LWT - Food Science and Technology 107 (2019) 280-290

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LWT - Food Science and Technology 107 (2019) 280–290

Contents lists available at ScienceDirect

LWT - Food Science and Technology


journal homepage: www.elsevier.com/locate/lwt

Carvacrol and astaxanthin co-entrapment in beeswax solid lipid T


nanoparticles as an efficient nano-system with dual antioxidant and anti-
biofilm activities
Mohammad Shakeria, Seyed Hadi Razavia,∗∗, Shahryar Shakerib,∗
a
Department of Food Science, Engineering and Technology, Faculty of Agricultural Engineering and Technology, University of Tehran, Karaj, Iran
b
Department of Biotechnology, Institute of Science and High Technology and Environmental Sciences, Graduate University of Advanced Technology, Kerman, Iran

A R T I C LE I N FO A B S T R A C T

Keywords: Carvacrol (Car) and astaxanthin (Asta) are widely used in the food industry as antimicrobial and antioxidant
Simultaneous entrapment agents. This study investigated simultaneous entrapment of them in beeswax solid lipid nanoparticles (BW.SLNs)
Carvacrol in order to increase their biological activities. Constituents of optimized formulation (lecithin (7.31 mg), tween
Astaxanthin 80 (0.81% v/v), beeswax (25.04 mg), Asta (500 μg) and Car (5 mg)) were determined by response surface
Beeswax solid lipid nanoparticles
methodology. Car/Asta loaded BW.SLNs (Car/Asta-BW.SLNs) were prepared with size and zeta potential of
Dual activities
58.8 nm and −36 mV, respectively. High entrapment efficacy (EE) for Asta (94.6 ± 0.72%) and Car
(88.5 ± 1.9%) was achieved. In-vitro release study showed that Car was released into the buffer solution two
times more than Asta. Entrapped Car and Asta were more stable under acidic and alkaline conditions. Also, 98.2
and 91.37% of entrapped molecules were intact in BW.SLNs under high oxidative condition. Car/Asta-BW.SLNs
(1.5 mg/mL) showed efficiency to remove 92.87 and 84.25% and kill 94.81 and 83.26% of total Pseudomonas
aeruginosa and Staphylococcus aureus biofilms cells. In conclusion, simultaneous entrapment of Car and Asta by
BW.SLNs is reported for the first time and Car/Asta-BW.SLNs can be applied as an efficient nano-system with
dual antioxidant and anti-biofilm functions.

1. Introduction presents free radical scavenging and anti-inflammatory activity and can
protect the human body against adverse effects of ROS and OS.
Antimicrobial and antioxidant compounds originated from natural Like many other essential oils and carotenoids, carvacrol and as-
sources have been applied in the food industry (Aziz & Karboune, taxanthin are hydrophobic and lipid-soluble. They have poor solubility
2018). Among them, carvacrol and astaxanthin are predominant in in water, which has limited their applications as food additives.
oregano and microalgae Haematococcus pluvialis, respectively (Ambati, Furthermore, some physicochemical properties of foods may change the
Phang, Ravi, & Aswathanarayana, 2014; Marinelli, Di Stefano, & stability and antioxidant activity of these bioactive compounds
Cacciatore, 2018). The existence of phenolic hydroxyl groups in car- (Anarjan, Tan, Nehdi, & Ling, 2012; Marinelli et al., 2018). Also, car-
vacrol and extended polyene chain of conjugated double bonds in as- vacrol is a volatile compound and could be oxidate or decompose under
taxanthin are responsible for their antimicrobial and antioxidant ac- the air or light conditions (Nostro et al., 2009). Hence, increasing their
tivities (Higuera-Ciapara, Felix-Valenzuela, & Goycoolea, 2006; Xu, half-life, oxidation stability, and water solubility is necessary for the
Zhou, Ji, Pei, & Xu, 2008). Antimicrobial activity of carvacrol against food and beverage industries. To overcome these limitations, various
pathogenic bacteria is well known in food packaging material research works were carried out to entrap or encapsulate these bioac-
(Rodriguez-Garcia et al., 2016). Also, its anti-biofilm activity against tives in nanocarriers.
biofilm forming pathogenic bacteria has been studied (Nostro et al., Several nano-formulations have been investigated for entrapment of
2009). Reactive oxygen species (ROS) and oxidative stresses (OS) are carvacrol such as chitosan (Keawchaoon & Yoksan, 2011), poly-
considered as main concerns to cause human diseases (Pizzino et al., hydroxybutyrate (PHB) (Shakeri, Shakeri, & Hojjatoleslami, 2014), poly
2017). Astaxanthin, the most powerful antioxidant among carotenoids, (lactic-co-glycolic acid (PLGA) (Iannitelli et al., 2011) and zein


Corresponding author.
∗∗
Corresponding author.
E-mail addresses: mohammad.shakeri@ut.ac.ir (M. Shakeri), srazavi@ut.ac.ir (S.H. Razavi), sh.shakeri@kgut.ac.ir (S. Shakeri).

https://doi.org/10.1016/j.lwt.2019.03.031
Received 31 December 2018; Received in revised form 7 March 2019; Accepted 9 March 2019
Available online 13 March 2019
0023-6438/ © 2019 Elsevier Ltd. All rights reserved.
M. Shakeri, et al. LWT - Food Science and Technology 107 (2019) 280–290

