Environmental Benefits of Lean, Green and Resilient Supply Chain Management - The Case of The Aerospace Sector

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Journal of Cleaner Production 167 (2017) 850e862

Contents lists available at ScienceDirect

Journal of Cleaner Production


journal homepage: www.elsevier.com/locate/jclepro

Environmental benefits of lean, green and resilient supply chain


management: The case of the aerospace sector
Rocio Ruiz-Benitez*, Cristina Lo
 pez, Juan C. Real
Department of Management & Marketing, Universidad Pablo de Olavide, Crtra. Utrera, Km.1, 41013, Seville, Spain

a r t i c l e i n f o a b s t r a c t

Article history: This paper aims to investigate the relationship and links between lean, green and resilient supply chain
Received 7 March 2017 (SC) practices and their impact on environmental performance. To achieve this objective, the aerospace
Received in revised form sector is chosen as the study sector. A combined methodology of Importance-Performance Analysis (IPA)
27 July 2017
technique and Interpretive Structural Modeling (ISM) approach is used in order to identify the re-
Accepted 27 July 2017
lationships' map between practices and performance measures. Lean SC practices appear as drivers for
Available online 4 August 2017
green and resilient SC practices and their impact on environmental performance is higher than that one
of the resilient SC practices. In addition, analysis of the findings is especially valuable for practitioners
Keywords:
Lean supply chain
that can gain knowledge on interactions between practices and their impact on environmental perfor-
Resilient supply chain mance measures.
Green supply chain © 2017 Elsevier Ltd. All rights reserved.
Environmental performance
Interpretive structural modeling
Importance-performance analysis

1. Introduction management, supplier environmental collaboration and customer


environmental collaboration. Green SCM practices allow organi-
More and more companies currently seek to achieve their goals zations to achieve sustainable competitive advantages and benefits
not only through efficient processes but also through sustainable of long-term performance like increased market share and profit-
operations. This trend is being mainly motivated by the increasing ability by reducing environmental risk and impacts while
scarcity of resources, the growing pressure from international and improving ecological efficiency (Azevedo et al., 2011).
national organism adopting environmental regulations, as well as Resilient practices have also proved to be critical in a sustainable
the growing pressure and demands from stakeholders (Bouzon SC (Govindan et al., 2014). Resilience in the SC context refers to the
et al., 2015; Martínez-Jurado and Moyano-Fuentes, 2014). Earlier ability of the SC to return to its original state or to a new one, more
research highlights that lean, green and resilient practices would desirable, after experiencing a disturbance, and avoiding the
result in more sustainable Supply Chains (SC) (Garza-Reyes, 2015; occurrence of failure modes. Recent studies have highlighted the
Govindan et al., 2014; Hajmohammad et al., 2013). importance of quantifying the resilience and the greenness of
Extending lean principles from manufacturing to Supply Chain companies and their SC (Azevedo et al., 2013). Carter and Rogers
Management (SCM) can leverage the SC players competitiveness (2008) propose that risk management, contingency planning and
further with increased responsiveness to demand change and inbound and outbound SC disruptions are critical issues that should
reduced operating costs (Oliver et al., 1993). Lean SC represents a be considered together with environmental performance to ach-
strategy based on cost reduction and flexibility and it embraces all ieve a sustainable SC.
the processes starting with the product design to the product sale. Therefore, resilient practices in the SC become an important
Green SCM is an integration of natural environmental worries issue for companies and this strategy is also incorporated to the
into a value chain by implementing various green practices like previous two (lean and green) in order to study their joint impact
reverse logistics, green design, green purchasing, carbon on SC sustainability (Govindan et al., 2014) or SC performance
(Govindan et al., 2015a). Our research differs from the previous
ones mainly in two aspects. First of all, in the sector under study,
* Corresponding author. the aerospace sector in this case. To the best of our knowledge, no
pez),
E-mail addresses: rruiben@upo.es (R. Ruiz-Benitez), clopvar@upo.es (C. Lo previous research in this area has focused on the aerospace sector.
jcreafer@upo.es (J.C. Real).

http://dx.doi.org/10.1016/j.jclepro.2017.07.201
0959-6526/© 2017 Elsevier Ltd. All rights reserved.
R. Ruiz-Benitez et al. / Journal of Cleaner Production 167 (2017) 850e862 851

