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Optics and Laser Technology: Arnaldo G. Leal Junior, Anselmo Frizera, Maria José Pontes
Optics and Laser Technology: Arnaldo G. Leal Junior, Anselmo Frizera, Maria José Pontes
a r t i c l e i n f o a b s t r a c t
Article history: Advantages such as sensibility in bending, high fracture toughness, and high sensibility in strain enable
Received 28 November 2016 the application of polymer optical fibers as sensors for strain, temperature, level, and for angle measure-
Accepted 10 February 2017 ments. In order to enhance the sensor design, this paper presents an analytical model for a side polished
Available online xxxx
polymer optical fiber under dynamic bending. Differently from analytical models that use only the geo-
metrical optics approach with no correction for the stress-optical effects, here the refractive index is cor-
Keywords: rected at every bending angle to consider the stress-optical effects observed polymer optical fibers.
Polymer optical fiber
Furthermore, the viscoelastic response of the polymer is also considered. The model is validated in
Fiber optic sensor
Stress-optical effects
quasi-static and dynamic tests for a polymer optical fiber curvature sensor. Results show good agreement
Viscoelasticity between the model and the experiments.
Ó 2017 Elsevier Ltd. All rights reserved.
1. Introduction et al. [3] presented a curvature sensor based on POF for knee angle
measurements.
Over the years a new trend for optical fibers application has In order to quantify and simulate the effects on a bending fiber,
been observed. Silica fibers, which still are more employed for some effort has been made to obtain analytical models for an opti-
communications purposes, began to be applied in sensors due to cal fiber under this condition. Most of these methods are derived
several advantages over traditional measurement technologies from [9], where the author calculates the electrical and magnetic
for strain, temperature, angle, level, among others. The advantages fields for a curved waveguide and achieves a curvature loss for-
include lightweight, magnetic fields immunity and multiplexing mula for optical fibers. Marcuse [10] improves the curvature loss
capabilities [1]. An alternative to the silica fibers is the polymer formula for the case of a multimode fiber. However, it requires
optical fiber (POF) that, in general, presents lower cost. Although, knowledge of the propagation constant variation with the optical
POF systems have higher transmission losses, which limit its appli- fiber bending. Although these models achieved good results for
cation to short distance communications [2], it has some advan- static analysis, the attenuation also has variation on the geometry
tages over silica fibers for sensor applications, such as high of the bending. In other words, the attenuation of the fiber bend in
sensitivity in bending, high fracture toughness, and high sensitivity a circular geometry is different from a fiber bend in an ellipsoidal
in strain [2]. Among the applications for POFs are angle [3], liquid shape [11].
level [4], temperature sensors [5], and accelerometers [6]. Therefore, it is necessary to consider the fiber geometry in
An important step before the analytical modelling of the curva- bending. The following models have the experimental validation
ture sensor is its characterization. Vallan et al. [7] proposed a static made in an optical fiber bending setup with circular shape. Some
characterization of the POF strain. The characterization was made models are applicable only to POFs. The difference in these models
on a rectangular and a trapezoidal cantilever to apply the POF as is that only the geometrical optics are applied, which is a good
a deflection sensor for these structures. Similar characterization approximation for POFs considering that, generally, they are
is made on Lomer et al. [8] to obtain a liquid level sensor based employed for sensing in short distances and present higher numer-
on the attenuation of the signal due to the fiber bending. Moraleda ical aperture than silica fibers [1].
et al. [5] characterize the fiber response on a certain geometry to The model for a POF sensor with a sensitive zone depends upon
obtain a temperature sensor based on the fiber bending. Donno the length and depth of such zone. Moreover, it also depends on
the geometry of the lateral section. The lateral section can be made
by a continuous section or can also be a toothed region with speci-
fic characteristics for the teeth shape (angle, length and depth). Fu
⇑ Corresponding author.
et al. [12] described the POF curvature sensor principle of opera-
E-mail addresses: arnaldo.leal@aluno.ufes.br (A.G. Leal Junior), frizera@ieee.org
(A. Frizera), mjpontes@ele.ufes.br (M.J. Pontes). tion and proposed a model for static measurements. Kovacevic
http://dx.doi.org/10.1016/j.optlastec.2017.02.009
0030-3992/Ó 2017 Elsevier Ltd. All rights reserved.
