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Pelland 2004 - Efficacy of Strength Exercises For OA - Part I - A Meta-Analysis
Pelland 2004 - Efficacy of Strength Exercises For OA - Part I - A Meta-Analysis
ABSTRACT
Objective: Osteoarthritis (OA) is highly prevalent among older adults and is associated with
increased pain, loss of strength and joint range of motion (ROM), as well as to an overall
decrease in functional status. Therapeutic strength exercises are recommended as part of the
standard intervention programme for the patient with OA in an effort to control pain and
improve functional and health status. The purpose of this meta-analysis is to review the
strength and quality of evidence supporting the effectiveness of therapeutic strengthening
exercises for improving a variety of measured outcomes relevant for OA.
Methods: A systematic review was conducted, following a protocol of methods recommended
by the Cochrane Collaboration. Trials were identified by a literature search of Medline,
EMBASE, and the Cochrane Controlled Trials Register. Only randomised controlled trials
using strengthening exercises as an intervention and treating clients with OA were eligible.
Twenty-two trials were included with 2325 patients undergoing various forms strengthening
exercises (e.g. isometric, isotonic, isokinetic, concentric, concentric/eccentric, dynamic). The
exercises were implemented either in stand-alone format or in combination with other
exercises, such as stretching and ROM. Interventions were either facility-based, home-based or
a combination of the two.
Results: Evidence is provided for the inclusion of strengthening exercises in the rehabilitation
programme for the patient with OA. Improvements were found for strength, pain, function and
quality of life (QOL). Important components of the exercise programme that influence outcome
include: (i) the combination of joint-specific strengthening with general strength, flexibility and
functional exercises; (ii) progression of the exercise programme; and (iii) level of client self-reliance
to sustain the programme. There is no evidence that the type of strengthening (i.e. isometric,
isotonic or isokinetic) has an important impact on programme outcome. However, evidence is
provided that the control of pain may be a dominant mechanism by which strengthening exercise
produces beneficial effects for the patient with OA.
Conclusion: Strengthening exercises alone have some effects on improving pain and functional
outcomes in clients with OA. However, in order to maximise the effectiveness of strengthening
exercise for these clients, it is necessary to combine strengthening exercises with a more complete
exercise programme including ROM, stretching, functional balance and aerobic exercises.
Table 1. Keyword and text literature search strategy (part of a global search)
Register, the PEDro database, the specialised registry rehabilitation. Acceptable interventions included any
of the Cochrane Musculoskeletal Group (CMSG), form of strengthening exercises, with the majority of
and the Cochrane Field of Physical and Related intervention programmes consisting of a warm-up or
Therapies. In addition, reference lists of included tri- stretching phase followed by a strengthening phase
als were also searched and content experts contacted that may or may not have included a small amount of
for additional studies. aerobic activity. Placebo, untreated, or active inter-
ventions were all acceptable control groups. Concurrent
interventions (e.g. NSAIDs) were accepted only if given
Eligibility criteria to both comparative groups. Lastly, our meta-analysis
included all peripheral joints, while excluding axial
According to a priori protocol, all comparative con- joints and post-surgery intervention such as continuous
trolled trials, including randomised controlled trials passive motion.
(RCTs), controlled clinical trials without randomisa-
tion (CCTs), case-control, and cohort studies were
included with the restriction that abstracts had to be Data extraction
in French or English. Peer-reviewed abstracts were
also accepted. From these, however, trials in which All trials classified as relevant by at least one of the
individuals served as their own control were excluded. reviewers were retrieved and re-examined to ensure they
Trials evaluating the outcome of strengthening pro- met the inclusion criteria (CL, JL). These same two
grammes in individuals with OA were retained and reviewers subsequently extracted the results from each
evaluated by two independent reviewers (VR, LB) for of the included trials using pre-determined extraction
their relevancy according to the following eligibility forms that were developed and pilot-tested, based on
criteria: (i) diagnosis of OA; (ii) participants aged 18 other forms used by the CMSG. The extraction form
years or older; (iii) intervention and control groups documented the following specific information about
that include five or more participants; and (iv) mea- the exercise programme: (i) the type of supervision pro-
sured outcomes of strengthening that are relevant to vided or if unsupervised; (ii) the setting, whether home
80 PELLAND ET AL.
Comparison group Group 3: control. Regularly scheduled contacts similar to those of the two interventions groups.
Patients were divided into groups of 12–15 to participate in monthly on-site health education
sessions during months 1–3. During the transition phase (4–6 months), biweekly telephone
contact was made. The maintenance phase (7–18 months) consisted of monthly phone calls
Concurrent therapy For Groups 1 and 2: 18-months’ period. 3-month facility-based programme followed by a 15-
month home-based programme: (i) 3-month transitory phase of contacts once every 2 weeks
(4 home visits and 6 telephone calls; and (ii) 12-month maintenance phase of telephone contacts
once every 3 weeks during the first 3 months and monthly contact during months 9–18.
