Professional Documents
Culture Documents
Articulo Luis Hersh pdps.2021.49.1.110
Articulo Luis Hersh pdps.2021.49.1.110
Luis Valenciano Martinez, M.D., Personality Disorders Program, Day Hospital Fran-
cisco Román Alberca, Murcia, Spain. Richard G. Hersh, M.D., Columbia University
College of Physicians and Surgeons, New York.
Psychodynamic Psychiatry, 49(1), 110–130, 2021
© 2021 The American Academy of Psychodynamic Psychiatry and Psychoanalysis
the “neurotic” range, and TFP for patients with primary or co-occur-
ring narcissistic disorders (Caligor et al., 2007; Caligor et al., 2018; Dia-
mond ,Yeomans, Stern, & Kernberg, in press; Yeomans et al., 2015;). All
of these volumes share the hallmarks of the initial stages of TFP: 1) an
assessment process using Kernberg’s Structural Interview (Kernberg,
1981, 1984); 2) a jargon-free discussion with the patient (and with the
patient’s family, when possible) about the clinician’s diagnostic impres-
sion; 3) contact with prior treaters, and/or with family members, when
that is deemed necessary; 4) an elucidation of the patient’s personal
goals and treatment goals, and discussion of treatment options con-
sistent with an informed consent process; and 5) the crafting and pro-
posed maintenance of a treatment agreement that outlines the respec-
tive responsibilities of both patient and therapist and that directly
addresses, in advance, inevitable treatment-interfering behaviors.
While research findings in recent decades have supported the emer-
gence of multiple empirically validated interventions for patients with
BPD, nevertheless there remains a significant gap between the number
of patients seeking treatment for this disorder and the number of clini-
cians adequately trained in any of these modalities (Choi-Kain, Finch,
Masland, Jenkins, & Unruh, 2017; Iliakis, Sonley, Ilagan, & Choi-Kain,
2019). Along with TFP, other evidence-based treatments for BPD
include dialectical behavioral therapy (DBT), mentalization based ther-
apy (MBT), schema focused therapy (SFT), good psychiatric manage-
ment for borderline personality disorder (GPM), and systems training
for emotional predictability and problem solving (STEPPS) (Bateman &
Fonagy, 2010; Blum, Pfohl, St John, Monahan, & Black, 2002; Gunder-
son, Masland & Choi-Kain, 2018; Linehan, 1993; Young, 1990). The well-
described heterogeneity of BPD presentations, as well as the variability
of symptoms over time for any individual patient, has underscored the
clinical necessity of sometimes sequencing treatments or integrating
elements of different treatments, when indicated (Choi-Kain, Albert,
& Gunderson, 2016). Thus, TFP has emerged as both a first-line treat-
ment for patients with BPD and other personality disorder diagnoses,
as well as a treatment for some patients who may have first accessed
other treatments and then sought TFP. In addition, the use of TFP prin-
ciples in settings other than an extended individual psychotherapy has
evolved; in some circumstances, this evolution has been out of neces-
sity (Lee & Hersh, 2019). This approach of “applied TFP” has been used
in training and treatment situations as a way of extending the utility
of TFP theory and practice, with an eye on the practical needs of edu-
cational programs and specific clinical settings (Hersh, Caligor, & Yeo-
mans, 2016).
As TFP has evolved over the years, clinicians from around the world
have worked together through the International Society for Transfer-
ence Focused Psychotherapy (www.ISTFP.org) to establish standards
for adherence and competence. Yeomans and colleagues (2015) stressed
the sequence of mastering TFP first through seminar instruction and
then through sustained supervision using videotaped material. Use
of a standardized adherence and competence rating scale has aided
supervisors as clinicians in this process. Caligor and colleagues (2018)
also emphasized the necessity of clinical work under the supervision
of a senior clinician, again using videotaped therapy sessions as a cor-
nerstone of this process. They stressed the particular value of discuss-
ing recorded sessions as an essential tool in elucidating elements of a
patient’s verbal and non-verbal communication, noting that standard
process notes, or audio recording alone, would not likely provide com-
parable material (Haggerty & Hilsenroth, 2001; Topor, AhnAllen, Mul-
ligan, & Dickey, 2017). TFP supervision tracks closely to the treatment’s
underlying theory of borderline pathology; use of recorded material
reviewed in individual or group formats allows for close attention to
affectively laden material and rapid shifts that novice therapists often
find overwhelming or overlook entirely.
