Schizophrenia and The Self: Contributions of Psychoanalytic Self-Psychology

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VOL 15, NO.

2, 1989 311
Schizophrenia and the
Self: Contributions of
Psychoanalytic
Self-Psychology
by William S. Pollack Abstract debates over etiology. What has
been all too often ignored, then, are
This article explores the unique the subjective, actual feelings,

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contribution of psychoanalytic self- thoughts, and experiences of the
psychology to an indepth under- affected individuals.
standing of the subjective All this must give us cause to
experience of the self in schizo- reflect, with humility, upon the as
phrenia. The author makes the yet sadly uncharted territory of the
argument that with creative adapta- subjective experience of the schizo-
tion Kohut's experience-near phrenic patient (with some notable
concept of the primacy of the self— exceptions such as Sullivan,
its development and vicissitudes of Semrad, Stanton, Searles, and Will).
fragmentation/cohesion—and the On the other hand, it should
salience and legitimacy of self- encourage us to use the broad
object needs in all human relation- depth of psychoanalytic knowledge
ships can be applied to psychotic to investigate this area more fully.
and schizophrenic experience. It will be the central thesis of this
When so applied, there is reason to article that the modern psychoana-
suspect that an important bridge to lytic concepts of narcissism and
the subjective inner life of the self-psychology are especially
schizophrenic patient will be salient for this task of an indepth
achieved. empathic understanding of the sub-
jective experience of schizophrenia.
Psychoanalytic theories about the
etiology and phenomenology of Self-Psychology and the Sub-
schizophrenia have, for the most jective Experience of
part, mirrored the ontogenesis of Schizophrenia
psychoanalytic metapsychology
itself. Beginning with Freud's drive- A full review of the more classic
based (id) analysis of psychotic dys- psychoanalytic, ego-psychological,
function, psychoanalytic and object-relations approaches to
conceptualizations of schizophrenia the mysteries of schizophrenic
then moved toward a more ego/ experience is beyond the scope of
defense-oriented approach this article and, indeed, has been
(Hartmann 1952, 1953), more adequately dealt with elsewhere
recently incorporating the theories (see, e.g., Hartmann 1953; Modell
of interpersonal (Fromm-Reichmann 1956; Jacobson 1964; Kernberg 1976;
1948; Sullivan 1953), object relations Day and Semrad 1978). Suffice it to
(Jacobson 1954, 1964; Kernberg say, however, that already present
1976)—and to a more limited
in the original work of Freud were
extent—self-psychology schools of
to be found not only the classical
thought. Theorists have only varia-
bly, however, addressed the true theoretical formulations of drive
subjective inner experience of the overstimulation as a cause of psy-
schizophrenic patient, tending at chotic illness, but also the seeds of
times to focus more upon the ideas for both a structural theory
experience-distant and esoteric and, indeed, even a self-
"inner world" of defenses or inner Reprint requests should be sent to
structures; or, alternatively, aban- Dr. W.S. Pollack, Director, Continuing
doning the patient altogether in Education in Psychology, McLean Hos-
search of pristine theoretical pital, 115 Mill St., Belmont, MA 02178.
312 SCHIZOPHRENIA BULLETIN

psychological understanding of undergo maturation or transforma- self-object, a theoretical and practical


schizophrenia. Although Freud tion, but it need not necessarily approach to the treatment of
began by focusing his conceptual branch into love for another inde- patients that may broaden and

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understanding of the schizophrenic pendent person. For example, deepen our understanding of their
patient's experience upon shifts in earlier developmental forms of inner experiences. Kohut described
libido, he soon began to understand narcisstically (self) gratifying inter- a self-object as an object that we may
that certain inner experiences were action between parent and child, experience as part of ourselves.
better explained by shifts in the such as "mirroring" or "twinship" Consequently, the expected control
cathexis to the self, or in what he relationships (see below)—if things over such an object is closer to the
came to call vicissitudes of "narcis- go well—may later mature into sense of control that an adult usu-
sism" (Freud 1911/1948; see also higher level se//-capacities for ally expects to have over his or her
Modell 1956). Indeed, by the end of empathic immersion of a caring own body and mind rather than to
his career, Freud had moved, gen- sort, or a quality for humor, the kind of control we usually
erally, to a more structural vicarious introspection, artistic expect to have over others (Kohut
definition of psychosis, seeing it, creativity, wisdom, or empathy and Wolf 1978). Accordingly, there
unlike neurosis, as not being so (Kohut 1971, 1977; Kohut and Wolf are two types of self-objects, each
much a conflict from within but a 1978). with a variety of developmental
conflict between the self (ego) and Such an approach also legitimizes levels:
the environment or outer world and enhances the salience of
(Freud 1924/1948). observing our relationships/ Those [selfobjects] who respond
Fascinatingly, the theoretical interactions with others, not only to and confirm the child's innate
works of Kohut and his followers in from the perspective of the recogni- sense of vigour, greatness and
perfection; and those to whom
self-psychology build upon the tion of, or respect for, their the child can look up and with
earlier Freudian concepts of narcis- independent locus of function, whom he can merge as an image
sism and branch from them. Most but—especially—from the purview of calmness, infallibility, omnipo-
notably, Kohut came to disagree of their subjective meaning to the tence. [Kohut and Wolf 1978,
p. 414]
with Freud's single developmental self. In turn, this led Kohut to the
line in which autoerotic and nar- conclusion that even normal
cissistic concerns were concep- development does not rest upon The first type of self-object consists
tualized as the earlier precursors, in too rigid a need for the complete of the parent's and later significant
a direct developmental trajectory, of sense of separation of self and other objects' response to the child's or
later interpersonal relations or (object). Rather, the creation—at patient's grandiose self and is com-
object love. Specifically, Kohut different developmental levels—of a monly referred to as a "mirroring
came to argue theoretically for a supportive matrix between the self self-object." The other type
paradigm of dual developmental and others, enhancing the function- responds to the child's or vulner-
lines: one, for the self (narcissism) ing of the self, is a significant able patient's projection of
and another for interpersonal or maturational task. Such interactions omnipotence and omnipotent fan-
object love. Kohut believed strongly may lead to the growth of inter- tasies onto an idealized other or
that the line of self-cathexis, or the nalized structures, but may also parent, and is commonly referred to
so-called narcissistic line of develop- continue to require ongoing support as the "idealizing transference" or
ment, did not necessarily mature from significant others for self- "idealized parent imago."
into object love: function. Hence, the recognition Embedded in this seemingly sim-
that a more semipermeable bound- ple definition is an empathic,
As I crudely outlined ... long ary between what is the self and
ago, narcissism is not as Freud experience-near understanding, I
had taught, a precursor of object what comes from the significant believe, of the schizophrenic
love, to oe relinquished and to be objects around us should not only patient's endopsychic life. It differs
supplanted by the latter—it has be tolerated, but in some cases significantly from classic psychoana-
its own line of development. expected and/or encouraged, viz:
[Kohut 1980, p. 453] lytic object-relations concepts of
the idea of the self-object. "part-objects," etc., which Kohut
According to such an approach, Central to Kohut's new psychol- sees as dominated by a maturity
the narcissistic or "self" line will ogy of the self is the concept of the moralitv, in which the continued
VOL. 15, NO. 2, 1989 313