Additionally, this sector has showed an increasing commitment to operations at minimum cost and with no waste. For that purpose,
decrease the negative environmental impact of aerospace non-value activities from the customer's point of view are elimi-
manufacturing (International Civil Aviation Organization, ICAO). nated in order to improve quality, reduce costs and increase flexi-
Thus, we will focus exclusively on the study of SC environmental bility (Womack et al., 1991).
sustainability. Secondly, in the methodology used, that in this case Companies must adopt lean, both internally and externally,
has been extended to consider a previous step to identify the most spreading lean principles and practices through the whole SC in
important practices in the sector that should be considered in the order to achieve all the potential benefits of this philosophy. Lean
study, increasing the robustness of the methodology used. Inter- principles are, therefore, applicable to the whole SC, from the
esting results that differ somehow from the previous ones are ob- provider to the final distributor and the final customer delivery,
tained, pointing out the existing difference between sectors and the which is known as Lean Supply Chain Management (LSCM) (Singh
need for more real case studies in different sectors to further study and Pandey, 2015; Tortorella et al., 2017). Additionally, there exists
the interdependence of lean, green and resilient practices and their the necessity of SC flexibility in order to adapt to customer's de-
joint impact on SC performance and sustainability. mand changes being able to modify raw materials, component and
Based on the research gap, this paper aims to address the product requirements.
following issues: 1) Identify the critical lean, green and resilient SC Under the lean philosophy, the company must establish a rela-
practices in the aerospace manufacturing sector (AMS); 2) Establish tionship with its customers and providers based on trust, which
the relationship among lean, green and resilient SC practices; 3) will lead to the exchange of knowledge and a high learning moti-
Evaluate the impact of those lean, green and resilient practices on vation (MacDuffie and Helper, 1997). Empirical evidence shows that
SC environmental sustainability. With these goals in mind, a mixed providers applying lean principles achieve better performance than
approach based on the Importance-Performance Analysis (IPA) and providers that do not apply such principles (Wu, 2003).
Interpretive Structural Modeling (ISM) is implemented. ISM in In order to adopt lean principles, companies can apply diverse
isolation has already been proven to be appropriate in the study of LSCM practices. Table 1 shows LSCM practices identified in the
Sustainable SCM (Dubey et al., 2017) and therefore it can also be literature. These will be used in our study.
considered an appropriate methodology to evaluate SC environ-
mental sustainability. Additionally, we have also implemented a 2.2. Green supply chain management (GSCM)
variation of IPA in order to facilitate the implementation of ISM,
leading to better results than if no additional analysis had been Green supply chain management (GSCM) has emerged as an
implemented. important organizational philosophy that helps organizations and
The paper is structured as follows. After the introduction, a re- their partners to achieve corporate profit and market share objec-
view of the current literature on lean, green and resilient SC prac- tives by reducing environmental risks and impacts while improving
tices as well as on environmental performance measures is ecological efficiency (Azevedo et al., 2011; Zhu et al., 2008a). Firms
presented. Then, a brief description of the sector under study and need to look for cleaner SCM practices in order to increase orga-
its importance is established. After that, the methodology and nizational competitiveness. Bowen et al. (2002) identify three
research design is presented to continue highlighting and discus- levels of action in the implementation of green supply practices:
sing the main findings and results. Finally, conclusions are drawn. greening the supply process, product-based green supply and
advanced green supply. They try to explain why companies still do
2. Literature review not implement green supply practices, although beneficial in the-
ory, in their day to day activity.
This study comprises several research topics such as lean SCM, Green SC practices have been previously studied in different
green SCM, and resilient SCM, and finally different measures used sectors such as the automotive industry (Azevedo et al., 2011;
to evaluate the environmental performance. Diabat et al., 2013; Govindan et al., 2015b), the packaging print-
An extensive literature review of such research topics was car- ing industry (Vachon, 2007) as well as in more general cross-
ried out in order to identify practices of interest and environmental sectoral studies (Green et al., 2012; Holt and Ghobadian, 2009;
performance measures used in this type of studies. The following Tachizawa et al., 2012; Testa and Iraldo, 2010; Zhu et al., 2008a,
bibliographic databases were consulted: Science Direct, Willey 2008b). A total of fourteen GSCM practices that will be consid-
Online Library, Emerald Management Xtra, Taylor & Francis Online ered in the study have been identified. These are presented in
and Springer Link; with the objective of covering the majority of Table 2.
journals on the SCM field. The period of time was not limited.
Among the detected publications on the subject, those that clearly 2.3. Resilient supply chain management (RSCM)
identified either the practices or measures previously mentioned
were selected. Since in most of the cases the number of publications There exist various definitions of the concept of resiliency
that referred to certain practices or measures was so elevated, only applied to the SC. Juttner et al. (2003) define it as the identification
a few of the more recent publications have been represented in the of potential risk sources and the implementation of appropriate
review tables since these publications already considered and strategies in a coordinated manner among SC members in order to
referenced the previous ones. reduce SC vulnerability. Mathematically, this vulnerability can be
We will briefly review each of those research lines in order to measured as the combination of the occurrence probability of an
establish a convenient framework to carry out the study. unexpected event and its potential impact on the SC performance
(Craighead et al., 2007; Pettit et al., 2010).
2.1. Lean supply chain management (LSCM) In this context, most efforts are focused on determining the
strategies that companies should follow in order to achieve a more
Lean is a work philosophy that defines the means for improve- resilient SC, and therefore, to diminish both the impact of the event
ment and optimization of the production system focusing on and the time needed to go back to the initial performance level,
identifying and eliminating all types of waste and on reducing or before the disturbance occurred. In order to achieve more resil-
minimizing the variability from demand to supply (Shah and Ward, ience, companies should direct their efforts to flexibility improve-
2007). This pursues to achieve maximum efficiency developing ment, agility, reengineering, collaboration and awareness of the
852 R. Ruiz-Benitez et al. / Journal of Cleaner Production 167 (2017) 850e862

