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11/18/2020 Dealing with Sediment: Effects on Dams and Hydropower Generation - Hydro Review

Africa, Asia and Oceania, Dam Safety,

Environmental, Europe, Latin


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Dealing with
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Sediment: E ects
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Hydropower
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Generation
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Generation
11/18/2020 Dealing with Sediment: Effects on Dams and Hydropower Generation - Hydro Review

Issue 1 and Volume 25.


2.22.17

How do reservoir sedimentation and


appropriate management techniques a ect
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operations of dams and hydroelectric
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2,100 MW
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Schellenberg, C. Richard
Donnelly, Charles Holder and Rajib Ahsan
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Although sedimentation of the world’s


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11/18/2020 Dealing with Sediment: Effects on Dams and Hydropower Generation - Hydro Review

reservoirs represents a serious threat to

the sustainability of hydropower, there is


limited guidance on how best to address
the problem. Sedimentation a ects the

safety of dams and reduces energy


production, storage, discharge capacity
and ood attenuation capabilities. It

increases loads on the dam and gates,

damages mechanical equipment and


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creates a wide range of environmental
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management techniques; and describes
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how they can beI DECLINE
implemented to limit the

impacts on hydropower.
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11/18/2020 Dealing with Sediment: Effects on Dams and Hydropower Generation - Hydro Review

Background
Reservoir sedimentation is a process of

erosion, entrainment, transportation,


deposition and compaction of sediment

carried into reservoirs formed and

contained by dams. In unregulated,

mature rivers with stable catchments,


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sediment processes are relatively
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ow velocities, initiating or accelerating
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1).
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There are three stages in a reservoir’s

life:2
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11/18/2020
e: Dealing with Sediment: Effects on Dams and Hydropower Generation - Hydro Review

Continuous and rapidly occurring


sediment accumulation;

Partial sediment balance, where

often ne sediments reach a balance


but coarse sediments continue to

accumulate; and

Full sediment balance, with sediment

in ow and out ow equal for all


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particle sizes.
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were designed by estimating
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order to provide a

pool with su cient volume to achieve a


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speci ed design life. However, this design
life is typically far less than what is
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e s typ ca y a ess t a w at s
Dealing with Sediment: Effects on Dams and Hydropower Generation - Hydro Review

actually achievable. Therefore, managing

reservoirs to achieve a full sediment


balance is essential in order to maximize

their lives.

Developing regions of the world that stand


to bene t most from hydroelectricity are

often those with the highest sediment

yields (see Figure 2 on page 8).3 In these


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regions, sustainable hydropower
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Sediment impacts
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on generation
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on generation
11/18/2020 Dealing with Sediment: Effects on Dams and Hydropower Generation - Hydro Review

About 0.5% to 1% of the total volume of


6,800 km3 of water stored in reservoirs

around the world is lost annually as a


result of sedimentation.2 As a result,
global per capita reservoir storage has

rapidly decreased since its peak at about

1980. Current storage is equivalent to


levels that existed nearly 60 years ago.2
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Loss of reservoir storage reduces

exibility in generation and a ects the


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exibility in generation and a ects the


reliability of water supply. Without
storage, hydropower facilities are entirely

dependent on seasonal ows. These ows


might not occur when energy is needed,
eliminating one of the key bene ts that

hydropower provides over other


renewables.
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generation.1 This would impact the
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all plants in the
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powerhouse ooding.

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Sediment impacts
on stability
Sediment loads are commonly idealized as
a static at-rest soil pressure. The U.S.

Bureau of Reclamation’s design manual

for small dams suggests that sediments be

considered equivalent to a uid with an


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implied pressure coe cient of about 0.39
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considerably.
Unconsolidated ne-grained sediments
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likely have lower shear resistance and a
higher at-rest pressure coe cient, while
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g e at est p essu e coe c e t, w
Dealing with Sediment: Effects on Dams and Hydropower Generation - Hydro Review
e
a reservoir lled with coarser sediments

may have a higher shear strength.1

Published criteria with respect to potential


changes in uplift pressures due to
sedimentation often neglect the fact that

ne-grained sediments may reduce uplift

in the same manner as does an engineered


upstream blanket. Conversely, in the case
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lique ed sediments would quickly return


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close to their original state, resulting in a
rapid dissipation of pore pressures.
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ap d d ss pat o o po e p essu es.
Dealing with Sediment: Effects on Dams and Hydropower Generation - Hydro Review

Therefore, it may be questionable to


automatically assign higher uplift
pressures in this case.

