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Peak and Residual Strengths of Jointed Rock Masses and Their Determination For Engineering Design
Peak and Residual Strengths of Jointed Rock Masses and Their Determination For Engineering Design
Peak and Residual Strengths of Jointed Rock Masses and Their Determination For Engineering Design
Y. Tasaka
Department of Advanced Engineering, Tokyo Electric Power Services Co. Ltd., Tokyo, Japan
M. Minami
Department of Construction, Tokyo Electric Power Company, Tokyo, Japan
ABSTRACT: Knowledge of the rock mass strength is required for the design of many engineering structures
in or on rocks. GSI system, proposed by Hoek et al. (1995), is now widely used for the estimation of the rock
mass peak strength and the rock mass deformation parameters. There are no guidelines given by the GSI, or
by any other system, for the estimation of the rock mass’ residual strength that yield consistent results. In the
present study, numerical simulations of laboratory strength tests are carried out to investigate the residual strength
behavior of rock masses. Based on the results from numerical simulation and laboratory and field tests, the GSI
system is extended to cover the residual strength of jointed rock masses. It is proposed to adjust the peak GSI
to the residual GSI r value based on the two major controlling factors in the GSI system, i.e., the residual block
volume Vbr and the residual joint surface condition factor Jcr . Methods to estimate the residual block volume and
joint surface condition factor are presented. The peak and residual strength parameters determined from the GSI
system are compared to the data from field block shear tests and the validity of the proposed method is verified.
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2 NUMERICAL SIMULATION OF COMPLETE
STRESS-STRAIN CURVES OF ROCKS
UNDER LOADING
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(A)
(B)
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3 DETERMINATION OF PEAK STRENGTH Joint or Block Wall Condition
altered surfaces
Very good
Very poor
Block Size
Good
Poor
Fair
Massive - very well interlocked
undisturbed rock mass blocks formed 10E+6
e
by three or less discontinuity sets
ne
on
95
zo
with very wide joint spacing
ez
150
re
Joint spacing > 100 cm
lur
u
85
fai
ail
100 cm 90
1E+6
ef
where mb , s, a are constants for the rock mass, and
le
90 3
ritt
Blocky - very well interlocked
ittl
80 75 (1 m )
lb
Br
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tia
of cubical blocks formed by three 60 80
ten
65
orthogonal discontinuity sets 50
Po
rock. In order to apply the Hoek-Brown criterion for Joint spacing 30 - 100 cm
40 70
100E+3
value of GSI for the rock mass. σc and mi can be deter- many intersecting discontinuity sets
Joint spacing 3 - 10 cm 5 30
100
mined by statistical analysis of the results of a set of 3
15
triaxial tests on carefully prepared core samples. GSI Disintegrated - poorly interlocked,
heavily broken rock mass with a
20
10
2
mixture or angular and rounded
values can be obtained from a chart provided in Hoek rock pieces
Joint spacing < 3 cm
et al. (1995) or other relevant references. Once the GSI 1 cm
10
1
value is known, other Hoek-Brown parameters mb , s, Foliated/laminated/sheared - thinly
laminated or foliated, tectonically sheared
a are given as (Hoek et al. 2002): weak rock; closely spaced schistosity
prevails over any other discontinuity set,
N/A N/A 5
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© 2007 Taylor & Francis Group, London, UK
where JW , JS , and JA are the joint large-scale waviness calculation. According to the logic of the original GSI
factor, small-scale smoothness factor, and alteration system, the strength of a rock mass is controlled by
factor, respectively. The tables for peak Jw , JS , and its block size and joint surface condition. The same
JA are given in Cai et al. (2004). Once Vb and Jc are concept is valid for failed rock masses at the residual
determined, users can refer to Figure 5 or the following strength state. In other words, the residual GSIr is a
equation (Cai & Kaiser 2006b) to calculate GSI value. function of residual joint surface condition factor Jcr
and block volume Vbr .
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Intact
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Moderately
jointed
Highly
jointed Figure 7. Normalized joint roughness – shear displacement
relationship (Barton et al. 1985).
where JWr , JSr , and JAr are residual values for large-scale
residual values should be larger for rock masses with waviness, small-scale smoothness, and joint alteration
fresh and rough joints. factor, respectively. The residual values are obtained
The major factor that alters the joint surface con- based on the corresponding peak values assessed from
dition in the post-peak region is the reduction of joint field mapping. The reduction of JWr and JSr are based
surface roughness, as shown in Figure 7 for the grad- on the concept of mobilized joint roughness, and the
ual degradation of JRC. Peak mobilized roughness equations are given as
angle is given as JRC · log (JCS/σn ), where JCS is the
joint wall compressive strength, and σn is the normal
stress acting on the joint. The mobilized joint resid-
ual roughness is zero according to the same figure,
which can only be achieved when the joint experi-
ences a very large shearing displacement. On the other
hand, the concept of ultimate mobilized joint rough-
ness was suggested by Barton et al. (1985). According 4.4 Residual GSI value and strength parameters
to Figure 7, the joint surface roughness is gradually
destroyed during the shearing process and the ultimate Once the residual block volume and joint surface con-
mobilized roughness is about half of the peak rough- dition factor are obtained, one can refer to the GSI chart
ness (JRCmob /JRCpeak = 0.5). It is therefore proposed or use the following equation to obtain the residual GSI
here that the large-scale waviness and the small-scale value
smoothness of joints be calculated by reducing its peak
value by half to calculate the residual GSI value. In a
short time period, joint alteration is unlikely to occur
so that the joint alteration factor JA will be unchanged
in most circumstances. However, when water and clay As for the intact rock properties, fracturing and
infill material is involved, the fractured rock surface shearing do not weaken the intact rocks (even if they
can have a lower residual JA . are broken into smaller pieces) so that the mechanical
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© 2007 Taylor & Francis Group, London, UK
Table 1. Characterization of the rock mass peak and residual 25
strengths for FS1 at the Kannagawa site using the GSI system. GSI (peak)
Test data (peak)
FS1 GSI (residual)
Test data (residual)
Peak Residual 20
Jw 1.5 1
Js 1.5 0.75
mi 19 19 10
c (MPa) 3 0.96
φ = φb + i (0 ) 56.6 49.3
Block shear test c (MPa) 3.4 0.5
φ = φb + i (0 ) 57 49
5
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© 2007 Taylor & Francis Group, London, UK
Hoek-Brown strength parameters or rock mass modu- such as UDEC or 3DEC should be considered instead
lus. The original GSI system, which is applied mainly of a continuum analysis. The users must be aware
for the estimation of the peak strength, is based on of the limitations when applying the GSI system
a descriptive approach, rendering the system some- and the methodology for determining the peak and
what subjective and difficult to use for inexperienced residual strength parameters using this quantitative
personnel.To assist the use of the GSI system, a supple- approach.
mentary quantified approach for the GSI system has
been proposed by incorporating quantitative measures
of block volume and joint surface condition factor. The ACKNOWLEDGEMENTS
concept of residual block volume Vbr and residual joint
surface condition factor Jcr is introduced to extend the This study was funded by Tokyo Electric Power Ser-
GSI system for the estimation of rock mass’s residual vices Co. Ltd (TEPSCO). The authors wish to thank
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© 2007 Taylor & Francis Group, London, UK
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