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Tribology Transactions
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To cite this article: Peggy Lin, Gary Barber, Qian Zou, Alan H. Anderson Jr., Simon Tung & Angelo Quintana (2008): Friction
and Wear of Low-Phosphorus Engine Oils with Additional Molybdenum and Boron Compounds, Measured on a Reciprocating
Lubricant Tester, Tribology Transactions, 51:5, 659-672
This article may be used for research, teaching, and private study purposes. Any substantial or systematic
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Tribology Transactions, 51: 659-672, 2008
Copyright C Society of Tribologists and Lubrication Engineers
Previous research has already extensively characterized the formation mechanisms due to surface interaction among the
effects of a variety of engine oils on engine performance. How- ZnDTP, organomolybdenum compounds, and metal oxides are
ever, low-phosphorus engine oils, which are of growing impor- discussed.
tance due to the reduction of automotive emissions, have not
been studied much. This paper sets forth the results of an initial KEY WORDS
investigation involving the effects of low-phosphorus engine oils Friction; Wear; Oil Additives; Piston Ring; Cylinder Bore
on the friction and wear characteristics of typical engine cylinder
kit components from a 3.8-liter, four-cylinder engine. For these
tests, sections of molybdenum-coated piston rings were oscil-
lated against segments of production cast iron cylinder bores. INTRODUCTION
The oils were evaluated under two sets of conditions; i.e., the Environmental concerns have led to today’s stringent legisla-
frequency of 20 Hz and a load of 60 N and a frequency of tion and regulations aimed at increasing the fuel economy and
40 Hz and a load of 120 N. The friction coefficients were con- lowering emissions of passenger cars and trucks. One approach
tinuously recorded, and the wear depths on the cylinder bore to meet improved fuel economy requirements is the use of low-
segments were measured at the conclusion of each experiment. friction surfaces on engine hardware such as piston liners and
The oils consisted of low-phosphorus prototype oil (LPPO) piston rings. Another more economical option for automobile
containing 0.05 wt% phosphorus, which is half the amount of manufacturing companies is to develop lubricants that can provide
friction reduction, especially under the mixed/boundary lubricat-
ZDDP in GF–3 oils, and the LPPO treated with six different
ing conditions that are encountered at piston ring and cylinder
supplemental antiwear, anti-friction additives. The remaining
bore interfaces. In the area of emission control, much work has
additives in the LPPO were present in the amount required
been done to improve the catalytic converters that remove pol-
for full GF–3 formulation. The supplemental additives were se- lutants such as CO and NOx from the vehicle exhaust. From this
lected to lower friction and replace and/or enhance antioxidant work on emission control systems, it was found that phosphorus-
and antiwear properties lost due to lower zinc dithiophosphate containing antiwear additives, in particular zinc dithiophosphate
(ZDDP) content. The results of low phosphorus concentration (ZDDP), deactivate the catalyst in catalytic converters. Thus, the
oils were compared to the results obtained with formulated IL- development of energy-conserving engine oils with low phospho-
SAC GF-3 engine oil. The oils that contained organomolybde- rus content is an important strategy in meeting future fuel econ-
num ester showed the greatest benefit in friction reduction in omy and emission control requirements.
the two different operating conditions. SEM/EDS/XPS surface Several researchers (Ariga (1); Tung and Emley (2); Tung and
analyses on the surfaces run with oils containing organomolyb- Gao (3); Tung and Tseregounis (4); Gangopadhyay (5); Nakada
(6)) have investigated the tribological characteristics of energy-
denum ester showed evidence of molybdenum compound for-
conserving lubricants using bench tests and then correlated the
mation on the cylinder bore surface. In addition, antiwear film
data with engine test results. These studies indicated that it was
important to study the lubricants in bench tests using real en-
Manuscript received November 3, 2005
Final manuscript approved April 23, 2008 gine components. One element that has received much attention
Review led by Elaine Yamaguchi is molybdenum. In the case of energy-conserving lubricants, the
