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Acta Neurochirurgica (2020) 162:15–21

https://doi.org/10.1007/s00701-019-04088-9

ORIGINAL ARTICLE - CSF CIRCULATION

Flow-regulated versus differential pressure valves for idiopathic


normal pressure hydrocephalus: comparison of overdrainage rates
and neurological outcome
Christian Wetzel 1 & Lukas Goertz 1 & Philipp Noé 1,2 & Niklas von Spreckelsen 1,3 & Marina Penner 1 &
Christoph Kabbasch 4 & Roland Goldbrunner 1 & Boris Krischek 1

Received: 15 July 2019 / Accepted: 24 September 2019 / Published online: 12 November 2019
# Springer-Verlag GmbH Austria, part of Springer Nature 2019

Abstract
Background To compare flow-regulated (FR) and differential pressure (DP) valves for treatment of patients with idiopathic
normal hydrocephalus (iNPH) focusing on overdrainage and neurological outcome.
Methods This is a retrospective study of patients with iNPH treated with FR and DP valves at a single institution between 2008
and 2018. The neurological status was evaluated retrospectively with the Kiefer scale at baseline, after shunt placement and at the
6-month follow-up. Groups were compared using inverse probability of treatment weighting based on propensity scores.
Results The study cohort consisted of 38 patients treated with FR valves and 49 with DP valves. The mean patient age was 72.0 ±
7.6 years. Based on the Kiefer scale score, neurological improvement at the 6-month follow-up was recorded in 79.6% in the DP
group and 89.5% in the FR group (p = 0.252). The overdrainage rates were higher among DP valves (10.2%) than among FR
valves (2.6%, adjusted p = 0.002). Valve malfunction occurred in 2.0% in the DP group and 5.3% in the FR group (adjusted p =
0.667).
Conclusions The current study demonstrates a comparable neurological improvement between DP and FR valves, with poten-
tially lower overdrainage rates among FR valves. Long-term studies will be necessary to draw a definite conclusion on FR valves
for treatment of iNPH patients.

Keywords Differential pressure valve . Flow-regulated valve . iNPH . Normal pressure hydrocephalus . Overdrainage

Introduction
Christian Wetzel and Lukas Goertz contributed equally to this work.
Idiopathic normal pressure hydrocephalus (iNPH) is a brain
This article is part of the Topical Collection on CSF Circulation
disease of unknown origin, most prevalent in elderly patients.
* Lukas Goertz It is a subtype of chronic hydrocephalus and characterized by
lukas.goertz@uk-koeln.de enlarged cerebral ventricles, in which the intracranial pressure
remains normal or only slightly elevated [6]. The cardinal
1 symptoms of iNPH are known as Hakim’s triad and consist
Faculty of Medicine and University Hospital, Center for
Neurosurgery, University of Cologne, Kerpener Strasse 62, of magnetic gait, cognitive impairment, and urinary inconti-
50937 Cologne, Germany nence [1]. Further common symptoms include headache and
2
Department of Neurosurgery, Bundeswehrkrankenhaus Koblenz, dizziness.
Rübenacher Strasse 170, 56072 Koblenz, Germany Although intracranial pressure is usually not elevated, per-
3
Harvey Cushing Neuro-Oncology Laboratories, Department of manent drainage of cerebrospinal fluid (CSF) by a
Neurosurgery, Brigham and Women’s Hospital, Harvard Medical ventriculoperitoneal (VP) shunt represents an effective treat-
School, 75 Francis Street, Boston, MA 02115, USA ment option for iNPH. Programmable differential pressure
4
Department of Neuroradiology, University Hospital of Cologne, (DP) valves are the most frequently used valve types for
Kerpener Strasse 62, 50937 Cologne, Germany iNPH, achieving symptom improvement in more than 80%
16 Acta Neurochir (2020) 162:15–21