need to be satisfied by others is fears, concerns, ideas, and wishes mental theory—that self-objects are
maligned as a primitive or develop- of the person diagnosed as having the precursors of later internal

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mentally immature use of the schizophrenia. structure, and that many individ-
therapist or significant object. Such a shift in theory and treat- uals with disorders of the self may
Rather, Kohut understands a self/ ment focus also suggests a different borrow structure from others
self-object relationship to be the pathway to mental health. Kohut because their own psychic structure
expression of a phase-appropriate argues that it is more important to is not yet fully formed (Tolpin and
and legitimately expressed need in create an ongoing therapeutic Kohut 1980)—goes far toward
patients for necessary psychological environment in which supportive relieving the burdens of guilt car-
and functional support from others, self-objects help to maintain the ried by both patient and therapist.
which a fragile or incomplete inter- cohesion of the patient's self than Now patient and therapist (or sig-
nal self-structure cannot provide for to exhort patients to become inde- nificant other) alike may accept the
itself. As he has stated: pendent. Separation-individuation, legitimate need for emotional
then, become less salient than affec- merger and recognize that the
The essential psychopathology ... tive connection or the subsequent therapist is often experienced not as
[in these patients] is defined by storing of such positive memories another dependable, separate
the fact that the self has not been of holding, soothing, caring, and, object, but as an actual part of the
solidly established, that its cohe- patient's narcissistically expanded
sion and firmness depend upon indeed, of merging. Kohut explains,
the presence of a self-object and that even the most mature and self.
that [such patients] respond to healthy adult will seek: Kohut (1977) explains that in the
the loss of a self-object with sim- course of normal human develop-
ple enfeeblement, various [a] self-object environment that is
regressions, and fragmentation. ment, we all need the opportunity
[Kohut 1977, p. 137] in harmonious contact with them to merge with a calming, soothing,
until, ... they ultimately attain
what they need ... when they and/or idealized object as a precur-
The self-object and set of self-object have securely inserted themselves sor to creating self-capacities for
responses, then, may make up for into the empathic matrix that affective regulation, psychological
and may be developmentally "the they require, they are then not stability, and growth. When early
only able to receive freely, but parental environments fail, we see
precursors of [internalized] psychic also to deal with themselves in
structure" (Tolpin and Kohut 1980, abundance. [Kohut 1980, p. 453] patients who have never achieved
p. 442). Such an understanding of such a cohesive, internalized psy-
self-pathology, or of normal human For schizophrenic patients, the chic structure, or for whom the
development—as the sense that to empathic matrix of intensive indi- structure is extremely shaky. Their
some extent or another we are vidual therapy, or adjunctive selves are, therefore, vulnerable to
incomplete without the presence of interactions with supportive self- disintegration anxiety, fragmenta-
another person to provide impor- objects, becomes a psychological tion, or a sense of chronic
tant psychological functions for our necessity to maintain emotional depressive boredom termed
own selves —provides, I believe, an equilibrium and self-cohesion, to "enfeeblement." In turn, such
important bridge for understanding forestall further psychotic regres- patients may seek out or require the
the internal subjective experience of sion or fragmentation, and provision of a flexible self-object
the psychotic patient. The self- eventually to internalize a more sta- matrix or holding environment, first
object concept goes far toward ble sense of the self. It is more than to maintain the homostatic balance
explaining the psychological equilib- a cultural need. It is, from a psy- of internal healthy ego functioning
rium and stability that can be chological perspective, a life or and only later to allow for its
achieved in the psychotherapy of death struggle. internalization.
such states of pain and dysfunction This is particularly the case for In Kohut's work, and in the field
when the need to be used as a psychotic patients who are often in of self-psychology, there is a great
functional part of the patient's self deep conflict between the need to empathic sensitivity to the patient's
is accepted by the therapist (e.g., protect the self from others and the inner experience of the self as well
the need for mirroring or idealiz- extreme need for real dependency as to the treatment environment,
ing). It also aids us in experiencing upon others for emotional and with its intermittent crises. He sug-
empathically the internal struggles, actual survival. Kohut's nonjudg- gests that patients with disorders of
314 SCHIZOPHRENIA BULLETIN

the self who must depend upon The majority of Kohut's work, as greater subjective sense of the inner
others, to some extent, to provide well as the development of self- experience of schizophrenia:
self-equilibrium are likely, at times, psychology itself, was founded

