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Wetzel2020 Article Flow-regulatedVersusDifferenti
Wetzel2020 Article Flow-regulatedVersusDifferenti
https://doi.org/10.1007/s00701-019-04088-9
Received: 15 July 2019 / Accepted: 24 September 2019 / Published online: 12 November 2019
# Springer-Verlag GmbH Austria, part of Springer Nature 2019
Abstract
Background To compare flow-regulated (FR) and differential pressure (DP) valves for treatment of patients with idiopathic
normal hydrocephalus (iNPH) focusing on overdrainage and neurological outcome.
Methods This is a retrospective study of patients with iNPH treated with FR and DP valves at a single institution between 2008
and 2018. The neurological status was evaluated retrospectively with the Kiefer scale at baseline, after shunt placement and at the
6-month follow-up. Groups were compared using inverse probability of treatment weighting based on propensity scores.
Results The study cohort consisted of 38 patients treated with FR valves and 49 with DP valves. The mean patient age was 72.0 ±
7.6 years. Based on the Kiefer scale score, neurological improvement at the 6-month follow-up was recorded in 79.6% in the DP
group and 89.5% in the FR group (p = 0.252). The overdrainage rates were higher among DP valves (10.2%) than among FR
valves (2.6%, adjusted p = 0.002). Valve malfunction occurred in 2.0% in the DP group and 5.3% in the FR group (adjusted p =
0.667).
Conclusions The current study demonstrates a comparable neurological improvement between DP and FR valves, with poten-
tially lower overdrainage rates among FR valves. Long-term studies will be necessary to draw a definite conclusion on FR valves
for treatment of iNPH patients.
Keywords Differential pressure valve . Flow-regulated valve . iNPH . Normal pressure hydrocephalus . Overdrainage
Introduction
Christian Wetzel and Lukas Goertz contributed equally to this work.
Idiopathic normal pressure hydrocephalus (iNPH) is a brain
This article is part of the Topical Collection on CSF Circulation
disease of unknown origin, most prevalent in elderly patients.
* Lukas Goertz It is a subtype of chronic hydrocephalus and characterized by
lukas.goertz@uk-koeln.de enlarged cerebral ventricles, in which the intracranial pressure
remains normal or only slightly elevated [6]. The cardinal
1 symptoms of iNPH are known as Hakim’s triad and consist
Faculty of Medicine and University Hospital, Center for
Neurosurgery, University of Cologne, Kerpener Strasse 62, of magnetic gait, cognitive impairment, and urinary inconti-
50937 Cologne, Germany nence [1]. Further common symptoms include headache and
2
Department of Neurosurgery, Bundeswehrkrankenhaus Koblenz, dizziness.
Rübenacher Strasse 170, 56072 Koblenz, Germany Although intracranial pressure is usually not elevated, per-
3
Harvey Cushing Neuro-Oncology Laboratories, Department of manent drainage of cerebrospinal fluid (CSF) by a
Neurosurgery, Brigham and Women’s Hospital, Harvard Medical ventriculoperitoneal (VP) shunt represents an effective treat-
School, 75 Francis Street, Boston, MA 02115, USA ment option for iNPH. Programmable differential pressure
4
Department of Neuroradiology, University Hospital of Cologne, (DP) valves are the most frequently used valve types for
Kerpener Strasse 62, 50937 Cologne, Germany iNPH, achieving symptom improvement in more than 80%
16 Acta Neurochir (2020) 162:15–21
of the patients in benchmark cohorts [2, 11]. The major ad- outcomes between the Codman® Hakim® and the
vantage of programmable valves consists of the non-invasive Integra® NPH low flow valves. A local ethics committee
adjustment of the opening pressure by an external magnetic approval (No. 12–197) was obtained for the use of the
field, which allows to adjust the optimal drainage rates on an Integra® NPH low flow valve for clinical routine. For
individual basis and to counteract overdrainage by increasing this specific retrospective study with anonymized analy-
the outflow resistance non-invasively [2, 5]. If necessary, the sis of patient data, an separate ethics committee approval
adjunctive use of anti-siphon devices (ASD) or gravitational was waived according to the statutes of our institutional
units further reduces overdrainage rates by providing a vari- guidelines.
able outflow resistance dependent on patient position, thus
addressing the posture-related changes of the drainage rates.