A.G. Leal Junior et al. / Optics and Laser Technology 93 (2017) 92–98 93
et al. [13] provided an analytical model for the parameters Fig. 1 shows the fiber geometry considered in the POF sensor
optimization of a POF with toothed sensitive zone. Although it is modelling. This figure is out of scale, since the diameter of fiber
a feasible technique to predict the lateral section parameters and core is not much smaller than the cladding part as observed in
the signal attenuation in bending on static conditions, the fabrica- practical perspective. The sensitive zone along the curvature region
tion process itself is a major limitation. If it is desired an optimized is represented by the section length given by c. p denotes the depth
sensor, the dimensions of the fiber and the sensitive zone require a of removed material on the fiber core. The optical fiber length in
precision drilling [13]. Bilro et al. [14] presents a very similar Fig. 1 is given by L, meanwhile the optical fiber diameter is d,
model. However, in this case, it is a model for a continuous section and the curvature radius is R. This will compose the sensitive zone
on the sensitive zone. for sensing the curvature.
None of the models discussed above considered the influence of The optical power coupled to the POF sensor is modeled under
the fiber bending load characteristics on the signal output. A POF geometrical optics concepts, as considered by [13], and written as,
under a pure bending load condition presents changes on its
dP ¼ 2pL0 cosðhÞ sinðhÞdhdS: ð1Þ
refractive index, which depends on the stress tensor applied on
the fiber and on its structure, geometry, and physical properties where (dP) is an element power radiated into a solid angle dX sub-
[15]. Furthermore, the polymer is a viscoelastic material and its tended by a section (dS) at an angle (dh). L0 is the light source
characteristics have to be included on the stress-optical analysis. radiance.
This paper presents an analytical model for dynamic bending of The integration of (1) over the cross sectional area gives the
a POF, which is based on the geometrical optics approach com- input power of the model to be coupled to the fiber sensor, where
bined with the stress-optical analysis and viscoelastic models. a is the optical fiber core radius, and hc is the critical angle.
The validation is performed with two different experimental set- 2
ups: one using a goniometer for quasi-static tests and another Pin ¼ p2 L0 a sin ðhc Þ: ð2Þ
using a servomotor for dynamic measurements. Moreover, the Assuming an uniform mode distribution, where the light source
POF curvature sensors analyzed have different lateral section has constant radiance, it can be defined [13] from the parameters
parameters and are analyzed under different angular velocities. of Fig. 1, the difference of the fiber core cross sectional area (SC )
The analysis of different POF sensors in different experimental and the maximum area of removed material (So ) as,
setups and different dynamic conditions prove the robustness of a p qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
pa2
the model. SC So ¼ þ a2 arcsin þ ða pÞ a2 ða pÞ2 : ð3Þ
This paper is divided as follows. Section 2 presents the model 2 a
derived from geometrical optics. In Section 3, the geometrical Eq. (3) defines the cross section of the sensitive zone, which is
optics model is integrated with the viscoelastic and stress-optical critical for the evaluation of the PS , the optical fiber sensitive zone
effect on the fiber refractive index. Section 4 presents the valida- power. PS can also be defined as the remaining power when it
tion of the model proposed. Section 5 presents the final remarks enters the sensitive zone, i.e.,
of the paper and future works suggestion. 2
PS ¼ pL0 ðSC So Þ sin ðhc Þ: ð4Þ
2. Geometrical optics model Furthermore, a loss of power due to partial transmission can
occur when the light meets the side-polished interface [13]. Since