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Although the essential psycho-
to demand a more perfect "in- upon the analytic understanding of pathology of the narcissistic
tuneness" or empathy. When, of narcissistic personality disorder personality disturbances differs
course, these needs cannot always rather than psychosis. And like substantially from that of the psy-
be met, rage may ensue. From this many of the classical analysts who choses, the study of the former
perspective, however, anger is not came before him, Kohut, unfor- contributes nevertheless to our
understanding of the latter. The
necessarily an untamed primitive tunately, remained somewhat scrutiny of the specific thera-
drive or a congenital biological ill- gloomy in his view of the prospects peutically controlled, limited
ness, but rather the expression of a for therapeutic application of these swings toward the fragmentation
lost connection—the pulling of a techniques to persons with schizo- of the self and the self-objects
and the correlated quasi-psychotic
life-sustaining plug for psychologi- phrenia and the other psychoses.1 phenomenon which occur not
cal equilibrium, the loss of an However, with creative adaptation, infrequently in the course of the
important self-object glue which we can use both Kohut's theory of analysis of narcissistic personality
leads to a crisis or to regressive self-object development (his sense of disturbances offers, in particular,
fragmentation as a signal of dis- the self) and his experience-near, a promising access to the under-
standing of the psychoses
tress. Kohut is also clear, however, empathic listening concept with [Kohut 1971, pp. 5-6]
that this does not mean that the good results in working with
psychotherapist or the significant seriously disturbed psychotic In the development of his own
self-objects have necessarily erred. patients. Moreover, these concepts nosology of disorders of the self,
It is not possible to "perform super- can become an important spring- Kohut grouped psychoses under
human feats of never failing, per- board for a more complete the primary disturbances of the self,
fect empathy" (Kohut 1977, psychoanalytic understanding of which also include borderline
p. 93). These therapeutic "derail- the subjective experience of states, as well as the narcissistic
ments" or empathic failures are schizophrenia. personality and behavioral disor-
unavoidable in treatment and inter- In his earliest monograph on The ders. He distinguished psychotic
action, especially with extremely Analysis of The Self, Kohut (1971) disorders, from the others,
disturbed fragmentation-prone actually expressed his belief that however, by describing them as
patients. Nonetheless, it is impor- through the indepth understanding involving "permanent or protracted
tant for the self-object or therapist of narcissistic disturbance from the breakup, enfeeblement, or serious
to persist with efforts to provide point of view of depth self- distortion of the self" (Kohut 1977,
empathically, during these periods psychology, one might gain a p. 192). He went on to differentiate
of hurt and disillusionment, the further and to describe subjectively
opportunity for patients to soothe the nature of the psychoses, from
themselves without either having to •There have been some earlier the perspective of the sense of the
attack or blame themselves or in attempts to integrate self-psychology self:
turn to be attacked by others. into psychoanalytic treatment paradigms
Especially the therapist (self-object) for schizophrenia. Adler, in an essay on
Semrad's contributions, attempted a link If serious damage to the self is
must take care to do no further either permanent or protracted,
to Winnicott and Kohut's work and if no defensive structures
harm through experience-distant (especially self-object transferences). Yet
"interpretations." Indeed, when cover the defect, the experiential
a major thrust remained in the sphere of and behavioral manifestations are
handled properly, these "derail- borderline disturbances and pre- those that are traditionally
ments" may lead to inner structure- schizophrenic conditions (Adler 1979). referred to as the psychoses. The
building experiences and alliance- Magid (1984) also made an attempt to nuclear self may have remained
enhancing opportunities for greater use Kohut's theories in treating very non-cohesive (schizophrenia)
mutuality between patient and disturbed patients, but again with a either because of an inherent bio-
mixed emphasis on borderline disturb- logical tendency, or because its
therapist—Kohut's concepts of opti- totality and continuity were not
mal disillusionment and transmuting ance. The field of self-psychology as responded to with even mini-
applied to the experience of psychosis, mally effective mirroring in early
internalization.
per se, remains exceedingly under- life, or because of the interplay
developed. between or convergence of bio-
VOL. 15, NO. 2, 1989 315

logical and environmental factors. resurrection of the archaic self give us a better bridge toward an
It may have obtained a degree of and of the archaic narcissistic understanding, from within the
cohesion but because of the inter- objects in a manifestly psychotic

