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The Roles Assumed by Public Administrators: The Link Between Administrative Discretion and Representation
The Roles Assumed by Public Administrators: The Link Between Administrative Discretion and Representation
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Alexandru Roman
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ALEXANDRU ROMAN
California State University, San Bernadino
ABSTRACT
Table 1
Social Benefits of Bureaucratic Representation2
Bias in favor of a given social group and
Partiality (advocacy)
against other groups.
Discretionary behavior in accordance to
one's own values and beliefs - intended or
Shared values and beliefs
not - serves the interests of the social
group with which one associates.
Due to a common social background,
administrators not only share but also
Empathic understanding
understand the values and norms of a
specific social group.
Public administrators who associate with a
Checking particular social group can check the
excesses in behaviors of their colleagues.
Public administrators not associated with a
specific social group might restrain their
Restraint
behaviors for fear of being disapproved of,
exposed, or otherwise checked.
With time the mere presence of
bureaucrats from minority social groups
Resocialization
can lead to enhanced empathic
understanding of their colleagues.
The presence of minority bureaucrats can
Demand inducement stimulate more service demand on the part
of minority clients.
Minority bureaucrats might have greater
success in stimulating behavioral changes
Coproduction inducement
on the part of minorities for purposes of
improved program outcomes.
Adapted from Lim (2006)
ADMINISTRATIVE DISCRETION
ORGANIZATIONAL TENURE
Table 2
Role Definitions
Definition Author
An internally consistent series of conditioned responses. Cottrell (1942, p.
617)
Includes the attitudes, values and behavior ascribed by
Linton (1945, p.
the society to any and all persons occupying a specific
77),
status.
Actions of individual occupants of a position. Newcomb (1950,
p. 280)
Behavior of actors seen in the context of its functional Parsons (1951, p.
significances. 25)
Position differentiated in terms of a given social Levy (1952, p.
structure. 159)
Activities which in combination produce the Katz and Kahn
organizational output. (1966, p. 179)
An identity, a set of characteristic behaviors, or a set of Biddle, (1979, p.
expectations. 8)
PAQ WINTER 2015 607
Table 3
Conceptualizing Roles
Core Propositions
Certain behaviors are patterned and are characteristic of persons within
contexts.
Roles are often associated with sets of persons who share a common
identity.
Persons are often aware of roles, and to some extent roles are governed
by the fact of their awareness.
Roles persist, in part, because of their consequences (functions) and
because they are often imbedded with larger social systems.
Persons must be taught roles and may find either joy or sorrow in the
performances thereof.
Conceptualization of Roles
Roles are behavioral (does not include: sex, race, national origin,
attitudes, norms, values).
Roles are performed by individuals.
Roles are limited by context.
Roles are constructed on behaviors that are characteristic of a set of
persons and contexts.
Adapted from Biddle (1979)
Administrative Roles
As a rule, agencies impose on its members specific work
roles; each role is usually defined as a specific set of
expectations and behaviors required from individuals within a
certain job (Kahn et. al, 1964). Institutions themselves can be
defined on the whole as symbolic and behavioral frameworks
bound by rules, which motivate certain individual roles
(DiMaggio & Powell, 1991). While roles are often associated
with positions, within the context of current governance, roles
need not be position specific, as individuals within diverse
positions can engage in similar roles and vice versa. The
contours of a role are transmitted and infused into the workforce
through formal (e.g. job descriptions, meetings) and informal
channels (socialization, organizational artifacts). Within every
social context individuals might be simultaneously faced with
the demand to enact several context dependent roles; generally,
however, with time, one single role will become dominant
(Merton, 1949; Biddle, 1979; Sieber, 1974). Once
608 PAQ WINTER 2015
Table 4.
Administrative Roles
Similar to concepts
Role Role description
by:
Public administrators "express a desire to Abney & Lauth (1985),
participate in the formulation of good public Chandler (1984), Box
policy - that is, policies that incorporate the needs (1992), de Graaf
and concerns of all citizens, disadvantaged (2011), Hassett &
Stewards of
groups…are more committed to social and Watson (2002), Karnig
the Public
political goals than to policy efficiency...see & McClain (1980),
Interest
themselves serving the public and furthering the Kennedy, 2013),
public interest, independent of the goals of elected Lovrich (1981), Sowa
officials or management" (Selden et. al, 1999, p. & Selden (2003),
185). Wamsley et al. (1990)
Public administrators "balance equity and fairness Box (1992), de Graaf
with individual concerns. They express a (2011), Kennedy
commitment to both good management and (2013), Nalbandian
equity….the expression of these values may be (1990)
mitigated or influence by sources external to the
Adapted individual, such as rules, regulation supervisors,
Realists and legislators....they reject the general value of
neutrality...and hold the ideal social equity as
important....they recognize that they must work
within system constraints-rules and proper lines of
authority-to survive in the bureaucracy" (Selden
et al., p. 187).