A typical POF sensor for curvature measurements employs a this is a dielectric media, the losses are calculated through the
POF with a lateral section, which creates a sensitive zone to Fresnel’s equations and the reflection coefficient (r T ) for an unpo-
increase the sensor sensitivity and linearity of the signal attenua- larized light is,
tion when the fiber is bending. A POF without any modification ðr2PP þ r 2PL Þ
has a circular cross-section with three layers: core, cladding and rT ¼ ; ð5Þ
2
jacket. The core section conducts most part of the optical signal
due to its higher refractive index than the cladding and the jacket where rPP is the reflection of the perpendicular rays and rPL is the
provides only mechanical and chemical protection. Light losses reflection of parallel rays, defined as,
qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
happen due to absorption and frustrated total internal reflection sinðhp Þ 1
cos2 ðhp Þ
n2C
when in contact with the surface [1]. As the bending occurs, the rPP ¼ qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi ; ð6Þ
incident angle increases and creates a variation on the transmis- sinðhp Þ þ n12 cos2 ðhp Þ
C
sion mode. When the sensitive zone of the fiber is bending, there
are more losses due to the absence of the cladding in that region, qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
increasing the radiation losses. Another source of loss is the surface
1
n2C
sinðhp Þ 1
n2C
cos2 ðhp Þ
rPL ¼ qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi ; ð7Þ
scattering caused by the coupling between higher and lower 1
sinðhp Þ þ n12 cos2 ðhp Þ
n2C
guided modes [16]. C
where hp is the angle of propagation and nC is the POF core refrac- DBi ¼ qi;j ri ; ð12Þ
tive index.
where qi;j is the stress-optical tensor, which is a fourth-rank tensor
Considering multiple reflections can be observed inside the sen-
sitive zone of the fiber, the number of internal reflections (N) is the with 36 components. However, the isotropy assumption reduces
closest integer number obtained by, the number of independent variables to only two (q11 and q12 ).
The values of the elements of the stress-optical tensor depend on
the material of the fiber core and it can be measured through the
c tanðhp Þ
N¼ : ð8Þ experimental setup presented in [19]. Eq. (13) shows the stress-
2ð2a pÞ
optical tensor for the symmetry conditions obtained in an isotropic
material assumption.
The combined effect of the power losses when the rays enter 2 3
the sensitive zone and the losses due to the reflected rays result q11 q12 q12 0 0 0
in an output power (Po ) defined by, 6q q11 q12 0 0 0 7
6 12 7
6 7
Z 6 q12 q12 q11 0 0 0 7
q¼6 7:
hc
Po ¼ pL0 ðSC So Þ r NT cosðhÞ sinðhÞdh: ð9Þ 6 0 7 ð13Þ
6 0 0 q11 q12 0 0 7
0 6 7
4 0 0 0 0 q11 q12 0 5
Eq. (9) accounts the output power for a fiber without bending.
In order to account the bending, the integral upper limit hc has to 0 0 0 0 0 q11 q12
be corrected to evaluate the effect of the fiber bending by a certain Although the fiber has a shear stress component, most of the
angle. The fiber has a decrease on its numerical aperture when it is stress acting on it is an axial stress. Therefore, in order to simplify
bending and the output signal decreases. The angle corrected by the stress tensor, it is possible to apply a correction on the Young’s
the fiber bending (hb ) for a concave sensitive zone can be written modulus of the material to cover the effects of the shear stress [20].
as, Eq. (14) shows the expression for the corrected Young modulus for
sffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi shear stress.
2a "
hb ¼ hc 1 2: ð10Þ 2 #
Rhc 6 d
E ¼ Ea
1 þ ð2 þ m Þ : ð14Þ
5 L
By relating the ratio between the input and output power
before and after bending the fiber with respective parameters where E is the corrected dynamic Young modulus, Ea is the uncor-
and characteristics, it is possible to obtain rected Young modulus, m is the material Poisson ratio, d and L are
2 defined in Fig. 1 and represent the fiber diameter and length.