of the patients in benchmark cohorts [2, 11]. The major ad- outcomes between the Codman® Hakim® and the
vantage of programmable valves consists of the non-invasive Integra® NPH low flow valves. A local ethics committee
adjustment of the opening pressure by an external magnetic approval (No. 12–197) was obtained for the use of the
field, which allows to adjust the optimal drainage rates on an Integra® NPH low flow valve for clinical routine. For
individual basis and to counteract overdrainage by increasing this specific retrospective study with anonymized analy-
the outflow resistance non-invasively [2, 5]. If necessary, the sis of patient data, an separate ethics committee approval
adjunctive use of anti-siphon devices (ASD) or gravitational was waived according to the statutes of our institutional
units further reduces overdrainage rates by providing a vari- guidelines.
able outflow resistance dependent on patient position, thus
addressing the posture-related changes of the drainage rates.
In clinical studies, ASDs and gravitational units were associ- Inclusion and exclusion criteria
ated with severe overdrainage rates of 5% while maintaining
good clinical outcomes [3, 7, 12, 14]. Using DP valves, ad- All iNPH patients that were either treated with the Codman®
justments are necessary in around 50% of patients and can be Hakim® valve or the Integra® NPH low flow valve and that
time-consuming, which represents a potential drawback of had presented for their 6-month follow-up were enrolled.
these valve types [4, 10]. There was no specific exclusion criterion in the present study.
The use of non-programmable flow-regulated valves such as
the Integra® NPH low flow valve (Integra LifeSciences,
Plainsboro, NJ, USA) may address this limitation; however, Procedure
clinical data on this valve type is rare. The Integra® NPH low
flow valve has a flow-regulated, self-regulatory mechanism with The diagnosis of iNPH and indication for shunt surgery
reduced drainage rates (8–17 ml/h) in comparison to standard was made based on the clinical and radiological consider-
flow-regulated valves (e.g., OSV Sigma valve 18–30 ml/h) ations. The presence of at least two cardinal symptoms of
which have been adjusted specifically for iNPH patients [16]. It iNPH (broad based and magnetic gait, cognitive impair-
provides a variable resistance to the CSF outflow with the aim to ment, and urinary incontinence) was regarded as indica-
minimize overdrainage by maintaining constant drainage rates tive for iNPH. Radiological signs compatible with iNPH
independent of patient position or differential pressure. such as symmetrical ventriculomegaly and subarachnoid
The objective of the current study was to retrospec- space tightness with an Evans’ index > 0.3 were a prereq-
tively compare differential pressure and flow-regulated uisite for shunt placement.
valves in terms of neurological outcome, valve-related Patients with a questionable diagnosis of iNPH received a
complications, and overdrainage rates. To address a po- supplementary diagnostic testing by placement of a lumbar
tential selection bias, we performed an inverse probabil- drain for 3 days. In case of positive response to extended
ity of treatment weighting (IPTW) adjustment based on lumbar drainage, shunt surgery was indicated.
the propensity score model. For patients receiving a DP valve, an implantation of an
additional anti-siphon device was performed at the neurosur-
geon’s discretion.
Methods

This is a retrospective review of consecutive patients that Patient evaluation


underwent VP-shunt placement for iNPH at a high-
volume German university hospital during January 2008 The following data was collected retrospectively from the
and November 2018. During this period, three different medical records: age, gender, clinical symptoms, duration of
va lve ty pe s we re us ed: (1 ) Co dma n® H ak im® symptoms, neurological status, and complications. All pa-
Programmable Valve (Integra LifeSciences, Plainsboro, tients received a complete neurological examination by a qual-
NJ, USA), (2) Sophy® SM8 valve (Sophysa, Orsay, ified neurosurgeon at baseline, at discharge and at follow-up
France), and (3) Integra® NPH low flow valve (Integra visits according to institutional guidelines. The functional sta-
LifeSciences, Plainsboro, NJ, USA). While the tus was assessed with the modified Rankin scale (mRS). The
Codman® Hakim® and the Sophy® SM8 valves are mRS had originally been developed to assess functional out-
both programmable differential pressure valves, the come after stroke [15]; however, it has also been used to eval-
Integra® NPH low flow valve is a non-programmable uate the outcome of iNPH patients [11].
flow-regulated valve. Since the Codman® Hakim® valve We further determined the Kiefer scale (KS) score at
is used more frequently than the Sophy SM8 valve in baseline and at the 6-month follow-up. The KS repre-
international studies on iNPH [11], we compared sents an established and routinely used instrument for
Acta Neurochir (2020) 162:15–21 17