In clinical studies, ASDs and gravitational units were associ- Inclusion and exclusion criteria
ated with severe overdrainage rates of 5% while maintaining
good clinical outcomes [3, 7, 12, 14]. Using DP valves, ad- All iNPH patients that were either treated with the Codman®
justments are necessary in around 50% of patients and can be Hakim® valve or the Integra® NPH low flow valve and that
time-consuming, which represents a potential drawback of had presented for their 6-month follow-up were enrolled.
these valve types [4, 10]. There was no specific exclusion criterion in the present study.
The use of non-programmable flow-regulated valves such as
the Integra® NPH low flow valve (Integra LifeSciences,
Plainsboro, NJ, USA) may address this limitation; however, Procedure
clinical data on this valve type is rare. The Integra® NPH low
flow valve has a flow-regulated, self-regulatory mechanism with The diagnosis of iNPH and indication for shunt surgery
reduced drainage rates (8–17 ml/h) in comparison to standard was made based on the clinical and radiological consider-
flow-regulated valves (e.g., OSV Sigma valve 18–30 ml/h) ations. The presence of at least two cardinal symptoms of
which have been adjusted specifically for iNPH patients [16]. It iNPH (broad based and magnetic gait, cognitive impair-
provides a variable resistance to the CSF outflow with the aim to ment, and urinary incontinence) was regarded as indica-
minimize overdrainage by maintaining constant drainage rates tive for iNPH. Radiological signs compatible with iNPH
independent of patient position or differential pressure. such as symmetrical ventriculomegaly and subarachnoid
The objective of the current study was to retrospec- space tightness with an Evans’ index > 0.3 were a prereq-
tively compare differential pressure and flow-regulated uisite for shunt placement.
valves in terms of neurological outcome, valve-related Patients with a questionable diagnosis of iNPH received a
complications, and overdrainage rates. To address a po- supplementary diagnostic testing by placement of a lumbar
tential selection bias, we performed an inverse probabil- drain for 3 days. In case of positive response to extended
ity of treatment weighting (IPTW) adjustment based on lumbar drainage, shunt surgery was indicated.
the propensity score model. For patients receiving a DP valve, an implantation of an
additional anti-siphon device was performed at the neurosur-
geon’s discretion.
Methods
retrospective analysis of iNPH severity and neurological NY, USA). A p value < 0.05 was considered as statisti-
outcome after shunt surgery [9, 12]. It scores the severity cally significant.
of the three cardinal symptoms of iNPH (gait distur-
bance, cognitive impairment, and urinary incontinence)
and two additional symptoms (headache and dizziness).
Results
The overall KS score ranges from 0 to 24, whereby
higher values represent a more severe impairment.
Patient characteristics
Clinical improvement of the patient’s neurological status
was evaluated by the NPH recovery rate (NPH-RR),
A total of 87 iNPH patients met the inclusion criteria and were
which is calculated based on the preoperative and
enrolled in this study. Among those, 49 patients were treated
follow-up KS scores using the following formula:
with the Codman® Hakim® valve (DP group, 49/87, 56.3%)
preoperative KS score−postoperative KS score
and 38 with the Integra® NPH low flow valve (FR group, 38/
NPH−RR ¼ *10 87, 43.7%). In the DP group, an additional ASD was im-
preoperative KS score
planted in 23 patients (46.9%). In the overall population, the
Based on the NPH-RR, the neurological outcome was clas- mean patient age was 72.0 ± 7.6 years (range 53–87 years),
sified as follows: < 2 points: poor, 2–4 points: satisfactory, 5–6 including 24 females and 63 males. Of 87 patients, 86 (98.9%)
points: good, and 7–10 points: excellent. presented with gait disturbance, 77 (88.5%) with cognitive
In the present study, we only report valve-related compli- impairment and 70 (80.5%) with urinary incontinence. The
cations that required surgical revision, such as subdural mean duration of symptoms before surgery was 23.3 ±
hygroma/hematoma and valve malfunction. Subdural fluid 20.4 months (range 2–96 months). The mean preoperative
collections that were indicative for overdrainage but could mRS score was 3.0 ± 0.8 (range 2–4), and the mean KS score
be treated conservatively by incrementing the outflow resis- was 7.1 ± 2.0 (range 3–12). Baseline patient characteristics
tance were not regarded as complications. were not significantly different between the DP and the FR
groups, as outlined in Table 1. Although there were no signif-
icant differences in baseline characteristics, we performed an
additional IPTW analysis based on the propensity score model
Statistical analysis to address a potential selection bias. Baseline patient charac-
teristics after IPTW adjustment are shown in Table 1. In the
Qualitative parameters were presented as numbers and DP group, baseline characteristics among patients treated with
frequencies and compared with the chi-square and and without an additional ASD were comparable, as listed in
Fisher exact tests, when appropriate. Quantitative vari- Table 2.