Session/week; No. of weeks 3 times a week for 18 months
Follow-up weeks N/A
Quality; R, B, W 2, 0, 0
or facility-based, or aquatic; (iii) the type of participa- appropriateness of blinding (B), the rate and accountabil-
tion, whether performed on an individual basis or as ity of dropouts and withdrawals (W). The extent to which
a group; (iv) the nature of the exercises, whether the RCT design, data collection and statistical analysis
strength-specific or functional (including ROM, flexi- minimised or avoided biases in its treatment compar-
bility and strength); (v) the inclusion of an aerobic isons31 was also taken into account. Differences in scoring
component; (vi) the duration, intensity, frequency were resolved by consensus. The final data entry values of
and total number of training sessions; (vii) the type of outcome measures were based on consensus of the two
contractions used for strengthening, whether eccen- reviewers (CL, JL), with a third reviewer (LB) consulted
tric, concentric, isotonic, isometric or isokinetic or when necessary. A final cross-checking of all data entry
combinations of these; (viii) type of equipment used was also performed (VR).
(i.e. free weights or isokinetic machine); and (ix)
safety precautions that were implemented. Outcome
measures included in this meta-analysis were restricted Statistical analysis
to physical measures and included: (i) pain; (ii) health
status including aerobic capacity, blood pressure and Most outcomes were continuous in nature (ROM,
heart rate; (iii) mobility including morning stiffness and pain and strength). Where pooling of data from dif-
tenderness; (iv) strength, flexibility, balance, ROM; (v) ferent trials was possible, these outcomes were
functional status; (vi) medication use; and (vii) quality analysed by a weighted mean difference (WMD)
of activities of daily living (ADL). Psychosocial out- using a fixed effects model.31 According to the WMD
comes were excluded for the purposes of this analysis. model, the effect measured in an individual trial is
The final data entry values were based on consensus of weighted by the amount of variability about the mean
the two reviewers (CL, JL). measured by the standard deviation. In trials where
table data were not available, values from graphical
data were input into the WMD model. The hetero-
Quality assessment geneity of the results across studies was assessed using
a Chi-squared test. Where statistically significant het-
The measured outcomes were weighted according to the erogeneity existed, the trial results were not combined
strength of the research design. The quality of each study and were analysed separately. The contributions of
was assessed by two independent reviewers (CL, JL) using pre-determined hypotheses regarding different popu-
a validated scale developed by Jadad et al.29 and Clark et lations and interventions were examined as possible
al.30 Items pertaining to the strength of the research sources of heterogeneity. For categorical data, relative
design include description of randomisation (R), the risks were used.
88 PELLAND ET AL.
Gur et al.37 Concentric Pain at night (0–10), end tx: 8 weeks 9 4.4 1.4 –3.3 –84%
Control As above 6 3.2 3.5
Gur et al.37 Concentric Pain after inactivity (0–10),end tx: 8 weeks 9 4.1 1.2 –2.9 –73%
Control As above 6 3.8 3.8
Gur et al.37 Concentric Pain sitting (0–10), end tx: 8 weeks 9 3.4 0.9 –2.7 -89%
Control As above 6 2.5 2.7
Gur et al.37 Concentric Pain rising from chair, end tx: 8 weeks 9 5.2 2.0 –3.2 -64%
Control As above 6 4.7 4.7
Gur et al.37 Concentric Pain standing, end tx: 8 weeks 9 4.0 1.4 –2.6 -65%
Control As above 6 4.0 4.0
Gur et al.37 Concentric Pain climbing stairs, end tx: 8 weeks 9 5.8 1.7 –4.3 –80%
Control As above 6 4.8 5.0
Gur et al.37 Concentric Pain descending stairs, end tx: 8 weeks 9 5.8 1.7 –4.1 –75%
Control As above 6 5.0 5.0
Gur et al.37 Concentric Pain total score, end tx: 8 weeks 9 33.9 10.3 –24.3 –78%
Control As above 6 27.3 28.0
LE, lower extremity; METS, Metabolic Equivalent units; ROM, range of motion; tx, treatment; VAS, Visual Analogue Scale;
WOMAC, Western Ontario McMaster Osteoarthritis Index.