Table 1
LSCM practices.

ID LSCM practice References


Lean

L1 Supplier selection, evaluating and monitoring. (Campos and Vazquez-Brust, 2016; Maleki and Cruz-Machado, 2013; Qrunfleh and Tarafdar, 2013;
Wiengarten et al., 2013)
L2 Suppliers and company involvement in NPD (New (Cabral et al., 2012; Campos and Vazquez-Brust, 2016; Kou and Lee, 2015; Maleki and Cruz-Machado, 2013;
Product Development) Qrunfleh and Tarafdar, 2013; Wiengarten et al., 2013)
L3 Communication and information exchange between (Cabral et al., 2012; Campos and Vazquez-Brust, 2016; Kou and Lee, 2015; Maleki and Cruz-Machado, 2013;
suppliers and company Qrunfleh and Tarafdar, 2013; Wiengarten et al., 2013)
L4 Electronic-enabled supply chains. (Azevedo et al., 2012; Campos and Vazquez-Brust, 2016; Hong et al., 2010; So and Sun, 2010; So, 2010)
L5 JIT delivery practices. (Azevedo et al., 2012; Campos and Vazquez-Brust, 2016; Govindan et al., 2014; Govindan et al., 2015a;
Wiengarten et al., 2013)
L6 Pull production systems. (Agus and Hajinoor, 2012; Marodin et al., 2016; Perez et al., 2010)
L7 Value stream mapping (VSM). (Campos and Vazquez-Brust, 2016; Hines and Rich, 1997)
L8 Training in lean initiatives. (Campos and Vazquez-Brust, 2016; Lopes de Sousa Jabbour et al., 2014; Stewart et al., 2010)

Table 2
GSCM practices.

Code GSCM Practice Reference

G1 Joint planning (Azevedo et al., 2011; Diabat et al., 2013; Vachon, 2007)
G2 Cooperation with suppliers to solve end-of-pipe environmental issues
(Azevedo et al., 2011; Diabat and Govindan, 2011)
G3 Cooperation to minimize logistical impact of material flow (Diabat et al., 2013; Vachon, 2007)
G4 Environmental collaboration with suppliers (Azevedo et al., 2011; Diabat et al., 2013; Diabat and Govindan, 2011; Holt and Ghobadian,
2009; Vachon, 2007; Zhu et al., 2008b, 2005)
G5 Environmental monitoring upon suppliers (Holt and Ghobadian, 2009; Paulraj, 2009; Tachizawa et al., 2012; Vachon, 2007)
G6 Green procurement/sourcing (Azevedo et al., 2011; Diabat et al., 2013; Green et al., 2012; Holt and Ghobadian, 2009;
Paulraj, 2009; Routroy, 2009)
G7 Prequalification of suppliers (Paulraj, 2009)
G8 Communication of environmental criteria for goods and services (Diabat et al., 2013; Holt and Ghobadian, 2009; Zhu et al., 2008b)
G9 To encourage suppliers to take back packaging (Holt and Ghobadian, 2009; Rao and Holt, 2005)
G10 To use recyclable pallet to delivery materials (Holt and Ghobadian, 2009; Rao and Holt, 2005)
G11 Collaboration with suppliers in product design to reduce and (Diabat et al., 2013; Holt and Ghobadian, 2009; Paulraj, 2009; Tachizawa et al., 2012; Vachon,
eliminate product environmental impacts 2007; Zhu et al., 2005)
G12 Communication and collaborative approaches to foster environmental (Diabat et al., 2013; Holt and Ghobadian, 2009; Vachon, 2007)
improvements across the SC
G13 Suppliers environmental management systems requirement (Azevedo et al., 2011; Bowen et al., 2002; Diabat et al., 2013; Diabat and Govindan, 2011)
G14 Supplier education, coaching and mentoring (Diabat et al., 2013; Holt and Ghobadian, 2009; Tachizawa et al., 2012)