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action of inherent organic factors form. [Kohut 1971, p. 6\ psychotic patient's own experience.
and a serious lack of joyful This comprehension surpasses
responses to its existence and Such an approach allowed Kohut other psychoanalytic or experiential
assertiveness, it will be massively to outline diagrammatically the approaches—which continue to
depleted of self-esteem and transformations of self-experience emphasize the role of an external
vitality ("empty" depression). It observer/object. In fact, one very
may have been almost totally on a developmental continuum
deprived during the crucial peri- from emotional health to severe important conclusion to be drawn
ods of its formation of the self-disturbance. From such a per- from the work of self-psychology as
repeated wholesome experience spective, we would see under the applied to the psychoses is that the
of participating in the calmness of pole of the development of the focus upon interpersonal loss, or
an idealized adult (i.e., of a merg-
er with an idealized selfobject), grandiose self, in normal individ- object love, per se, tells us less
with the result, again decisively uals, mature forms of self-esteem about the precipitants of psychotic
influenced by inherent biological and self-confidence. When minor phenomena than focusing our
factors, that an uncurbed tend- failures of development affecting attention on the hurt, loss, or injury
ency toward the spreading of experienced from within the exclu-
unrealistically heightened self- cohesion occurred, narcissistic per-
acceptance (mania) or self- sonality disorders would ensue sive purview of the self—the
rejection ("guilf'-depression) with excessive claims for attention narcissistic wound or danger. As
remains a serious central weak and partial fragmentation of the Kohut remarked,
spot in its organization. [Kohut grandiose self manifest in symp-
and Wolf 1978, p. 415] The precipitating events which
tomatic hypochondriasis. Within
usher in the decisive first steps of
Kohut argued that psychoses, as frank psychosis there would be a the regressive movements [in
well as narcissistic personality dis- delusional reconstitution of a gran- psychosis] lie frequently in the
turbances, could no longer best be diose self in a type of cold paranoid area of narcissistic injury rather
grandiosity, acting as though no than in that of object love. [Kohut
understood as a regression along a 1971, p. 8]
single developmental line, from one else were necessary. So, too, in
object love back to narcissism and the normal phase of the idealized In the schizophrenic patient's
then autoerotic fragmentation or object development there would be world, we are often experienced as
delusional restitution. Rather, he admiration for others, a sense of a functional part of the patient's
insightfully applied his dual line enthusiasm, and important self- self—pushed away or drawn closer
developmental theory to argue for a goals. With narcissistic disturbance within this internal locus—during
developmental line of narcissism we would see a compelling need for struggles to maintain a psychologi-
itself, with higher and lower levels merger with a powerful idealizable cal balance of the self. Our self-
of transformation and vicissitude: object or some self-fragmentation, object presence, then, is used as a
disjointed inner experiences, exces- type of internal "glue," helping a
Instead it is especially fruitful to sive religious feeling, and/or vague
examine the psychopathology of fragmenting self to cohere or a
the psychoses—in harmony with awe for the omnipotent. In the debilitated self to function. To
the assumption that narcissism inner psychotic experience, the accept and truly listen to the subjec-
follows an independent line of need for the omnipotent object tive experience of psychosis, we
development—in the light of trac- might again be experienced from
ing their regression along a partly must be attuned to our use as part
within the self as a sense of a power- of another, and be accepting of the
different path which leads
through tne following way sta- ful persecution, influencing denial of our significance or,
tions: (a) the disintegration of machine, or delusions of indeed, even of our existence as sep-
higher forms of narcissism; (b) persecution. arate people, selves. From such a
the regression to archaic narcissis-
tic positions; (c) the breakdown of Especially significant for our pur- vantage point of empathic immer-
archaic narcissistic positions poses is how this emphasis on the sion within the patient's self, the
(including the loss of the nar- primacy of the self (particularly need for merger represents not a
cissistically cathected archaic bizarre unacceptable experience of
objects), thus the fragmentation upon its firmness [cohesion] or the
of self and archaic self-objects; frightening vicissitudes of its the world of objects, but merely a
and (d) the secondary (restitutive) fragmentation-prone nature) may more extreme modification of legiti-
316 SCHIZOPHRENIA BULLETIN

mate self-object use, present on a to be there and support you, I spection in the narcissistic
continuum. This is a continuum of guess—why feel so Dad about disorders and the borderline
self-object relationships where, that, and so scared? states thus leads to the recogni-

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tion of an unstructured psyche
even in normal development, we all Patient: Like I'm a little baby struggling to maintain contact
at times continue to depend upon sometimes. I'm not so sure what with an archaic object or to keep
to do about all of this reality up the tenuous separation from
the functional presence of signifi- stuff.
cant others (self-objects) to bolster it. Here, the analyst is not the
Therapist: Reality? screen for the projection of inter-
the experiences within ourselves of nal structure (transference), but
positive self-worth, self-esteem, and Patient: 1 feel like I can change it the direct continuation of an early
self-cohesion. Psychotic inner life, when I want to, like changing the reality that was too distant, too
channels on the TV. rejecting or too unreliable to be
then, need not be so far from our
own inner experience if we remain Therapist: When it hurts too much transformed into solid psycholog-
you invent things or people or ical structures. The analyst is
empathic to these needs of the self. ideas about yourself to feel more therefore introspectively experi-
comfortable inside. enced within the framework of an
Patient: Anything's better than archaic interpersonal relationship.
Clinical Vignette feeling like you're falling apart. He is the old object with which
the analysand tries to maintain
Therapist: Yes, you need these contact, from which he tries to
A single young male in his twenties ideas to hold yourself together. separate his own identity, or
was admitted in transfer from from which he attempts to derive
Patient: And I like using you that
another hospital to a more secure way too. a modicum of internal structure.
facility for fear of his hostile com- [Kohut 1978, pp. 218-219]
Therapist: Feel free, if it helps,
ments, potentially aggressive using me is part of our work.
behavior, and self-referential, quasi- The rationale for understanding
delusional paranoid stance vis-a-vis Patient: (Laughs) Like you're a big the patient's subjective experience
teddy bear, or like my father, but and the psychotic person's exquisite
his fellow patients. He had recently that's crazy.
begun a therapy and was explain- sensitivity to our self-sustaining role
Therapist: Crazy? within the self, then, follows:
ing to the therapist his ideas of
Patient: To think of you that
"sexuality": way A schizophrenic patient, for
Therapist: That way? example, arrives at the analytic
Patient: At the other hospital, the session in a cold and withdrawn
doctor asked me about masturba- Patient: Like a part of me. state. In a dream of the preceding
tion and that scared me, Dr. P., Therapist: I guess a part that night he was in a snow-covered
because everything seemed sex- keeps things comfortable and barren field; a woman offers him
ual. Like that tree over there is glued together. her breast, but he discovers the
sexual and my father is sexually breast is made of rubber. The
interested in me, I think. And I Patient: Yeah . . . . patient's emotional coldness and
worry about you and me being his dream are bound to be a reac-
sexual you know, like inside tion to an apparently minute, but
me . . . . Treatment Recommendations
in reality significant,' rejection of
Therapist: I wonder if what you In analyzing the early psychoana- the patient by the analyst. Reac-
told me about being depressed tions to realistic rejections by the
lytic work of Tausk, Kohut stresses analyst, of course, also occur in
and scared before you came to
the hospital means you were feel- this analyst's experience-near con- the analysis of transference neu-
ing very alone and insecure. cept of a psychotic patient's roses In the analysis of
When you feel the whole world is subjective world: psychosis, ... however, archaic
sexual—even though you are interpersonal conflicts occupy a
scared again—you must feel stim- ... Tausk's empathic or introspec- central position of strategic
ulated and very alive. tive recognition that the importance that corresponds to
Patient: Yeah, you're right. I'm schizophrenic's ... [sense] of the place of the structural conflict
scared to think of sex and you, being influenced by a machine in the psychoneuroses. [Kohut
but I don't feel so down and in was the revival of an early form 1978, p. 219]
pieces when I do. How about my of self, a regression to painful
father, though? and anxious body experiences
after the contact with the Despite Kohut's own caveats con-
Therapist: It's scary not knowing "you"—experience is lost [was a cerning the use of self-psychology
who is who ... but you need him great discovery]. Persistent intro- in the analysis of psychotic states,
VOL 15, NO. 2, 1989 317

he has, nonetheless, created a existence too prematurely upon the experience as the present reality for
metapsychology of the self which patient who is presently requiring the patient, and focus our under-