retrospective analysis of iNPH severity and neurological NY, USA). A p value < 0.05 was considered as statisti-
outcome after shunt surgery [9, 12]. It scores the severity cally significant.
of the three cardinal symptoms of iNPH (gait distur-
bance, cognitive impairment, and urinary incontinence)
and two additional symptoms (headache and dizziness).
Results
The overall KS score ranges from 0 to 24, whereby
higher values represent a more severe impairment.
Patient characteristics
Clinical improvement of the patient’s neurological status
was evaluated by the NPH recovery rate (NPH-RR),
A total of 87 iNPH patients met the inclusion criteria and were
which is calculated based on the preoperative and
enrolled in this study. Among those, 49 patients were treated
follow-up KS scores using the following formula:
with the Codman® Hakim® valve (DP group, 49/87, 56.3%)
preoperative KS score−postoperative KS score
and 38 with the Integra® NPH low flow valve (FR group, 38/
NPH−RR ¼ *10 87, 43.7%). In the DP group, an additional ASD was im-
preoperative KS score
planted in 23 patients (46.9%). In the overall population, the
Based on the NPH-RR, the neurological outcome was clas- mean patient age was 72.0 ± 7.6 years (range 53–87 years),
sified as follows: < 2 points: poor, 2–4 points: satisfactory, 5–6 including 24 females and 63 males. Of 87 patients, 86 (98.9%)
points: good, and 7–10 points: excellent. presented with gait disturbance, 77 (88.5%) with cognitive
In the present study, we only report valve-related compli- impairment and 70 (80.5%) with urinary incontinence. The
cations that required surgical revision, such as subdural mean duration of symptoms before surgery was 23.3 ±
hygroma/hematoma and valve malfunction. Subdural fluid 20.4 months (range 2–96 months). The mean preoperative
collections that were indicative for overdrainage but could mRS score was 3.0 ± 0.8 (range 2–4), and the mean KS score
be treated conservatively by incrementing the outflow resis- was 7.1 ± 2.0 (range 3–12). Baseline patient characteristics
tance were not regarded as complications. were not significantly different between the DP and the FR
groups, as outlined in Table 1. Although there were no signif-
icant differences in baseline characteristics, we performed an
additional IPTW analysis based on the propensity score model
Statistical analysis to address a potential selection bias. Baseline patient charac-
teristics after IPTW adjustment are shown in Table 1. In the
Qualitative parameters were presented as numbers and DP group, baseline characteristics among patients treated with
frequencies and compared with the chi-square and and without an additional ASD were comparable, as listed in
Fisher exact tests, when appropriate. Quantitative vari- Table 2.
ables were presented as means ± standard deviation and
compared with the unpaired two-sided Student t test Neurological outcome
(normally distributed data) or the Mann–Whitney U test
(non-normally distributed data). Quantitative variables The mean KS score at baseline was 7.1 ± 2.1 in the DP
were tested for normality using the Shapiro–Wilk test. group and 7.2 ± 1.9 in the FR group (p = 0.815). At the 6-
An inverse probability of treatment weighting (IPTW) month follow-up, there was no significant difference in the
approach based on the propensity score model was used KS scores after DP (3.9 ± 2.9) and FR (3.4 ± 2.4) valve
as a statistical technique to create two synthetic study implantation (p = 0.413). This difference remained insig-
groups with comparable propensity scores, in which nificant after IPTW adjustment (0.453). The mean NPH-
treatment assignment is independent of measured base- RRs were similar for the Codman® Hakim® valve (4.6 ±
line characteristics. This method aims to minimize a po- 4.0) and the Integra® NPH low flow valve (5.3 ± 3.3; p =
tential selection bias and to obtain comparative estimates 0.395), even when adjusting for the propensity score (p =
of treatment effects. Propensity scores were calculated 0.236). Seventy-three (83.9%) patients had a recovery rate
using a multivariate logistic regression model with of at least 2 points, 79.6% (39/49) in the DP group and
flow-regulated valves as the response and the following 89.5% (34/38) in the FR group (p = 0.252). Excellent out-
covariates: age, sex, duration of symptoms, presence of come (7–10 points) was achieved in 40.2% (35/87). A
gait disturbance, cognitive impairment, urinary inconti- slightly higher portion of patients in the FR group (18/38,
nence, headache and dizziness, preoperative mRS score, 47.4%) achieved excellent outcome in comparison to the
and preoperative KS score. All statistic tests were per- DP group (17/49, 34.7%); however, this difference did not
formed using SPSS Version 25.0 for Windows (IBM receive statistical significance, neither in the unadjusted
SPSS Statistics for Windows, Version 25.0, Armonk, (p = 0.232) nor in the adjusted analysis (p = 0.170).
18 Acta Neurochir (2020) 162:15–21