nanoparticles (Wu, Luo, & Wang, 2012). Recently, a nanoemulsion was (TTC) and crystal violet (CV) were purchased from Merck (Darmstadt,
used for delivery of carvacrol. This nanoemulsion was effective to in- Germany). Acetonitrile and all other solvents were used in this study
activate microflora on fresh-cut vegetables (Sow, Tirtawinata, Yang, were of the highest grade commercially available. Microtiter plates
Shao, & Wang, 2017). were purchased from Dynatech, Immulon. The reference strains used
Also, nanocarriers made from stearic based solid lipid nanoparticles for the testing of biofilm removal and killing were Pseudomonas aeru-
(SLNs) (Li, Zahi, Yuan, Tian, & Liang, 2016), polysaccharides (Anarjan ginosa (ATCC 15442) and Staphylococcus aureus (ATCC 6538). Bacterial
& Tan, 2013c) and liposomes (Pan, Zhang, Gu, & Zhang, 2018) have strains were stored in glycerol stock (15%v/v) at −80 °C.
been applied for astaxanthin nano-delivery with the aims of increasing
their stability and water solubility for the medical and food industry 2.2. Statistical experimental design, optimization of data and validation of
applications (Weiss et al., 2008). More stable formulations, controlled response surface methodology (RSM)
release kinetics of bioactives and their protection against physico-
chemical factors can be achieved by using SLNs (Kumar & Randhawa, Central Composite statistical design was employed with 5 factors, 3
2013). SLNs made from beeswax (BW) and carnauba wax were em- levels and 26 runs for the optimization study using Design-Expert
ployed for entrapment of ketoprofen (Kheradmandnia, Vasheghani- software (Design-Expert 10.0.7.0). Lecithin (X1), tween 80 (X2),
Farahani, Nosrati, & Atyabi, 2010). Beeswax is usually used in the food beeswax (X3), astaxanthin (X4) and carvacrol (X5) were selected as
industry and packaging as edible film mixed with chitosan (Velickova, independent variables and they were set at low, medium and high le-
Winkelhausen, Kuzmanova, Moldao-Martins, & Alves, 2015) or poly- vels on the basis of the results of initial trials (Supplementary material
lactic acid (PLA) (Lim, Kim, Ko, & Park, 2015). It is non-toxic and edible S1 and Table S1). Then, different batches were prepared with different
biomaterial that can be used for the preparation of SLNs due to its low independent variables at different levels and response like entrapment
cost. Furthermore, its hydrophobic property makes it a suitable matrix efficiency was obtained. The data was substituted to the design expert
for lipid-soluble active compounds. software and then, polynomial equations were determined (Anarjan &
Interestingly, co-entrapment or co-encapsulation of carvacrol and Tan, 2013b).
astaxanthin simultaneously in beeswax solid lipid nanoparticles
(BW.SLNs) is not investigated up to now. Therefore, the current re-
2.3. Preparation of Car/Asta-BW.SLNs, Car-BW.SLNs, Asta-BW.SLNs and
search work focused on the preparation and optimization of carvacrol/
unloaded BW.SLNs (U-BW.SLNs)
astaxanthin loaded BW.SLNs (Car/Asta-BW.SLNs). Response surface
methodology (RSM) was used to optimize the preparation conditions of
A nano-emulsion technique was used for the preparation of Car/
nano-formulations. RSM consists of a group of mathematical techniques
Asta-BW.SLNs (Kheradmandnia et al., 2010). Briefly, specified amounts
based on the fit of empirical models to the experimental data obtained
of BW (25.04 mg), lecithin (7.31 mg), Car (5 mg) and Asta (500 μg)
in relation to experimental design (Bezerra, Santelli, Oliveira, Villar, &
were melted in a screw cap glass tube in the water bath at 90 C°. In the
Escaleira, 2008). In a previous study, RSM was applied to investigate
same way, 5 mL of aqueous solution (deionized water) of tween 80
the optimal levels of some processing parameters to optimize the mi-
(0.81% v/v) was heated at 90 °C for 10 min and was added to the
crowave-assisted extraction of astaxanthin from Phaffia rhodozyma
molten beeswax-lecithin mixture, leading to the formation of an
(Zhu, Han, Chen, & Han, 2010, pp. 2104–2109). Also, the detailed
emulsion. The resulting primary emulsion was gently stirred for 1 min
characterization, pH, storage and oxidative stability, radical scavenging
and the resulting emulsion was dispersed at 24 kHz within 2 min using
and anti-biofilm activities of Car/Asta-BW.SLNs were investigated. A
an ultrasonic homogenizer. Finally, this emulsion was gradually poured
schematic illustration representing the Car/Asta-BW.SLNs and their
by means of a syringe into 50 mL cold water (4 °C) (volume ratio 1:10)
dual activity is shown in Fig. 1.
with magnetic stirring (1100 rpm) for 2 min to allow the formation of
Car/Asta-BW.SLNs. Also, this method was used for the preparation of U-
2. Materials and methods BW.SLNs, Car-BW.SLNs and Asta-BW.SLNs. The compositions used for
the preparation of unloaded and loaded BW.SLNs are shown in Table 1
2.1. Materials and supplementary material S2.

Refined beeswax (BW) with purity of 99% and melting point of 2.4. Characterization of unloaded and loaded BW.SLNs
61–65 °C, astaxanthin (Asta), carvacrol (Car), egg yolk lecithin (L-α-
phosphatidylcholine) and 2, 2-Diphenyl-1-picrylhydrazyl (DPPH) were 2.4.1. Yield determination of BW.SLNs
obtained from Sigma Aldrich (St Louis, Mo., USA). Tween-80, nutrient To measure the yield of prepared BW.SLNs, 10 mL of prepared
broth (NB), tryptic soy broth (TSB), triphenyltetrazolium chloride BW.SLNs was freeze dried. Then the resulting nanoparticles were

Fig. 1. Schematic illustration of Car/Asta-BW.SLNs preparation by nano-emulsion method and their dual antioxidant and anti-biofilm activities (beeswax (BW),
astaxanthin (Asta), carvacrol (Car), lecithin (Lec).

