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Highway Capacity Manual: 6Th Edition
Highway Capacity Manual: 6Th Edition
VO L U M E 4 : A P P L I C AT IO N S G U ID E
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Highway Capacity Manual: A Guide for Multimodal Mobility Analysis
CHAPTER 33
ROUNDABOUTS: SUPPLEMENTAL
CONTENTS
LIST OF EXHIBITS
1. INTRODUCTION
Chapter 33 is the supplemental chapter for Chapter 22, Roundabouts, which VOLUME 4: APPLICATIONS
GUIDE
is found in Volume 3 of the Highway Capacity Manual (HCM). This chapter 25. Freeway Facilities:
presents detailed information about the following aspects of the Chapter 22 Supplemental
26. Freeway and Highway
motorized vehicle methodology: Segments: Supplemental
27. Freeway Weaving:
Information about the large variability in U.S. driver behavior at Supplemental
roundabouts, 28. Freeway Merges and
Diverges: Supplemental
Guidance on making an appropriate selection of a lane utilization factor, 29. Urban Street Facilities:
Supplemental
and 30. Urban Street Segments:
Supplemental
Guidance on calibrating the capacity model to reflect local conditions. 31. Signalized Intersections:
Supplemental
This chapter also provides two example problems that demonstrate the 32. STOP-Controlled
application of the Chapter 22 methodology to single-lane and multilane Intersections:
Supplemental
roundabouts. 33. Roundabouts:
Supplemental
34. Interchange Ramp
Terminals: Supplemental
35. Pedestrians and Bicycles:
Supplemental
36. Concepts: Supplemental
37. ATDM: Supplemental
2. SUPPLEMENTAL GUIDANCE
Exhibit 33-1
Observed Combinations of
Entry Flow and Conflicting
Flow During 1-min Periods of
Continuous Queuing: One-
Lane Entry Opposed by One
Circulating Lane
Exhibit 33-2
Observed Combinations of
Entry Flow and Conflicting
Flow During 1-min Periods of
Continuous Queuing: Both
Lanes of Two-Lane Entry
Opposed by One Circulating
Lane
Exhibit 33-3
Observed Combinations of
Entry Flow and Conflicting
Flow During 1-min Periods of
Continuous Queuing: Left
Lane of Two-Lane Entry
Opposed by Two Circulating
Lanes
Exhibit 33-4
Observed Combinations of
Entry Flow and Conflicting
Flow During 1-min Periods of
Continuous Queuing: Right
Lane of Two-Lane Entry
Opposed by Two Circulating
Lanes
LANE-USE ASSIGNMENT
Lane-use assignment is best determined by measuring lane use in the field
under the conditions being analyzed. In the absence of this information, default
values or estimates can be used. This section provides background on the process
by which an analyst can make an appropriate selection of a lane utilization
factor.
In general, several factors contribute to the assignment of traffic flow to each
lane:
Turning movement patterns 1. The assignment of turning movements to each lane (either as exclusive
greatly influence lane
assignments. lanes or as shared lanes) directly influences the assignment of traffic
volumes to each lane. Lane assignment is generally accomplished through
the use of signs and pavement markings that designate the lane use for
each lane. Multilane entries with no lane-use signing or pavement
markings may be assumed to operate with a shared left–through lane in
the left lane and a shared through–right lane in the right lane, although
field observations should be made to confirm the lane-use pattern of an
existing roundabout.
Dominant turning movements 2. Dominant turning movements may create de facto lane assignments for
may create de facto lanes. A
de facto lane is one designated which there is no advantage for drivers in using both lanes assigned to a
for multiple movements but given turning movement. For example, at an entry with left–through and
that may operate as an
exclusive lane because of a through–right lanes and a dominant left-turn movement, there may be no
dominant movement demand. advantage for through drivers in using the left lane. In addition, a lack of
A common example is a left–
through lane with a left-turn lane balance through the roundabout (e.g., two entry lanes but only one
flow rate that greatly exceeds downstream circulating lane or one downstream exit lane) can create de
the through flow rate.
facto lane-use assignments for a particular entry.
3. Destinations downstream of a roundabout may influence the lane choice Downstream destinations may
influence lane assignment.
at the roundabout entry. A downstream destination such as a freeway on-
ramp may increase use of the right entry lane, for example, even though
both lanes could be used.