Table 1 Baseline patient characteristics

Characteristic DP valve (N = 49) FR valve (N = 38) P IPTW adjustment

DP valve (N = 76) FR valve (N = 73) Adjusted P

Patient age (years) 72.6 ± 6.9 71.1 ± 8.4 0.347 72.7 ± 6,5 72.4 ± 7.7 0.791
Sex 0.463 0.894
Female 12 (24.5%) 12 (31.6%) 17 (22.4%) 17 (23.3%)
Male 37 (75.5%) 26 (68.4%) 59 (77.6%) 56 (76.7%)
Duration of symptoms (months) 22.6 ± 23.2 23.9 ± 17.4 0.789 23.2 ± 21.4 24.0 ± 19.0 0.841
Gait disturbance 48 (98.0%) 38 (100%) 1.0 75 (98.7%) 73 (100%) 1.0
Cognitive impairment 44 (89.8%) 33 (86.8%) 0.668 68 (89.5%) 65 (89.0%) 0.932
Incontinence 40 (81.6%) 30 (78.9%) 0.754 63 (82.0%) 63 (86.3%) 0.565
Headache 6 (12.2%) 3 (7.9%) 0.726 7 (9.2%) 4 (5.5%) 0.534
Dizziness 6 (12.2%) 7 (18.4%) 0.423 9 (11.8%) 9 (12.3%) 0.927
Preoperative mRS score 3.0 ± 0.8 3.1 ± 0.8 0.581 2.9 ± 0.8 3.0 ± 0.7 0.643
Preoperative Kiefer Scale score 7.1 ± 2.1 7.2 ± 1.9 0.815 7.1 ± 2.0 7.2 ± 1.7 0.655

DP differential pressure, FR flow-regulated, IPTW inverse probability of treatment weighting, mRS modified Rankin scale

In the overall population, the mean improvement in the patients of the DP group (10.2%), compared with one of
mRS score at 6-month follow-up was 1.1 ± 0.9 points, 1.1 ± 38 patients in the FR group (2.6%). This difference was
1.0 points in the DP group and 1.1 ± 0.8 points in the FR statistically significant after IPTW adjustment (p = 0.002).
group (p = 0.861). Moreover, in the DP group, there were three subdural
A systematic overview of neurological outcome after DP fluid collections (6.1%) that were managed conservatively
and FR valve implantation is given in Table 3. by incrementing the outflow resistance. The treatment did
In the DP group, there is no significant difference among not require surgery.
patients treated with and without an additional ASD in terms Valve malfunction within the 6-month follow-up period
of outcome parameters, as listed in Table 2. was observed in one patient in the DP group (2.0%) and
two patients in the FR group (5.3%, p = 0.578, adjusted
Overdrainage and valve malfunction p = 0.667). In all three cases, the patients improved clini-
cally after initial VP placement and symptoms worsened
Within the 6-month FU duration, subdural effusions that thereafter. Valve malfunction was confirmed intraopera-
required surgical evacuation occurred in 5 of the 49 tively, respectively.