Gur et al.37 Concentric-eccentric Pain at night (0–10), end tx: 8 weeks 8 3.8 1.5 –2.6 –73%
Control As above 6 3.2 3.5
Gur et al.37 Concentric-eccentric Pain sitting (0–10), end tx: 8 weeks 8 3.5 1.1 –2.6 –85%
Control As above 6 2.5 2.7
Gur et al.37 Concentric-eccentric Pain rising from chair, end tx: 8 weeks 8 5.4 2.5 –2.9 –57%
Control As above 6 4.7 4.7
Gur et al.37 Concentric-eccentric Pain standing, end tx: 8 weeks 8 3.5 1.6 –1.9 –51%
Control As above 6 4.0 4.0
Gur et al.37 Concentric-eccentric Pain climbing stairs, end tx: 8 weeks 8 6.5 3.5 –3.2 –55%
Control As above 6 4.8 5.0
Gur et al.37 Concentric-eccentric Pain, total score, end tx: 8 weeks 8 35.8 16.6 –19.9 –62%
Control As above 6 27.3 28.0
Gur et al.37 Concentric-eccentric 15 m walk (s), end tx: 8 weeks 8 3.9 1.0 –2.9 –78%
Control As above 6 3.5 3.5
Gur et al.37 Concentric-eccentric Stair climbing time (s), end tx: 8 weeks 8 4.6 1.5 –4.1 –97%
Control As above 6 3.7 4.7
Gur et al.37 Concentric-eccentric Stair descending time (s), end tx: 8 weeks 8 5.3 1.8 –4.1 –81%
Control As above 6 4.7 5.3
Gur et al.37 Concentric-eccentric Function, total score, end tx: 8 weeks 8 19.1 6.0 –15.6 –89%
Control As above 6 15.5 18.0
LE, lower extremity; METS, Metabolic Equivalent units; ROM, range of motion; tx, treatment; VAS, Visual Analogue Scale;
WOMAC, Western Ontario McMaster Osteoarthritis Index.
90 PELLAND ET AL.
Sashika et al.45 Hip strengthening Maximum isometric torque, 8 12.5 21.0 4 37%
+ eccentric hip abductors,
total hip arthroplasty side,
end tx: 6 weeks
Control As above 7 9.1 13.6
45
Sashika et al. Hip strengthening Maximum isometric torque, 8 15.1 23.3 4.9 35%
+ eccentric hip abductors, opposite side,
end tx: 6 weeks
Control As above 7 12.4 15.7
LE, lower extremity; METS, Metabolic Equivalent units; ROM, range of motion; tx, treatment; VAS, Visual Analogue Scale;
WOMAC, Western Ontario McMaster Osteoarthritis Index.
LE, lower extremity; METS, Metabolic Equivalent units; ROM, range of motion; tx, treatment; VAS, Visual Analogue Scale;
WOMAC, Western Ontario McMaster Osteoarthritis Index.
EFFICACY OF STRENGTHENING EXERCISES FOR OSTEOARTHRITIS (PART I) 91
Fig. 2. Lower extremity strengthening versus control. FU, follow-up; LE, lower extremity; OASI, Osteoarthritis Screening
Index; tx, treatment; VAS, Visual Analogue Scale; WOMAC, Western Ontario McMaster Osteoarthritis Index.
Lower extremity (LE) isometric strengthening vs control pain. As a result, isokinetic training is clinically con-
sidered as the best intervention to achieve strength
In their study, Topp et al.48 further compared the relative gains in OA.77
effectiveness of an isometric strengthening programme
to a dynamic (isotonic) programme on lower extrem-
ity strength, function and pain. Over the same dura- Isokinetic resistance training versus control
tion of 4 months, no statistical or clinical differences
were found between the two strength training Kreindler et al.16 evaluated the comparative effective-
approaches. An important question to consider is ness of isokinetic training (Kinetron-Cybex) to a
whether or not the lack of effectiveness of the cited fixed-resistance strength-training programme in
exercise programmes on strength gains could be clients with a primary diagnosis of OA of the knee.