Po ðSC So Þ sin ðhb Þ However, the fiber length generally is some orders of
¼ 2
: ð11Þ
Pi SC sin ðhc Þ magnitude higher than the fiber diameter. For this reason, the
quadratic term in (14) is negligible. Since the Poisson ratio of the
Analyzing (11) together with (3) and (10) it is possible to
materials typically lie on the range 0.3–0.5, the second term of
observe that only the curvature radius (R) will increase or decrease
the summation continues to be close to zero. Hence, the corrected
depending upon the positive or negative bending and the bending
Young modulus is close to the uncorrected one.
angle. Therefore, such expression relies only on the curvature
In addition, the stress tensor depends on the load condition on
radius, which may not be an adequate approach for dynamic mea-
the fiber. One considers the fiber under a bending stress with the
surement and for a sensor under stress or strain condition.
configuration of Fig. 2.
Where x is the distance between the bending part to the neutral
3. Stress-optical effects modelling line, and h is the bending angle. For this stress condition, the only
component of the tensor different from zero is the axial stress on
The model presented in Section 2 does not include any effect of the z direction. The multiplication of the stress tensor and the
the load on the fiber. When the fiber is bending, there is a symmet- stress-optical tensor gives the following results for DBi (15)–(18).
ric second-rank stress tensor with six independent variables acting
on it [15]. Moreover, the elements of the tensor are not constant DB1 ¼ q12 rðtÞ; ð15Þ
due to the viscoelasticity of the POF material. Viscoelastic material
has a relationship between stress and strain varying with time due
DB2 ¼ q12 rðtÞ; ð16Þ
to its molecular rearrangement, which dissipates part of the accu-
mulated energy leading to a time varying tensor [17]. Therefore,
the viscoelastic effect has to be considered on the stress-optical
analysis.
Some assumptions are important for the stress-optical analysis.
First, the second-order effects due to temperature changes are
neglected. Furthermore, the model is valid only for step-index
POF, which is also considered transparent, homogenous, and iso-
tropic [15]. Although there are minor differences between the opti-
cal behavior along the fiber and perpendicular to it due to the
anisotropy induced on the fabrication processes, this differences
for a Poly (Methyl Methacrylate) (PMMA) fiber is not very large
and are difficult to measure [18]. Since most of the POFs have its
core made of PMMA, the assumption of isotropy is acceptable.
The stress-optical effect is described by a second-rank tensor
(DBi ) to represent the changes of coefficients in optical indicatrix
under the action of the bending stress [15]. Eq. (12) defines the
stress-optical relation aforementioned. Fig. 2. Polymer optical fiber under the bending stress condition.
A.G. Leal Junior et al. / Optics and Laser Technology 93 (2017) 92–98 95
DB3 ¼ q11 rðtÞ; ð17Þ where E is the Young modulus, and g is the polymer viscosity.
However, the strain is kept constant and the polymer viscosity is
DB4 ¼ DB5 ¼ DB6 ¼ 0: ð18Þ a multiplication between the Young modulus and the polymer time
where B is defined as (19) [15]. constant [21]. Hence, substituting the viscosity term and solving the
differential equation for constant strain yields (24).
1
B¼ : ð19Þ t
n2C rðtÞ ¼ r0 exp ; ð24Þ
s
The combination of (15)–(19) result in the variation of the
refractive indexes Dnx , Dny , and Dnz for the bending condition where s is the time constant and r0 is the initial stress. The time
(20)–(22). constant can be obtained from an exponential fit of the fiber
response. In the pure bending stress case, the initial stress is calcu-
n3C q12 rðtÞ lated in as (25)
Dnx ¼ ; ð20Þ
2
E x
r0 ¼ : ð25Þ
n3 q rðtÞ R
Dny ¼ C 12 ; ð21Þ
2 The Young modulus of a viscoelastic material has two compo-
nents: elastic or storage component and the loss modulus. The
n3C q11 rðtÞ
Dnz ¼ : ð22Þ dynamic Young modulus is the summation of the two components
2 (26).