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M. Shakeri, et al. LWT - Food Science and Technology 107 (2019) 280–290

Table 1
The compositions used for the preparation of Car/Asta-BW.SLNs, Car-BW.SLNs, Asta-BW.SLNs and U-BW.SLNs.
Formulation Beeswax (mg) Lecithin (mg) Carvacrol (mg) Astaxanthin (μg) Tween 80 (% v/v)

U-BW.SLNs 25.04 7.31 – – 0.81


Car-BW.SLNs 25.04 7.31 5 – 0.81
Asta-BW.SLNs 25.04 7.31 – 500 0.81
Car/Asta-BW.SLNs (optimized) 25.04 7.31 5 500 0.81

weighed and the mass of the sample was obtained. mL acetonitrile solution) and Car/Asta loaded in BW.SLNs (1 mg/mL
aqueous suspension) were tested with the pH values of 2 and 9. The pH
2.4.2. Scanning electron microscopy (SEM) of formulations was adjusted to 2 or 9 and formulations were incubated
Morphology of nanoparticles was investigated by using a JEOL for 7 days, at room temperature, in the dark. After defined incubation
LSM5600LV scanning electron microscopy. Samples of unloaded and times, 1 mL of each formulation was collected and Car and Asta were
loaded BW.SLNs were purified by centrifugation. The resulting nano- extracted and measured by HPLC. Finally, pH stability was calculated
particles were frozen at −20 °C and freeze-dried by a freeze dryer. by the following Eq. (3) (Li et al., 2016):
These samples were used for analysis by SEM.
pH stability (%) = (Residual amount of carvacrol or astaxanthin (mg))
/ (Original amount of carvacrol or astaxanthin (mg)) × 100 (3)
2.4.3. Determination of size and zeta potential of unloaded and loaded
BW.SLNs
Determination of size and dimension was performed by means of a
Zetasizer Nano DLS (Silas, France). Deionized water was used as a 2.8. Stability of loaded Car and Asta in BW.SLNs under oxidative condition
background. Zeta potential of the nanoparticles was determined by (H2O2)
Beckman coulter delsa™ nano zeta potential analyzer. BW.SLNs were
dispersed in deionized water and were subjected to zeta potential The oxidative stability of F-Car, F-Asta, and Car/Asta loaded in
analysis at room temperature. BW.SLNs was studied in hydrogen peroxide (H2O2) solution (Li et al.,
2016). All samples including F-Car (100 μg/mL aqueous solution), F-
2.5. Determination of entrapment efficacy (EE) of Car and Asta Asta (10 μg/mL acetonitrile solution) and Car/Asta-BW.SLNs (1 mg/mL
aqueous suspension)) were prepared with various amounts of H2O2
One milliliter of each nanoparticle suspension (Car/Asta-BW.SLNs, (0.1, 0.5, 1%). The samples were incubated at room temperature for 2 h
Car-BW.SLNs, and Asta-BW.SLNs) was centrifuged at 4500×g for in the dark. Then, 1 mL of samples was collected and then, Car and Asta
10 min and resulting nanoparticles phase (upper phase) was removed were extracted and their oxidative stability was measured by HPLC and
and added to 5 mL of acetonitrile. This solution was stirred at 1000 rpm calculated by the following Eq. (4):
for 30 min and then was centrifuged at 4500×g for 10 min. Then, ab- Oxidative stability (%) = (Residual amount of carvacrol or astaxanthin
sorption at 270 and 470 nm was measured to calculate Car and Asta by (mg) / (Original amount of carvacrol or astaxanthin (mg)) × 100 (4)
UV spectrophotometry, respectively. The entrapment efficacy for Car
and Asta by BW.SLNs was calculated based on the standard curve and
the following Eq. (1) (Keshavarzi, Shakeri, & Kiani, 2015):
2.9. Stability of size and zeta potential of Car/Asta-BW.SLNs after 30 days
Entrapment efficacy (EE%) = (loaded carvacrol or astaxanthin (mg)) /
(Total added carvacrol or astaxanthin (mg)) × 100 (1) Size and zeta potential of Car/Asta-BW.SLNs can be changed during
storage conditions. Storage stability of BW.SLNs loaded with Car and
Asta was measured in 4 °C for 30 days. Nanoparticles suspensions were
2.6. In-vitro release profile of Car and Asta from BW.SLNs
placed into the sealed chamber for 30 days at 4 °C. Then, particle size
and zeta potential of Car/Asta-BW.SLNs were analyzed by a dynamic
The release profile of Car and Asta from BW.SLNs was studied by
light-scattering instrument. Each test was done in triplicates.
dialysis method. Car/Asta-BW.SLNs suspension was poured inside dia-
lysis membranes with molecular weight cut-off 12000 Da. Then, the
dialysis tube was placed into the external aqueous phase of the PBS
2.10. Determination of DPPH radical scavenging activity of F-Car, F-Asta,
solution (pH: 7.4) with magnetic stirring (500 rpm) at 30 °C. Finally,
U-BW.SLNs and Car/Asta-BW.SLNs
1 mL of samples inside the dialysis membrane was collected at defined
time intervals and the amount of released Car and Asta was determined
Radical scavenging ability of F-Car (100 μg/mL), F-Asta (10 μg/mL),
by UV spectrophotometry as the above method for determination of
U-BW.SLNs (1 mg/mL) and Car/Asta-BWSLNs (1 mg/mL) was assessed
entrapment efficacy. Cumulative release of Car and Asta was calculated
using DPPH method with some modification (Pan et al., 2018). These
by Eq. (2).
amounts of F-Car and F-Asta which were used for stability test or DPPH
Cumulative release (%) = (Released amount of carvacrol or astax- assay were almost equal to their amounts which were entrapped in
anthin (mg)) / (Total loaded carvacrol or astaxanthin (mg)) × 100 BW.SLNs (1 mg/mL aqueous solution). 1 mL of samples was added to
(2) 2 mL of DPPH solution (0.1 mM ethanol) and mixed well. The solutions
were incubated in the dark at room temperature for 30 min. Then, the
solutions were centrifuged at 4500×g for 10 min and the absorbance
2.7. Stability of loaded Car and Asta in BW.SLNs under acidic and alkaline value of supernatant was determined at 517 nm by the spectro-
pH photometer. Ethanol was used as control experiment. Finally, radical
scavenging activity (%) was calculated by Eq. (5):
The structural properties of Car and Asta can be easily changed in
acidic and alkaline fluids. The chemical stability of free carvacrol (F- Radical scavenging activity (%) = (Abs control-Abs sample) / (Abs
Car) (100 μg/mL aqueous solution), free astaxanthin (F-Asta) (10 μg/ control) × 100 (5)

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M. Shakeri, et al. LWT - Food Science and Technology 107 (2019) 280–290

Table 2
Obtained responses of 26 runs of experiments according to central composite design. Abbreviation: (encapsulation efficacy: EE).
Run Factor 1 Factor 2 Factor 3 Factor 4 Factor 5 Response 1 Response 2 Response 3