Commonly used design considerations can

omit some plausible load cases. For


example, an underwater sediment slope

failure could cause surface waves, adding

additional loading, hydro-dynamic


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Submarine landslides are widely studied


because of their potential to create
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potential for issues progressively


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increases.

It is often assumed that, during an

earthquake, sediments fully liquefy, lose

all strength and exert a dense uid


hydrostatic load on the dam. However,

this degree of uidization likely is not

possible in a reservoir lled with coarse

materials. Designers also often assume


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Designs also need to consider the degree


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of saturation of the sediments. There is

minimal system damping under dynamic

loading when reservoir sediments are fully


saturated. However, signi cant reductions

in acceleration occur when sediments are

partially saturated.4,5 For rigid

foundations, hydrodynamic pressures

decrease slightly at the dam base when


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sediments are fully saturated but increase
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important consideration, especially when
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Thin layers result in minimal absorption


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of horizontal motions, largely due to a


relatively high modulus of elasticity and

low attenuation coe cient.6 Over the

reservoir life cycle, this changes as


sediments continue to accumulate.7 Other

important factors are sediment density,

compressibility and pore water


pressure.5,7
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design.4 However, designs are performed
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sediments that are stable under normal


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conditions and absorb energy at the

bottom of the reservoir could liquefy. For


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o t e ese vo cou d que y. o
Dealing with Sediment: Effects on Dams and Hydropower Generation - Hydro Review

this reason, the use of a reservoir bottom


re ection coe cient must be logically

linked to assessment of the reservoir

sediment behavior and ongoing


monitoring.

Sediment impacts
on discharge
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drawdown.1 As sedimentation continues,
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clogging of spillway tunnels or other

conduits may occur.1


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Reduction of spillway capacity can occur


as a result of the loss of approach depth

when the sediment front reaches the dam.

The reservoir becomes a delta- lled valley


that takes a meandering course such that a

ood wave does not spread out to allow

ood routing.
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Sediment impacts
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on equipment
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Sediment can damage turbines and other
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mechanical equipment through erosion of
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the I DECLINE
oxide coating on the blades, leading to

surface irregularities and more serious


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material damage.8 Sustained erosion can

lead to extended shutdown time for

maintenance or replacement.8

Many factors determine rates of


mechanical abrasion. Of particular

importance is sediment type and physical

characteristics. Angular sediments


composed of minerals with a Mohs
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hardness greater than 5 – such as quartz,
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turbine rotation speed and turbine
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Impulse turbines, such as Pelton or Turgo,


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are more susceptible to abrasion than are

reaction turbines.8 However, runner

changes and needle tip/seat ring


replacement are much easier with Pelton

turbines. Therefore, they may be

preferable on the basis of the overall life


cycle cost.

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Abrasion can be reduced by selecting

metals to increase erosive resistance

and/or by reducing the volume of ne


sediment that reaches mechanical

equipment. Plants often are designed to

remove most of the coarse sediment


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particles. However, even silt can cause
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9
and pressure head is high enough. The
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tra c, and hydroelectric
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plant in India used four desilting
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chambers that were successful in
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damage from the ner particles was so


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severe that parts of the turbines had to be


replaced within one year.

Materials used commonly in sediment-

prone hydropower plants are stainless

steels that are heat treated for hardening


and increased protection from abrasion.8

Protecting mechanical equipment from


sediment abrasion can also be achieved
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alloys. Research has shown improved
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used as a surface coating.8 In undertaking
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assessments, it is important to

consider the fact that abrasion will


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increase as the reservoir lls. The Nozaki


method can be used to assess turbine

repair frequency. The method accounts for


the e ective sediment concentration,
particle size and shape, the turbine

material and any coatings.