Table 2 Baseline characteristics


and outcome of patients treated by Characteristic DP with ASD (N = 23) DP without ASD (N = 26) P
a differential pressure (DP) valve
in combination with or without an Patient age (years) 73.1 ± 5.7 72.1 ± 7.9 0.640
anti-siphon device (ASD) Sex 0.674
Female 5 7
Male 18 19
Duration of symptoms (months) 24.1 ± 24.8 21.5 ± 22.4 0.746
mRS score
Preoperative 2.9 ± 0.8 3.0 ± 0.8 0.705
6-month FU 2.0 ± 1.2 1.7 ± 1.1 0.421
Kiefer scale score
Preoperative 7.3 ± 2.2 6.9 ± 2.1 0.499
6-month FU 4.3 ± 3.2 3.5 ± 2.5 0.359
NPH-RR 4.2 ± 4.7 4.9 ± 3.4 0.518
Overdrainage 3 2 0.655

mRS modified Rankin scale, FU follow-up, NPH-RR normal pressure hydrocephalus recovery rate
Acta Neurochir (2020) 162:15–21 19

Table 3 Neurological outcome


Characteristic DP valve (N = 49) FR valve (N = 38) P Adjusted P

mRS score
Preoperative 3.0 ± 0.8 3.1 ± 0.8 0.581 0.643
6-month FU 1.9 ± 1.2 1.9 ± 1.0 0.873 0.642
Kiefer scale score
Preoperative 7.1 ± 2.1 7.2 ± 1.9 0.815 0.655
6-month FU 3.9 ± 2.9 3.4 ± 2.4 0.413 0.453
NPH-RR 4.6 ± 4.0 5.3 ± 3.3 0.395 0.236
Poor (< 2 points) 10 (20.4%) 4 (10.5%) 0.252 0.189
Satisfactory (2–4 points) 17 (34.7%) 12 (31.6%) 0.760 0.395
Good (5–6 points) 5 (10.2%) 4 (10.5%) 1.0 0.734
Excellent (7–10 points) 17 (34.7%) 18 (47.4%) 0.232 0.170

DP differential pressure; FR flow-regulated; mRS modified Rankin scale; FU follow-up; NPH-RR normal pres-
sure hydrocephalus recovery rate

Discussion idiopathic normal pressure hydrocephalus in adults) tri-


al, gravity-assisted differential pressure valves were as-
In the current study, we compared patients that were treat- sociated with significantly reduced overdrainage rates
ed with a DP or a FR valve for iNPH. To minimize a (6.8%) when compared with conventional differential
potential selection bias, we performed an additional pressure valves (40.8%) [12]. Likewise, Suchorska
IPTW analysis, which ensures comparable study groups et al. reported a subdural hygroma rate of 12.5% among
and strengthens the validity of our results. We could show differential pressure valves compared to 0% in gravity-
that FR valves were associated with a potentially lower assisted valves [14].
overdrainage rate than DP valves, with similar neurolog- Bozhkov et al. analyzed the beneficial impact of flow-
ical improvement rates and a comparable portion of valve regulated anti-siphon devices regarding overdrainage in
dysfunction at 6-month follow-up. patients with iNPH [3]. DP valves were associated with
a lower incidence of overdrainage, when they were im-
planted in combination with an anti-siphon device (0/19)
Overdrainage if compared with DP valves without an ancillary device
(3/21) [3]. In the present study, there was no significant
Among DP valves, the overall overdrainage rate was difference in overdrainage rates between patients treated
16.9% (8/49). Likewise, the incidence of subdural hema- by a DP valve with an additional ASD or by a DP valve
toma or hygroma—probably due to overdrainage— alone.
occurred in 17 of 115 patients (15%) after implanting In contrast, FR valves were associated with a 2.6%-
the Codman® Hakim® valve in the benchmark cohort overdrainage rate, which was significantly lower compared
of the European Multicentre Study on iNPH [11]. In with DP valves (p = 0.002). Moreover, these results compare
the cited study, only one patient required surgical evac- favorably to benchmark cohorts in the available literature and
uation of the hematoma (0.9%), while overdrainage was are at least on par with gravitational valve types as cited above
treated conservatively in the remaining patients by [7, 12, 14].
incrementing the outflow resistance of the DP valve A further potential advantage of FR valves is that
[11]. In our study, surgical evacuation for subdural fluid they have a self-regulatory mechanism of CSF drainage;
collections was necessary in 5 patients with DP valves hence, there is no need for valve pressure adjustments.
(10.2%), whereas 3 were managed conservatively. Among DP valves, frequent adjustments of the valve
To address the intracranial pressure drop during pos- settings are often necessary to identify the optimal out-
tural changes, the differential pressure shunt can be im- flow resistance for each individual remains common in
planted in combination with anti-siphon devices or an clinical practice and can be time-consuming [8].
implemented gravitational unit, which compensate for Moreover, changes of the valve settings after MRI ex-
differences in the hydrostatical pressure. In the aminations occur in up to 40% [4], hence requiring
SVASONA (shunt valves plus shunt assistant versus verification of the valve settings by a mobile device or
shunt valves alone for controlling overdrainage in by x-ray afterwards [8, 10]. For instance, valve
20 Acta Neurochir (2020) 162:15–21