In one pilot program offered to psychiatry residents at Weill Cornell
Medical College, the introduction of TFP for patients with BPD was seen
as a useful training opportunity with multiple advantages. A review of
this training experience underscored the particular values for trainees
in learning the diagnostic and treatment essentials of TFP and applying
these elements to a group of patients broader than only those with BPD
as defined by DSM-5 criteria (Bernstein, Zimmerman, & Auchincloss,
2015). A commentary on this pilot program recognized the value for
psychiatry trainees in learning TFP but cautioned about the reality of
limited availability of TFP–trained supervisors in many locations out-
side of a few specific academic medical centers (Chambers, 2015). It is
possible that the recent explosion in virtual treatment and supervision
necessitated by the COVID-19 pandemic may have paved the way for
more widespread dissemination of TFP by way of remote teaching and
supervision opportunities.
The specific focus on the first three minutes of a TFP session has an
objective of aiding supervisors helping therapists learn TFP so that the
clinical work aligns with the treatment as explicated in the manual, there-
fore improving adherence; at the same time, attention to the first three
1. First and foremost, monitoring for any material that would sug-
gest compromised safety for the patient ot those around him or
her. This might include any material reflecting active suicidal or
homicidal thinking or serious co-occurring diagnoses with pos-
sible self-destructive aspects (mood disorders, eating disorders,
substance use disorders, medical conditions requiring adher-
ence to treatment, for example). Other issues of high priority
could include self-defeating or self-destructive behaviors, such
as undermining performance at work, failing to pay important
bills, neglecting schoolwork with inevitable consequences, or any
behavior that could jeopardize the continuity of treatment.
2. Addressing challenges to the integrity of the treatment frame, or
the agreement between patient and therapist in advance regarding
their respective responsibilities. The TFP agreement would include
many elements of a customary treatment arrangement, for exam-
ple, duration of session, payment, cancellation policy, and interses-
sion contact, among others. In TFP, there are commonly additional
stipulations: management of suicidality and para-suicidal acts
(including suicidal ideation and non-suicidal self-injurious behav-
ior), requirement for meaningful activity, expectation for speaking
freely and honestly, and prioritization of focus on material that is
linked to the patient’s articulated goals. A patient’s failure to vol-
unteer information that relates directly to the goals outlined at the
start of the treatment would be considered a high priority focus for
the therapist. Of particular salience for the TFP therapist are any
behaviors undermining the continuity of the treatment, such as
Before the therapist first encounters the patient in the waiting area
or via audiovisual telemedicine platform, the therapist can reflect on
his or her primary countertransference experience at that moment. The
therapist’s countertransference might reflect a sustained experience of
the patient, associated with a longstanding countertransference posi-
tion, or possibly a newer manifestation of the countertransference,
informed by recent events. Is the therapist filled with dread, or with
excitement, or with resignation? This self-assessment of the dominant
countertransference should lead organically to considering the domi-
nant object relations dyad that might be in play. For example, the thera-
pist is consistently accused by the patient of trying to exert control and
faulted for failing to help her; even before the session begins, the thera-
pist reflects on the simmering hatefulness expressed by the patient and
his or her sense of futility. This process leads to consideration of the
dyad of ill-treated patient reacting to a useless therapist, with a domi-
nant affect of rage. In addition, such self-reflection can serve as a clue
In her group supervision, Dr. A.* describes her growing dread of meet-
ing with her patient, Ms. B., and her reluctance to present clinical mate-
rial to the group, given her chronic sense of frustration with Ms. B. and
her concerns that perhaps TFP is not an appropriate treatment modal-
ity for her. The supervisor, Dr. C., suggests Dr. A. pause and explore in
the supervision her sense of the dominant countertransference elements
in play before the most recent session began, hoping that might help to
explain the therapist’s dread and frustration. Dr. A. reflected that behind
her dread was a persistent fear that Ms. B. would act on her longstand-
ing threats of suicide, leaving Dr. A. feeling guilty and incompetent.