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comes closer to putting the psycho- the inner experience of the therapist standing, interpretation, and
analytic clinician introspectively to provide self-soothing, self- involvement primarily on that level
near to the inner experiences, the esteem, and self-cohesion. of reality. Significantly different,
subjective sense of the schizo- • Inner fears, frights, and acutely therefore, from "ego-supportive"
phrenic patient. What then, in anxious complaints of the schizo- techniques of reality testing or more
summary, are some of the central phrenic patient may be best classic analytic techniques of drive
concepts that can inform our work understood as the expression of interpretation, such an approach
as clinicians, in struggling to grasp threats to the cohesive intactness of enhances the patient's sense of self-
the subjective experiences of a psy- the self—the self's stability of cohesion by recognizing the legit-
chotic patient? homeostatic psychological imacy of his or her needs, at
• Schizophrenic and psychotic equilibrium—rather than the whatever point, for either archaic
experiences, in general, are best resurgence of drives or the loss of merger with omnipotent self-objects
understood from the perspective of external objects. (One apparent or for the mirrored reflection of
the self (narcissism) rather than exception to this would be the loss early grandiose needs. This
from that of drives, ego structure, of self-objects, which again should approach need not collude to dis-
or actual object (interpersonal) rela- be understood as a loss of internal tort reality, so much as to accept
tions, per se. Viscissitudes in the function rather than a "classical the patient's inner experience of the
level of comfort and cohesion of the loss" of another.) Such anxiety sig- self and its world without any con-
self must be listened to empathi- nals of fragmentation or impending frontation that might be likely to
cally (from within the context of the fragmentation are a central part of a fragment further an already inse-
patient's self), and paid serious schizophrenic person's inner life. cure self and force the "objective"
attention in understanding the psy- • An experience-near way of listen- too prematurely upon a subjective
chotic patient's inner experience. ing and talking to patients with world still in confusion and chaos.
• The primary disturbance in psy- schizophrenia is to accept • Given reasonable concerns
chosis, therefore, is one of a empathically much of the about the use of psychoanalytic
protracted fragmentation or discussion—both concrete and techniques with patients experienc-
enfeeblement of the self. This is a symbolic—as an expression of the ing such chaotic fragmentation of
self, then, which in its attempts at vicissitudes of an inner sense of the self, as the schizophrenic
repair is "glued" together through a self: including the longing for patient, it is important to use such
legitimate and psychologically life- merger; the fear of distortion, a respect for the experience-near,
sustaining interaction with signifi- enfeeblement, destruction, and empathic, and intersubjective
cant self-objects. Such self-objects in fragmentation; and the urgent need approach described here, in com-
the interpersonal social networks of for the self-soothing of such frag- bination with great activity, rather
preschizophrenic and schizophrenic mentation anxieties. The patient's than passivity, on the part of the
patients, and such self-object func- arrested needs for archaic mirror- listener or therapist. Indeed, for
tions as provided by the psycho- ing, for the exhibitionistic patients who cannot form stable
therapist, must be available to "fill expression of the self, and, at self-object transferences merely
in the blanks" of missing or frag- times, primitive idealization of the with the provision of the presence
menting structures. Consequently, other must be sorted out slowly. of an informed empathic therapist,
the therapist must be comfortable in They should not be labeled or it behooves the listener to do more
being used not only as a piece of treated merely as "delusions"; and than observe, but also to partici-
the patient's inner world, but in they must not be confronted pre- pate. I believe, from my clinical
being experienced as a part of the maturely. Rather, they are best experience, that one can use all the
patient's own self, sometimes understood as the expression of a therapeutic techniques gleaned
merged into the patient's body- struggling self. from the psychoanalysis of nar-
mind-self in a fragmented and con- • Of paramount importance is the cissistic patients in the psycho-
fusing way. Following from Kohut's fact that Kohut's work teaches that therapy of more disturbed individ-
work, it would be important not to we must—whenever possible— uals. However, they must be
force the reality of one's external accept the patient's subjective inner actively brought into play during the
318 SCHIZOPHRENIA BULLETIN

treatment session by an informed experience-near metapsychology, subjective lives involves the nar-
and attuned therapist (see also Pol- self-object functioning and trans- cissistic insults and injuries which