X1 Lecithin X2 Tween 80 X3 Beeswax X4 Astaxanthin X5 Carvacrol Y EE for Astaxanthin – EE for Carvacrol – Size

mg % mg μg mg % % nm

1 6.25 1.5 25 500 5 97.46 86.91 62.5


2 12.5 1 50 300 2.5 83.74 81.82 70.7
3 18.75 0.5 75 100 5 98.53 87.9 66.2
4 12.5 1 50 300 5 94.83 89.5 68.1
5 6.25 1.5 75 100 5 96.54 91.43 73.1
6 18.75 1.5 25 100 5 98.6 92.7 57.4
7 12.5 1 50 500 2.5 86.83 79.45 73.7
8 12.5 1 50 300 2.5 81.25 83.51 69.4
9 6.25 0.5 75 500 5 95.64 87.72 74.9
10 12.5 1 50 300 0 39.34 0 72.5
11 12.5 1 50 300 2.5 84.87 80.95 68.3
12 6.25 0.5 25 100 0 25.91 0 69.8
13 18.75 0.5 75 500 0 58.7 0 75.7
14 12.5 1 50 100 2.5 74.19 83.65 70.2
15 12.5 1.5 50 300 2.5 84.66 77.03 73.9
16 12.5 1 50 300 2.5 81.17 81.6 72.6
17 18.75 1.5 25 500 0 41.47 0 77.5
18 18.75 0.5 25 500 5 96.78 87.51 60.4
19 12.5 1 25 300 2.5 83.8 80.3 70.6
20 6.25 1 50 300 2.5 85.71 78.5 69.4
21 12.5 1 75 300 2.5 85.27 78.27 72.9
22 6.25 1.5 75 500 0 56.48 0 77.1
23 18.75 1.5 75 100 0 33.4 0 76.9
24 12.5 1 50 300 2.5 82.7 82.19 71.6
25 18.75 1 50 300 2.5 83.56 75.64 71.3
26 12.5 0.5 50 300 2.5 76.56 85.12 70.1

2.11. HPLC analysis of Car and Asta TSB medium, only. Plates were made in triplicate, covered, and in-
cubated for 48 h at 37 °C. After the incubation period, the planktonic
Car and Asta were analyzed by HPLC (Shimadzu system) equipped suspension and nutrient solutions were aspirated and biofilm washed
with an analytical reversed phase C18 column (4.6 × 250 mm, 5 μm, with water. The plates were vigorously shaken in order to remove all
Diamodsil™). For carvacrol detection, the mobile phase was acetoni- non-adherent planktonic cells. Then, different nano-formulations were
trile-water (40:60). The flow rate was 1.5 mL/min and the temperature applied to bacterial biofilm.
of the column was kept at 30 °C. The detection wavelength was set at
276 nm (Hajimehdipoor, Shekarchi, Khanavi, Adib, & Amri, 2010). For 2.12.3. Assessment of the potential of formulations either to remove or to
astaxanthin detection, the mobile phase was methanol, acetonitrile, and kill biofilm cells
water (20%, 75.5% and 5% v/v, respectively). The flow rate and tem- These formulations were separately used in a disinfection regimen
perature of the column were 1 mL/min and 30 °C, respectively. The to evaluate their effect on biofilm removal and killing. Formulations
wavelength was set at 476 nm and the injection volume was 10 μL (Lu, were applied to wells immediately after washing the biofilm. All wells
Zhang, Zhao, Zhou, & Yu, 2010). in a column received the same treatment. In addition to the formula-
tion-treated columns, each plate had one control (untreated) biofilm
2.12. Assessment of the potential of F-Car, F-Asta, U-BW.SLNs and Car/ column and one blank (sterile) column. After 1 h, suspensions were
Asta-BW.SLNs against bacterial biofilms removed and wells were stained with 2% CV (2% w/v) for 5 min or 2, 3,
5- triphenyl tetrazolium chloride (TTC, 2% w/v) for 1.5 h in the dark-
The antibiofilm activity of different formulations including: F-Car, ness. In this study, TTC was used to measure active metabolism and
F-Asta, U-BW.SLNs and Car/Asta-BW.SLNs was assessed at various respiration by bacterial cells that survived during treatment with for-
concentrations (0, 0.3, 0.5, 0.8, 1.1 and 1.5 mg/mL) either to remove or mulations. After staining, the wells were rinsed and then filled with
to kill biofilm of Pseudomonas aeruginosa (ATCC 15442) and 96% ethanol. After 15 min incubation, the plates were vigorously
Staphylococcus aureus (ATCC 6538). shaken prior to reading absorbance at 570 nm (CV-stained wells) and
450 nm (TTC- stained wells) (Shakeri, Kermanshahi, Moghaddam, &
2.12.1. Bacterial growth Emtiazi, 2007). A measure of formulation efficacy (i.e. the percentage
Pseudomonas aeruginosa and Staphylococcus aureus were used to form reduction in stain) was calculated from the blank, control and treated
biofilm because these strains have a good biofilm formation capacity at absorbance values (Eq. (6)) (Pitts, Hamilton, Zelver, & Stewart, 2003):
37 °C in the microtiter plate. An overnight culture of P. aeruginosa and
Killing or removal efficacy (%) = [(CeB)-(T-B)] / (CeB) × 100 (6)
S. aureus were prepared in tryptic soy broth (TSB) medium and then
used for determination of minimum inhibitory concentration (MIC) and Where C denotes the average absorbance for control wells, B denotes
biofilm formation in 96 wells microtiter plates. the average absorbance for blank wells, and T denotes the average
absorbance for treated wells.
2.12.2. Biofilm formation in 96-well microtiter plates
One milliliter of each overnight culture was transferred to 10 mL of 2.13. Statistical analysis
sterile TSB medium. Then, 250 μL of an inoculated TSB medium was
transferred into the wells of the microtiter plate. Blank wells contained Statistical comparisons with statistically significant differences (p-

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M. Shakeri, et al. LWT - Food Science and Technology 107 (2019) 280–290

Fig. 2. 3-D response surface plots: the effects of Car and Asta (A) and the effect of Car and BW (B) on EE of Asta by BW.SLNs. Contour plots: the effects of Car and Asta
(C) and the effect of Car and BW (D) on EE of Asta by BW.SLNs.

value < 0.05) were prepared using statistical software (SAS). BW.SLNs. Prepared nanoparticles were spherical in shape and their size
was 58.8 ± 6 nm (Fig. 3A1, B1). Zeta potential of nanoparticles was
3. Results and discussion −36 mV (Fig. 3C1). The stable aqueous suspension of Car/Asta-
BW.SLNs was prepared and no aggregate or agglomerate of nano-
3.1. Optimization results particles was observed.