With the help of the group, Dr. A. was able to explore critical elements of
her countertransference experience, including a sense of powerlessness
and fear related to the patient’s implicit threat. This exercise helped to
elucidate a chronic object relations paradigm in play, allowing Dr. A. to
move beyond her inchoate anxiety. Dr. A.’s ability to think about this key
element of her countertransference experience in advance of the session
made it more possible for her to engage in the initial minutes of the ses-
sion with an attitude of curiosity and engagement, rather than retreat
and resignation.
*. All names and details have been changed to protect patient privacy.
Mr. G. is in the early weeks of treating Ms. H., a young woman with BPD
with prominent narcissistic traits, and shares their recorded session with
his supervisor, Dr. I. in their TFP supervision group. When watching the
recorded session with his peers, Mr. G. is struck by how active he is in the
first minutes of the session, introducing topics and asking questions repeat-
edly, rather than expecting Ms. H. to speak freely, as had been established
during their period of reviewing the treatment agreement. Mr. G. reflects
that he had found periods of sustained silence in their earlier sessions
to be uncomfortable, and acknowledges an impulse to “work hard” and
structure their sessions to address Ms. H.’s implicit disapproval and dis-
satisfaction, often conveyed by her bored demeanor and withering looks.
The supervision group helps Mr. G. explore the meaning of Ms. H.’s stance
of being either unwilling or unable to work within their agreement and
speak freely. The supervisor, Dr. I., speculates that the pattern observed
in the recorded session, that of an indifferent patient and an earnest, anx-
ious therapist, could be useful to Mr. G. as he begins to explore prominent,
recurrent object relations dyads as they emerge in the transference. The
supervision process helps Mr. G. move from his pattern of deviating from
expectable practice to a more direct exploratory path, as he brings to the
patient’s attention the pattern he observes and comments that it is at odds
with the agreement they had forged just weeks earlier.
the therapist learns of anything along these lines from contact with a
family member or another clinician involved in the case, he or she will
introduce these matters in a direct way, even if the patient appears to
evade doing so by introducing content somehow unrelated to this more
pressing concern. One pattern might be the patient who describes esca-
lating suicidal ideation in the last moments of the previous session; the
patient and therapist have a treatment agreement outlining the patient’s
responsibilities for managing suicidality between sessions, and the
therapist has not heard from the patient since that previous meeting.
When the patient begins the session with seemingly unrelated material,
say, related to conflicts at work, the therapist will be moved to bring
up the material not addressed by the patient. For example: “I’m aware
that you described feeling more suicidal at the end of our last session,
with some thoughts about stopping your medications for diabetes and
seeing if you became more symptomatic. Today, you are talking about
work, but not bringing to my attention anything about the impulses
you described at our last meeting. What are your thoughts about that?”
Similarly, if the therapist has learned from another source about some
aspect of the patient’s behavior that suggests dangerousness, he or she
would be compelled to introduce this material early in the session. A
typical example might be the patient who is avoiding work by calling in
sick, risking the patient’s job security and introducing a broader threat
to the patient’s financial and familial stability, and therefore the ability
to pay for treatment. The patient’s wife leaves a message for the thera-
pist expressing concerns about this behavior. The patient does not reveal
this to the therapist as the session begins; the therapist expeditiously
interrupts the patient and says: “I’ve heard from your wife that she is
concerned that you are not going to the job. This sounds important and
I’m aware you’re not bringing this to my attention. It seems that this is
a pressing matter requiring our attention now, more than the topic you
raised about the conflicts in your bowling league.”