Turbine designs need to minimize peak


velocities to reduce impacts. For a Pelton
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Sediment impacts
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Sediment impacts
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on the
environment
Any dam will cause some degree of
sediment starvation downstream. Plant

and animal species are sensitive to

alteration of both the sediment supply and


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ow regime.2,10 Increases in sediment
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impacting sh and bird species2 and
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causing abrasion of sh gills, thus
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impairment for predatory sh, a ecting


their feeding habits. Finally, sediment is a
primary carrier of suspended pollutants

such as nitrogen, phosphorous and heavy


metals.10

Sediments released as a result of sediment


management or a dam breach may have
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environmental e ects that can persist for
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Numerical
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modeling of
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sedimentation
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and sediment
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and sediment
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management
strategies
A variety of tools are available for
hydromorphological simulation in order

to optimize reservoir management:

U.S.your
We value Army Corps
privacy. of Engineers’
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EventsRAS
(andmodel
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boundary
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used to simulate sedimentation
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from hydropower

development in northern Manitoba.11


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MIKE 21 is a two-dimensional
hydrodynamic model used to
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yd ody a c ode used to
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simulate sedimentation processes


that was used to assess sediment
deposition patterns and simulate the

results of future ushing operations


at Boegoeberg Dam in South Africa.12

The hydrodynamic, sediment

transport and physical habitat model


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FAST is used to simulate
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changes to sh habitat within
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alluvial
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conditions and to optimize sediment
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ushing procedures
constructing new hydropower
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facilities on the Nile River.

Sediment
management
solutions
Developing and retaining sustainable
storage to satisfy global needs requires
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sediment management aims to remove
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sediments DECLINE
cause abrasion of the

turbines and clog cooling water intakes. In


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a storage project, this objective and


extending reservoir longevity are key.

For storage hydro, sediment management


strategies to extend reservoir longevity

can be classi ed into three categories:

Those that divert some of the


sediment through or around the
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Many dam operators have implemented


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sediment management techniques


designed to achieve these goals.14 Some
examples are described below.

Bypassing

On-stream sediment bypassing diverts

part of the sediment-laden water around


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the clear waterPolicy.
is diverted over a
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typically has limited capacity and can only

exclude sediments carried by higher


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stream ows.2 However, it does reduce the


amount of suspended sediment and

bedload reaching the reservoir.14 Other


advantages include the fact that the
reservoir and dam are located away from

the main river channel, allowing for

minimal disruption to aquatic species and


habitat and reducing the need for large
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2
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on-stream spillways. On the other hand,
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o -stream
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Sediment bypassing works best in areas of
high relief where the sediment-laden
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ows are carried e ciently through the

diversion tunnel or channel. Bypassing is


most cost-e ective at dams that are on
the bend of a river, as this allows for a

relatively short diversion between the weir


and the downstream side of the dam.14

Sluicing/drawdown
routing
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owstrasoc, andwater
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velocities. Re ll occurs during the
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receding limb of the ood hydrograph.2,14

Sluicing methods depend on the facility’s


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hydrologic characteristics and reservoir


size.

Dredging
Dredging can be e cient but it will
continue for the life of the project and can

have signi cant cost impacts. For

example, dredging of 6 million m3 of


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Rico in to
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Flushing
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along the original channel thalweg is

ushed.
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reservoir remain in place.2


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An alternative method is pressure

ushing, where the reservoir is partially


drawn down before ushing. This
redistributes coarse upstream sediments

closer to the dam, alleviating their


impacts, but often does not clear the ner

sediments.2 Pressure ushing is also used


for sediment redistribution, moving them
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Erosion control
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Many watersheds experience increased
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human practices. Erosion reduction


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techniques fall into three categories:
structural or mechanical, vegetative and
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operational.1

Structural or mechanical measures – such

as terraces, conveyance channels, check


dams and sediment traps1,14 – decrease
overland or channelized ow velocity,

increasing surface storage and thereby

reducing the sediment load in the runo .


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Vegetative familycontrol
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takeswe use
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minimize sediment yield are particularly
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e ective.

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measures minimize erosion
through planning, management and
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organization. Examples include timing


construction work such that erosion is
minimized or scheduling timber

harvesting to coincide with favorable soil


conditions.1

Erosion management is perhaps the most


widely recommended but most poorly
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implemented sediment management
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Selection of
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optimal
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sedimentation
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sedimentation
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management
techniques
The appropriate sedimentation
management practice is a function of the

reservoir life, expressed as the ratio of


reservoir volume (CAP) to mean annual
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sediment in ow to the reservoir (MAS),
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precedent I DECLINE
and these factors
(see Figure 3).
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Case studies
The case studies discussed below illustrate
a range of sediment management

concerns as well as strategies taken to


mitigate them.