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lack 1986a, 1986/;). ferences, and empathic intro- they receive from those around
• Anger, aggression, and regres- spective approaches to inner life of them:
sion must be understood primarily a psychotic patient—deepen the
... the confusion I felt about
as secondary to self-hurt or nar- clinician's capacity to listen to and myself was compounded by what
cissistic injury. The significant self- understand the subjective world of seemed irrational or conflicting
object or therapist, then, must take schizophrenia. The first example actions directed toward me. A
on the task of minute reconstruc- involves brief selective quotations child destined to become schizo-
tion of the situation that led to the from a published letter by a suc- phrenic must deal not only with
the seeds of illness within him-
hurt, usually including exploration cessfully treated schizophrenic self, but also with the attitudes of
of the expressed and unexpressed patient. The second presents the others toward his "idio-
poignant narcissistic wishes, and poignant descriptions given by a syncrasies," whether these
often requiring the recognition of young woman in her late thirties feelings are voiced openly or sub-
tly manifested in everyday life.
the legitimacy or validity of such who had been involved in inpatient Even if medication can free the
needs. This process would also and outpatient treatments at several schizophrenic patient from some
involve recognition of the legit- academic psychiatric settings for of his torment, the scars of emo-
imacy of the need/wish for "perfect many years and whose treatment, tional confusion remain, felt
intuneness," while understanding at that time, had been under my perhaps more deeply by a greater
sensitivity and vulnerability.
the impossible nature of its actual supervision. [Recovering Patient 1986,
achievement. p. 68, author's italics]
It is beyond the scope of this arti- Case # 1 . The patient is a suc-
cle to go further into the nature of cessfully treated schizophrenic This patient became acutely aware
the application of self-psychological young woman who had been in of the significance of the merger
technique to the treatment of schizo- intensive psychodynamic psycho- with an understanding self-object
phrenic patients: rather, we are therapy for many years and whose (therapist), and noted that such a
looking at how it enhances our comments (in letter form) on her self-object connection could lead to
understanding of the subjective psychotherapy were published in a greater sense of self-cohesion:
experiences in psychosis. Suffice it the American Journal of Psychiatry
to say, however, that treatment (Recovering Patient 1986). This His persistence in talking about
would aim toward facilitating the patient frames the inner turmoil "us made me curious and later
process of "transmuting made me feel, despite a twinge of
and pain of the illness itself: guilt, that maybe it would be nice
internalization"—the slow accretion to talk about us." The guilt
of the self-object functions into the Like so many schizophrenic came from the fact that tnere was
internal structure of the psychotic patients I have my own history of an "us." For so long it had been
patients' selves. The probable hospitalizations, medication "me" and "them." [Recovering
requirement for ongoing self-object trials—good and bad, setbacks, Patient 1986, p. 69]
milestones, turns in the road,
support would not be seen as light appearing and disappearing
failure, but rather as the achieve- at the end of the tunnel. I have And then, in describing the success
ment of greater and greater choice seen lights in the sky, heard cho- and the inner growth, the patient
on the patient's part over how to ruses of people inside me— points out the need for a frag-
taunting, tormenting me, pinning mented self to be empathically
sustain an inner experience of self- me against the wall, driving me
comfort, self-cohesion, self-esteem, into insanity. The drama is end- understood from within his or her
and joy. less, and the agony and terror are own subjective stance:
even more so. [Recovering
Patient 1986, p. 69, author's This grew from years of our
Clinical Vignettes italics] working together to develop
mutual respect and acceptance
and a form of understanding, in
Two additional case vignettes illus- Yet part of the terror that schizo- which I believed that he had the
trate how Kohut's concepts of self- phrenic patients must experience capacity to comprehend what I
psychology—most notably those of and that becomes a part of their said and that I had the potential to
VOL 15, NO. 2, 1989 319

be understood. (Recovering Patient being, as of this present? They This is the self-homeostasis which,
1986, p. 70, author's italics] are all I know, whether or not in general, people don't include:
they are true; they are my how one feels inside . . . [is] the

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appraisal of me and of living/ that person cold, the stomach hungry:
Indeed, it was the continuity of speaks to me of what existence is. things, when I fill them, which
the self-object relationship that this They are life's signature, to me, give me a location in me, a sym-
patient came to feel made for per- the tracings of which I keep clear pathy with my own being, which
sonal change; and suggests it is whether I like some curves of it makes me feel at home in it,
or not. [Author's italics] gives me as a prime, first, place
necessary for other patients suffer-
We all do this "keeping clear." to be. [Author s italics]
ing from similar inner, subjective We cherish the ability to meet Just so, the whole person.
experiences: and reckon, perceive, reality-life Ignoring some prime parts of it,
in us and out us . . . and you and being ignored in them by
A fragile ego left alone remains were doing that, perceiving and others, got us into this pickle
fragile. It seems there must be reckoning intangibles in you on a The difference between us and
some balance that can be frontier, when you had your other people is only that, where
achieved so that schizophrenic troubles this fall they can scant their own consid-
patients can receive the benefits This young schizophrenic woman ering of their own self-site
of psychotherapy with therapists within, and get away with it,
then goes on to describe, quite even though at cost, . . . we . . .
who are sensitive to their special poignantly, the sense of fragile self-
needs and can help their egos can't. If we ignore living in/of
emerge, little by little. Medication equilibrium or "homeostasis" which ourselves, we don't survive.
or superficial support alone is not self-psychology alerts us to in the [Author's italics]
a substitute for the feeling that inner experience of a psychotic The hard thing is that culturally
one is understood by another human eople aren't looking for this,
being. [Author's italics] For me,
patient:
? hey are looking for spring-
releases of themselves, for
the greatest gift came the day I I have a metaphor about living
realized that my therapist really I thought up, recently. instance—rnaybe encounter
had stood by me for years and Its image is "homeostasis," groups Tire medical model is, to
that he would continue to stand which—to frame it here—is the see yourself in order to correct an ill-
by me and to help me achieve head-bodies' ability to keep its ness or pathology. That's too narrow,
what / wanted to achieve. best temperature, 98.6 °F even I think. The need is more, to include
[Recovering Patient 1986, p. 70] when the temperature goes up or yourself in order to live, all the time.
down outside it. In the culture we live in this
Think of holding a full coffee including is an invisible value,
Case #2. The patient is a young not represented among honored
cup on a saucer and going across
woman in her late thirties who has a room, keeping it level. That's aims as making a worthwhile per-
been in and out of psychiatric treat- keeping the cup's homeostasis . . . son [Author's italics]
ments for over 10 years, first more keeping its state as it might best If locating yourself is important
intensively in psychoanalytically be, through your motions. for people to do, there should be
Tasks or accomplishments are a point at which one can't do
oriented inpatient facilities and now without it, right? True, and we're
like this, too: one arranges
in more attenuated fashion through oneself to bring out one s best, it: we are that point at which a
day hospitals, halfway houses, and for the task's best, leaving aside person can't do without
active rehabilitation services. She what doesn't fill that function. [Author's italics]
wrote a letter to a younger friend The thing is, people sometimes The trouble is—the full coffee-
who was recently hospitalized for a organize only for a series of cup spills over if you do not meet
homeostases outside them: for its homeostasis right; . . . you can
serious psychiatric disturbance. She example, accomplishments; then, tell when you don't do it right.
began by explaining how a great being the right person for some- The self-homeostasis doesn t
deal of one's inner experience can body else— . . . which may not be show like that when ignored. It
be confused when one has under- where one is in one's self at the has no external bad effects that
gone serious psychotic disturbance: moment. we've learned to gauge or have to
Then there is, and this is the gauge until something goes very
harder to read, the "homeostasis" wrong. Our crises are that noti-
Did it occur to you that the of the inside of the person her [self] fication; valuable, not soon
things which do not accurately or himself [Author's italics] replicated, perhaps. I'm—some of
represent what they claim to, us [here at the hospital] are learn-
which are "misdone," Here, our patient describes the ing to find the smaller indices of
"misfound-as-true," in me, ... inner subjective dilemma of the where we miss ourselves
for example—contribute to my schizophrenic person: [Personal communication,
320 SCHIZOPHRENIA BULLETIN

