Theories of JusticeCALIFORNIA SERIES ON SOCIAL CHOICE AND POLITICAL
ECONOMY
died by Brim Bary, Robert H, Bates, ond Sal L Popkin
‘Aetna Poles, by Rober H. Bate
Pola Economic by James E land K, Alec Chrystal
‘orion andthe Polis of Motherhood by Kristin Lake
‘4 Hard Chics: How Women Decide about Work, Caee
Mothhood by Kalen Gener
Regn Poly od the So
6 Reatine Rik and
Insurance Contac, by Carl A Hemses
7 Pos Revclaion
‘Aaratian Poly, by Ferret Colton
Aunt? oth Pala Econo of Rural Ace, by Robert H
Scene, ted by Roger Nol
esas and king in Brg
‘Abslatsm,by Hkon Root
Th RCwl Theory fest, by Karl Edward Stn
Ia, Pit of Goep Sort, by Michal Hho
2 Flin and abc Ply natn Americ,
by Barry Ames ren tas
Rul and Revena,by Margaret Lexi
Foard Pot Eonomy of Dee
eves, elie by Roben Hh
1S. Rainbow's End: lsh-tmeney
bio Pls, 140-1985, by Sesea
A Tees Sol Jue
17. The Soca
ba.
M
by Wan net "ic Repnain: Fane, 1849-1981,
Mares and Stan Tropical Ac: The Polical Bass of
and
sional Aca: Managing Moral Hazaed in
7 Nicagu: Sate, Clas andthe Dilemmas of
) Atarin Foundations of French
lopment A Rational Choice
sand the Dilemmas of Urban
Volume 1: Theories of Justice, by
A Treatise on Social Justice,
Volume I
Theories of Justice
Brian Barry
UNIVERSITY OF CALIFORNIA PRESS
Berkeley * Los Angeles25/2222
2
Mets le eye
{ea Caps Calin con Da
eons
For H.L. A. Hart“The pipe of juice maybe ade the ict
He which ne when the sort of aig ay re
npoved wp prs in the pal eamatancs of ati
These ne of ure compete wih mar ayo
hoki soar ace wich pos back at st the Grek
Sonhist and which rears the crn ofthe principe of
ince asa compromne Btmen pean of aug eal
Fewer who woud fre thr wil cach ter hey
‘oul fut win ve ae que of foramen hom
dor the ake of eo ese and cnt, sehnowee
erat for of conc car a prone sin 0 ee
“ice dough of a2 pat been tna gis the
‘by of whch dependent on + Blac of power nd =
Slay of orcimstance Perhaps the ke Koon stat
tmnt ofthe conrpon Bat gen by Glacon othe be
‘Boog of Bok Hof Pat's Republik men eee
‘ementyofheconepion appear in mote mph
fer in Hobie The Lethon and in Hume A Teste of
aman Nate...) Whe he scout a “Ji 36 Ft
ne" comes with hi tation and with 16 most
fen vain he hry of game, des rom in
[Hike acptance othe tf a lay by parkas i 2
cornon prs eso i each ero of he cog
‘Somat te piaton and ieresfthe bers eee
By thr oe acin- (The) man purpose ol hse
ark ist foetal she miner aon hve
reseed the azepance a jie and the acknowledgement
fey ofa ply depends very ay ie sly there
Tein deat blancs foe wee the pane wool
inde be fh 0 undeceinat he portance of ih 2
alae in sci jase, theo basher
The cognition of one tots sv persons wih sitar
tee andcapacnen eng ino oon race mal
ings pel explain, show al in the cept fhe
Princes of cic andthe acknowledge of he ty
fae sy
Joke Ra fetes Pas”
‘loin Reve 6 958)Contents
Preface si
Parr Dox'rSHoor rH TaustvereR!