659
660 P. LIN ET AL.
use of oil-soluble organomolybdenum compounds that form low- TABLE 1—LIST OF TEST OILS
friction tribological films is a well-known approach to reduce en- Additive Element
gine friction (Mitchell (7); Fish and Jinsheng (8)). Sample Concentration Content
Recently there has been significant interest in research related Identity Composition∗ (mass %) (wt %)
to low-phosphorus engine oils. Gao, et al. (9) used a reciprocat-
Baseline GF-3, 5W-30 reference oil with 100 0.10 P
ing ball-on-flat rig to study the tribological performance of SAE
ZDDP
5W-20 oil blended with phosphorus ranging in concentration from
1 Low-phosphorus prototype oil 100 0.05 P
0.02 to 0.1 wt%. A low concentration of phosphorus was found to (LPPO), 5W-30 with 1/2
produce high wear and the coefficient of friction increased with ZDDP of reference
phosphorus concentration at temperatures above 80◦ C. The high 2 LPPO plus 96.60 0.05 P
wear produced by low-phosphorus oils has led to research on ad- Organomolybdenum-ester 0.89 0.07 Mo
ditives that can be combined with low-phosphorus oils to pro- Zinc diamyldithiocarbamate 1.00 0.06 Zn
vide adequate wear protection, Gao et al. used a ball-on-flat high- (ZnDTC)
frequency reciprocating rig to study the tribological performance Alkylated diphenylamine 1.50
of an SAE 5W-20 oil containing 80 ppm Mo and 0.05 wt% P (Gao, 3 LPPO plus 99.11 0.05 P
Organomolybdenum-ester 0.89 0.07 Mo
et al. (10), (11)). They found that the wear produced using the
4 LPPO plus 99.00 0.05 P
0.05 wt% phosphorus plus Mo oil was considerably less than an
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samples with an arithmetic average surface roughness of 0.23 µm the bore diameter. Thus, the higher wear at location 2 is expected
and stainless steel molybdenum-sprayed piston ring samples were due to higher contact pressure as compared to locations 1 and
cleaned using acetone before and after each test. Figure 2 shows 3. Good repeatability was found for the friction results with less
the cylinder bore and piston ring segment samples before sliding, than 1.2% deviation. However, a higher average deviation of wear
and Fig. 3 shows the cylinder bore sample after sliding. Surface measurements was found with deviations between 2.3% and 48%.
analyses were conducted to analyze the wear scars of the cylin- The surfaces of the samples were observed using a scanning elec-
der bore segments using a Taylor Hobson Talysurf Analyzer. All tron microscope. The surface topographical parameters with wear
cylinder bore wear scars were measured in the longitudinal direc- depth were measured using a stylus surface profilometer. The sur-
tion as indicated in Fig. 3 using a stylus profilometer. First, the faces of the cylinder bores and piston rings were also analyzed
geometry of the wear profile was removed by filtering, and then using scanning electron microscopy (SEM), energy dispersive X-
a regression method was used to construct a best fit line from ray spectroscopy (EDS), and X-ray photoelectron spectroscopy
the unworn portion to the left of the wear scar to the unworn (XPS). For samples that were examined by XPS depth profiling,
portion of the right of the wear scar; see Fig. 3. The wear was the depth profile etch rates were calibrated as 10.4 nm/min using
then measured relative to the best fit line. Wear was measured a Ta2 O5 thin-film standard. However, because different materi-
at the three locations shown on Fig. 3 and averaged. In general, als etch at different rates, this calibration can only be used for
the wear was slightly higher in the center at location 2. The pis- relative comparisons. The wear scar and a “no-wear” area were
ton ring diameter is purposely adjusted to be slightly less than examined on each specimen. Before analyses, the samples were
cleaned in hexane and allowed to air dry. The samples that were
examined by SEM and EDS were cleaned using hexane and ul-
trasonically cleaned for 1 min before analyses and allowed to air
dry.