Aswan High Dam,


Egypt
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The 2,100- MW Aswan High Dam project
customize content and improve your site
on the Nileprovide
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social includes
media a 111 m
features,
analyze
high damourthat
tra impounds
c, and personalize advertising.
a 130 km 3
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controversial, largely due to concerns
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regarding sediment starvation of the Nile
River Delta.15
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Before construction of this dam, the Nile


River transported an average of 100 x 106
tons/yr of sediment to the Nile River Delta

in the Mediterranean Sea.16 Today, with a


trapping e ciency of 99%, little sediment
reaches the delta.15,16 While the live

storage capacity of the Lake Nasser/Nubia


reservoir upstream of Aswan High Dam is
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not expected to be compromised for
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anotherto300
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process youryears,17
personalthe
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downstream impacts have been widely
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reported.15
analyze Erosion
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Mediterranean coast of Egypt has been
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ongoing for centuries, but the sediment
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trapping I DECLINEwith sea-level rise

and other factors to exacerbate coastal


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erosion problems.15

Dez Dam, Iran


The 520 MW Dez hydroelectric project in

southwestern Iran features a 203 m-high


concrete arch dam. Reservoir

sedimentation has caused the riverbed to


rise by about 2 m per year, resulting in the
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loss of about 19% of reservoir storage
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40 years ofpersonal
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2016, the reservoir bed was now within 12
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within a decade.
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Sediment management strategies
considered for the Dez project included
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watershed management, sediment


ushing, tactical dredging near the power
intakes, and heightening the dam. The

optimal solution was determined to be


sediment ushing, managed by means of

powerhouse and spillway operation

changes.
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Howell-Bunger valves introduced a risk of
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to the valves, physical model
was built to evaluate replacing these
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valves with radial sluice gates. Results

showed that the downstream river reach


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could not tolerate the amount of scour


associated with this modi cation, so the

Howell-Bunger valves were redesigned


with abrasion-resistant materials.

Three Gorges, China


In China, the extent of this issue has led to
the development of innovations in
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sediment management.14 Four main
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been adopted. They are: storing the clear
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dredging.19
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The 22,500 MW Three Gorges Project on
the Yangtze River is the world’s largest
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hydropower facility. The dead storage


portion of the Three Gorges reservoir (17
billion m3) is designed to be lled with

sediment in about 120 to 150 years. The


remaining 22 billion m3 is to be retained
inde nitely by ushing.19 During the June

to September ood season, when 50% to


60% of the annual runo transports much
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of the sediments in Chinese rivers,19
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retaining clearer water for the rest of the
experience, provide social media features,
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reducing sediment impacts at both Three
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Gorges Dam and the Sanmenxia Reservoir,
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with a 400 MWIpowerhouse.19
DECLINE

Conclusions
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Conclusions
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The world’s reservoirs are used for many


purposes, among them to provide reliable
water supply, hydropower and ood
mitigation. Sustainable hydropower

requires dealing with the important issue


of reservoir sedimentation.
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This article family ofsedimentation
describes websites), we use
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sedimentation onsocial media features,
hydropower facilities
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and presents techniques that can be used
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impacts. Sedimentation
can a ect hydropower production due to
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loss of reservoir storage and/or damage to
the facility’s mechanical components.
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Sediments deposited in reservoirs may

a ect the safety of dams and, without


proper management, negatively impact
the environment.

Methods of managing sediment fall under


three general categories: those that divert

sediment around or through the reservoir,


those that remove deposited sediments,
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and those that minimize the amount of
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place. A variety of sediment management
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implementations documented.
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This discussion highlights the need for
appropriate sediment management at
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hydropower facilities and shows how this


can be achieved through consideration of
sediment concerns from the earliest

design phase through to construction and


operation.

Editor’s Note: This is an abridged version of


a much longer article on the topic. To read
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library.html.
experience, provide social media features,
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Notes
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1. Reservoir Sedimentation Manual,


I AGREE I DECLINE
McGraw-Hill, New York, 1998.

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2. Morris, G., G. Annandale and R.


Hotchkiss, “Reservoir Sedimentation,” in
Sedimentation Engineering: Processes,

Measurements, Modeling, and Practice,


American Society of Civil Engineers,
Reston, Va., U.S., 2008.