linked to the type of muscle contraction, a factor that Isokinetic strengthening produced statistically signifi-
may be of specific importance in OA due to the cant improvements solely on one outcome measure at
implicit interaction between joint mechanics and the end of 6-weeks of training – quadriceps torque at
pain. This question is best addressed by examining 120 degree/s (Fig. 1). However, this measured improve-
the effects of isokinetic strength training on measured ment in quadriceps’ strength was not retained through
outcomes of OA.16,46 Isokinetic strength training dif- a 6-week follow-up period. Schilke et al.46 strengthened
fers from fixed-resistance strength training as it the findings by Kreindler et al.16 through a direct com-
respects the changing muscle response over the parison of isokinetic training to a no-treatment control
length–tension curve of the muscle125,126 and is, there- group in clients with OA of the knee. In this study, iso-
fore, considered to facilitate activation of a larger pro- kinetic training consisted of a strength programme for
portion of muscle fibres over a wider ROM. The the quadriceps at a fixed angular velocity of 90 degree/s,
angular velocity of training can also be selected, with with a progression in the number of sets of repetition to a
faster velocities reducing joint compression and hence maximum of 6 sets of 5 repetitions. Over the 24 sessions
EFFICACY OF STRENGTHENING EXERCISES FOR OSTEOARTHRITIS (PART I) 93
Topp et al.48 Exercise Pain, getting up from floor (0–16) 35 6.44 2.67 –4.27 –78%
Control As above 35 4.53 5.03
Topp et al.48 Exercise Pain, getting down to floor (0–16) 35 4.96 2.86 –2.45 –58%
Control As above 35 3.54 3.89
Topp et al.48 Exercise Pain, going up stairs (0–16) 35 5.61 4.03 –1.65 –32%
Control As above 35 4.59 4.66
Topp et al.48 Exercise Pain, going down stairs (0–16) 35 5.30 3.71 –1.52 –31%
Control As above 35 4.47 4.40
Topp et al.48 Exercise Time to get down to the floor (s) 35 4.72 3.89 –1.18 –24%
Control As above 35 4.98 5.33
Topp et al.48 Exercise Time to get up off floor (s) 35 7.16 5.71 –1.57 –21%
Control As above 35 8.04 8.16
Topp et al.48 Exercise Time to go up stairs (s) 35 18.85 16.33 –1.2 –6%
Control As above 35 18.85 17.53
Topp et al.48 Exercise Time to go down stairs (s) 35 19.29 15.96 –1.63 –9%
Control As above 35 18.04 16.34
Topp et al.48 Exercise Functional limitation (WOMAC) 35 41.09 35.30 –6.62 –17%
Control As above 35 38.87 39.70
Schilke et al.46 Exercise Peak torque right knee extensors 10 52.50 67.40 14.5 33%
Control As above 10 35.90 36.30
LE, lower extremity; METS, Metabolic Equivalent units; ROM, range of motion; tx, treatment; VAS, Visual Analogue Scale;
WOMAC, Western Ontario McMaster Osteoarthritis Index.
of training, statistically significant improvements were Together, the studies cited above do not provide evi-
noted for peak torque of quadriceps, with an overall dence to support exercise for improving strength in
improvement of 33% relative to baseline, (Fig. 2a) and the patient with OA in the lower extremity joints.
for mobility (Fig. 2b; Table 8). The isokinetic pro- There is evidence, however, to support that the
gramme produced no additional benefits for the control overall format of the programme, in which the
of pain and did not improve joint stiffness or functional strength training is embedded, may be one of the
status (Fig. 2b). These studies, therefore, demonstrate determinant factors influencing the effects produced
the potential equivalency of isometric, isotonic and iso- by strengthening exercises on clinical and functional
kinetic strength training programmes for patients with outcome measures of OA. Hurley and Scott24 evalu-
OA of the knee. ated the effectiveness of a combining standard iso-
metric strengthening of the quadriceps with a general
exercise programme that included isotonic concen-
General LE exercises programme versus control
tric/eccentric strength exercises for the lower limb, as
Börjesson et al.33 investigated the combined effect of well as balance exercises and task-specific functional
isotonic and isometric strengthening in conjunction strengthening for sit-to-stand and step-ups and step-
with stretching and a warm-up on stationary bike on downs. Measured against a no-treatment control
outcome measures of strength (Fig. 3g), pain (Fig. group, this comprehensive programme produced sta-
3f), and functional status. They found statistical and tistically significant benefits not only on quadriceps’
clinical improvement solely for the task of pain dur- strength, (Fig. 3b) but as well on knee proprioception
ing a step-down (Table 9c) after 3 months of training. (Fig. 3e) and functional status (Fig. 3d).
94 PELLAND ET AL.
Fig. 3. (a)
Manual therapy and exercise versus placebo 4a) and on overall functional status at the end of the 4-
week intervention (Fig. 4b), as well as at the 4-week fol-
In a similar fashion, Deyle et al.34 combined a stan- low-up. Therefore, comprehensive programmes that
dard knee strengthening programme (isometric and include both joint-specific and functional exercises may
isotonic inner range quadriceps, and isotonic ham- provide added benefits to the client with OA of the lower
strings) within a global approach that included manual limb.
therapy (i.e. passive physiological and accessory joint In reviewing results, it is important to consider that
movements, and soft tissue mobilisation), stretching, outcomes will invariably be influenced by the severity
stationary biking, as well as functionally oriented exer- of OA, as well as by the format of the strengthening
cises (standing terminal knee extension, seated-leg press, programme. For example, Rodgers et al.43 evaluated
step-ups, and eccentric quadriceps). The exercises were the effectiveness of a strengthening programme that,
performed under supervision as well as part of a home again, combined isometric strengthening with stretch-
programme that further included walking at a comfort- ing and functional activities (squats and step-ups) in
able pace over a comfortable distance. Compared to a candidates with severe OA of the knee that were on a
control group receiving sub-therapeutic ultrasound, the waiting list for unilateral total knee arthroplasty.