implicated agents of the risks to manage (Christopher and Peck, SC. However, having too many SC performance measures is not
2004). useful in practice. Measuring SC performance becomes even harder
Tomlin (2006) categorized the actions leading to improved SC when different practices are implemented and the impact of those
resilience in two groups: mitigation actions and contingency ac- needs to be evaluated. Beamon (1999) proposes three performance
tions. On one hand, mitigation actions are focused on diminishing measure types and states that a good SC performance measure-
the occurrence probability or the disturbance impact before it ment system must contain at least one individual measure from
happens. On the other hand, contingency actions are the ones that each of them.
take place once the event has occurred. Both actions affect all main Different studies have tried to establish a measurement model
elements in the SC, such as providers (Iakovou et al., 2007; Rice and that applies to measure the environmental performance of the SC.
Caniato, 2003), clients (Govindan et al., 2014; Tang, 2006), em- The measurement items listed in Table 4 will be used in the present
ployees (Chowdhury and Quaddus, 2015; Pettit et al., 2013), infor- study to evaluate the environmental benefits obtained after the
mation and material flows (Rajesh et al., 2015; Tukamuhabwa et al., implementation of different lean, green and resilience strategies in
2015), the product (Ponomarov and Holcomb, 2009) and the pro- the SC.
duction and control process of the company (Behzadi et al., 2017;
Elzarka, 2013; Stecke and Kumar, 2009). Table 3 indicates the
RSCM practices obtained in the literature review. These will be used 3. Description of the study sector
in the current study.
The aerospace sector is committed to decrease the environ-
mental impact of all aspects of aerospace manufacturing, and civil
2.4. Environmental performance measurement aviation travel. Over the last 50 years, a considerably reduction
(70%) of fuel-burn/passenger-km has been reached, and the sector
Choosing appropriate SC performance measures is a difficult is currently committed to achieve further emissions reduction and
task due mainly to the complexity of such systems. Several efforts production impact and cost (International Civil Aviation Organi-
have been made in the literature to create a general framework to zation, ICAO). Even more, ICAO produced a briefing document for
evaluate SC performance (Gunasekaran et al., 2001, 2004). Having the United Nations Rioþ20 conference on Sustainable Development
just a single performance measure is generally inadequate since it in Rio de Janeiro (Brazil), where their ongoing commitment to
probably ignores critical factors and important interactions of the sustainable development in all areas of the aerospace industry was
R. Ruiz-Benitez et al. / Journal of Cleaner Production 167 (2017) 850e862 853

Table 3
RSCM practices.

Code RSCM practice Reference

R1 Use of information control systems (Chowdhury and Quaddus, 2015; Elzarka, 2013; Pettit et al., 2013, 2010; Romano et al.,
2013; Tukamuhabwa et al., 2015)
R2 Communication and information sharing with suppliers (Chowdhury and Quaddus, 2015; Elzarka, 2013; Rajesh et al., 2015; Soni et al., 2014)
R3 Flexible supply base (Govindan et al., 2014; Guojun and Caihong, 2008; Iakovou et al., 2007; Rajesh et al., 2015;
Spiegler et al., 2012; Stecke and Kumar, 2009)
R4 Core firm pays a proportion of costs derived from their supplier/s get/s (Guojun and Caihong, 2008)
redundancy
R5 More mutually beneficial agreements between core firm and their (Pettit et al., 2013, 2010; Rajesh et al., 2015; Rice and Caniato, 2003; Romano et al., 2013;
suppliers with clearly stated incentives and obligations across time Tukamuhabwa et al., 2015)
R6 Improve visibility, collaboration, coordination and understanding with (Chowdhury and Quaddus, 2015; Govindan et al., 2014 . Govindan et al., 2015a; Rajesh
suppliers et al., 2015; Scholten et al., 2014; Soni et al., 2014; Tukamuhabwa et al., 2015; Zailani et al.,
2015)
R7 Maintaining excess capacity in productions, storage, handling and/or (Chowdhury and Quaddus, 2015; Govindan et al., 2015a; Rajesh et al., 2015; Soni et al.,
transport. 2014; Tukamuhabwa et al., 2015; Zailani et al., 2015)
R8 Enforce security (Stecke and Kumar, 2009; Tukamuhabwa et al., 2015)
R9 Contingency planning (Pettit et al., 2013, 2010; Tukamuhabwa et al., 2015; Zailani et al., 2015)
R10 Disaster recovery plan (Pettit et al., 2013, 2010; Romano et al., 2013)
R11 Alternative transportation routing (Chowdhury and Quaddus, 2015; Govindan et al., 2014; Govindan et al., 2015a; Pettit et al.,
2013; Rajesh et al., 2015; Romano et al., 2013)
R12 Visible transportation (Romano et al., 2013; Stecke and Kumar, 2009)

Table 4
Environmental performance measures.