author's italics; see also Pollack mentation-prone, fear-related self. pain: through open, flexible, and
1983] An understanding of this experi- therapeutic exploration of what
they, themselves, already know,

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ence is mirrored in the theory of
Summary and Conclusions self-psychology, which recognizes about their own selves—but need to
the legitimate ongoing need for an have understood, verified, and
The metapsychology of self- empathic matrix of self/self-object empathically shared by us to make
psychology both broadens and connections for psychological suste- them feel truly comprehensible,
deepens the clinician's understand- nance, growth, and security. truly comfortable. Such an experi-
ing of the inner experience of the The sphere of empirical research ence-near concept of the self and of
schizophrenic patient. In shifting on schizophrenia has expanded our its vicissitudes offers new hope,
the focus from hypothetical internal concept of the course of the illness both for the legitimacy of accepting
structures to a more experience- (Strauss 1982), as well as its capac- the significance of our patients' true
near concept of the primacy of the ity for long-term amelioration and inner life as they experience it, and
self, a self suffering from the pain cure when studied over time (Hard- for bridging the gap between their
of fragmentation—an individual ing et al. 1987). The significance of experiential insight into schizo-
seeking self-soothing, merger, or nonclassical therapeutic techniques phrenia and our outsiders' view—
idealization for the revitalization of for inner (e.g., self-esteem) listening patiently and waiting to be
a sense of wholeness or cohesion— changes—such as work therapy, taken within.
Kohut's work creates a bridge social skills training, or psychiatric
through empathic introspection into rehabilitation (Anthony 1979; Liber-
psychotic subjectivity. Moreover, man et al. 1986; Harding et al. 1987; References
recognizing the legitimacy and need Strauss et al. 1988)—has been dem-
Adler, G. The psychotherapy of
for self-object functions on the part onstrated.2 Demands must now be
schizophrenia: Semrad's contribu-
of significant others, especially on put upon depth psychology and
tions to current psychoanalytic
the part of the therapist, diminishes psychoanalytic concepts of psy-
concepts. Schizophrenia Bulletin,
potential disharmony between the choses to follow suit. We must
5:130-137, 1979.
therapist's sense of reality and the expand our parameters to include a
patient's inner subjective experi- more subjective, experience-near Anthony, W.A. Principles of Psychi-
ence. The patient's inner tension comprehension of our patients' atric Rehabilitation. Baltimore:
states of enfeeblement and frag- lives. University Park, 1979.
mentation, therefore, which require Psychoanalytic self-psychology Day, M., and Semrad, E.V. Schizo-
use of another person to maintain offers a theoretical and practical set phrenic reactions. In: Nicholi,
stability and relief (indeed, which of tools for better approaching the A.M., ed. The Harvard Guide to Mod-
require the experience of the other inner boundaries of schizophrenic ern Psychiatry. Cambridge, MA:
as a merged part of the self), may patients' experience, as they see it. It Harvard University Press, 1978.
then become more acceptable to a offers the opportunity for bearing pp. 191-241.
therapist or significant other. Con- together with these people their Freud, S. A case of paranoia. (1911)
sequently, we as self-objects may, In: Collected Papers. Vol. III. London:
in turn, better tolerate the experi- 2
I have argued elsewhere that a hid- Hogarth Press, 1948. pp. 387-470.
ence of being "taken in" in this den psychodynamic principle behind
way—fused and at times apparently Freud, S. The loss of reality in neu-
rehabilitation therapy's clear success rate
incorporated—and thereby use our and central meaning in psychiatric ill- rosis and psychosis. (1924) In:
role for greater indepth understand- ness is its powerful effect on self- Collected Papers. Vol. II. L o n d o n :
ing of the subjective inner life of functions: most especially, self-esteem Hogarth Press, 1948. pp. 277-282.
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cohesion. Analytic clinicians have unfor- development of treatment of schizo-
The life or death psychological tunately continued to ignore the salience
struggle for self-honieoslnsis—as one phrenics by psychoanalytic therapy.
of such "vocational" interventions, but
of our own schizophrenic patients their growing success appears to be Psychiatry, 11:263-273, 1948.
herself put it—is a central subjective forcing a reappraisal, and perhaps a Harding, CM.; Brooks, G.W.; Ash-
inner experience of the psychotic new look at their depth psychological ikaga, T.; Strauss, J.S.; and Breier,
person's disorganization and frag- meaning (see Pollack 1986a, 1986b). A. The Vermont longitudinal study
VOL 15, NO. 2, 1989 321

of persons with severe mental ill- Kohut, H. Two letters. In: Gold- Strauss, J.S. "The Course of Psychi-
ness: II. Long-term outcome of berg, A., ed. Advances in Self- atric Disorder: A Model for