3. Grummer, J., “Combating Silt Erosion in


Hydraulic Turbines,” HRW-Hydro Review
We value your privacy. When you visit Clarion
Worldwide, Volume 17, No. 1, March 2009.
Events (and our family of websites), we use
cookies to process your personal data in order to
4. Bougacha,
customize S., and
content J. Tassoulas,
and improve “Seismic
your site
experience,
Response of provide social
Gravity Damsmedia
II:features,
E ects of
analyze our tra c, and personalize advertising.
Sediments,” Journal of Engineering
By choosing “I Agree”, you understand and
agree to Clarion’s
Mechanics, Privacy
Volume 117,Policy.
No. 8, 1991, pages
1839-1850.
I AGREE I DECLINE

5. Dominguez, J., R. Gallego, and B. Japon,


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“E ects of Porous Sediments on Seismic


Response of Gravity Dams,” Journal of
Engineering Mechanics, Volume 117, No.
8, 1997, pages 302-311.

6. Hatami, K., “E ect of Reservoir Bottom


on Earthquake Response of Concrete

Dams,” Soil Dynamics and Earthquake


Engineering, Volume 16, 1997, pages 407-
We value your privacy. When you visit Clarion
415.
Events (and our family of websites), we use
cookies to process your personal data in order to
7. Gogoi, I.,
customize and D.
content andMaity, “Inyour
improve uence
site of
experience, provideon
Sediment Layers social media features,
Dynamic Behavior of
analyze our tra c, and personalize advertising.
Aged Concrete Dams,” Journal of
By choosing “I Agree”, you understand and
agree to Clarion’s
Engineering Privacy Policy.
Mechanics, Volume 133, No.

4, 2007, pages 400-413.


I AGREE I DECLINE

8. Dorij, U., and R. Ghomaschi, “Hydro


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Turbine Failure Mechanisms: An


Overview,” Engineering Failure Analysis,
Volume 44, 2014, pages 136-147.

9. Annandale, G., G. Morris, and P. Karki,


“Sediment Management at Reservoirs and
Hydropower Plants: World Bank Technical

Note,” Proceedings of 84th ICOLD


Meeting, International Commission on
We value your privacy. When you visit Clarion
Large Dams, Paris, 2016.
Events (and our family of websites), we use
cookies to process your personal data in order to
10. Ahmari,
customize H., etand
content al, improve
“Assessment of
your site
experience,
Erosion and provide social mediafor
Sedimentation features,
analyze our tra c, and personalize advertising.
Hydropower Projects on the Lower Nelson
By choosing “I Agree”, you understand and
agree
River,toManitoba,”
Clarion’s Privacy Policy.Dam
Canadian
Association, Montreal, Quebec, Canada,
I AGREE I DECLINE
2013.

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11. Kenny, S., et al, “Assessment of


Impacts to the Sedimentation

Environment for the Keeyask Generating


Station Project using Numerical
Modelling,” Proceedings of 2014 Canadian
Dam Association Conference, Canadian

Dam Association, Montreal, Quebec,


Canada, 2014.
We value your privacy. When you visit Clarion
Events (and our family
12. Sawadogo, O., andofG.
websites),
Basson,we use
“2D
cookies to process your personal data in order to
Hydrodynamic
customize contentModelling ofyour
and improve Sediment
site
experience,
Depositionprovide social
Processes media
and features,
Flushing
analyze our tra c, and personalize advertising.
Operation of Boegoeberg Dam, South
By choosing “I Agree”, you understand and
agree to Clarion’s
Africa,” Privacy
Proceedings ofPolicy.
2016 ICOLD
Conference, International Commission on
I AGREE I DECLINE
Large Dams, Paris, 2016.

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13. Bui, M., and P. Rutschmann,


“Numerical Modelling for Reservoir
Sedimentation Management,”
Proceedings of Sixth International

Conference on Water Resources and


Hydropower Development in Asia, 2016.

14. Kondolf, G., et al, “Sustainable


Sediment Management in Reservoirs and
We value your privacy. When you visit Clarion
Regulated Rivers: Experiences from Five
Events (and our family of websites), we use
Continents,”
cookies Earth’s
to process Future, data
your personal Volume 2, to
in order
customize content and improve your site
2014, pages 256-280.
experience, provide social media features,
analyze our tra c, and personalize advertising.
15. Abd-El Monsef, H., S. Smith, and K.
By choosing “I Agree”, you understand and
agree to Clarion’s
Darwish, “ImpactsPrivacy Policy.
of the Aswan High

Dam After 50 Years,” Water Resources


I AGREE I DECLINE
Management, Volume 29, 2015, pages
1873-1885.
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16. Milliman, J., and R. Meade, R. “World-


wide Delivery of River Sediment to the
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No. 1, 1983, pages 1-21.

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Greg Schellenberg is junior hydrotechnical


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