ables were presented as means ± standard deviation and
compared with the unpaired two-sided Student t test Neurological outcome
(normally distributed data) or the Mann–Whitney U test
(non-normally distributed data). Quantitative variables The mean KS score at baseline was 7.1 ± 2.1 in the DP
were tested for normality using the Shapiro–Wilk test. group and 7.2 ± 1.9 in the FR group (p = 0.815). At the 6-
An inverse probability of treatment weighting (IPTW) month follow-up, there was no significant difference in the
approach based on the propensity score model was used KS scores after DP (3.9 ± 2.9) and FR (3.4 ± 2.4) valve
as a statistical technique to create two synthetic study implantation (p = 0.413). This difference remained insig-
groups with comparable propensity scores, in which nificant after IPTW adjustment (0.453). The mean NPH-
treatment assignment is independent of measured base- RRs were similar for the Codman® Hakim® valve (4.6 ±
line characteristics. This method aims to minimize a po- 4.0) and the Integra® NPH low flow valve (5.3 ± 3.3; p =
tential selection bias and to obtain comparative estimates 0.395), even when adjusting for the propensity score (p =
of treatment effects. Propensity scores were calculated 0.236). Seventy-three (83.9%) patients had a recovery rate
using a multivariate logistic regression model with of at least 2 points, 79.6% (39/49) in the DP group and
flow-regulated valves as the response and the following 89.5% (34/38) in the FR group (p = 0.252). Excellent out-
covariates: age, sex, duration of symptoms, presence of come (7–10 points) was achieved in 40.2% (35/87). A
gait disturbance, cognitive impairment, urinary inconti- slightly higher portion of patients in the FR group (18/38,
nence, headache and dizziness, preoperative mRS score, 47.4%) achieved excellent outcome in comparison to the
and preoperative KS score. All statistic tests were per- DP group (17/49, 34.7%); however, this difference did not
formed using SPSS Version 25.0 for Windows (IBM receive statistical significance, neither in the unadjusted
SPSS Statistics for Windows, Version 25.0, Armonk, (p = 0.232) nor in the adjusted analysis (p = 0.170).