In this study, our aim was the preparation of BW.SLNs with si-
multaneous high efficiency for loading of carvacrol and astaxanthin. 3.3.2. Car-BW.SLNs
BW.SLNs were applied as a nano-system with dual antioxidant and anti- For the preparation of Car-BW.SLNs, Asta was removed from opti-
biofilm activities. Different batches were prepared with different in- mized formulation and then, nanoparticles were prepared and char-
dependent variables at different levels and response such as entrapment acterized. Spherical Car-BW.SLNs were prepared by the same method
efficiency (EE%) was obtained (Table 2, supplementary material S3 and and the same compositions of the optimized formulation. But, the size
Table S2). Three dimensional and contour plots (for response Y) were of the nanoparticles was increased to 61.8 ± 8.6 nm (Fig. 3A2, B2).
prepared and are shown in Fig. 2A–D. The 3D-response graphs and Zeta potential of these nanoparticles was increased to −43 mV
contour plots showed that EE of Asta was enhanced after increasing of (Fig. 3C2). Suspension of nanoparticles was very stable and no ag-
the content of BW in nanoparticles formulations. Also, maximum EE of gregate and agglomerate of nanoparticles was observed in aqueous
Asta in BW.SLNs was achieved when Car was incorporated in for- suspension. Fan, Xu, Xia, and Zhang (2008) prepared salidroside nano-
mulations. The composition of optimized formulation was included BW liposomes with particle size of less than 100 nm. Their findings in-
(25.04 mg), lecithin (7.31 mg), tween 80 (0.81%), Car (5 mg), and Asta dicated that unloaded liposomes had zero electric charge on their sur-
(500 μg) to fulfill requisites of an optimized Car/Asta-BW.SLNs for- face. But, the zeta potential of nano-liposomes significantly increased in
mulation. the range of −10 and −20 mV after loading with salidroside. They
concluded that interaction between the hydroxyl group of salidroside
3.2. Preparation of Car/Asta-BW.SLNs, Car-BW.SLNs, Asta-BW.SLNs and and choline generates the dipole tropism and consequently enhance
U-BW.SLNs surface electric charge of nanoparticles. In our study, it could be con-
cluded that the hydroxyl group of carvacrol could interact with the
Car/Asta-BW.SLNs, Car-BW.SLNs, Asta-BW.SLNs and U-BW.SLNs polar region of phosphatidylcholine to increase the zeta potential of
were prepared and used for size analysis, stability tests, antioxidant Car-BW-SLNs.
activity and assessment of their anti-biofilm potential against Gram-
negative and positive bacteria.
3.3.3. Asta-BW.SLNs
Also, Asta-BW.SLNs were prepared spherically and their size was
3.3. Morphology, size and zeta potential analysis of nanoparticles
determined 75.5 ± 9.7 nm (Fig. 3A3, B3). Nanoparticles were mono-
modal, but a significant difference of zeta potential was observed be-
3.3.1. Car/Asta-BW.SLNs
tween Asta-BW.SLNs and Car-BW.SLNs or Car/Asta-BW.SLNs. Zeta po-
The composition of optimized formulation was included: BW
tential of Asta-BW.SLNs was decreased to −28.8 mV after entrapment
(25.04 mg), lecithin (7.31 mg), tween 80 (0.81%), Car (5 mg), and Asta
of Asta into the nanoparticles (Fig. 3C3).
(500 μg). Car and Asta were entrapped simultaneously into the

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M. Shakeri, et al. LWT - Food Science and Technology 107 (2019) 280–290

Fig. 3. SEM image (A1), size distribution (B1) and


zeta potential (C1) of Car/Asta-BW.SLNs. Spherical
and uniformly distributed Car/Asta-BW.SLNs were
prepared. Size and zeta potential of nanoparticles
were assessed as 58.8 ± 6 nm and −36 mV, re-
spectively. SEM image (A2), size distribution (B2)
and zeta potential (C2) of Car-BW.SLNs. Spherical
Car-BW.SLNs were observed and the size of nano-
particles was assessed as 61.8 ± 8.6 nm. SEM image
(A3), size distribution (B3) and zeta potential (C3) of
Asta-BW.SLNs. Size and zeta potential of Asta-
BW.SLNs were determined as 75.5 ± 9.7 nm and
−28.8 mV, respectively. SEM image (A4), size dis-
tribution (B4) and zeta potential (C4) of U-BW.SLNs.

3.3.4. U-BW.SLNs BW.SLNs. The formulations containing only Asta showed increased
U-BW.SLNs were prepared with 71.9 ± 4.8 nm in diameter and nanoparticles size. With incorporating Car into the formulations, the
mono-modal distribution in aqueous suspension (Fig. 3A4, B4). Nano- size of nanoparticles was decreased. Also, Car increased zeta potential
particles were very stable in suspension and zeta potential analysis of Asta-BW.SLNs from −28.8 to −36 mV in Car/Asta-BW.SLNs.
showed that U-BW.SLNs had a negative surface charge (−36.9 mV) The possible reason behind the reduction of the size of the nano-
(Fig. 3C4). It was shown that zeta potential or surface charge of particles might be the property of Car for increasing the surface charge
BW.SLNs was the main affected factor by loading or unloading of Car of BW.SLNs. The finding of Keawchaoon and Yoksan (2011) showed
and Asta into the nanoparticles. Loading of Car into the BW.SLNs in- that the diameter of nanoparticles was increased as a function of initial
creased zeta potential of nanoparticles from −36.9 (unloaded nano- carvacrol content. Also, similar to our work, the surface positive charge
particles) to −43 mV (Car-BW.SLNs). In the other side, entrapment of of chitosan nanoparticles decreased from +42.1 (unloaded chitosan
Asta into the BW.SLNS decreased zeta potential of unloaded nano- nanoparticles) to +29.4 mV in carvacrol loaded chitosan nanoparticles
particles from −36.9 to −28.8 mV in Asta-BW.SLNs. Interestingly, si- (chitosan: carvacrol ratio, 1:1.25 w/w). These results showed that the
multaneous entrapment of Asta and Car into the BW.SLNs enhanced surface positive and negative charges can be changed by loading and
zeta potential of nanoparticles from −28.8 to −36 mV in Car/Asta- entrapment of carvacrol into the nanoparticles.