strengthening exercise programme produced statistically Evaluation relative to a no-treatment control group at
significant improvements on the 6-min walk test (Fig. 6-weeks’ and 3-months’ follow-up failed to demon-
EFFICACY OF STRENGTHENING EXERCISES FOR OSTEOARTHRITIS (PART I) 95
Table 9 (a). Clinical relevance: general lower extremity exercises programme versus control
FU = follow-up; N/A = not available; ROM = range of motion; tx = treatment; WMD = weighted mean difference
EFFICACY OF STRENGTHENING EXERCISES FOR OSTEOARTHRITIS (PART I) 97
Table 9 (b). Clinical relevance: general lower extremity exercises programme versus control
Study Treatment Outcome No. of Baseline End-of- Absolute Relative difference
group patients mean study mean benefit in change
from baseline
Fransen et al.36 Exercises WOMAC pain, change 83 N/A 10.6 WMD = 12.1
(0–100), end tx: 8 weeks
Control As above 43 N/A –1.5
Van Baar et al.49 Exercises Pain past week, VAS (0–100), 93 46.9 24.1 –17.1 –38%
change, end tx: 10–12 weeks
Control As above 98 43.1 37.4
Van Baar et al.49 Exercises Pain VAS, (0–100), FU: 24 weeks 93 34.0 23.5 –11.2 –36%
Control As above 98 28.7 29.4
Van Baar et al.50 Exercises Pain VAS, (0–100), FU: 24 weeks 98 34.0 16.8 –11.6 –37%
Control As above 102 28.7 23.1
Rogind et al.44 Exercises Pain at night (0–10), FU: 12 months 12 4.0 2.0 –3 66%
Control As above 13 5.0 6.0
FU = follow-up; N/A = not available; VAS = visual analog scale; tx = treatment; WMD = weighted mean difference; WOMAC = Western
Ontario McMaster Osteoarthritis Index
98 PELLAND ET AL.
Table 9 (c). Clinical relevance: general lower extremity exercises programme versus control
Author Group Outcome Number improved Total N Risk occurrence Risk difference
33
Börjesson et al. Exercises Ability to step down 13 34 38% 26%
Control As above 4 34 12%
Table 9 (d). Clinical relevance: general lower extremity exercises programme versus control
Fransen et al.36 Exercises Strength, isometric knee flexors (N), 83 94.65 103.05 9 9%
end tx: 8 weeks
Control As above 43 100.10 99.50
Fransen et al.36 Exercises Fast speed (cm/s), end tx: 8 weeks 83 128.6 135.7 6.7 5%
Control As above 43 127.8 128.2
Fransen et al.36 Exercises Fast cadence (steps/min), end tx: 8 weeks 83 119.9 121.8 1.6 1%
Control As above 43 117.6 117.9
Fransen et al.36 Exercises Fast stride length (cm), end tx: 8 weeks 83 128.2 132.9 4.3 3%
Control As above 43 130.3 130.7
tx = treatment
Table 9 (e). Clinical relevance: general lower extremity exercises programme versus control
Fransen et al.36 Exercises WOMAC function, change (0–100), 83 60.8 68.5 7.8 13%
end tx: 8 weeks
Control As above 43 60.0 59.9
Van Baar et al.49 Exercises Self-reported disability (IRLG), 93 –20.00 –1.10 –1.70 8%
FU: 24 weeks
Control As above 98 –20.60 0.00
Fransen et al.36 Exercises SF-36 quality of life, change, 83 32.85 36.45 3.10 9%
end tx: 8 weeks
Control As above 43 34.80 35.30
LE, lower extremity; METS, Metabolic Equivalent units; ROM, range of motion; tx, treatment; VAS, Visual Analogue Scale;
WOMAC, Western Ontario McMaster Osteoarthritis Index.
through stretching exercises, in addition to a general two other determinant factors of the effectiveness of
strength programme for the lower limb and trunk. an exercise programme for OA.
These authors reported further statistically and clini-
cally beneficial effects of a general programme on a
variety of pain measures that included pain at rest Progression versus no progression LE functional
(Fig. 3f), pain on weight-bearing (Fig. 3f), and pain at exercises
night (Fig. 3f; Table 9b). While the programme by
Rogind et al.44 also improved ROM in knee flexion Petrella et al.107 studied the effect of exercise progres-
(Fig. 3a; Table 9a), it failed to produce statistically sion in a general strength programme compared to a
significant changes in gait and stair climbing. Task- non-progressive programme. The progressive pro-
specificity and exercise progression are potentially gramme consisted of knee unloading with ankle
EFFICACY OF STRENGTHENING EXERCISES FOR OSTEOARTHRITIS (PART I) 99
Fig. 6. Progression versus no progression lower extremity functional exercises. LE, lower extremity; tx, treatment; VAS,
Visual Analogue Scale; WOMAC, Western Ontario McMaster Osteoarthritis Index.