18 Acta Neurochir (2020) 162:15–21
Patient age (years) 72.6 ± 6.9 71.1 ± 8.4 0.347 72.7 ± 6,5 72.4 ± 7.7 0.791
Sex 0.463 0.894
Female 12 (24.5%) 12 (31.6%) 17 (22.4%) 17 (23.3%)
Male 37 (75.5%) 26 (68.4%) 59 (77.6%) 56 (76.7%)
Duration of symptoms (months) 22.6 ± 23.2 23.9 ± 17.4 0.789 23.2 ± 21.4 24.0 ± 19.0 0.841
Gait disturbance 48 (98.0%) 38 (100%) 1.0 75 (98.7%) 73 (100%) 1.0
Cognitive impairment 44 (89.8%) 33 (86.8%) 0.668 68 (89.5%) 65 (89.0%) 0.932
Incontinence 40 (81.6%) 30 (78.9%) 0.754 63 (82.0%) 63 (86.3%) 0.565
Headache 6 (12.2%) 3 (7.9%) 0.726 7 (9.2%) 4 (5.5%) 0.534
Dizziness 6 (12.2%) 7 (18.4%) 0.423 9 (11.8%) 9 (12.3%) 0.927
Preoperative mRS score 3.0 ± 0.8 3.1 ± 0.8 0.581 2.9 ± 0.8 3.0 ± 0.7 0.643
Preoperative Kiefer Scale score 7.1 ± 2.1 7.2 ± 1.9 0.815 7.1 ± 2.0 7.2 ± 1.7 0.655
DP differential pressure, FR flow-regulated, IPTW inverse probability of treatment weighting, mRS modified Rankin scale
In the overall population, the mean improvement in the patients of the DP group (10.2%), compared with one of
mRS score at 6-month follow-up was 1.1 ± 0.9 points, 1.1 ± 38 patients in the FR group (2.6%). This difference was
1.0 points in the DP group and 1.1 ± 0.8 points in the FR statistically significant after IPTW adjustment (p = 0.002).
group (p = 0.861). Moreover, in the DP group, there were three subdural
A systematic overview of neurological outcome after DP fluid collections (6.1%) that were managed conservatively
and FR valve implantation is given in Table 3. by incrementing the outflow resistance. The treatment did
In the DP group, there is no significant difference among not require surgery.
patients treated with and without an additional ASD in terms Valve malfunction within the 6-month follow-up period
of outcome parameters, as listed in Table 2. was observed in one patient in the DP group (2.0%) and
two patients in the FR group (5.3%, p = 0.578, adjusted
Overdrainage and valve malfunction p = 0.667). In all three cases, the patients improved clini-
cally after initial VP placement and symptoms worsened
Within the 6-month FU duration, subdural effusions that thereafter. Valve malfunction was confirmed intraopera-
required surgical evacuation occurred in 5 of the 49 tively, respectively.
mRS modified Rankin scale, FU follow-up, NPH-RR normal pressure hydrocephalus recovery rate
Acta Neurochir (2020) 162:15–21 19
mRS score
Preoperative 3.0 ± 0.8 3.1 ± 0.8 0.581 0.643
6-month FU 1.9 ± 1.2 1.9 ± 1.0 0.873 0.642
Kiefer scale score
Preoperative 7.1 ± 2.1 7.2 ± 1.9 0.815 0.655
6-month FU 3.9 ± 2.9 3.4 ± 2.4 0.413 0.453
NPH-RR 4.6 ± 4.0 5.3 ± 3.3 0.395 0.236
Poor (< 2 points) 10 (20.4%) 4 (10.5%) 0.252 0.189
Satisfactory (2–4 points) 17 (34.7%) 12 (31.6%) 0.760 0.395
Good (5–6 points) 5 (10.2%) 4 (10.5%) 1.0 0.734
Excellent (7–10 points) 17 (34.7%) 18 (47.4%) 0.232 0.170
DP differential pressure; FR flow-regulated; mRS modified Rankin scale; FU follow-up; NPH-RR normal pres-
sure hydrocephalus recovery rate
adjustments were performed in 37.8% of patients with be generalized. However, our preliminary data appear prom-
gravity-assisted valves in the SVASONA trial, compared ising and indicate a reasonable safety profile for FR valves,
with 40.8% in patients with programmable valves [12]. hence justifying further examination of the use of FR valves
Our study showed that the risk of subdural hematoma is for iNPH. Ultimately, a prospective comparative study with
exceptionally low among FR valves, although there is long-term data will be necessary to define the role of the
no possibility to change the valve settings. Integra NPH low flow valve for treatment of iNPH and wheth-
er it can bear comparison with gravitational valves.