PROBLEMS OF Fain DIviston 1
CHarreR 1. THECASEoF THF Noxious Netontnons 3
1, Two Theos of Jat 3
2, Rapainingand Arba 5
3. Twolecures 30
Ԥ. Braithwaite versus Nath 3
5 Bargaining and Equa Uity Gain a1
Cuarten 2, Wnarls «Fain Sovwttos? 50
6 FairDivision of the Cooperative Surplas 50
2, Alkerntine Basha, 56
5. What's Wrong with Theat Advantage? 68
9. Basclinsndependence %
10, AResourst Solution 8s
CHAPTER. FAIR DIViiON PROM A Winx Perseecrive 96
1, Ierodution 96
12) The Eaivenes of Uy 101
13, implications 11014, Soc Rules nF Division
15. Seng ed Contemporary Mors
16. Coaclasoato Par
Paxril Howe aN Rawis ox Justice iy Society
Charrin 4. Huse ox jusncs
1, ledtion
1, The Greumsans offstiee
19, Josie and npr
2 lanai To Thee
Rales of Justice Theres forthe
2 aes Le Prem of
‘CAMPERS. Raw o Jstce (1): nreRnaTiONAL
xp rxcestnaronat usnice
2. TheGrosmane fo.
25. lernational ister
2¢ nero ee
25. Why Nonna a
CharreR6. Revise)
Pansciet
26 oon
From Eau! Oppo
em ity toEqualey
BF aim Edaly tothe Diferens Prope
Cn
2 save Ventre?
0. Why Maal Advantages
Jstce (2: Te Direxence
Parl Jusmice as M
Jorn ile war
Charmer. Sox
QUESTIONS oF Merton,
Consrcivan a Farm of
Jesper
143
us
145,
152
163
168
Ws
179
179
183
189
203
213
23
a7
26
ae
2a
2s5
257
257
260
264
am
22
Contents
Carmen $s. Consrnuctine Tutontts oF Justice (1)
TwoSTaGe THEORIES
36 Introduction
57. Tor Stage Foundations of Social
Inetitions
X28, FairDivton and Soil Justice
Cnarren 9, Cosstatcrine Tiron oF Justice (2):
‘Ontcinat Position Tieonits
38. Intadaction
40, Jomtoe a Fares
431. Constracing sm Ospina Position
42. Original Psion: without Sell nerst
Cuaprer 10, Coxcxuston
43. TheSubjeet of Socal Jsice
44. Justice and Monvation
45. The Content of Josie
46 Envos
Appendix A Braithwaite: Solution and Rationale
Appendix B. Spiting the Dference as a Bargaining
Solution
Appendix C_ Economic Motivation ina Rawhian Society
Notes
Index
23
293
29
508
320
320
30
340
354
358
357
366
372
a7
388
333
401
autPreface
“The thre volume Tate ov Socal astice of which thi i the few
represents new departure fore, Hilbert, Ihave speciale ak
{ng aly brit fora int problems before they got too overeowae,
‘whereas the present work a sistnned stack on he oldest problem in
politcal philosophy (with an enormous recent Iteratre to Boot, he
ature of justice moet. The eaton for the change nstetey that
Teles needa dig deeperint the foundation ofa theory of ae, at
tlso vo ary it fro nero nttutionl speci.
The present volume san exposition ad cial analysis ofthe ewo
‘eore of jasc that scm ro me the leading contends oe that all
Juste at mutual advantage and the other famice a impart
‘Volume I wl be devoted defending josie as npatly ean
fut the theory in more detail and vo drawing atenton to some of
‘mplcations for the dstrbuton of beefs and burdens in 2 soc.