weights, ROM, resistance open-kinetic and closed- gramme included general ROM exercises, eccentric
kinetic exercises. All exercises progressed gradually strengthening of the quadriceps, and an individualised
over 8 weeks on the number of repetitions (i.e. walking programme that was progressed on a weekly
increase from 2 to 5 repetitions per session), the dura- basis. Results were compared to a minimal treatment
tion of the training session (i.e. increase for 10–15 group that received the same education session as the
min/session), and on the number of sessions per week exercise group. The progressive exercise programme
(i.e. increase from 3 to 5 sessions). The comparison produced significant decreases in pain (Fig. 5b).
group performed knee unloading and ROM exercises The main effect of exercise progression on mea-
without progression over the same duration of train- sured outcomes is emphasised by the study design of
ing. At the end of the 8-week intervention, statisti- O’Reilly et al.39 who directly compared the effective-
cally significant results favouring a progression in ness of a simple home-based strength programme
exercises were found for overall pain (Fig. 6c), pain at consisting of a combination of isometric and isotonic
rest (Fig. 6c), pain and performance on the self-paced exercises for the quadriceps with dynamic stepping.
walk test (i.e. 2 continuous circuits, each 20 min in All exercises were performed daily at home increasing
length for a total of 40 m following by a 10 min rest to a maximum of 20 repetitions and were measured at
period), as well as improved knee ROM in flexion 6 weeks. Results were then compared to a no-treat-
(Fig. 6b) and overall physical activity. ment control group. Statistically significant outcomes
In a similar fashion, Bautch et al.32 examined the favouring the home-programme of progressive
effects of low intensity weight-bearing exercises on pain, strength exercises were found for pain, quadriceps’
health status, as well as on biological markers in strength (Fig. 3b) and overall QOL. Evidence is,
patients with OA of the knee. The 12-week exercise pro- therefore, available supporting exercise progression as
EFFICACY OF STRENGTHENING EXERCISES FOR OSTEOARTHRITIS (PART I) 101
Evcik and Sonel35 Home strengthening WOMAC physical function 27 25.4 10.8 –10.1 –40%
Control As above 26 25.2 20.7
Evcik and Sonel35 Home strengthening NHP physical mobility 27 40.2 29.5 –3.2 –8%
Control As above 26 44.1 36.6
Evcik and Sonel35 Home strengthening WOMAC pain 27 6.6 3.0 –3 –45%
Control As above 26 6.6 6.0
Evcik and Sonel35 Home strengthening Pain VAS 27 7.2 3.5 –3.5 –49%
Control As above 26 7.0 6.8
Evcik and Sonel35 Home strengthening NHP pain 27 40.0 9.8 –9.7 –24%
Control As above 26 40.9 20.4
Evcik and Sonel35 Home strengthening NHP energy 27 53.2 33.4 –16.2 –31%
Control As above 26 52.9 49.3
LE, lower extremity; METS, Metabolic Equivalent units; ROM, range of motion; tx, treatment; VAS, Visual Analogue Scale;
WOMAC, Western Ontario McMaster Osteoarthritis Index.
an important component of a general exercise pro- cally-relevant benefits on pain. Comparison of the
gramme for OA. home exercise group to the supervised exercise group
produced no statistically significant differences. Evcik
and Sonel35 further showed that a simple home pro-
Home programme strengthening versus control gramme of quadriceps’ strengthening could effec-
tively produce wide-ranging effects on QOL measures
A point of clinical interest in the studies by Messier et for the patient with OA of the knee. The home pro-
al.,38 Penninx et al.40 and Rejewski et al.42 is evaluating gramme was comprised of 10 repetitions of isometric
the impact of different levels of supervision provided and isotonic quadriceps’ exercises, initially taught by
to the patient during the exercise programme. For a physiotherapist, and subsequently performed twice
example, these studies38,40,42,44 combined 3 months of daily at home for 3 months, and outcomes were mea-
supervised therapy to a home programme of 15- sured at 6 months. The control group proceeded with
month duration, while Rogind et al.44 used a super- normal activities of daily living with no extra exercise
vised programme for 3 months, with a follow-up or regular walking programmes. This home pro-
evaluation at 3 and 12 months. Callaghan et al.65 gramme produced significant improvements in vari-
investigated the effect of supervision on programme ous dimensions of functional status and QOL
effectiveness by comparing outcome measures for a including pain, physical function, energy level and
home exercise programme for patients with OA of the physical mobility (Table 10).