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subjects who retrospectively met Psychology. New York: International Understanding and Treatment."
DSM-UI criteria for schizophrenia. Universities Press, 1980. Hibbs Award Presentation, Annual
American journal of Psychiatry, pp. 449-469. Meeting of the American Psychiatric
144:727-735, 1987. Kohut, H., and Wolf, E.S. The dis- Association, New York, May 1982.
Harding, CM.; Strauss, J.S.; Hafez, orders of the self and their Strauss, J.S.; Harding, CM.; and
H.; and Liberman, P.B. Work and treatment: An outline. International Silverman, M. Work as treatment
mental illness: Toward an integra- journal of Psychoanalysis, 59:413-425, for psychiatric disorder: A puzzle in
tion of rehabilitation processes. 1978. pieces—Report of a conference. In:
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175:317-326, 1987. Liberman, R.P.; Mueser, K.T.; and
Vocational Rehabilitation of Persons
Wallace, C.J. Social skills training
Hartmann, H. The mutual influ- With Prolonged Psychiatric Disorders.
for schizophrenic individuals at risk
ences in the development of ego Baltimore: Johns Hopkins Univer-
for relapse. American journal of Psy-
and id. In: The Psychoanalytic Study sity Press, 1988.
chiatry, 143:523-526, 1986.
of the Child. Vol. 5. New York: Inter- Sullivan, H.S. The Interpersonal The-
national Universities Press, 1952. Magid, B. Some contributions of ory of Psychiatry. New York: Norton,
pp. 9-30. self psychology to the treatment of 1953.
borderline and schizophrenic
Hartmann, H. Contributions to the patients. Dynamic Psychotherapy, Tolpin, M., and Kohut, H. The dis-
metapsychology of schizophrenia. 2:101-122, 1984. orders of the self: The psycho-
In: The Psychoanalytic Study of the pathology of the first years of life.
Child. Vol. 8. New York: Interna- Modell, A. Some recent psychoana- In: Greenspan, S.I., and Pollack,
tional Universities Press, 1953. lytic theories of schizophrenia. G., eds. The Course of Life. Rockville,
pp. 177-198. Psychoanalytic Revieiv, 43:181-194, MD: National Institute of Mental
1956. Health, 1980. pp. 425-442.
Jacobson, E. Contributions to the
metapsychology of psychotic identi- Pollack, W.S. "The Day Hospital as
fications, journal of the American a Therapeutic Holding Environ-
Psychoanalytic Association, 2:239-262, ment." Proceedings of the Annual Acknowledgments
1954. Conference on Partial Hospitaliza-
tion, #7. Boston, MA: AAPH, 1983. The author would like to acknowl-
Jacobson, E. The Self and the Object edge the dedicated work of the late
World. New York: International Uni- Pollack, W.S. Borderline personality Dr. Alfred Stanton in teaching him
versities Press, 1964. disorder: Definition, diagnosis and how to listen to the inner experi-
Kernberg, O. Object Relations Theory assessment. In: Keller, P.A., and ence of schizophrenia. Dr. Shervert
and Clinical Psychoanalysis. New Ritt, L.G., eds. Innovations in Clini- Frazier, the staff, and the patients
York: Jason Aronson, 1976. cal Practice: A Source Book. Vol. 5. of McLean Hospital (and especially
Sarasota, FL: Professional Resource the working group on Codman
Kohut, H. The Analysis of the Self.
Exchange, 1986a. pp. 103-112. House III) should be recognized for
New York: International Univer-
sities Press, 1971. Pollack, W.S. Borderline personality giving the author the opportunity
disorder: Treatment considerations. to immerse himself in the lives of
Kohut, H. The Restoration of the Self.
In: Keller, P.A., and Ritt, L.G., eds. psychotic patients, in depth. Dr.
New York: International Univer- Ray Greenberg first nourished the
sities Press, 1977. Innovations in Clinical Practice: A
Source Book. Vol. 5. Sarasota, FL: author's interest in applying self-
Kohut, H. Introspection, empathy Professional Resource Exchange, psychology to understanding the
and psychoanalysis. In: Ornstein, 1986b. pp. 113-135. experience of psychosis. His help
P.H., ed. The Sense for the Self: and support are much appreciated.
Selected Writings of Heinz Kohut: Recovering Patient. "Can we talk?" Drs. A. Frank, J. Gunderson, M.
1950-1978. Vols. 1 and 2. New The schizophrenic patient in psy- Padwa, and R. Waldinger are to be
York: International Universities chotherapy. American journal of thanked for their editorial assistance
Press, 1978. pp. 205-232. Psychiatry, 143:68-70, 1986. and suggestions.
322 SCHIZOPHRENIA BULLETIN

House 111, and Director, Continuing Instructor in Psychology, Depart-


The Author Education in Psychology, McLean ment of Psychiatry, Harvard

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Hospital, Belmont, MA. He is also Medical School, Boston, MA.
William S. Pollack, Ph.D., is
Psychologist-in-Charge, Codman

What is schizophrenia? What through the use of analogy. It


Schizophrenia: causes it? How is it treated? How briefly describes what is known
Questions and can other people help? What
is the outlook? These are the ques-
about causes—the influence
of genetics, environment, and
Answers tions addressed in a booklet biochemistry. It also discusses com-
prepared by the Schizophrenia mon treatment techniques. The
Research Branch of the National booklet closes with a discussion of
Institute of Mental Health. the prospects for understanding
Directed to readers who may schizophrenia in the coming decade
have little or no professional and the outlook for individuals
training in schizophrenia-related who are now victims of this severe
disciplines, the booklet provides an- and often chronic mental disorder.
swers and explanations for many Single copies of Schizophrenia:
commonly asked questions of Questions and Answers (DHHS
the complex issues about schizo- Publication No. ADM 86-1457)
phrenia. It also conveys something are available from the Public
of the sense of unreality, fears, Inquiries Branch, National Institute
and loneliness that a schizophrenic of Mental Health, Room 15C-
individual often experiences. 05, 5600 Fishers Lane, Rockville,
The booklet describes "The MD 20857.
World of the Schizophrenic Patient"

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