adjustments were performed in 37.8% of patients with be generalized. However, our preliminary data appear prom-
gravity-assisted valves in the SVASONA trial, compared ising and indicate a reasonable safety profile for FR valves,
with 40.8% in patients with programmable valves [12]. hence justifying further examination of the use of FR valves
Our study showed that the risk of subdural hematoma is for iNPH. Ultimately, a prospective comparative study with
exceptionally low among FR valves, although there is long-term data will be necessary to define the role of the
no possibility to change the valve settings. Integra NPH low flow valve for treatment of iNPH and wheth-
er it can bear comparison with gravitational valves.

Efficacy and complications


Conclusions
In order to evaluate the neurological outcome after FR valve
implantation, we compared patients with FR and DP valves The current study demonstrates a potentially lower
using the Kiefer scale. The symptoms were self-reported and overdrainage rate of FR valves when compared with con-
assessed retrospectively; hence, our study certainly has an ventional DP valves without compromising treatment ef-
inherent measurement bias. However, the Kiefer scale repre- ficacy. The neurological improvement rates were ≥ 80%
sents a valid and frequently used assessment tool for neuro- for FR and DP valves, respectively. Moreover, there was
logical outcome of iNPH patients [9, 12]. The results show a no significant difference in valve malfunctions among
comparable neurological improvement rate for FR valves both valve types within a 6-month follow-up period.
(89.5%) and DP valves (79.6%, p = 0.252). These data are in Long-term clinical data will be necessary to follow-up
line with previous studies on iNPH. In the European on this these conclusions.
Multicentre Study on iNPH, neurological improvement was
obtained in 84% for programmable DP valves [11]. Likewise, Funding information This study was supported by a grant provided by
Shaw et al. reported improvement in 85% in a single-center Integra® LifeSciences (Integra LifeSciences Services, Lyon, France).
analysis on DP valves [13]. Suchorska et al. reported an im-
provement rate of 92% for gravity-assisted valves and 50% for Compliance with ethical standards
DP valves [14]. In the study by Bozhkov et al., clinical im-
Conflict of interest The authors declare that they have no conflict of
provement was reported in 78.9% for DP valves in combina- interest.
tion with a flow-regulated ASD and in 44.4% in patients treat-
ed with a DP valve alone [3]. Ethical approval All procedures performed in studies involving human
In the current study, valve malfunctions occurred in 2 pa- participants were in accordance with the ethical standards of the institu-
tients (5.3%) in the FR group and 1 patient in the DP group tional and/or national research committee and with the 1964 Helsinki
declaration and its later amendments or comparable ethical standards.
(2.0%). In all three cases, the patients improved neurologically For this type of study formal consent is not required.
after initial shunt surgery and deteriorated again within the 6-
month follow-up period. Valve dysfunction was confirmed in Informed consent Informed consent was obtained from all individual
all cases intraoperatively. In comparison, valve malfunction participants included in the study.
was reported in 4.3% within a follow-up period of 12 months
in the European multicentre study on iNPH [11] and in 1.4% Disclaimer The sponsor had no role in the design or conduct of this
research.
for gravity-assisted valves and 4.2% for DP valves in the
SVASONA trial [12].
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