Dr. J., working with Ms. K. for almost a year, received a phone call from
Ms. K’s mother alerting her to the escalating conflict between Ms. K. and
her new girlfriend and the girlfriend’s threat to call the police during a
recent argument. When Dr. J. and Ms. K. meet next after this phone call,
Ms. K. begins their session with an extended story about a particularly
thorny problem at work and her concerns about an upcoming annual
review. Because Dr. J. had worked with his supervisor, Ms. L., on a number
of TFP cases, he listened attentively to the concerns raised by Ms. K., while
simultaneously considering his obligation to interrupt Ms. K. and raise
with her his concerns about the phone call he had received and the associ-
ated risks should this conflict with her girlfriend lead to involvement with
the police. While working together on other cases, Dr. J. and Ms. L. had
discussed comparable clinical situations that involved patients’ acute and
chronic self-defeating or self-destructive behaviors. Dr. J. had been trained
in psychoanalysis before learning TFP and he had assumed a default posi-
tion, informed by psychoanalytic training, of “letting the material unfold”
by taking cues from the patient as to where to intervene. In his supervision
with Ms. L., informed by his understanding of the particular quandaries
associated with treating patients with moderate to severe personality dis-
order pathology, he became more comfortable directly addressing mate-
rial that might be associated in any way with dangerousness. With Ms. K.,
dangerousness was associated with persistent denial about the possible
adverse effects of her behavior; when working with patients with promi-
nent suicidal thoughts and acts, Dr. J. became more comfortable over time
raising any concerns he might have at the outset of a treatment session, an
intervention consistent with his appreciation of TFP’s directive that the
therapist him- or herself requires a sufficient sense of safety in order to be
able to think clearly and work effectively.
Ms. M. carries diagnoses of both Bipolar Disorder, Type II, most recent epi-
sode depressed, and BPD. Dr. N. provides management of the medication
regimen for her BPD, as well as acting as her TFP therapist. In his super-
vision, Dr. N. shares his most recent session with Ms. M., which begins
with the account of her tumultuous dating life. Dr. N.’s supervisor, Mr. O.,
notes that Dr. N. appears somewhat disengaged in the first minutes of their
session. Mr. O. speculates that Dr. N. might be either bored or frustrated
with Ms. M., as he seems generally flat and only minimally interested. Dr.
N. agrees with Mr. O.’s observation, and recalls that during the opening
minutes of the session reviewed, he was flummoxed by Ms. M.’s delay
in obtaining needed laboratory testing, given some concerning adverse
effects likely associated with her mood stabilizer regimen. Mr. O. points
out that it may be that during the course of their therapy a new kind of
challenge to the treatment agreement had emerged. In this case, the treat-
ment agreement had touched on adherence to the medication regimen, but
not specifically described the necessity of adherence to periodic labora-
tory testing. Mr. O. encourages Dr. N. to bring up this newest challenge
at the start of their next session. Rather than minimizing or ignoring this
behavior, the therapist is strongly encouraged to address it directly and to
begin to formulate the possible meaning of the behavior in the transfer-
ence. When Dr. N. does raise the issue of the outstanding blood test at
the start of the following session, the patient’s reaction leads to a fruitful
exploration of an emerging paranoid transference, specifically the patient’s
experience of the clinician as controlling and demanding.
Dr. P. is in the very early stages of learning TFP and brings to her group
supervision, led by Dr. Q., a recorded session she considers to be a good
reflection of her first meetings with Mr. R. Dr. P. considered Mr. R. to be a
good candidate for TFP treatment, given her initial diagnostic impression
of a patient with prominent narcissistic pathology, but nevertheless with
genuine areas of strength, including a solid work history and emotional
investment in his young children. The recorded session includes the first
moments of their meeting as Dr. P. greets Mr. R. at the door and ushers him
into her office. The supervisor, Dr. Q., replayed multiple times with the
group these first moments and commented on Dr. P.’s unusually gregari-
ous greeting and beaming smile, as the two exchange pleasantries about
the weather. Dr. P. was initially defensive in response, explaining that she
felt it was appropriate for her to be cheery and encouraging. Dr. Q. and the
group worked with Dr. P. to explore more the countertransference currents
underlying her reflexive behavior with Mr. R. Upon further consideration,
Dr. P. described her anxiety about starting TFP, a modality new to her, and
her apprehension about treating a patient she considered to be a “prize,”
given his level of education and accomplishments. The concerted focus
on the initial moments of the session as reflected in the recorded material,
something that might otherwise have been lost had Dr. P. presented with
process notes only, allows for an incisive and productive discussion.