Code Measurement item Reference

EVP1 Reduction of air emissions (Green et al., 2012; Zhu et al., 2008a)
EVP2 Reduction of effluent wastes
EVP3 Reduction of solid wastes
EVP4 Decrease of consumption for hazardous/toxic materials (Aras et al., 2010; Green et al., 2012; Zhu et al., 2008a)
EVP5 Decrease of frequency for environmental accidents (Green et al., 2012; Zhu et al., 2008a)
EVP6 Increase of recycled materials (Aras et al., 2010; Green et al., 2012; Zhu et al., 2008a)
EVP7 Decrease of energy consumption (Aras et al., 2010)

outlined (ICAO, 2013). International Civil Aviation Organization).


The AMS is one of the EU's key high-tech sectors on the global
market since it provides more than 500,000 jobs and generates a 4. Methodology and research design
turnover of approximately US$253 billion (in 2015). The industry is
highly concentrated, both geographically (in particular EU coun- The main purpose of this study is to understand the joint effect
tries) and in terms of the few large companies involved. Employ- of lean, green and resilient practices in environmental sustain-
ment in the AMS is particularly significant in the United Kingdom, ability of the AMS. For that purpose, Spain is chosen to carry out the
France, Germany, Italy, Spain, Poland and Sweden. present study, as one of the countries in which the aerospace sector
Therefore, the AMS is chosen to carry out the study of the plays a prominent role in the European aerospace industry. In fact,
interaction between lean, green and resilient SC practices and their the Spanish aerospace business network is the fifth in Europe in
impact on environmental sustainability. SCs in the AMS contain a terms of turnover (US$ 11,300 million in year 2015) and employ-
large number of small businesses making inexpensive parts, as well ment (more than 54,400 employees in year 2015) (ICEX, 2016).
as other larger companies producing more expensive parts or as- Likewise, aerospace firms operating in Spain cover the whole value
semblies. Complexity of the aerospace SC has been well established chain on the aircraft manufacturing process which contributes to
in the literature (Bales et al., 2004; Ehret and Cooke, 2010; Hickie, its importance at global level. In what follows, the step-by-step
2006). process is described.
Previous studies on the SCM of the AMS have described the
evolution of the SC within the sector (Bales et al., 2004) and have
4.1. Identifying practices and environmental sustainability
studied the dynamics and trends for the aerospace suppliers trying
measures in the AMS
to conceptualize the aerospace SC structure (Ehret and Cooke,
2010). Lean is of great importance not only on production pro-
In the first stage, the list of practices and environmental mea-
cesses but also on the supply function within the AMS (Bortolotti
sures obtained in the literature review is reduced to consider only
et al., 2016; Michaels, 1999). Supplier risk is high in these types of
the ones that are relevant to the sector. In this way, the complexity
SCs and in this sector, which makes necessary ways of mitigating
of the problem is reduced becoming more manageable. For this
supplier risks along the SC (Sinha et al., 2004). Romaniw and Bras
purpose, the importance-performance analysis (IPA) technique is
(2012) address common environmental and sustainable practices
used. Martilla and James (1977) defined it with the aim of under-
in the AMS, finding future lines of research needed in the area.
standing customer satisfaction in the automobile industry. Since
Environmental sustainability of the SC in the AMS, however, has not
then, IPA has also been successfully adopted in many diverse fields
been previously studied even though its impact on the environ-
such as touristic activity (Frauman and Banks, 2011), quality man-
ment and its commitment to sustainable development has been
agement of food service (Park et al., 2017), e-Business strategies
recognized for different organizations (European Commission,  pez and
practices (Trang et al., 2016), project risks management (Lo
854 R. Ruiz-Benitez et al. / Journal of Cleaner Production 167 (2017) 850e862