of perturbations of implanted programmable Hakim Codman valve of a prospective study on idiopathic normal pressure hydrocepha-
after 1.5-Tesla magnetic resonance imaging. World Neurosurg 88: lus. Clin Neurol Neurosurg 173:31–37
297–299
5. Carmel PW, Albright AL, Adelson PD, Canady A, Black P,
Comments
Boydston W, Kneirim D, Kaufman B, Walker M, Luciano M
(1999) Incidence and management of subdural hematoma/
hygroma with variable-and fixed-pressure differential valves: a ran- The authors report retrospectively on two cohorts of patients treated for
domized, controlled study of programmable compared with con- idiopathic NPH in the same institution; 38 patients underwent insertion
ventional valves. Neurosurg Focus 7:E8 of VP shunts incorporating flow-regulated (FR) valves, and 49 patients
6. de Jong DA, Delwel EJ, Avezaat CJ (2000) Hydrostatic and hydro-
dynamic considerations in shunted normal pressure hydrocephalus. with low pressure differential pressure (DP) valves. Although this was
Acta Neurochir 142:241–247 a non-randomised study, there was no difference in any of the measured
7. Gehlen M, Eklund A, Kurtcuoglu V, Malm J, Daners MS (2017) baseline parameters between the two groups. Neurological change was
Comparison of anti-siphon devices—how do they affect CSF dy- reported using the Keifer scale at baseline and at 6 months. They also
namics in supine and upright posture? Acta Neurochir 159:1389–
1397 report on over drainage rates and shunt malfunction.
8. Gölz L, Lemcke J, Meier U (2013) Indications for valve-pressure The authors conclude that there is no difference between neurological
adjustments of gravitational assisted valves in patients with idio- outcomes in the two groups; there is significantly less over drainage in
pathic normal pressure hydrocephalus. Surg Neurol Int 4 the patients having the FR valves. The incidence of shunt malfunction
9. Kiefer M, Eymann R, Komenda Y, Steudel W (2003) Ein
Graduierungssystem für den chronischen Hydrozephalus. was similar.
Zentralbl Neurochir 64:109–115
10. Kim KH, Yeo IS, Yi JS, Lee HJ, Yang JH, Lee IW (2009) A pres- This is a clear paper with a succinct message. The use of FR valves in
sure adjustment protocol for programmable valves. J Korean iNPH has not been investigated extensively, and I think this study
Neurosurg Soc 46:370–377
11. Klinge P, Hellstrom P, Tans J, Wikkelso C (2012) One-year out-
provides a useful addition to the literature and encourages further in-
come in the European multicentre study on iNPH. Acta Neurol vestigation into the benefits of FR valves in iNPH.
Scand 126:145–153
12. Lemcke J, Meier U, Müller C, Fritsch MJ, Kehler U, Langer N, Kristian Aquilina
Kiefer M, Eymann R, Schuhmann MU, Speil A (2013) Safety and
London, UK
efficacy of gravitational shunt valves in patients with idiopathic
normal pressure hydrocephalus: a pragmatic, randomised, open la-
bel, multicentre trial (SVASONA). J Neurol Neurosurg Psychiatry This is an interesting retrospective single-institution study comparing
84:850–857 FR and DP valves for the treatment of iNPH. The paper is well-
13. Shaw R, Everingham E, Mahant N, Jacobson E, Owler B (2016)
written, rigorously designed, and has meaningful conclusions.
Clinical outcomes in the surgical treatment of idiopathic normal
pressure hydrocephalus. J Clin Neurosci 29:81–86 Though this topic has previously been discussed in the literature, this
14. Suchorska B, Kunz M, Schniepp R, Jahn K, Goetz C, Tonn J, strong manuscript adds further evidence for readers.
Peraud A (2015) Optimized surgical treatment for normal pressure
hydrocephalus: comparison between gravitational and differential
Ali S. Haider
pressure valves. Acta Neurochir 157:703–709
15. Sulter G, Steen C, De Keyser J (1999) Use of the Barthel Chicago, USA
index and modified Rankin scale in acute stroke trials.
Stroke 30:1538–1541
16. Wetzel C, Goertz L, Schulte AP, Goldbrunner R, Krischek B (2018) Publisher’s note Springer Nature remains neutral with regard to jurisdic-
Minimizing overdrainage with flow-regulated valves - initial results tional claims in published maps and institutional affiliations.