4. The alignment of the lane relative to the circulatory roadway seems to Poor geometric alignment of
the entry may cause drivers to
influence the use of entry lanes where drivers can choose between lanes. avoid the left lane.
Some roundabouts have been designed with rather perpendicular entries
that have a natural alignment of the right entry lane into the left lane of
the circulatory roadway. Under this design, the left entry lane is naturally
aimed at the central island and is thus less comfortable and less desirable
for drivers. This phenomenon of poor path alignment, documented
elsewhere (2), may result in poor use of the left entry lane. Similarly,
poorly aligned multilane exits, where vehicles exiting in the inside lane
cross the path of vehicles exiting in the outside lane, may influence lane
use on upstream entries. In either case, the effect is most readily measured
in the field at existing roundabouts, and it should be avoided in the
design of new roundabouts.
5. Drivers may be uncertain about lane use when they use the roundabout, Unfamiliar drivers may
incorrectly select lanes for their
particularly at roundabouts without designated lane assignments intended movements.
approaching or circulating through the roundabout. This uncertainty may
contribute to the generally incorrect use of the right entry lane for left
turns, for example, because of a perceived or real difficulty in exiting from
the inside lane of the circulatory roadway. Proper signing and striping of
lane use on the approach and through the roundabout may reduce this
uncertainty, although it is likely to be present to some extent at multilane
roundabouts.
The first three factors described above are common to all intersections and
are accounted for in the assignment of turning-movement patterns to individual
lanes; the remaining two factors are unique to roundabouts. The fourth factor
should be addressed through proper alignment of the entry relative to the
circulatory roadway and thus may not need to be considered in the analysis of
new facilities. However, existing roundabouts may exhibit poor path alignment,
resulting in poor lane utilization. It may be possible to reduce the fifth factor
through proper design, particularly through lane-use arrows and striping. These
factors collectively make accurate estimation of lane utilization difficult, but it
can be measured at existing roundabouts.
For entries with two through lanes, limited field data suggest drivers Multilane roundabouts
generally exhibit a bias to the
generally have a bias for the right lane. For entries with two left-turn lanes (e.g., right lane except where a
left-turn-only and shared left–through–right lanes), limited field data suggest double left-turn movement is
present.
drivers have a bias for the left lane. Although no field observations have been
documented for entries with two right-turn lanes, experience at other types of
intersections with two right-turn lanes suggests drivers have a bias for the right
lane.
Therefore, the model resulting from the use of California-specific data for
critical headway and follow-up time has a higher intercept, and thus higher
capacity, over its entire range than does the model based on the national study.
These equations replace the equations in Step 5 of the Chapter 22 methodology.
An example of calibration using only follow-up headway can be
demonstrated using data collected as part of a national study for the US-9/
Warren Street/Hudson Avenue/Glen Street intersection in Glen Falls, New York
(1). Field-measured values for follow-up headway for the five-legged
roundabout were determined as follows (rounded to the nearest 0.1 s):
East leg: 2.9 s,
Northwest leg: 2.8 s,
South leg: 2.9 s,
West leg: 2.7 s, and
North leg: 2.8 s.
The mean value using unrounded values for follow-up time for the
intersection is 2.85 s. The intercept can therefore be calculated as follows:
3,600 3,600
𝐴= = = 1,260
𝑡𝑓 2.85
With this value for the intercept, the resulting capacity model is
−3 𝑣 )
𝑐𝑝𝑐𝑒 = 𝐴𝑒 (−𝐵𝑣𝑐 ) = 1,260𝑒 (−1.02×10 𝑐
The resulting model has a lower intercept than the national model. Based on
the observations of each approach of this intersection under queued conditions
from the national study, this site-specific model has a better goodness of fit than
the national model (an improvement in the root mean squared error from 164 to
126 pc/h). Variation in driver behavior between individual drivers or from
minute to minute makes eliminating prediction error impossible, but calibration
can improve the accuracy of the prediction.
3. EXAMPLE PROBLEMS
Exhibit 33-6
Example Problem 1: Demand
Volumes and Lane
Configurations
Comments
All input parameters are known, so no default values are needed or used.