Salmeron, 2012) and environmental practices (To et al., 2015), Table 6


among others. Its wide acceptance can be explained by its ease of Grade of implementation and importance ratings for lean, green and resilient
practices (in bold the practices selected).
application, simplicity and utility which have encouraged its
widespread adoption. Practices Grade of implementation Importance Quadrant
Martilla and James (1977) identify attributes related to customer L1 3.5 4 B
satisfaction and evaluate each of them using two dimensions: L2 3 3.4 B
performance (P) and importance (I) perceived. These ratings are L3 3.4 3 B
L4 3.4 3 B
then graphically displayed into a two-dimensional grid or matrix.
L5 3 3 B
Then, the grid is divided into four quadrants, requiring each one a L6 2.8 3 B
specific strategy. The findings, thus, help managers to make rational L7 2.2 3 A
decisions and respond effectively to clients' preferences. L8 3.6 3.6 B
G1 2.6 2.6 C
In order to identify lean, green and resilient practices really
G2 2.4 3 A
implemented and relevant in the AMS as well as the environmental G3 1.8 2 C
measures pursued in the sector, experts in the AMS were consulted. G4 2.25 2.25 C
For that purpose Fundacio n H elice, a member of the European G5 1.4 1.75 C
Aviation Clusters Partnership, funded by the European Commission G6 2.6 2.5 C
G7 2.6 2.25 C
with the aim to promote the development of Industrial Clusters in
G8 3.8 3 B
the Aerospace industry, was consulted. This organism helped us to G9 1.6 1.25 C
choose the three senior experts who took part in this stage of the G10 1.6 2 C
research. G11 3.2 2.25 D
Participants were required to have occupied high level man- G12 2.25 2.25 C
G13 3.4 3 B
agement positions and been involved in different company's de- G14 2 1.5 C
partments, such as operations, procurement, quality and supply R1 3.2 2.8 B
chain management, which would provide an extensive view and R2 2.4 3.8 A
knowledge of the aerospace SC as well as lean/green/resilient ini- R3 4.5 2.75 B
R4 2.6 2.6 C
tiatives. Additionally, most of these positions required a close and
R5 2.6 2.6 C
frequent contact with multiple agents in the SC. This knowledge R6 2.6 2.4 C
was, thus, the required one to complete this part of the study in R7 2.4 1.6 C
which the main objective was to eliminate the practices and per- R8 2.6 3 A
formance measures that were not relevant for the AMS. The pool of R9 3.4 3.8 B
R10 3 3 B
experts satisfying all these requirements was limited and finally, R11 3.4 3.8 B
three experts were chosen (Table 5). Previous studies using similar R12 2.2 1.6 C
methodologies based on expert panels have proven three senior
experts as an acceptable number for this type of studies (Adebanjo
et al., 2016; Case and Stylios, 2016; Hsu et al., 2013). were chosen.
In a parallel way, we adapted the two-dimensional method Fig. 1 presents the resulting IPA grid where we have represented
proposed by Martilla and James (1977). Our IPA model combined coordinates (x, y) for each practice with a symbol and color (red,
measures of importance of each practice and its grade of imple- blue and green denote lean, resilient and green practices, respec-
mentation in the sector. To identify environmental sustainability tively). Each practice was plotted according to its level of impor-
measures pursued in the industry only measure of importance was tance (y-axis) and grade of implementation (x-axis). Both y-axis
considered. Accordingly, a questionnaire was designed to collect all and x-axis lines were based on the grand mean of importance and
required information. This was built using a 5-point likert scale to grade of implementation values for n practices (Pi ), respectively (To
measure each dimension, where 1 means “not important” or “not et al., 2015). The equation is expressed as follows:
implemented” and 5 means “very important” or “completely
implemented”. Personal interviews to collect experts' opinions Pn
i¼1 Pi
were conducted. ¼ (1)
The practices that had both, an importance mean greater than
P n
the global mean value and a grade of implementation mean greater Quadrant B shows practices with high importance and high
than the corresponding global mean value were selected (Table 6). degree of implementation in the AMS. Hence, those practices in
In the case of the environmental sustainability measures, the ones Quadrant B were selected.
that had an importance mean greater than the global mean value Concerning environmental sustainability measures, the mean of

Table 5
Experts profile for IPA.