‘Volume Il will endeavor to ative at speci conclsons about what
Juste ental for economic insations, bor within coantis and
between them
Th the course of wring this volume Ihave ncuted many debs and
‘ties pleasure rohave the oppomunt acknowledge a any ratesome
‘of them. The Center for Advanced Sty inthe Behavioral Science in
Stanford most come Set Although itis en yeas since I 00k up my
yea of reence at that wondrtlinsaton, his Book tl quali
Forinclasom nthe Ralph Tyler ibrar of ook inated atthe Center
(Uhopest makes up bul for wha lacks nines) When wentSth Cen i 1976, thd plans ore the pie
dhe er Howe ne rig nape th ee
Usd ghee le yy, sone ne es
‘te ations on elie) ein. Toagh ost ta
‘hts gear ht we dapat prod secs
‘isto cacenal de my wsken tom en. Aogh gt
nou igs ane elo nr ae
aiken ine inmate fet
seh of th yeh am ote ot Rabe Snes a
thanks ro the wisdom of Gardner Lindy and Preston Cutler, wae
‘spel dunes omic an win whom espe age
mining dco fe uo de hing Yok
MEN of sciaogy,pileopty
Tee TSOMEE honky, and yl scecr, and fom the
fo lig ai
‘any canon da Fale whe acaty
‘abertaeancureatn ds ook
uring the aad yea 1958-49,
feo aan en M2 1979-80 as nae enought be
eecteccatnin erm
From te beeing of 19
eng of 1983, the Cama
lost of Technology
Cen. Thad much,
hc encourage
Pag ns Alan Donsgan Leonid Hr
* Bat Schulz, Alan’Strudler, and
Gin,
wes Anhor Kai Tats
Preface ~
James Woodward, Wil Jones ination provided me with extensive
and valuable detailed comments wring es aoa pleasure oc
Knowledge a large debt tothe Huntington Library in Sin Marine for
‘fering 3 haven fom the heat andthe tephone—with a congenial
scholar community 83 bonus
ohn Gilroy beige rely with references and bibliography. net
Castes, the Head of Humances and Socal Sciences sm the Calech
Lary, expec a reat del of time and for on my bekall wo obain
‘opts of aruices that needed ose. Almost lhe typing, dat afer
‘ray, was done by Joanna Barry. She has done so much to make the
book possible ax to make even that two mon oF 50 words 3 minor
partof tsb alone rows gute how much, My son Austin wasn his
first year of ior bigh schoo when the hook was Begun and graduated
from oll ast yest. This hook has therefore heen a conition of most
fof his existence and his contibtion, the form of having 0 put up
vith father preoccupied mach of the tine withthe Hiner points of
‘arzining theory, was noes get for beng nor altogether voltay
Russell Hardin's somments onthe complete hook, commisoned by
the University of Carmi Press, were both encouraging and statin
Snegsting room for improvement, The Bal revsions were made, 0
Spite ofall te abaces porn the way by whats aging calle he
SMminstation, atthe European Untrsylnsitote, My secretary,
Maris van Hoof gave valuable hep inthe preparation ofthe final
rat
“The dedicate of his hook, Herbert Hart, id aoe contibute dey
to i Bu if the argument now more solly worked out and more
Icy expressed than was hala dozen deat ago the reader a5 well
{1 has rato to thank him for his example, imperfectly 36 U have
‘Secoreded in emulating
‘Mon ofthis Book was writen t0 the accompaniment of those
exellent radio stavons WEMT in Chicago and KUSC in Los Angles,
Richard Capparla and hs colleagues became ethereal ends who
helped alleinte the tedium tha ems inseparable much ofthe time
from lieray compose, Equally imporant was the more tangible
‘thragh oly let companionship of George, who unt his death in
1983 war rarely enone than 4 ewe et aa, 2ndlatery of Tom, Oly
and Rove.
Florence, Match 1987Don’t Shoot
the Trumpeter!
Problems of Fair DivisionThe Case of the Noxious
Neighbors
1, TWO THEORIES OF JUSTICE
A Treatie om Soil Justice addresed tthe ution that Pato asked
inthe Republic wo anda ball thousand years ago: Whats antec? The
‘king ofthat question by Plato may be sito have inaugurated poli
‘cal philowophy i the Western word Br the question self one chat
acs inevitably in any socety whenever merbers Stat 10 thik
teflesively about the arangement wth which thet hives are lived
Through contact with other soci, people comet realize that social
areangements are not natrl phenomenon but 2 human reason.
‘And what was made by haman beings can be changed by human bigs.