Exhibit 33-7
Example Problem 1:
Adjusted Flow Rates
Step 5: Determine the Capacity of Each Entry Lane and Bypass Lane as
Appropriate in Passenger Car Equivalents
By using the single-lane capacity equation (Equation 22-1), the capacity for
each entry lane is given as follows:
−3 )𝑣 −3 )(796)
𝑐𝑝𝑐𝑒,𝑁𝐵 = 1,380𝑒 (−1.02×10 𝑐,𝑝𝑐𝑒,𝑁𝐵 = 1,380𝑒 (−1.02×10 = 613 pc/h
(−1.02×10−3)𝑣𝑐,𝑝𝑐𝑒,𝑆𝐵 (−1.02×10−3 )(769)
𝑐𝑝𝑐𝑒,𝑆𝐵 = 1,380𝑒 = 1,380𝑒 = 630 pc/h
(−1.02×10−3)𝑣𝑐,𝑝𝑐𝑒,𝐸𝐵 (−1.02×10−3)(487)
𝑐𝑝𝑐𝑒,𝐸𝐵 = 1,380𝑒 = 1,380𝑒 = 840 pc/h
(−1.02×10−3)𝑣𝑐,𝑝𝑐𝑒,𝑊𝐵 (−1.02×10−3)(655)
𝑐𝑝𝑐𝑒,𝑊𝐵 = 1,380𝑒 = 1,380𝑒 = 708 pc/h
By using the equation for a bypass lane opposed by a single exit lane
(Equation 22-6), the capacity for the westbound bypass lane is given as follows:
−3 )𝑣 −3)(454)
𝑐bypass,𝑝𝑐𝑒,𝑊𝐵 = 1,380𝑒 (−1.02×10 𝑒𝑥,𝑝𝑐𝑒,𝑁𝐵 = 1,380𝑒 (−1.02×10 = 868 pc/h
Step 7: Convert Lane Flow Rates and Capacities into Vehicles per Hour
The capacity for a given lane is converted back to vehicles by first
determining the heavy-vehicle adjustment factor for the lane and then
multiplying it by the capacity in passenger car equivalents (Equation 22-14). For
this example, because all turning movements on each entry have the same fHV,
each entry will also have the same fHV, 0.980. The capacities for each of the entries
are also adjusted by the pedestrian impedance factor.
𝑐𝑁𝐵 = 𝑐𝑝𝑐𝑒,𝑁𝐵 𝑓𝐻𝑉,𝑒,𝑁𝐵 𝑓𝑝𝑒𝑑 = (613)(0.980)(0.993) = 597 veh/h
𝑐𝑆𝐵 = 𝑐𝑝𝑐𝑒,𝑆𝐵 𝑓𝐻𝑉,𝑒,𝑆𝐵 𝑓𝑝𝑒𝑑 = (630)(0.980)(1) = 618 veh/h
𝑐𝐸𝐵 = 𝑐𝑝𝑐𝑒,𝐸𝐵 𝑓𝐻𝑉,𝑒,𝐸𝐵 𝑓𝑝𝑒𝑑 = (840)(0.980)(1) = 824 veh/h
𝑐𝑊𝐵 = 𝑐𝑝𝑐𝑒,𝑊𝐵 𝑓𝐻𝑉,𝑒,𝑊𝐵 𝑓𝑝𝑒𝑑 = (708)(0.980)(1) = 694 veh/h
𝑐bypass,𝑊𝐵 = 𝑐bypass,𝑝𝑐𝑒,𝑊𝐵 𝑓𝐻𝑉,𝑒,𝑊𝐵 𝑓𝑝𝑒𝑑 = (868)(0.980)(1) = 851 veh/h
Calculations for the entry flow rates are as follows (Equation 22-13):
𝑣𝑁𝐵 = 𝑣𝑝𝑐𝑒,𝑁𝐵 𝑓𝐻𝑉,𝑒,𝑁𝐵 = (428)(0.980) = 420 veh/h
𝑣𝑆𝐵 = 𝑣𝑝𝑐𝑒,𝑆𝐵 𝑓𝐻𝑉,𝑒,𝑆𝐵 = (314)(0.980) = 308 veh/h
𝑣𝐸𝐵 = 𝑣𝑝𝑐𝑒,𝐸𝐵 𝑓𝐻𝑉,𝑒,𝐸𝐵 = (656)(0.980) = 643 veh/h
𝑣𝑊𝐵 = 𝑣𝑝𝑐𝑒,𝑊𝐵 𝑓𝐻𝑉,𝑒,𝑊𝐵 = (568)(0.980) = 557 veh/h
𝑣bypass,𝑊𝐵 = 𝑣bypass,𝑝𝑐𝑒,𝑊𝐵 𝑓𝐻𝑉,𝑒,𝑊𝐵 = (662)(0.980) = 649 veh/h
+5(min[0.70,1])
𝑑𝑁𝐵 = 22.6 s/veh
Similarly, dSB = 14.0 s; dbypass,SB = 0 s (assumed); dEB = 22.0 s; dWB = 26.8 s; and
dbypass,WB = 20.2 s.