Expert Years in Current position Management experience SCM roles


the AMS

Expert 35 years General Manager of Aerospace Departments of Operations and Quality in OEM Purchasing Manager
A Cluster Foundation Suppliers Selection and Management
Expert 25 years Assistant General Director in OEM Senior Manager Head of Industrialization Programs in Suppliers evaluation
B assembly plant OEM assembly plant Contracts negotiation
Product quality
Purchasing agents and buyers supervision
Expert 29 years Senior advisor of Innovation and Creator of Aerospace Cluster Foundation. Supply Chain Consultant of AMS
C Development Agency for the AMS Head of a supply chain management electronic platform Improvement of production, purchasing, warehousing
project to synchronize SC of OEMs and Tier-1 and distribution procedures for AMS companies
R. Ruiz-Benitez et al. / Journal of Cleaner Production 167 (2017) 850e862 855

The direct and indirect connections between them describe this


problem far more precisely than the individual practices taken into
isolation. ISM will provide insights into understandings of these
connections. This would even help managers to identify patterns
within the diagraph. Indeed, it has been successfully adopted for
achieving more sustainable SCM (Diabat et al., 2014; Hussain et al.,
2015; Kannan and Haq, 2007). ISM has also proven to be useful for
representing inter-relationships among lean, green and resilient
practices and their impact on automotive SC performance
(Govindan et al., 2015a). The ultimate aim of our study is to model
the influence of those practices in the environmental sustainability
measures of the AMS.

4.2.1. Data collection


ISM model is normally built based on experts' opinions in the
domain. In order to select appropriate participants, we used again
the database of Fundacio n H elice which contained information on
active aerospace manufacturing firms operating in Spain. The
importance of AMS in that country was explained in Section 3.
Finally, 15 experts pertaining to 14 different manufacturing plants
Fig. 1. IPA model for lean (red), green (green) and resilient (blue) practices. (For operating in different levels of the SC agreed to participate in our
interpretation of the references to colour in this figure legend, the reader is referred to study (Table 8).
the web version of this article.)
The optimal number of experts depends on the characteristics of
the study itself. We can, however, say that the greater the hetero-
the importance dimension, as well as the global mean value were geneity of the group, the fewer is the number of experts recom-
calculated. This acted as limit between low and high scores. Mea- mended, 15 being a good size (Clayton, 1997; Pawlowski et al.,
sures with values above the global mean were selected. This 2004). A heterogeneous group is understood as a group of people
segment represents the most important measures of environ- with the same knowledge but on a different social or professional
mental sustainability pursued in the AMS. Table 7 summarizes the scale - which is what took place in our study (Table 9).
results. Individual face-to-face interviews with experts were performed
from June to November 2016. Data collection can be performed
using a great variety of tools like brainstorming, questionnaires or
4.2. Modeling interactions between practices and environmental nominal techniques, among others. With this in mind, a specific
sustainability measures questionnaire was designed. The first part included questions about
experts' profile which are summarized in Table 9. The second part
In order to model interactions between lean, green and resil- of the questionnaire contained the data needed to build the
ience practices and its joint effect on the environmental sustain- Structural Self-Interaction Matrix.
ability measures, we employed the ISM approach. Since it was first
developed by Warfield (1973, 1974), this technique has proven to be 4.2.2. Structural self-interaction matrix (SSIM)
a very useful method to solve a great variety of complex decision- ISM model represents a finite set of n elements in a system
making problems (Bouzon et al., 2015 and Kannan et al., 2009 for represented by S ¼ ðs1 ; …; si ; …; sn Þ. SSIM is built up based on
Reverse Logistics decisions; Mandal and Deshmukh, 1994 for ven- contextual relationships of pair of elements (si and sj ). This means
dors' selection; Mathiyazhagan et al., 2013 for identifying barriers that one practice leads to/facilities another or impacts an envi-
in the implementation of GSCM). ronmental sustainable measure. In this way, experts were asked to
ISM provides a structured and iterative learning process to fill out pairwise relationship among elements of the system in a
aggregately represent expert knowledge about the set of elements 18*18 SSIM. With this in mind, we provided them the following
that describes a system and how these elements are interrelated. four symbols:
The method, thus, helps transform unclear and poorly articulated
mental models into visible and well-defined hierarchical models V: Element i leads to/facilities element j.
showing the direct and indirect relationships between the ele- A: Element j leads to/facilities element i.
ments (Attri et al., 2013; Sage, 1977). X: Elements i and j are mutually interdependent.
For the complex problem considered here, a high number of O: No relationship between elements i and j.
connected practices may influence environmental sustainability.
The impact of each lean, green and resilience practice on each
Table 7
environmental sustainability measure was also questioned. In this
Grade of importance ratings for environmental sustainability measures (in bold the case, only one direction was valid, from the practice to the
environmental measures selected).

Measures Importance Quadrant Table 8


EVP1 1.75 Low Position of participants firms in the SC.
EVP2 4.5 High
Level in supply chain
EVP3 4.5 High
EVP4 3.5 High OEM 3
EVP5 4.25 High Tier 1 5
EVP6 2.25 Low Tier 2 4
EVP7 3.25 Low Tier 3 3
856 R. Ruiz-Benitez et al. / Journal of Cleaner Production 167 (2017) 850e862

Table 9
Experts'profile.