This realanion sets the sae for the emergence af hers of use
Fora theory of justices a theory about he hinds of Socal arrangement
thar ean he defended
Tn Plato's time asin ous the eral i any tory of justices
the deensiility of unequal rcltons Serween people Like the Athe
hans we vee all around sn ou soietes huge negli in poi
power, in social standing, and inthe command over economic
Sours The derce of ineualty om each of thew dinesions is dir:
tin diferent siti and 0 ts he extent to whch a igh poston
‘on one anointed with a high postion an the others, South Afica
tot easly confused with Scandinavia, Nevertheless n every soy
there are those who give order and tote who obey the, those who
recrve deference and those whe gv if thse ho have more than hey
an we and thove who have les than they ned‘ The Cae ofthe Non Nihon
Moreover ven ihr sme tend fo those wth superior
penal charac oc he hie oto he oon
Sones swe etn ay ct hah ol he sel Pe
tc at eal opr he ag of et and screen
‘cal ad among prope The tpn of hs abbey od
Hume both coed ht tay extn socey ft be deed
ins stad te dese wll inet end wl hve oak
the frm ofan amen at he os neue re eopale
cone fi pon fx mgs hangs
saa ter, ses, or rosy. Wher or nt ments ot
‘hoc tal oe ey gun hat fe
‘mat cha cochson abou (Tc are Shall grees
‘ety Bat who tines of he dT ve dcsed
«atte delete can be dou that terete po he
‘soca once ces
‘thee when Rt wt he
fol hee theta a oe
‘aac wha they can ad
athouh the dle
‘cre yey me tr an
same othe topic of janie, Wher ene Mo have
Letter newer cose een naw
Seacrest mas re
1. Two Ther offic s
be. News traveled shy and supplies exen shower. Only nwo hunted
yes ago Adam Sith could wee
Whar interest we ak in the fortane ofthe with whom we hae 0
sine or comecin wh re aed septa othe see
{rors cin prot oly at 9 tee, nhs sty manner
Sl thantge vo he. To wha prone bull we ole une sot
(he por fr oon? Al eu evn chow a ae pees ane em
‘doubted so god wate sed or god wis we nae Be
‘to i artigo lle pre cas
‘Soul be britches i he frie ef one whee me
tm ether sere oe hrs renee eects ey eon rm
‘cere wal dre by Nie sod mere posse sr ne
‘ips the opal somsttanon sf ut ame, we col er gi othing by
‘icchanee|
"Now that men can walk on the moun andsend bask photographs of the
cath fom pace, hi al sounds very usin Nore dance nowadays
' bar tothe ably to elp—or harm lf here are no dais to id the
‘misfortune a a dance this wil require moral argument The ple
of incapaciy will aoe work,
The second reason fr 4 new salience the sue of iteration
redistribution is tha iis only he pas two hundred years that the
Process of unequal conomie development have opened up sich
‘enormous intenatonl panties. Even cenury ago, the standard
(fTving of the average Earopean industrial worker or agua
Iaborer=measired in hfe expectancy, adeguay of dit, quality of
housings hou of work, and so on—vas not outstandingly beter han
that ofa modestly prosperous Asian peasant
'Now, however, the dgice of exnomicineuaiy of the word
Population taken asa wholes nore exzere tha ha inal Buta very
few sates Latin Aeris, he to of whose wea anos
creryone woul age co be itleablyinequiable. The asic ofthe
Intemational dstbuton of economic resources cantor serefoe be
lef aide many general eaten of ust. shal dices some ofthe
‘sues aed by international sive iy chapter Sand chen turn
fo eiscss the imemaconal situation mae extensively in the Gal
solu of his work
Inthe Republi Plo discal wo main theories of juste, One
his own, hierarchical not acording eo which aus soy one
‘modeled on a well-ordered human sou For reasons that wil become
‘lea in art HT sory reject the presoppostons of this theory and‘ The Cosel he Novos Neighbors
satay amore att Howe teeny gin wich at is
‘omni er tat he pounaty eae aston to Best
conn eae apn 5 ooh wo thos ound
‘ich There of ate sac, Like Fat sal cereal
‘eth hey aint bt eo beter a
‘enn taint ied anos
hes Pa wo, tae be hey hs fee roped so ech
{ure Hobe ad Hane ot eg nese ad
heh ei, in eps try sot he st
foe ton an is apa pie of advan th
came pst wh itis rm sophie ey ae
Sere. Ths bse pomp af who Brod
thebeats of Has oe ee
‘tng a hein earn ow meee
ay Beton in uesn thon need te Republic
Pe thy ae
SL depen ma i tet te
Siete Theta ose ces So
tot alr hich dea
fet what we want. Josie the mame we give to the constrains om
themselves thar raioalselfitereted people would agre to a8 the
rmiimum pice that hast be paid in oder to obtain the cooperation of
others
The akerative ro his that sal Be pti foewar ses concep
tually parsimonious Followers ofthis second approach hol hatte
‘has to be some reason for bchaving jus tht snot reducible even a
Sopsisted and indirect part of self sere es thus incumbent
pon them to explain what he appeal fui can be, hero human
lings im penera ora leant to those raed under eontions favorable
to moral education I shall gee my own ane later se especialy
Section 35). However, ap outline of the answer canbe atived at by
“considering the fancton thao this alternative view, fate ake
Ihave in human sec.