Public administrators "value efficiency as an
organizational and individual goal…they are
willing to reject what more senior agency officials
tell them to do….will opt for the most efficient
solution, ensuring the public interest is
served…set limits on their quest for efficiency
that prevent them from making exaggerated
Businesslike
claims about a program for the sake of generating
Utilitarians
support...view efficiency as more important....they
reject any politicization of their role and do not
wish to advance the interests of less privileged or
minority citizens...Although they feel political
pressure from elected officials they are
ambivalent about their relationship with these
officials (Selden et al., p. 188).
612 PAQ WINTER 2015
Table 4, continued
Public administrators "see themselves as neutral Box (1992), de Graaf
agents…who know their boundaries, which (2011), Kennedy
consist of established rules and regulations and (2013), Nalbandian
Resigned expectations of supervisors and the chief elected (1990)
Custodians officials…they distinguish the appropriate role of
nonelected public employees from that of elected
public officials...they feel no inclination to play a
mediator role" (Selden et al., 1999, p. 189).
Public administrators "see themselves as highly de Graaf (2011),
responsible and professional - working efficiently, Kennedy (2013)
quickly, and accurately, while implementing and
Practical advocating policy positions and legislation in the
Idealists public interest…they do not believe they are
agents of elected officials...committed to social
equity...reject neutrality and the politicization of
the public service" (Selden et al., 1999, p. 190).
HYPOTHESES
THE MODEL
METHODOLOGY
Sampling Frame
The membership of the National Institute of
Governmental Purchasing (NIGP) was identified as an
appropriate sampling frame for this research. There are several
important reasons why this professional sub-group of public
administrators was of particular interest and was chosen for this
study. First, although NIGP’s membership is diverse in terms of
education, gender, age and ethnicity – due to the
professionalization efforts of the last decade, there are rather
high levels of consensus regarding professional standards and
expectations with the field (Emmett & Wright, 2012; Roman,
2013b; Thai, 2001, 2008). This fact is particularly important
since this would mean that individuals will have clear and well-
developed understandings about the overall professional
expectations and their roles. Also, given their direct proximity to
financial outlays, their actions and decisions are usually under
important levels of scrutiny. The nature of their work contexts
resembles a metaphorical “stage,” in which actors have to follow
the provided “institutional script.” Consequently, it was expected
that role behaviors would be easily identifiable across
institutional levels and relatively homogeneous in character.
Second, the procurement professionals in the sampling
frame came from a variety of organizations and they were
employed by different levels of government that cut across
PAQ WINTER 2015 615
Sampling Procedures
The sampling procedures for this study aimed to exploit
the benefits of random sampling. A random sample of 2,000
contacts was drawn from the contact database of NIGP
membership. In January of 2013 NIGP had a total of
approximately 16,000 members. The 2,000 contacts were
selected from the full list of members using a random sequence
generator in Microsoft Office Excel. The contact info was
obtained directly from NIGP’s research department. Given that
typically response rates for NIGP internal survey range between
15% and 25%, a large contact sample was believed necessary in
order to obtain the minimal work sample of approximately 3904
required for purposes of valid power and generalizability
estimation. Given that sample representativeness is often
considered to be more important than the sample size itself
(Gliner, Morgan, & Leach, 2009), the main goal of the sampling
procedures was securing a representative picture of NIGP
membership.
Instrument
The instrument employed by this study drew heavily on
the conceptualization provided by Selden et al.’s (1999)
research. Selden et al. (1999) have studied a diverse group of
public administrators who had no apparent professional
similarities. The instrument items proposed by the authors were
broad in their formulation, as such, offering important levels of
cross-sectional applicability. For the purpose of this study,
survey items were transformed with an emphasis on action
oriented statements and were modified as to remove any double-
barreled questions. Given the design of the original study no
reliability statistics for the role constructs were available. As
such, an important part of this research was the provision of a
reliability evaluation of survey instrument.