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Table 3
Characterizations of unloaded and loaded BW-SLNs with Car and/or Asta. The data are shown as mean ± standard deviation (SD) (n = 3). Different letters (a-c) are
significantly different (p < 0.05). Abbreviation: Entrapment efficacy (EE).
Formulation Size (nm) Zeta potential (mV) Dispersity Yield (%) Carvacrol EE (%) Astaxanthin EE (%)

U-BW.SLNs 71.9 ± 10.5a −36.9 ± 1.2b Monomodal 96 ± 1.3a – –


Car-BW.SLNs 61.8 ± 8.6a −43.0 ± 1.9a Monomodal 94.2 ± 0.9a 89.4 ± 1.8a –
Asta-BW.SLNs 75.5 ± 9.7a −28.8 ± 0.6c Monomodal 95.5 ± 1.4a – 43.1 ± 2.7b
Car/Asta-BW.SLNs (optimized) 58.8 ± 7.4a −36.0 ± 1.8b Monomodal 96 ± 1.6a 88.5 ± 1.9a 94.6 ± 0.7a

entrap more than 88% of Car inside of nanoparticles. This high en-
trapment efficacy of carvacrol by nanoparticle system is reported by
this research for the first time. Also, EE of Asta in Asta-BW.SLNs and
Car/Asta-BW.SLNs was 43.1 ± 2.7 and 94.6 ± 0.72%, respectively.
However, the EE of Asta in Asta-BW.SLNs was much lower than Car/
Asta-BW.SLNs. Interestingly, maximum EE for Asta (94.6%) was
achieved, when this compound was loaded simultaneously with Car
into the nanoparticles (optimized formulation). Various colloidal and
nano-dispersion systems have been used for encapsulation and delivery
of astaxanthin (Anarjan & Tan, 2013a; Anarjan et al., 2012; Li et al.,
2016). But, liposomes that were prepared by Pan et al. (2018), showed
the highest encapsulation efficacy of 97.68% for astaxanthin. They used
soy phosphatidylcholine based liposomes for encapsulation of astax-
anthin and optimized nano-liposomes were prepared with the highest
astaxanthin content. They concluded that the possible interaction be-
tween astaxanthin and lipid bilayer containing cholesterol and lecithin,
could maintain astaxanthin efficacy.
In our study, BW based SLNs were prepared and showed EE of
94.6%. In our study, carvacrol, as a liquid oily compound, helped as-
taxanthin to dissolve more homogeneously in beeswax-lecithin phase.
Also, the results showed that with increasing of Car amount in for-
mulations, the EE of Asta was increased. The high EE of Asta was
Fig. 4. Release profiles of Car (-●-) and Asta (-■-) from BW.SLNs in PBS (pH
achieved in the entire Car containing formulations. Changing of poly-
7.4) and 500 rpm at 30 °C. Three release phases (the first initial burst release
morphism and crystallinity miscibility of solid lipid-based nanoparticles
(IBR) from 1 to 3 h, second release phase from 3 to 24 h and final third release
phase during 24–168 h) were observed. The data are shown as mean ±
has an increasing or decreasing effect on encapsulation efficacy of drugs
standard deviation (SD) (n = 3). (Jores et al., 2004; Severino, Pinho, Souto, & Santana, 2011). Adding of
carvacrol to beeswax based nanoparticles formulations, might de-
creases melting point of SLNs (Kumar & Randhawa, 2013) or affects
Also, the results of da Silva et al. (2015) research work showed that
crystallinity of solid lipid nanoparticles (Souto, Wissing, Barbosa, &
chitosan nanoparticles loaded with Salvia officinalis (sage) extract have
Muller, 2004), so increased solubility of astaxanthin and consequently
less positive surface charge (+20.8 to +27.8 mV) than unloaded
it's more interaction with beeswax-lecithin lipid phase could enhance
chitosan nanoparticles (+30 mV). It was shown that the loading of
its entrapment efficacy in BW.SLNs.
eugenol by chitosan nanoparticles decreased zeta potential from
+37.7 mV to +16.23–33.5 mV (Woranuch & Yoksan, 2013). Also,
increasing of eugenol content in nanoparticles decreased their surface
3.5. In-vitro release study of Car and Asta from BW.SLNs
positive charge. In our study, more negative surface charge around the
BW.SLNs makes them more stable in aqueous solution.
Cumulative release of Car and Asta was evaluated by dialysis
method in PBS (pH 7.4), 500 rpm at 30 °C (Fig. 4A and B). Three release
3.4. Determination of yield and EE phases (the first initial burst release phase (IBR) from 1 to 3 h, second
release phase from 3 to 24 h and final third release phase during
The yield of prepared unloaded and loaded nanoparticles was ob- 24–168 h) were observed and monitored. IBR of Car and Asta was
tained between 94 and 96%. EE of Car in Car-BW.SLNs and Car/Asta- measured during 3 h of incubation. The IBR was 16.2 and 6.89% for Car
BW.SLNs was 89.4 ± 1.85 and 88.5 ± 1.9%, respectively (Table 3). and Asta, respectively (Fig. 4B). The IBR could be related to weakly
Shakeri et al. (2014) used polyhydroxybutyrate (PHB) nanoparticles for adsorbed molecules of Car and Asta on the surface of nanoparticles
entrapment of carvacrol. EE was obtained 11 and 21%, by dialysis and (Campos et al., 2018).
nanoprecipitation methods, respectively. In another research work, During the second phase (3–24 h), the cumulative release of Car and
Poly (DL-lactide-co-glycolide) (PLGA) nanoparticles were used for en- Asta was increased to 25.3 and 11.02%, respectively. These results of
capsulation of carvacrol and the results showed that only 26% of car- the second phase showed that Car was released into the buffer two
vacrol was encapsulated by PLGA nanoparticles (Iannitelli et al., 2011). times more than Asta. Higher aqueous solubility of carvacrol (slightly
In comparison to PHB and PLGA nanoparticles, human serum albumin soluble: about 0.11 mg/mL) (Ben Arfa, Combes, Preziosi-Belloy,
nanoparticles (HSA) were able to encapsulate 32–48% of carvacrol by Gontard, & Chalier, 2006) than astaxanthin (very poor soluble in water)
desolvation or emulsion/desolvation methods, respectively (Keshavarzi (Lockwood, O'Malley, & Mosher, 2003) can be contributed in its faster
et al., 2015). release into the buffer solution. The release of Car and Asta was con-
Encapsulation efficacy of 60–80% was achieved when Wu et al. tinued and reached 45.8 and 33.62% of total entrapped Car and Asta,
(2012) used zein nanoparticles as carvacrol delivery system. In our after 168 h (Fig. 4A). It means that more than 54 and 66% of Car and
research, results showed that BW based SLNs have the potential to Asta were still entrapped into the BW.SLNs after 168 h, respectively.