The stress component depends on the time due to the viscoelas-
E ¼ E0 cosðdÞ þ iE0 sinðdÞ; ð26Þ
ticity of the material. There are several models to describe the
viscoelastic behavior of a material, which may be divided in three where E0 is the static Young modulus and d is the phase shift
major types: integral models, differential models, and molecular between the input stress or strain and the viscoelastic response.
models [20]. Among the differential models, some different Substituting (26), (25), and (24) in (20)–(22) result in the refrac-
approaches exist as well. However, all the approaches consider tive index variation of a POF under a bending stress condition,
the stress or strain response of the material as a combination of which can be substituted in (10) and (11) to provide the attenua-
springs and dashpots. The spring behavior is the behavior of an tion on the optical signal in a fiber during bend. The jacket of the
elastic material and the dashpot represents the behavior of a vis- fiber does not have any influence on the optical part of the model.
cous material. Since the response of a viscoelastic material is a Moreover, the cladding part also does not have a major importance
combination of the elastic and viscous response, the combination on the model derived in this section due to its small diameter com-
between springs and dashpots results on the response of the mate- pared with the core [15].
rial [17]. The differential models are Maxwell’s model, Kelvin-Voigt
model, Three-element standard solid, Burgers model, among
4. Experimental validation
others. The differences between these models are the configuration
between the spring and dashpot and the number of such elements
The model presented in previous sections is validated. In order
[20]. For example, the Maxwell model has one spring and one
to show the robustness of the model, two different setups for two
dashpot connected in series. Whereas the Three element standard
different tests are made. First, the results for a quasi-static test are
solid model has a spring in series with a spring parallel with a
shown, and then, the results are presented for a dynamic test.
dashpot (Fig. 3).
Although models with higher number of components result in
response closer to the real one, the number of parameters to deter- 4.1. Quasi-static tests
mine also increase, which need a more complex experimental
setup and additional viscoelastic characterization. Nevertheless, The quasi-static test is made by fixing a multimode HFBR-
in some cases, the Maxwell model can predict a POF response with EUS100Z POF (Broadcom Limited, Singapore) with step index made
good approximation degree [21]. of PMMA on a plastic goniometer through 3D printed supports. The
In the Maxwell model, the total strain (e) is the sum between test comprises of bending the fiber on sequential 10° steps for flex-
the strain due to the elastic effects and the one due to viscous ion in 0–90° range. The fiber remains on the desired angle for 10 s.
effects. Eq. (23) shows the variation of the strain with time: The light variation is acquired by the photodiode IF-D91 (Industrial
Fiber Optics, USA). The light source is a low cost 3 mW 650 nm
de 1 dr r laser. The signal acquisition is made by an Arduino Micro and the
¼ þ ; ð23Þ
dt E dt g sample rate is 10 Hz. Furthermore, a reference fiber is applied to
compensate the possible fluctuations in the light source, tempera-
ture, and humidity. The laser provides light for both fibers and
these fibers are further split into the reference and sensor fibers
through the light coupler IF-562 (Industrial Fiber Optics, USA).
Fig. 4 shows the experimental setup. The sensor lateral section
with controlled length and depth were made through a Computer
Numeric Control (CNC) milling machine.
The samples were fabricated with section depth of 0.7 mm and
section length varying from 5 mm to 40 mm on 5 mm steps inter-
val. The lower limits of the samples were chosen regarding the CNC
milling machine precision limits. Nevertheless, the upper limits of
the samples were chosen regarding the experimental setup
dimensions for the section length and the fiber resistance limit. It
is important to notice that the fiber lateral section is made
Fig. 3. Three element standard solid and Maxwell viscoelastic model. taking into account the core, cladding and jacket parts of the fiber.
96 A.G. Leal Junior et al. / Optics and Laser Technology 93 (2017) 92–98
5. Conclusions
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