Step 10: Determine LOS for Each Lane on Each Approach
From Exhibit 22-8, the level of service (LOS) for each lane is determined as
shown in Exhibit 33-8:
Step 11: Compute the Average Control Delay and Determine LOS for
Each Approach and the Roundabout as a Whole
The control delays for the northbound and eastbound approaches are equal
to the control delay for the entry lanes, as both of these approaches have only one
lane. On the basis of Exhibit 22-8, these approaches are both assigned LOS C.
The control delay calculations for the westbound and southbound
approaches include the effects of their bypass lanes as follows (Equation 22-18):
(26.8)(557) + (20.2)(649)
𝑑𝑊𝐵 = = 23.3 s/veh
557 + 649
(14.0)(308) + (0.0)(617)
𝑑𝑆𝐵 = = 4.7 s/veh
308 + 617
On the basis of Exhibit 22-8, these approaches are respectively assigned LOS
C and LOS A.
Similarly, intersection control delay is computed as follows (Equation 22-19):
(22.6)(420) + (4.7)(925) + (22.0)(643) + (23.3)(1,206)
𝑑intersection =
420 + 925 + 643 + 1,206
𝑑intersection = 17.5 s/veh
On the basis of Exhibit 22-8, the intersection is assigned LOS C.
Discussion
The results indicate the overall roundabout is operating at LOS C. However, The analyst should be careful
not to mask key operational
one lane (the westbound entry) is operating at LOS D. If, for example, the performance issues by
performance standard for this intersection was LOS C, this entry would not meet reporting overall intersection
performance without also
the standard, even though the overall intersection meets the standard. For these reporting the performance of
reasons, the analyst should consider reporting volume-to-capacity ratios, control each lane, or at least the
worst-performing lane.
delay, and queue lengths for each lane, in addition to the aggregated measures,
for a more complete picture of operational performance.
Exhibit 33-9
Example Problem 2: Demand
Volumes and Lane
Configurations
Comments
Lane use is not specified for the eastbound and westbound approaches;
therefore, the percentage flow in the right lane is assumed to be 53%, as specified
in Exhibit 22-9.
𝑉𝐸𝐵𝐿 230
𝑣𝐸𝐵𝐿 = = = 242 veh/h
𝑃𝐻𝐹 0.95
Step 5: Determine the Capacity of Each Entry Lane and Bypass Lane as
Appropriate in Passenger Car Equivalents
The capacity calculations for each approach are calculated as follows:
Northbound: The northbound entry is a single-lane entry opposed by two
circulating lanes. Therefore, Equation 22-3 is used as follows:
−3 )(976)
𝑐𝑝𝑐𝑒,𝑁𝐵 = 1,420𝑒 (−0.85×10 = 619 pc/h
Southbound: The southbound entry is a two-lane entry opposed by two
circulating lanes. Therefore, Equation 22-4 is used for the right lane, and
Equation 22-5 is used for the left lane:
−3 )(772)
𝑐𝑝𝑐𝑒,𝑆𝐵,𝑅 = 1,420𝑒 (−0.85×10 = 737 pc/h
(−0.92×10−3)(772)
𝑐𝑝𝑐𝑒,𝑆𝐵,𝐿 = 1,350𝑒 = 664 pc/h
Step 7: Convert Lane Flow Rates and Capacities into Vehicles per Hour
The capacity for a given lane is converted back to vehicles by first
determining the heavy-vehicle adjustment factor for the lane and then
multiplying it by the capacity in passenger car equivalents (Equation 22-14). For
this example, because all turning movements on the eastbound and westbound
entries have the same fHV, each of the lanes on the eastbound and westbound
entries can be assumed to have the same fHV, 0.952.
𝑐𝐸𝐵,𝑅 = 𝑐𝑝𝑐𝑒,𝐸𝐵,𝑅 𝑓𝐻𝑉,𝑒,𝐸𝐵 = (709)(0.952) = 675 veh/h
Similarly, cEB,L = 675 veh/h; cWB,L = 964 veh/h; and cWB,R = 964 veh/h.