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Fig. 5. Stability of F-Car and entrapped Car


in BW.SLNs under acidic pH (A) and alka-
line pH (B). Stability of F-Asta and en-
trapped Asta in BW.SLNs under acidic pH
(C) and alkaline pH (D). The experiments
were performed in triplicate. The data are
shown as mean ± standard deviation (SD).
Different letters in the figure denote that
difference is significant at p < 0.05.

Fig. 6. The oxidation stability of F-Car and


entrapped Car (A) and F-Asta and entrapped
Asta (B) in BW.SLNs in aqueous solutions
and suspensions with various amount of
H2O2. The experiments were performed in
triplicate. The data are shown as mean ±
standard deviation (SD). Different letters in
the figure denote that difference is sig-
nificant at p < 0.05.

These initial and then slowly releases also were observed by Hosseini, incubation (Fig. 5C). Stability of entrapped Asta under acidic pH was
Zandi, Rezaei, and Farahmandghavi (2013) for oregano essential oil. obtained 78.47, 76.1 and 71.52% during 1, 72 and 168 h, respectively.
Alkaline pH showed adverse effects on free molecules of Asta same as
3.6. Stability of Car/Asta-BW.SLNs under acidic and alkaline pH the acidic pH and more than 56% of free molecules of Asta were af-
fected by pH 9, after 168 h (Fig. 5D). Our results are in accordance with
The chemical stability of F-Car, F-Asta and entrapped Car and Asta the results of Qian, Decker, Xiao, and McClements (2012). Their results
were studied in aqueous solutions with pH values of 2 and 9. Stability of showed that the acidic pH of 3 promotes degradation of beta-carotene.
F-Car under acidic pH of 2 was obtained as 83.5, 71.9 and 57.4% during Also, it could be concluded that the molecules of Car and Asta which are
1, 72 and 168 h, respectively (Fig. 5A). Entrapped Car was more stable entrapped into the matrix of BW.SLNs, are protected from the adverse
under acidic pH and more than 82% of loaded molecules were intact in effects of acidic and alkaline pH.
nanoparticles in acidic suspension, after 168 h of incubation. Car was
susceptible to alkaline pH (pH 9) and only 53.3% of free molecules of
Car were remained intact after 168 h of incubation (Fig. 5B). BW.SLNs 3.7. Stability of Car/Asta-BW.SLNs under oxidative condition (H2O2)
enhanced the stability of entrapped Car to 77.74% during 168 h of in-
cubation in alkaline pH. It has been shown that some food-related Oxidation stability of F-Car, F-Asta and entrapped Car and Asta in
parameters such as lipids, proteins, and pH can change stability and the BW.SLNs was investigated in various amounts of H2O2 solutions (0.1,
inhibitory effect of free carvacrol against food pathogens (Carvalho, de 0.5 and 1% v/v). Results showed that F-Car and F-Asta were more
Jesus Medeiros, Chaves, de Souza, & Magnani, 2018). Campos, sensitive to oxidation by H2O2 (Fig. 6A and B). However, Car/Asta-
Madureira, Sarmento, Gomes, and Pintado (2015) showed that the type BW.SLNs showed better protection of Car and Asta toward oxidation by
of wax or lipid which are used for the preparation of nanoparticles H2O2 and about 98.2 and 91.37% of entrapped Car and Asta were intact
matrix can increases stability of entrapped herbal extract and phenolic in nanoparticles under high oxidative condition (H2O2: 1% v/v). The
compounds (Campos et al., 2015). inhibition of carvacrol and astaxanthin oxidation, might be due to the
Free and entrapped molecules of Asta were more sensitive to the incorporation of their molecules in lipid nucleation which limits their
acidic and alkaline pH than free and entrapped molecules of Car. Only, exposure to the oxidative factors (Li et al., 2016).
52.27% of free molecules of Asta maintained their stability under pH of
2 at 1 h and this retention rate was decreased to 39.4% after 168 h of

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Fig. 7. The storage stability of Car/Asta-BW.SLNs at 30 °C for 30 days (A). DPPH radical scavenging activity of F-Car, F-Asta, U-BW.SLNs and Car/Asta-BW.SLNs (B).
The data are shown as mean ± standard deviation (SD) (n = 3). Different letters in the figure denote that difference is significant at p < 0.05.

Fig. 8. Removal (A, B) and killing (C, D) of


Pseudomonas aeruginosa and Staphylococcus aureus
biofilms by F-Car (-■-), U-BW.SLNs (-▲-) and Car/
Asta-BW.SLNs (-●-). Removal and killing of biofilms
by each suspension were assessed by crystal violet
(CV) and triphenyltetrazolium chloride (TTC)
staining using the microtiter plate test. The data are
shown as mean ± standard deviation (SD) (n = 3).