Dr. S. is routinely berated by his patient, Mr. T., for failing to provide symp-
tom relief for Mr. T.’s longstanding low self-worth and chronic passive sui-
cidality. Mr. T. begins their most recent session by stressing his resentment
at having to continue in a treatment he feels does not provide him with
the support and “answers” he feels he deserves. He starts the session by
detailing the effort required to come to Dr. S.’s office, and how he feels
the requirement for twice-weekly meetings, as expected in TFP, amounts
to an excessive burden, reflecting the therapist’s outsized demands. Dr. S.
hears Mr. T.’s complaints as fitting into a familiar dyad, that of a victim-
ized patient feeling overburdened by an indifferent, even sadistic, thera-
pist, with an associated affect of resentment and anger. As is his pattern,
Mr. T. threatens vaguely to end the treatment abruptly, saying, “I may just
have to stop coming if I can’t get what I need from you.” The supervi-
sor, Dr. U., asks Dr. S. to describe his impression of the dominant object
relations dyad in play. Dr. S. outlines his impression, that of the victim-
izing therapist and neglected or poorly treated patient. Dr. U. comments
on his observation of the non-verbal communication of the recorded ses-
sion, notably the patient’s relative calm and satisfaction when delivering
his veiled threat to end treatment, and the expression on Dr. S.’s face, one
of trepidation and unease. The supervisor invites Dr. S. to consider the pos-
sibility of a role reversal in play, meaning that the qualities the patient had
routinely ascribed to the therapist, that of a controlling and empowered
figure, were now evident in the conduct of the patient. The supervisor, Dr.
U., encourages Dr. S. to consider remarking on this possible role reversal,
evident in these initial moments. This intervention would be central to the
goal in TFP of bringing into the patient’s full consciousness the expres-
sion of aggression that might otherwise remain fully outside the patient’s
awareness.
CONCLUSION
REFERENCES
Bateman, A., & Fonagy, P. (2010). Mentalization based treatment for borderline per-
sonality disorder. World Psychiatry, 9(1), 11–15.
Bernstein, J., Zimmerman, M., & Auchincloss, E. L. (2015). Transference-focused
psychotherapy training during residency: An aid to learning psychodynamic
psychotherapy. Psychodynamic Psychiatry, 43(2), 201–221.
Blum, N., Pfohl, B., St John, D., Monahan, P., & Black, D. W. (2002). STEPPS: A cogni-
tive behavioral systems-based group treatment for outpatients with border-
line personality disorder: A preliminary report. Comprehensive Psychiatry, 43,
301–310.
Busch, F. (1995). Beginning a psychoanalytic treatment: Establishing an analytic
frame. Journal of the American Psychoanalytic Association, 43(2), 449–468.
Cabannis, D., Arbuckle, M. R., & Moga, D. E. (2018). Using learning objectives for
psychotherapy supervision. American Journal of Psychotherapy, 68(2), 163–176.
Caligor, E., Kernberg, O. F., & Clarkin, J. F. (2007). Handbook of dynamic psychother-
apy for higher level personality pathology. Arlington, VA: American Psychiatric
Publishing.
Caligor, E., Kernberg, O. F., Clarkin, J. F., & Yeomans, F. E. (2018). Psychodynamic
psychotherapy for personality pathology: Treating self and interpersonal functioning.
Washington, DC: American Psychiatric Publishing.
Chambers, J. E. (2015). Discussion of transference-focused psychotherapy training
during residency: An aid to learning psychodynamic psychotherapy. Psycho-
dynamic Psychotherapy, 43(2), 223–228.
Choi-Kain, L. W., Albert, E. B., & Gunderson, J. G. (2016). Evidence-based treatments
for borderline personality disorder: Implementation, integration and stepped
care. Harvard Review of Psychiatry, 24(5), 342–356.
Choi-Kain, L. W., Finch, E. F., Masland, S. R., Jenkins, J. A., & Unruh, B. T. (2017).
What works in the treatment of borderline personality disorder? Current
Behavioral Neuroscience Reports, 4(1), 21–30.
Clarkin, J. F., Levy, K. N., Lenzenweger, M. F., & Kernberg, O. F. (2007). Evaluat-
ing three treatments for borderline personality disorder: A multiwave study.