Lubricant formulations affect both friction and wear charac- friction, again indicating that Samples 2 and 3 had significantly
teristics. Figures 4 and 5 show the variation of friction coefficient lower coefficients of friction than the other samples tested. These
with all eight engine oil formulations at the first set of test con- results suggest that the formulation balance of ingredients is crit-
ditions (20 Hz and 60 N). It can be observed in Fig. 4 that the ical to performance. Again, Sample 1 and the baseline oil (GF-3
TABLE 3—AVERAGE STABILIZED COEFFICIENT OF FRICTION WITH STAN- TABLE 4—AVERAGE BORE WEAR DEPTH (µM) FOR THE MATRIX OF OILS
DARD DEVIATION FOR A FREQUENCY OF 20 HZ WITH A LOAD OF 60 N WITH STANDARD DEVIATIONS FOR A FREQUENCY OF 20 HZ AND LOAD OF
Sample Name Baseline 1 2 3 4 5 6 7 60 N
Friction coefficient 0.09 0.11 0.06 0.04 0.08 0.08 0.09 0.08
Sample Name Baseline 1 2 3 4 5 6 7
Standard deviation 0.007 0.003 0.012 0.007 0.003 0.007 0.006 0.003 Wear Depth (µm) 0.36 0.41 0.84 0.23 0.16 0.08 0.21 1.80
Standard 0.09 0.16 0.26 0.19 0.07 0.00 0.09 0.15
Deviation (µm)
Wear of Mo-Sprayed Piston Ring Run Against Cast Iron Frequency of 40 Hz with a Load of 120 N
Cylinder Bore Friction Characteristics
The wear test results are shown in Table 4. The cylinder bore Figure 6 shows the variation of friction coefficient with all
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wear depth for a frequency of 20 Hz and a load of 60 N ob- eight engine oil formulations under lubricated conditions for a
tained with Sample 3 was 0.23 µm, while that obtained with the frequency of 40 Hz with a load of 120 N. As was the case at the
GF-3 reference oil was about 0.36 µm. The wear depth obtained lower speed/load condition, it can be observed in Fig. 7 that Sam-
with Sample 5 (Table 4) was 0.08 µm, which was the lowest wear ple 3 gave significantly reduced coefficient of friction results as
depth of all samples tested. Sample 2, which had the second low- compared to the GF–3 baseline oil and the low-phosphorus pro-
est friction coefficient under these conditions, had the highest totype oil (Sample 1), which showed the highest coefficients of
wear depth (0.84 µm). This shows that a reduced coefficient of friction. After surface break-in (the first hour of sliding) all the
friction does not necessarily translate into a lower wear depth oils containing friction modifiers showed reduced coefficients of
profile. friction as shown in Fig. 6. The run-in friction coefficients for most
The lubricant with the low level of phosphorus concentration of the tested engine oils were lower than the friction coefficients
plus both boron ester and molybdenum additives (Sample 5) had in the beginning of the sliding process, except for the baseline test
the lowest wear depth profile of all samples tested. The only other lubricant and Sample 1.
Fig. 5—Stabilized friction characteristics of tested lubricants at a frequency of 20 Hz and load of 60 N with standard deviation.
664 P. LIN ET AL.
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Fig. 7—Stabilized friction characteristics of tested lubricants at a frequency of 40 Hz and a load of 120 N with standard deviations.
Friction and Wear of Low-Phosphorus Engine Oils 665
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Fig. 8—(a) Bore wear depth of the SAE 5W-30, GF-3 reference engine oil. (b) Bore wear depth of oil Sample 3 containing only organomolybdenum ester
at a frequency of 40 Hz and a load of 120 N.