Tet us approach this answer by looking atthe cmon ground be
tween the two tore, They sire to feature. Fit, they have it
common the idea that questions of ast arie when there ia cont
lof snrerest between diferent people or groups of people. Second they
lb share sheen that osc what everyone cul in principle ech
4 rasonalaeement on, Both approaches therefore lend themselves
formulation n terms of me kindof soa contact, hough the con
Ltactual apparatus isnot sen and in fet both approaches have
been developed in moncontractaal forme (Chall have more to say
about th relation to omtac in shaper 7)
How then do the swe approaches der? Very scbematially, we an
locate the difernce inthis way, Under the Gest approach the agement
‘alone to select the fct that some people ive more bargaining
Power than other. It Bound to do this because appeals to sl
Interest asthe motive for behaving july. If he wens of agreement
faled to reece diferent bargin power thowe whose power was
dlspropontonate wo their share ander the aprexment would have a
entive to seck to apse The second approach, hows, 0c
Stained by the requirement that everyone must find itt his vantage
to bey. ean therefore aod the lax hich ths pay for of
‘ours, by finding an alternative mova for behaving sly) of
etaching omc from baraining power
“Tht gives ws the defining characeristic ofthe second approach,
‘namely that nce shouldbe te content ofan agreement tht would
‘be reached by rational people under coniions that donot allow for
[anptining power to be canalated into adranage. Obviously this is' The Cate the Noxios Neghore
‘espe asad Eth on the way in whch he cod
‘cel ae a linn nolan ef spec ees
tie ave ben cosa y big ope co
eens ee epi ape Wht wnt phate
ey ha acorn tothe snd a fu sate fas one
‘tren cn sat ner he seh th) cont eso
yep rota i he eg one th they at
‘eso cre
The mote baring elo hv th ds wat in
‘scconance with principles that could aot reasonably he rejected by
el cing at gre i hn on sone ont
teal neat hpi svatges and avant all
Reson wi scion 3 my ds fhe engi fas tee
andthe hind of scission whch tr mone deci
Hel md dps ton hoa apes
10. band yh asmpin terse the eons
‘should be jus?" mast appeal to self.inteest resin ity
"aha al th scod open
nd aac "jmp,
{he fs hich al Pedr
eset knee
‘odds more rig
arty the uk en
‘theory and deci .
en
soa shanna
eee ha, Maca i
‘setting up the prot Ame working through altenative ways of
mech Myce n Herne
‘examine this work ann he cous of doing oto gue coward some
feneral conclusions of my own.
Paris concemed with analyse of jc on small cle—in fact,
most ofthe time the alls scale om which problems of tie can
asses al, namely, wo people In Pr I all one ont the ager
‘comet and ak about justice within soci. shall yt show that
the ewo theories of justice ae both tobe found within Dad Hue’
theory of nce and ako both o be found within Jobo Rew’. hope
by looking with afresh perspective ates wo mase ell phils
‘ophers to gain ight on he mbjes of ance im act. Then in Pr
1 shal pull opether the dicuon of smal and large jst in
Pars Fad IL Isa sect show how ech of he theories fi it
in fact a amy of theories, cach member of the amily defined by the
‘ay in which ispecies Key components inthe theory hall use this
scheme to Toate the solutions discussed eater, and thereby U hope
rake clearer what i at sue in the putes among recent writes 09
2, BARGAINING AND ARBITRATION
Inti chapter ad he oT shale up he notion of sin the
Sopot posible kindof oe confi betwee opis ver the
ivion of some paises ture. Th cape wl be co
fined ose mal advantage Ta the next che hl ie
ice jes as imparaity by ooking the cian tha have been
tac of sons edn jue mil avant. nk
[rel ths po emp ate tan os ve he arial
io ay hae We lB he atin ot
Pare ven, wou ny ing no thei ofthe ition,
ind we alte sting what wuld be a ran ata to decide
inthe one cane coma olin oy al ifr ons. Natural
bjs sea ence, hold we otk abot he sof soil
postions before we can sel cas be ae of prt dec
Sime? An how can we resonahy pre the fat that coli ae
Dormally det wh by rls coneing cvs ocean general Kind
Ct ny one
IF he prponc ofthe book were prey praca, bse obions
‘oul deca Bui on purpose it oft undestand sly
1 posible the erainecomcepons of ste, Gere much Be
‘ior begining with he mpl canes and accepting he bere