Each one of the five role constructs was measured using
four Likert-type items. The average rating for the four items for
each construct was used to identify the dominant role assumed
by the public administrator and the responses were coded
accordingly. The main reason for choosing average score rather
PAQ WINTER 2015 617
than total score lies within its ability to provide a decision even
in cases with missing item responses. Hence, even when a
respondent did not answer one of the items within the construct a
decision can be made. In instances when a respondent would
have a similar average across items for several different
constructs, the number of answered items was used as the first
tiebreaker. For example, if the respondent cumulated similar
averages for two constructs the respondent was coded in the role
within which he or she answered most items. Inter-item variance
was used as the second tiebreaker. All being equal, in cases of
equal averages the respondent was coded in the role that had the
smallest inter-item variance. In cases when neither the average
rating, number of completed items nor inter-item variance was
useful in coding, the respondent’s self-identification was used to
determine one’s dominant role.
A pre-final version of the instrument was self-
administered and reviewed for accuracy and language
appropriateness by ten tenured and experienced public
procurement professionals. Their reviews led to a number of
linguistic changes. The primary theme of their concerns
appeared to be the overly “academic” language used in some of
the questions. Appendix B provides the complete instrument
employed for purposes of data collection.
Data Collection
The survey instrument has been administered using the
SurveyMonkey platform.5 The on-screen presentation of the
survey was broken down into five distinct pages. The first page
included instructions only. The second page introduced the role
measuring items. The respondents were given twenty statements
and they were asked to indicate their level of agreement with
each statement. The order in which each statement appeared was
randomized for each respondent. In a similar manner the options
for question three on page four were randomized. The
randomization of the statements was introduced in order to
reduce the response bias that might have been induced by the
placement of the items. As a result, it should be expected that the
answer to one specific statement was not systematically
618 PAQ WINTER 2015
Statistical Method
For purposes of hypotheses testing, multinomial logistic
regression (MLR) was employed. MLR is an extension of binary
logistic regression that allows for more than two categories of
PAQ WINTER 2015 619
Roles
The five constructs used to code the respondents were
found to be adequate, with acceptable levels of internal
consistency. All five roles constructs, “steward of public
interest” (α=0.765), “adapted realist” (α=0.675), “businesslike
utilitarian” (α=0.763), “resigned custodian” (α=0.733) and
“practical idealist” (α=0.651) had Cronbach’s Alpha levels
above 0.65. The coding results uncovered “practical idealist”
and “adapted realist” as the two most commonly assumed roles
by public administrators in the sample. The role of “businesslike
utilitarian” was identified as being by a large margin the least
assumed role (table 5).
Table 5
Sample Summary by Role
Role Frequency Percent
Practical Idealist 150 30.4%
Adapted Realist 143 29.0%
Steward of Public Interest 97 19.7%
Resigned Custodian 68 13.8%
Businesslike Utilitarian 35 7.1%
Total 493 100%
Hypotheses
The results of the empirical analysis lend support to the
hypothesized associations between presence of administrative
discretion, individual expectations, tenure and the assumption
administrative roles. Expectation about involvement in policy
formulation (p < .05), perceived expectations of stakeholders
(p<0.05), administrative discretion (p <.01), tenure (p <.05) and
the number of years of public service (p <.01) are found to be
significant in explaining the assumption of at least one role. No
other variable including gender (p>.05), minority association
(p>.05) nor position (p>.05) is found to be statistically
significant. Similarly, job satisfaction (p>.05), education (p>.05)
and political ideology (p>.05) fail to reach statistical
PAQ WINTER 2015 621
Table 6
Model Fit Information and Likelihood Ratio Tests
-2 Log Chi-Square Sig.
Likelihood
Intercept Only 1403.665
Final 1167.762 235.903 .000
Model
Likelihood
Fitting
Ratio Tests
Criteria
-2 Log
Likelihood Chi-
Sig.
of Reduced Square
Model
Intercept 1167.762a .000 .
Expectation of policy
1178.419 10.658 .031
involvement
Stakeholders’
1178.238 10.476 .033
expectations
Administrative
1248.669 80.907 .000
discretion
Log tenure 1179.959 12.197 .016
Years in public service 1186.585 18.823 .001
Job satisfaction 1171.389 3.627 .459
Position 1172.202 4.440 .350
Years in current position
1169.809 2.047 .727
(log)
Education 1172.604 4.843 .304
Political ideology 1173.548 5.786 .216
Minority association 1171.973 4.212 .378
Gender 1170.620 2.858 .582
Age 1169.428 1.666 .797
The chi-square statistic is the difference in -2 log-likelihoods between the final
model and a reduced model. The reduced model is formed by omitting an effect
from the final model. The null hypothesis is that all parameters of that effect
are 0.
a
. This reduced model is equivalent to the final model because omitting the
effect does not increase the degrees of freedom.
PAQ WINTER 2015 623
Limitations
As it is the case with any research endeavor of this scale,
this study, through its partially-exploratory nature, is not perfect.