Table 5 shows the average stabilized friction coefficient results, and the baseline oil showed much higher coefficients of friction
which were calculated from averaged individual values in dupli- than the other oils.
cate tests for each lubricant. It is obvious that the oils contain-
ing the organomolybdenum ester (Sample 3 and Sample 2) have Wear of Mo-Sprayed Piston Ring Run Against Cast Iron
the lowest stabilized coefficient of friction. All of the lubricant Cylinder Bore
samples containing friction modifiers gave lower coefficients of Sample surface tracings to determine wear are shown in Fig. 8.
friction than the GF-3 reference oil and the low-phosphorus pro- Table 6 shows the results of average bore wear depth for the du-
totype oil. Sample 1 showed the highest coefficient of friction in plicate test specimens at a frequency of 40 Hz and load of 120 N.
both sets of tested conditions. Figures 5 and 7 both show graph- The prototype engine oil (Sample 1) produces the lowest bore
ical comparisons of the averaged coefficients of friction after 3 h wear depth of 0.08 µm. Sample 4 was only slightly higher with
of sliding. In both cases, Samples 2 and 3 had significantly lower 0.10 µm. All other samples gave greater wear depth profiles than
coefficients of friction than the other samples tested. In particu- the GF-3 reference oil, and Sample 3 gave the second highest wear
lar, Samples 2 and 3 had lower friction coefficients than Sample 5. depth, 2.08 µm. Sample 5 with the low level of phosphorus plus
This may be due to the presence of the boron in Sample 5. This both boron ester and molybdenum additives had the lowest wear
again shows that the molybdenum compound has better friction of any sample at 20 Hz and 60 N load. However, under the more
reduction capabilities than the boron compound. Again, Sample 1 severe conditions of 40 Hz and 120 N, the wear was more than
TABLE 6—BORE WEAR DEPTH FOR THE MATRIX OF OILS WITH STANDARD
TABLE 5—AVERAGE STABILIZED COEFFICIENT OF FRICTION WITH STAN-
DEVIATIONS FOR A FREQUENCY OF 40 HZ AND A LOAD OF 120 N
DARD DEVIATION FOR A FREQUENCY OF 40 HZ WITH A LOAD OF 120
N Sample Name Baseline 1 2 3 4 5 6 7
Sample Name Baseline 1 2 3 4 5 6 7
Wear depth (µm) 0.38 0.08 1.28 2.08 0.10 0.47 0.91 3.70
Friction coefficient 0.09 0.10 0.05 0.05 0.08 0.06 0.06 0.06 Standard 0.05 0.03 0.23 0.48 0.04 0.02 0.30 0.10
Standard deviation 0.005 0.004 0.002 0.002 0.000 0.006 0.004 0.001 deviation (µm)
666 P. LIN ET AL.
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Fig. 9—Average wear depth at a frequency of 40 Hz and a load of 120 N with standard deviation.
with the GF-3 reference oil. Perhaps the shear strength of the
surface films formed with this oil was suitable at the less severe
test conditions but was too low for adequate wear protection at
the more severe test conditions. Figure 9 graphically depicts these
results along with the standard deviations. The results show that,
while ZnDTP may promote formation of good antiwear films, it is
not necessarily a good friction modifier. Other investigations have
shown lubricants containing ZnDTP to have higher friction than
lubricants without ZnDTP (Tung and Gao (14)).
It should be noted that Sample 4 produced the highest coef-
ficient of friction of all the samples containing friction modifiers
at the high speed/high load condition (Fig. 7). On the other hand,
boron at both test conditions does not appear to be nearly as ef-
fective as molybdenum in reducing friction. It is clear from these
two sets of bench test results, however, that low-phosphorus con-
centration engine oils can be formulated to reduce significantly
the coefficient of friction but not necessarily to provide adequate
wear protection at the same time.