3.8. Stability of size and zeta potential of Car/Asta-BW.SLNs during the 30 days of storage. Also, the results of radical scavenging activity in-
time and their radical scavenging activity dicated that F-Car and F-Asta scavenged 13.7 and 18.4% of free radi-
cals, respectively. Ue W.SLNs were able to scavenge free radicals less
Size and zeta potential were studied after 1-month incubation of than 4% (Fig. 7B). Interestingly, more than 47% of free radicals were
Car/Asta-BW.SLNs suspensions at 4 °C. The results showed that the size scavenged by Car/Asta-BW.SLNs. Wu et al. (2012) reported that
and zeta potential were changed from 58.8 nm and −36 mV to 0.67 mg/mL carvacrol loaded zein nanoparticles showed 50% inhibi-
77.46 nm and −32.8 mV, respectively (Fig. 7A). Nevertheless, the ag- tion of DPPH. In our study, 1 mg/mL of BW.SLNs that was containing
gregation of nanoparticles did not observe in suspensions after 1- 119 and 12.8 μg of Car and Asta, respectively, inhibited 47.1% of DPPH.
month. It was reported that mannitol at 10% (w/v) is a proper cryo- In our study, entrapped Car and Asta showed more scavenging activity
protectant for phenolic compounds loaded nanoparticles and SLNs than their free forms. Entrapment of F-Asta in BW.SLNs can enhance its
suspensions during 90 days of storage (Campos, Madureira, Sarmento, water solubility and dispersibility which consequently improve its ra-
Pintado, & Gomes, 2017). In our study, the storage stability of nano- dical scavenging activity (Pan et al., 2018).
particles was evaluated in suspension without using any cryoprotec-
tants. Our results showed nanoparticles were stable in suspension until

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3.9. Biofilm removal and killing efficacy of F-Car, F-Asta, unloaded and entrapment efficacy of Asta was correlated with the incorporation of
loaded BW.SLNs Car into the nanoparticles formulation. Initial burst release showed that
about 16.2 and 6.89% of Car and Asta might be absorbed on the surface
The MIC, removal and killing efficacy of F-Car, F-Asta, U-BW.SLNs of nanoparticles and can be released very fast into the buffer solution.
and Car/Asta-BW.SLNs were evaluated against planktonic and biofilm Also, BW.SLNs were able to protect entrapped molecules of Car and
forms of Gram-negative bacterium (Pseudomonas aeruginosa) and Gram- Asta against acidic and alkaline pH and oxidative conditions.
positive bacterium (Staphylococcus aureus). MIC of F-Car, F-Asta, U- Furthermore, no aggregate or agglomerate was observed after one
BW.SLNs and Car/Asta-BW.SLNs were determined by the broth dilution month of storage of Car/Asta-BW.SLNs at 4 °C. Simultaneous entrap-
method. Results of observation of the test tubes containing F-Asta and ment of Car and Asta in BW.SLNs increased their radical scavenging
U-BW.SLNs showed a turbid broth culture, indicating growth of both activity because of improving their water solubility and dispersibility.
bacterial strains. These results suggested that F-Asta and U-BW.SLNs Finally enhanced removal and killing activities of Car/Asta-BW.SLNs
didn't possess inhibitory effect against P.aeruginosa and S. aureus at the were observed against Pseudomonas and Staphylococcus biofilms. In
concentration below 1.5 mg/mL. The MIC of F-Car and Car/Asta- conclusion, this BW based nano-system can be applied with efficient
BW.SLNs against P.aeruginosa and S. aureus was 0.35 and 0.2 mg/mL dual antioxidant and anti-biofilm activities against bacterial biofilms.
and 0.5 and 0.3 mg/mL, respectively. These results of MIC suggested
that F-Car and Car/Asta-BW.SLNs had antibacterial effect against tested Conflict of interest statement
bacterial strains. In the next step, assessment of removal and killing
efficacy of formulations was carried out for 1 h at 37 °C, without The authors declare that they have no competing interests.
shaking in 96 wells microtiter plate. Asta was not effective to remove or
kill Pseudomonas or Staphylococcus biofilms (data not shown). But, F- Authors contributions
Car, U-BW.SLNs and Car/Asta-BW.SLNs were effective to remove 20.43,
74.85 and 92.87% of total Pseudomonas biofilm at concentration of S. H. Razavi and S. Shakeri designed the study and interpreted the
1.5 mg/mL, respectively (Fig. 8A). results. M. Shakeri carried out the experimental work and interpreted
Enhanced removal activity of BW.SLNs suspension was observed the results. Also, the manuscript was prepared by S. H. Razavi and S.
from 74.85 to 92.87% against P. aeruginosa biofilm when Car and Asta Shakeri.
were entrapped into the nanoparticles. The results showed that the
removal activity of F-Car against Staphylococcus biofilm was ranged Acknowledgment
from 24.8 to 56.37% (Fig. 8B), which is more than its removal activity
on Pseudomonas biofilm (8.47–20.43%). But, profiles of removal ac- This work was supported by the University of Tehran, Faculty of
tivity of U-BW.SLNs and Car/Asta-BW.SLNs were almost the same and Agricultural Engineering and Technology (Grant No. 95.621) and
no significant difference was observed in concentration between 0.8 Graduate University of Advanced Technology, Department of
and 1.5 mg/mL. It has been reported that the negative surface charge of Biotechnology. Also, the authors are grateful to Abdul-Hamid Rezaei for
Pectobacterium carotovorum was decreased after treatment with carva- electron microscopy.
crol. Therefore, stronger cell surface negative charge and electrostatic
repulsion between biofilm cells can promote biofilm detachment and Appendix A. Supplementary data
removal from the surfaces (Gutierrez-Pacheco et al., 2018).
The results showed that the killing activity of 0.3–1.5 mg/mL of F- Supplementary data to this article can be found online at https://
Car ranged from 36.5 to 81.6% of the total Pseudomonas biofilm cells doi.org/10.1016/j.lwt.2019.03.031.
(Fig. 8C). This killing activity for U-BW.SLNs was obtained between 5.2
and 27%. Also, Car/Asta-BW.SLNs killed 68–94.81% of Pseudomonas References
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