Because all turning movements on the northbound and southbound entries
have the same fHV, each of the lanes on those entries can be assumed to have the
same fHV, 0.980.
𝑐𝑁𝐵 = 𝑐𝑝𝑐𝑒,𝑁𝐵 𝑓𝐻𝑉,𝑒,𝑁𝐵 = (619)(0.980) = 607 veh/h
Similarly, cSB,L = 651 veh/h, and cSB,R = 723 veh/h.
Calculations for the entry flow rates are as follows (Equation 22-13):
𝑣𝐸𝐵,𝑅 = 𝑣𝑝𝑐𝑒,𝐸𝐵,𝑅 𝑓𝐻𝑉,𝑒,𝐸𝐵 = (427)(0.952) = 407 veh/h
𝑣𝑁𝐵 = 𝑣𝑝𝑐𝑒,𝑁𝐵 𝑓𝐻𝑉,𝑒,𝑁𝐵 = (247)(0.980) = 242 veh/h
Similarly, vEB,L = 361 veh/h; vWB,L = 421 veh/h; vWB,R = 358 veh/h; vSB,L = 316
veh/h; and vSB,R = 421 veh/h.
242
+5 (min [ , 1])
607
𝑑𝑁𝐵 = 11.8 s/veh
Similarly, dSB,L = 13.0 s/veh; dSB,R = 14.6 s/veh; dEB,L = 14.0 s/veh; dEB,R = 16.1
s/veh; dWB,L = 8.8 s/veh; and dWB,R = 7.8 s/veh.
Step 11: Compute the Average Control Delay and Determine LOS for
Each Approach and the Roundabout as a Whole
The control delay for the northbound approaches is equal to the control
delay for the entry lane, 11.8 s, as the approach has only one lane. The control
delays for the other approaches are as follows (Equation 22-18):
(13.0)(316) + (14.6)(421)
𝑑𝑆𝐵 = = 13.9 s/veh
316 + 421
(14.0)(361) + (16.1)(407)
𝑑𝐸𝐵 = = 15.1 s/veh
361 + 407
(8.8)(421) + (7.8)(358)
𝑑𝑊𝐵 = = 8.3 s/veh
421 + 358
On the basis of Exhibit 22-8, these approaches are respectively assigned LOS
B, LOS B, LOS C, and LOS A.
Similarly, control delay for the intersection is computed as follows (Equation
22-19):
(11.8)(242) + (13.9)(736) + (15.1)(768) + (8.3)(779)
𝑑intersection =
242 + 736 + 768 + 779
𝑑intersection = 12.3 s/veh
On the basis of Exhibit 22-8, the intersection is assigned LOS B.
Discussion
The results indicate the intersection as a whole operates at LOS B on the basis
of control delay during the peak 15 min of the analysis hour. However, the
eastbound approach operates at LOS C, as does the right lane of the eastbound
approach. The analyst should consider reporting both the overall performance
and those of the individual lanes to provide a more complete picture of
operational performance.
4. REFERENCES
1. Rodegerdts, L. A., A. Malinge, P. S. Marnell, S. G. Beaird, M. J. Kittelson, and Many of these references can
be found in the Technical
Y. S. Mereszczak. Assessment of Roundabout Capacity Models for the Highway Reference Library in Volume 4.
Capacity Manual: Volume 2 of Accelerating Roundabout Implementation in the
United States. Report FHWA-SA-15-070. Federal Highway Administration,
Washington, D.C., Sept. 2015.
2. Rodegerdts, L., J. Bansen, C. Tiesler, J. Knudsen, E. Myers, M. Johnson, M.
Moule, B. Persaud, C. Lyon, S. Hallmark, H. Isebrands, R. B. Crown, B.
Guichet, and A. O’Brien. NCHRP Report 672: Roundabouts: An Informational
Guide, 2nd ed. Transportation Research Board of the National Academies,
Washington, D.C., 2010.
3. Tian, Z. Z., F. Xu, L. A. Rodegerdts, W. E. Scarbrough, B. L. Ray, W. E.
Bishop, T. C. Ferrara, and S. Mam. Roundabout Geometric Design Guidance.
Report No. F/CA/RI-2006/13. Division of Research and Innovation, California
Department of Transportation, Sacramento, Calif., June 2007.