Fig. 11—Baseline (GF-3 as reference oil) cylinder bore micrograph at worn section. Each spot analyzed has similar but different elements deposited on
the surface of the cylinder bore.
low-phosphorus oil blended with the organomolybdenum ester XPS SURFACE ANALYSIS OF WORN SCAR ON
only. The worn piston ring segment shows a slight increase in CYLINDER BORES
molybdenum concentration. The EDS images in Fig. 12 show ev- Representative XPS graphs of worn cylinder bore surfaces
idence of molybdenum deposition on the cylinder bore surface in are shown on Figs. 14 and 15. The scans of the worn cylinder
this case, presumably from the organomolybdenum additive. bore surfaces indicate that the following elemental and electron
668 P. LIN ET AL.
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Fig. 12—SEM/EDS of a worn section of the cylinder bore obtained from Sample 3.
configurations are present: Ca2p, Fe2p3, Mo3p3, S2p, P2p, Zn2p3, increased wear observed in Sample 3 (Komvopoulos (15)). The
O1s, and C1s. This suggests the likely existence of four categories of depth profiles of XPS show that, in all cases, a thick oxide has
chemical compounds on the worn cylinder bore surfaces, includ- formed and a high concentration of Ca was found on all of the
ing iron oxides (Fe2 O3 , FeO), Mo compounds (MoO3 , MoS2 ), worn cylinder bore surfaces. When calcium phosphate is present
sulfur and its compounds (S, FeSO4 ), and phosphates (FePO4 ). in a tribofilm, the antiwear effectiveness can be reduced (Kasrai
The phosphorus level is significantly reduced on Sample 3 as com- (16)). On the other hand, the deposition of CaCO3 in the tribofilm
pared to the baseline sample. This may be due to competition of can lead to enhanced antiwear ability (Kasrai (17)). The tribolog-
the ZnDTP with the organomolybdenum ester additive and the ical effects of calcium in the tribofilm are beyond the scope of the
reduced amount of phosphorus in the tribofilm likely led to the present study.
Friction and Wear of Low-Phosphorus Engine Oils 669
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Fig. 13—SEM/EDS showing both worn and unworn sections of the piston ring obtained with Sample 3.
Figures 14 and 15 show XPS depth profiles for samples run DISCUSSION OF A POSSIBLE SURFACE REACTION
with a frequency of 40 Hz and a load of 120 N. Comparing the MODEL
depth profiles in Figs. 14 and 15, the depth profiles for the baseline From the above surface analysis results, it is clear that the major
show no formation of molybdenum on the worn cylinder bore additive elements, such as Mo, S, P, Zn, O, and Ca, are present on
surface. However, molybdenum was formed on the worn cylinder the worn surfaces of cylinder bores under the operating conditions
bore surface for Sample 3 under a frequency of 40 Hz and a load tested. This is consistent with the possible mechanism proposed in
of 120 N. On the other hand, boron was not formed on the worn previous research (Tung and Emley (2); Cavdar and Ludema (18),
cylinder bore surface under any of the test conditions. This shows (19)) as shown in Fig. 16, in which ZnDTC/ZnDTP, organomolyb-
that boron is not a good surface protector. This may be due to denum compounds, and metal oxides interact to form effective
the differences in surface interaction between the boron and/or continuous films.
organomolybdenum ester additives with the production cast iron In this surface reaction model, organomolybdenum and
block. ZnDTC/ZnDTP decomposition compounds form long-chain
670 P. LIN ET AL.
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Fig. 14—XPS and depth profiles of worn cylinder bore surface from baseline at a frequency of 40 Hz and a load of 120 N. The elements deposited on the
cylinder bore surfaces are Ca2p, S2p, Zn2p3, and P2p. There is a high concentration of Ca deposited on the worn surface.
polyphosphates and mix with molybdenum additives to form an much higher loading capacity and serve as antiwear and anti-
organic induced reaction (OIC: organic iron compound) layer. scuffing films to protect iron substrates. The elements found on
The metallo-organic interactive compounds can further combine the worn surfaces of the tested cylinders support the above model.