knee relative to a supervised exercise routine to a no- Fransen et al.36 investigated the benefit of using a
exercise control group. The home exercise programme group setting to reinforce a home exercise pro-
consisted of 10 repetitions of 3 functional activities gramme. In this study, the group under supervised
(sit-to-stand-to-sit, mini-squats, and step-downs) per- care performed an exercise programme that was at the
formed twice daily, and was prefaced by an education discretion of the treating physical therapist and,
session on joint care, medication, pain relief and cop- therefore, differences in the strengthening approach
ing strategies. Outcomes were compared to a group of across supervised and group participants cannot be
patients participating in a 20-min supervised exercise evaluated. The point of interest is the additional ben-
routine consisting of isometric and isotonic inner efits noted in participants of the reinforced home pro-
range strengthening of the quadriceps (3 sets of 10 gramme, particularly on outcome measures of pain
repetitions) and a control group receiving sham elec- and strength at 8 weeks’ post-intervention, compared
trical stimulation. When comparing the home pro- to the control no-treatment group. Statistically signif-
gramme group to the control group at the end of 4 icant improvements were found for pain (Fig. 3f), iso-
weeks of training, statistically significant results were metric strength of quadriceps and hamstrings (Fig.
found for the home exercise group for knee joint 3g), improved gait parameters of speed (Fig. 3h),
swelling and flexion ROM, as well as providing clini- cadence (Fig. 3h) and stride length (Fig. 3h), as well
102 PELLAND ET AL.
Table 11(a). Clinical relevance: grip strength in hand functional strengthening versus control
Stamm et al.47 Hand functional Grip strength, change, 20 0.43 0.55 0.09 19%
strengthening right, end tx: 3 months
Control As above 20 0.54 0.57
47
Stamm et al. Hand functional Grip strength, change, 20 0.44 0.55 0.08 16%
strengthening left, end tx: 3 months
Control As above 20 0.53 0.56
Table 11(b). Clinical relevance: pain in hand functional strengthening versus control
Stamm et al.47 Hand functional Pain (Visual Analogue Scale), number 13 20 65% 45%
strengthening improved, end of treatment: 3 months
Control As above 4 20 20%
LE, lower extremity; METS, Metabolic Equivalent units; ROM, range of motion; tx, treatment; VAS, Visual Analogue Scale;
WOMAC, Western Ontario McMaster Osteoarthritis Index.
as overall improvement on functional status (Fig. 3j) home strengthening programme produced statistically
and SF36 QOL measure (Fig. 3i). Comparison of significant improvement on measures of pain and grip
outcomes for the group versus individually supervised strength (Table 11a,b).
intervention did not favour either approach, except
for improved gait speed for the group intervention.
These results underline the possible benefits attribut- DISCUSSION
able to a home-based exercise programme. Similarly,
Van Baar et al.49,50 conducted two RCTs in which There is increasing evidence in the literature for the
strengthening exercises were reinforced by a home benefit of including a programme of increased physi-
programme consisting of an unsupervised exercise cal activity in the management of OA in older
programme including patient education and a adults.14,51,62,127 This evidence is clinically substanti-
brochure. Both studies had participants perform ated by studies that have demonstrated that regular,
strengthening, flexibility, and mobility/co-ordination moderate levels of exercise do not appear to exacer-
exercises, which were incorporated into a home pro- bate OA in the vast majority of patients.32,127 In agree-
gramme. Outcomes measured relative to a control ment with Dekker et al.128 and Van Baar et al.,14 the
group that continued with usual medications at the current systematic review of the existing literature
end of the 12-week intervention and at a 24-week fol- provides evidence of the benefit of strengthening exer-
low-up showed statistically significant improvement cises for improving pain, ROM, strength and func-
for pain (Fig. 3f), muscle strength at the hip (Fig. 3c), tional status in patients with OA. Evidence is not,
and improvement in self-reported disability (Fig. 3j). however, available to favour one type of strengthening
programme (i.e. isometric, isotonic or isokinetic).
Our review does provide moderate evidence of com-
Hand functional strengthening versus control ponents of a general exercise programme that may
have a determinant effect on measured outcomes in
The benefit of a home exercise programme was also OA. These include: (i) the combination of joint-spe-
demonstrated in patients with OA of the hand. Stamm cific strengthening with general strength, flexibility
et al.47 evaluated the effectiveness of combining grip and functional exercises, (ii) progression of the exer-
exercises to be done at home with an education session cise programme; and (iii) level of client self-reliance to
about joint anatomy and protection. Comparing results sustain the programme through a home-based pro-
to a control group that had participated in the same edu- gramme. Optimal parameters of repetition, duration
cation session but were then provided with a piece of and content remain to be defined through future
Dycem to open jars for the study period of 3 months, the research.