There were several important tradeoffs that needed to be made in
order to frame the research within its desired course. Although
these aspects are not expected to seriously challenge the validity
of the findings, they should, nevertheless, be noted and
accounted for when making any generalizations beyond the
context of the study.
Several of the assumptions that come with this type of
research, which although typical, are still significant and could
strongly influence the outcomes if not fully upheld. It is assumed
that the survey instrument can accurately capture, transmit and
collect data necessary for answering the research questions in a
manner that was envisioned in the research design. It is also
presumed that, which was confirmed by the high levels of
internal consistency and completion rates, the structure and
delivery of the instrument did not induce important levels of
confusion and was understood well by most, if not all,
respondents.7 The most important assumption that was made,
however, is that the responses provided by the public
administrators who participated in this research accurately reflect
their actions in practice. Strictly speaking, their stated behaviors
are, or at least closely mirror, their actual behaviors.8 Waldo
(1980) has noted that the study of public administration, social
science research in general, is value-laden. The values of those
being studied as well as the unrecognized values of the
researcher unavoidably seep into the research through the choice
of the study design or the wording of the survey instrument. In
this sense, then, the captured responses might actually reveal
administrators’ values more than they echo their administrative
behaviors and decision-making.
Possible concerns regarding the representativeness of the
sample provides another limitation that should be considered.
Although the data were collected using a random sample of a
national association and given the nature of the research design
there are sufficient reasons to believe that the results have a high
degree of generalizability, it should be noted that procurement
PAQ WINTER 2015 625
CONCLUSIONS
REFERENCES
NOTES
1. It should be noted here that this perspective clashes with the classic
image of the “ value neutral” bureaucrat (de Graaf, 2011) which was
often suggested by students of public administration as an appropriate
mechanism for normatively dealing with administrative discretion (see
Fry & Nigro, 1996). But given that even neutrality is a value, the
choice to remain neutral is in itself an application of administrative
discretion (Selden et. al., 1999).
Where N is the population size, n is the sample size, and e is the level
of precision. At a 95% confidence level, the size of the needed sample
was determined to be approximately 390.
5. The research, including its design and instrument, was reviewed and
found to be compliant with Institutional Review Board’s (IRB)
636 PAQ WINTER 2015
PAGE – 1
Directions:
In what follows, you are going to be provided with several statements. Please read each
statement carefully and indicate whether the statement is representative of your everyday
experience. Please indicate whether you agree or disagree with the statement on a scale
of 1 to 7.
where:
1-strongly disagree
2-disagree
3-somewhat disagree
4-neither disagree nor agree,
5-somewhat agree
6-agree
7-strongly agree
PAGE – 2
2. Please, indicate whether you agree or disagree with the following statements:
If I would have to choose, I would choose to work in this organization again.
I expect to be involved in policy formulation.
I constantly receive feedback in terms of what is expected of me.
I believe that my organization's stakeholders expect me to be involved in policy
formulation.
I believe that other professionals in positions and organizations similar to mine are
expected to be involved in policy formulation.
PAQ WINTER 2015 641
PAGE – 3
3. Please read the five job role descriptions and select the one that accurately
captures your current role:
Please read the five job role descriptions and select the one that accurately captures your
current role.
-On my job, I balance equity and fairness with individual concerns. I am committed to
both management and organization. I work within system constraints, rules and proper
lines of authority.
-On my job, I advocate for policy positions and participate in the formulation of policy. I
serve the public and I attempt to further the public interest. I use my experience to
delineate what is in the best interest of the public.
-On my job, I am as efficient as possible. Sometimes I challenge what more senior
agency officials tell me to do if it is not best for the organization. I keep my promises and
I advance the interest of the minority citizens only if it is the most efficient thing to do.
-On my job, I am a neutral agent. I work within the boundaries imposed by rules,
regulations and expectations of those more senior than me and to elected officials. I don't
play a mediator role. I complete the task set for me and I do not participate in policy
formulation.
-On my job, I am as professional as possible. I work efficiently, quickly and accurately.
When possible, I advocate for policy positions and legislation. I support equity and I am
not neutral, but I do not act as an agent of elected officials.
PAGE – 4
4. Where do you work?
Federal government
State/provincial government
County/regional government
City / town government
School system
College / university
Special authority / district
Other (please specify)
7. How many years have you been with your current organization?
8. How many years have you been employed in the public sector?
11. Which of the following best describes the field in which you received your
highest degree?
Public Administration
Business Administration
Political Science
Economics
Mathematics
Science
Healthcare
Medicine
Computing
Engineering
Technology
Other (please specify)