN, G. S. & TARGET, M. (1993). Aggression
pearance-reality distinction. Monographs of the and the psychological self. Int. J Psychoanal., 74:
Society for Research in Child Development (serial 471-485.
number 212),51(1). - - ET AL. (1993). The Hampstead Manual of Psy-
FONAGY, P. (1989). On tolerating mental states. Bulln. chodynamic Developmental Therapy for Children.
Anna Freud Centre, 12: 91-115. (Unpublished manuscript.)
- - (1991). Thinking about thinking: some clinical FREUD, S. (1895). Project for a scientific psychology.
and theoretical considerations concerning the treat- S.E.2.
ment of a borderline patient. Int. J Psychoanal., - - (1900). The Interpretation of Dreams. S. E. 4-5.
72: 639-656. - - (1908). Creative writers and day-dreaming. S. E.9.

6 We find that this phase of depressive recognition of islands, is that there is a part of the patient's thinking where
one's predicament is a critical, sometimes prolonged, phase the equivalence of subjective experience and physical reality
of the treatment of such children, and precedes genuine has been retained, but in such a way that subjective expe-
improvement. Naturally, in all patients including William, rience is projected on to and distorts actual reality, which
there is a resistance to this kind of depressive experience then in turn becomes a source of terrifying anxiety. Re-
and the psychic conflicts which it foreshadows. becca's metaphor of the snake, which placed her worries
7 Freud's (1913) formulation of psychic reality, which outside herself, was a characteristic example of the thought
is closely linked to Rosenfeld's (1971) notion of psychotic as a concrete physical object.
Copyrighted Material. For use only by UCL. Reproduction prohibited. Usage subject to PEP terms & conditions (see terms.
pep-web.org).
This resource brought to you by University College London.
44 PETER FONAGY
~-(1913). Totem and Taboo. s.s. 13. a structural approach to developmental psychopa-
GAVSHON, A. (1987). Treatment of an atypical boy. thology. In Manual of Developmental Psychology,
Psychoanal. Study Child, 42: 145-171. ed. D. Cicchetti & D. 1. Cohen.
HOBSON, R. P. (1993). Autism and the Development of OXFORD ENGLISH DICTIONARY (1969). Oxford: Ox-
Mind. London: Lawrence Erlbaum. ford Univ. Press.
LAPLANCHE, J. & PONTALIS, J.-B. (1973). The Lan- ROSENFELD, H. (1971). Contribution to the psycho-
guage of Psychoanalysis. New York: Norton. pathology of psychotic states: the importance of
MAIN, M. (1991). Metacognitive knowledge, meta- projective identification in the ego structure and
cognitive monitoring, and singular (coherent) vs object relations of the psychotic patient. In
(incoherent) models of attachment: Findings and Melanie Klein Today, Vol. 1, Mainly Theory, ed. E.
directions for future research. In Attachment Across Bott Spillius, 1988, pp. 117-137.
the Lifecycle, ed. P. Harris, J. Stevenson-Hinde SEGAL, H. (1957). Notes on symbol formation. Int. 1.
& C Parkes. New York: Routledge. Psychoanal., 38: 391-397.
MAYES, L. C, COHEN, D. 1. & KLIN, A. (1991). SZYDLO, J. S. (1985). Developmental help: intensive
Experiencing self and others: a psychoanalytic per- treatment of a nursery child. Bulin. Anna Freud
spective on theory of mind and autism. In Under- Centre, 8: 23-38.
standing Other Minds: Perspectives from Autism, TUSTIN, F. (1993). On psychogenic autism. Psycho-
ed. S. Baron-Cohen, H. Tager-Flusberg & D. Cohen. anal. Inq., 13: 34-41.
Oxford: Oxford Univ. Press. VYGOTSKY, L. S. (1966). Development of the Higher
MICHELS, R. (1984). Introduction to panel: Perspec- Mental Functions. Cambridge, MA: MIT Press.
tives on the nature of psychic reality. J. Amer. WIMMER, H. & PERNER, J. (1983). Beliefs about be-
Psychoanal. Assn., 32: 515-519. liefs: representation and constraining function of
MORAN, G. S. (1987). Some functions of play and wrong beliefs in young children's understanding of
playfulness: a developmental perspective. Psycho- deception. Cognition, 13: 103-128.
anal. Study Child, 42: 11-29. WINNICOTI, D. W. (1971). Playing and Reality. Lon-
MORTON, J. & FRITH,U. (in press). Causal modelling: don: Tavistock.

Peter Fonagy Copyright © Institute of Psycho-Analysis, London, 1995


University College, London
Gower Street
London WC IE 6BT
(MS. received October 1994)
PEP-Web Copyright

Copyright. The PEP-Web Archive is protected by United States copyright laws and international treaty provisions.
1. All copyright (electronic and other) of the text, images, and photographs of the publications appearing on PEP-Web is retained by
the original publishers of the Journals, Books, and Videos. Saving the exceptions noted below, no portion of any of the text, images,
photographs, or videos may be reproduced or stored in any form without prior permission of the Copyright owners.
2. Authorized Uses. Authorized Users may make all use of the Licensed Materials as is consistent with the Fair Use Provisions of
United States and international law. Nothing in this Agreement is intended to limit in any way whatsoever any Authorized User’s
rights under the Fair Use provisions of United States or international law to use the Licensed Materials.
3. During the term of any subscription the Licensed Materials may be used for purposes of research, education or other
non-commercial use as follows:
a. Digitally Copy. Authorized Users may download and digitally copy a reasonable portion of the Licensed Materials for their own use
only.
b. Print Copy. Authorized Users may print (one copy per user) reasonable potions of the Licensed Materials for their own use only.

Copyright Warranty. Licensor warrants that it has the right to license the rights granted under this Agreement to use Licensed
Materials, that it has obtained any and all necessary permissions from third parties to license the Licensed Materials, and that use of
the Licensed Materials by Authorized Users in accordance with the terms of this Agreement shall not infringe the copyright of any third
party. The Licensor shall indemnify and hold Licensee and Authorized Users harmless for any losses, claims, damages, awards,
penalties, or injuries incurred, including reasonable attorney's fees, which arise from any claim by any third party of an alleged
infringement of copyright or any other property right arising out of the use of the Licensed Materials by the Licensee or any Authorized
User in accordance with the terms of this Agreement. This indemnity shall survive the termination of this agreement. NO LIMITATION
OF LIABILITY SET FORTH ELSEWHERE IN THIS AGREEMENT IS APPLICABLE TO THIS INDEMNIFICATION.

Commercial reproduction. No purchaser or user shall use any portion of the contents of PEP-Web in any form of commercial
exploitation, including, but not limited to, commercial print or broadcast media, and no purchaser or user shall reproduce it as its own
any material contained herein.

You might also like