EFFICACY OF STRENGTHENING EXERCISES FOR OSTEOARTHRITIS (PART I) 103
Prior to a discussion of results, methodological sured outcomes. This clarification could allow the
issues need to be addressed as they impinge directly optimisation of exercise interventions in terms of
on the interpretation of information. A constant bias time, cost, and overall benefit to the patient and,
to the validity of results is the absence of blinding of thereby, relieve the clinician from relying primarily on
the provider and patient. This is a consequence of the experience in recommending an exercise regimen to
nature of exercise therapy and, therefore, cannot be the patient with OA.13 Evidence could also be
eliminated. However, the lack of standardisation of strengthened in the short-term through care in bal-
exercise reporting and of measured outcomes is an ancing of interventions across experimental and con-
important methodological weakness that could be trol groups. For example, Callaghan et al.65 compared
resolved through research. Researchers also need to the relative effectiveness of a home-based versus facil-
exert scientific rigor in the design of RCTs and assur- ity-based exercise programme, an issue of high rele-
ing, at a minimum, that training and testing protocols vance in terms of health-care cost and patient
have internal validity. For example, in the study by compliance. Their results point to a potential equiva-
Rodgers et al.,43 while the exercise programme evalu- lency between the two programmes. However, the
ating knee OA was comprised of isometric, isotonic strength of this finding is challenged by the lack of
and closed-chain eccentric strengthening, outcome internal equivalency between the two programmes;
for strength improvements was measured on an open- the home exercise programme consisted of 10 repeti-
chain isokinetic task. Knowing the influence of training tions of 3 functional activities (sit-to-stand-to-sit,
specificity on measured strength outcomes,129 the incon- mini-squats, and step-downs) performed twice daily
gruence between the tasks used for training and the task while the supervised exercise routine consisted of iso-
used for testing in the study of Rodgers et al.43 may, in metric and isotonic inner range strengthening of the
part, explain the absence of significant results in this quadriceps. This reinforces the need for applying
study. Another key methodological point is the sensitiv- more rigour in methodological design as a means of
ity of standardised outcome measures that are used to increasing the strength of evidence.
evaluate effectiveness of exercise. D’Lima et al.68 Examining the evidence for potential mechanisms
pointed out this issue, stating that the Arthritis Impact by which exercise produces benefits to the patient
Measurement Scale (AIMS) may not be sensitive with OA, the control of pain emerges as a dominant
enough to measure changes in health status/QOL factor. By combining results from different studies, it
related to an exercise programme in patients with OA. becomes evident that improvements in pain outcomes
Research efforts need to be focused on developing and may not be related specifically to one type of
validating outcome measures that will be disease-spe- strengthening exercises but rather, there is evidence
cific and sensitive enough to adequately reflect poten- that a general increase in physical activity may be the
tial effects of strengthening across different dimensions key factor. For example, while Gur et al.37 reported
of functional status, health status and QOL. Bautch et significant decreases in pain following a supervised
al.32 explored the issue of outcome sensitivity at a fun- programme that combined concentric and eccentric
damental level through a preliminary evaluation of the exercises strengthening for clients with OA of the
concurrent validity of clinical outcome measures in knee, Fransen et al.36 described similar improvements
pain (i.e. visual analogue scale) and health status/QOL following a home programme. The positive effects of
(i.e. AIMS) to changes in biological markers from the exercise on pain are multifactorial in nature and are,
synovial fluid of the OA comprised knee joint of therefore, difficult to delineate clearly. However, it is
patients before and after a progressive walking pro- recognised that improvement in well-being and
gramme. This fundamental research clearly delineates QOL33 will indirectly affect pain, as will more direct
the vast areas of research that are still required in order influences such as enhanced joint protective mecha-
to improve our understanding of the underlying physio- nisms through strengthening.14,15,21 Fundamental
logical, mechanical and behavioural mechanisms by research in metabolism22 has further elucidated the
which exercise supplies benefits to the patient with OA. possibility of exercise having a positive effect on the
An important methodological issue that could be loss of protein, and associated increase in fat linked to
improved upon in the short term is a standardisation chronic inflammation of arthritis. Some evidence is
of exercise reporting. In many studies, the characteris- also provided in our meta-analysis to support the
tics of an exercise programme are not explicitly identi- added benefit of functional activities in the exercise
fied (see Kreindler et al.16 as an example). Without programme in potentiating the positive effects of
this information, the benefit of combining results exercise on pain.38,40,42,44 This advantage may be a by-
from different studies is lost. This is required to product of motor learning,130 which could improve
clearly elucidate the components of an exercise pro- the mechanical and energetic costs of completing a
gramme that exert the most potent influence on mea- functional task, in addition to improved strength.
104 PELLAND ET AL.
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LUCIE PELLAND, LUCIE BROSSEAU (for correspondence), LYNN MacLEAY, JUDITH LAMBERT, CATHERINE LAMOTHE,
School of Rehabilitation Sciences, Faculty of Health Sciences, University of Ottawa, 451 Smyth Road,
Ottawa, Ontario K1H 8M5, Canada. Tel: +1 613 562 5800 ext.8015; Fax: +1 613 562 5428; E-mail: lbrossea@uottawa.ca
GEORGE WELLS, Department of Epidemiology and Community Medicine, University of Ottawa, Canada
VIVIAN ROBINSON and PETER TUGWELL, Centre for Global Health, Institute of Population Health,
University of Ottawa, Ottawa, Canada