with metal oxides (OMM: oxides metal mixture) at elevated tem- However, the relatively high cylinder wear produced using blend,
peratures and loading. Antiwear pads of iron phosphates and 2 and blend 6, which both contain ZnDTC and ZnDTP, is not
a durable antiwear film containing higher concentrations of S, consistent with the model. This suggests that additional tribolog-
Zn, Mo, and P are formed (called OIC-Zn film). The OMM ical reactions are taking place that are not accounted for in the
layers wear out and are diminished during the sliding process, model.
but the OIC-Zn films form a strong protective layer to resist There are several possibilities for the transfer of chemical
wear and scuffing. In addition, OIC-Zn films can induce film compounds onto the worn cylinder bore surfaces elements that
formation of iron oxide, metallic iron, and iron carbide. These are coming from the decomposed products of ZnDTC/ZnDTP
ZnDTC/ZnDTP and organomolybdenum induced films have a and organomolybdenum ester and transfer films between the
Fig. 15—XPS and depth profiles of worn cylinder bore surface from Sample 3 at a frequency of 40 Hz and a load of 120 N. The elements deposited on
the cylinder bore surfaces are Ca2p, S2p, Zn2p3, Mo3p3, and P2p. There is molybdenum and a high concentration of Ca deposited on the worn
surface.
Friction and Wear of Low-Phosphorus Engine Oils 671
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Fig. 16—Film formation mechanism due to surface interaction among the ZnDTC/ZnDTP and organomolybdenum compounds and metal oxides during
the lubricated sliding process (Tung and Emley (2); Cavdar and Ludema (18), (19)).
elements in the piston ring coatings and the reactive compounds depth) of all the test lubricants for a frequency of 40 Hz with a
of the lubricant additives. The ZnDTC/ZnDTP and organo- load of 120 N.
molybdenum ester additives affect the oxidation and carboniza- r None of the specially formulated test oils were better in both
tion on the cylinder bore surfaces. The existence of oxygen on friction and wear performance than the baseline GF-3 oil.
the worn surfaces of cylinder bores indicates the presence of ox- Therefore, these test oils need additional improvements be-
idation reactions due to friction and heating. On the other hand, fore testing in fired engines.
in the case of piston ring surfaces, there is no oxygen content r SEM/EDS surface analyses show evidence of surface films con-
found on the worn piston ring surfaces using the baseline GF- taining molybdenum on cylinder bore surfaces. The XPS sur-
3 oil, but there is a low oxygen content formed on worn pis- face analysis also confirms the formation of the tribofilms.
ton ring surfaces using oil containing the organomolybdenum r Significant amounts of calcium and oxygen have been identified
ester. on these cylinder bore surfaces. Additional studies are needed
to determine their effect on friction and wear.
SUMMARY AND CONCLUSIONS
r Friction coefficients for experimentally formulated lubricants
ACKNOWLEDGMENTS
containing molybdenum or boron were found to be lower than The authors wish to thank Drs. James A. Spearot and Michael
that of the reference lubricant GF-3 engine oil, with the same L. McMillan for their technical support. The authors also wish to
viscosity grade, SAE 5W-30. Based on the results, molybdenum acknowledge the help of Drs. Zheng Ma and Ben Zhou (GM Pow-
shows better performance in friction reduction than boron. ertrain), Mr. Charles Gossel, and Mark Rosetto (North America
r The wear resistance of cylinder bore segments lubricated with a Materials Testing Group) for wear testing and surface charac-
matrix of oils containing different levels of phosphorus, boron, terization. The authors would also like to thank Maria Militello
molybdenum ester, and other additives was studied, and the and Stephen Swarin for the XPS surface analysis. In addition, the
friction characteristics were determined from bench tests. The authors thank Glenn Clever and Mark Gillman of GM Powertrain
organomolybdenum-ester is effective in reducing friction in for helping to prepare piston ring and cylinder bore materials.
low-phosphorus engine oils. However, increased wear is pos-
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