Position Academic background Experience in lean, green,


resilience

Plant Quality manager 6 Bachelor's Degree 1 1-5 years 7,5,6


Operations manager 3 University Degree 3 6-10 years 3,5,4
Lean manager 2 Diploma of Higher Education 2 >10 years 5,5,5
Performance monitoring 1 Engineer's Degree 5
Supply Chain manager 1 Not mentioned 4
Facility manager 1
Deputy Director of Plant 1

environmental sustainability measure. Experts were also requested Table 12. It also includes the driving and dependence power of each
to fill out pairwise comparisons among environmental sustain- element in the system.
ability measures. In this latter case, all directions were possible.
Finally, a total of fifteen SSIM from experts were gathered and
4.2.4. Level partitions
combined by a simple averaging process to reach the final SSIM
This step consists in partitioning the final reachability matrix
(Table 10). For this purpose, each expert's matrix was transformed
obtained above into different levels. This provides the reachability
into a binary matrix following the process explained in the next
and antecedent set for each element (i.e., si ). These are represented
section. Then, the mode matrix was calculated, and finally, the bi-
by Eq. (2) and (3) respectively.
nary matrix was transformed back into the symbols matrix
obtaining the SSIM (Table 10).  
Rðsi Þ ¼ sj 2S = eij¼ 1 ∪fsi 2Sg (2)

4.2.3. Final reachability matrix   


Aðsi Þ ¼ sj 2S eji ¼ 1 fsi 2Sg (3)
The SSIM was converted into a binary matrix (E), also denomi-
nated initial reachability matrix, by replacing the nomenclature (V, The intersection set of each element is computed as follows:
A, X, and O) with eij ¼ 1 if si leads to sj and 0 otherwise. This is
depicted in Table 11. For a better understanding, the rules applied to Iðsi Þ ¼ Rðsi Þ∩Aðsi Þ (4)
convert the entries in the SSIM into binary digits are the following:
Table 13 shows the reachability, antecedent and intersection
sets found for each element in the system. An element is plotted on
 If the (i,j) entry in the SSIM is V, the (i,j) entry in the reachability
the top position of the ISM model (level I), if Rðsi Þ ¼ Iðsi Þ and then is
matrix becomes 1 and the (j.i) entry becomes 0.
separated out from the remaining elements. This process is
 If the (i,j) entry in the SSIM is A, the (i,j) entry in the reachability
repeated to assign elements in Level II, being these then deleted.
matrix becomes 0 and the (j.i) entry becomes 1.
This iterative process finishes when all elements have been already
 If the (i,j) entry in the SSIM is X, the (i,j) entry in the reachability
assigned to a level.
matrix becomes 1 and the (j.i) entry becomes 1.
 If the (i,j) entry in the SSIM is O, the (i,j) entry in the reachability
matrix becomes 0 and the (j.i) entry becomes 0. 4.2.5. Formation of ISM model
An initial diagraph according to the level partition of each
Subsequently, we converted the initial reachability matrix into element and the conical form of the reachability matrix is repre-
the final reachability matrix by applying the transitivity property. sented. The conical form was obtained by rearranging the elements
This implies that if si leads to sj , and sj leads to sk , then si should in the final reachability matrix according to its partitioning level
lead to sk . That is, si exerts indirect influence on sk . This indirect (from highest to lowest). The initial diagraph was obtained by
relationship was represented in the final reachability matrix with representing each element in its corresponding level, as well as
1*. Accordingly, we reached the final reachability matrix given in connections between them. Subsequently, transitiveness in the

Table 10
Structural Self-Interaction Matrix (SSIM).

EVP5 EVP4 EVP3 EVP2 G13 G8 R11 R10 R9 R3 R1 L8 L6 L5 L4 L3 L2

L1 V V V O O V O O V V V O V V X V V
L2 O V O O O O O O O O O O O O A X
L3 O V O O O O V V V V V V X V X
L4 O O O O O O O O O O V O V V
L5 O O V O O O V O O V V A X
L6 O O O O O O V V O V O A
L8 V V V V O O O O O V O
R1 O O O O O O V V V O
R3 O O O O O V O V V
R9 V O O O O O X V
R10 O O O O O O X
R11 O O O O O O
G8 V V V O V
G13 V V V V
EVP2 V A O
EVP3 V A
EVP4 V
R. Ruiz-Benitez et al. / Journal of Cleaner Production 167 (2017) 850e862 857

Table 11
Initial reachability matrix.

L1 L2 L3 L4 L5 L6 L8 R1 R3 R9 R10 R11 G8 G13 EVP2 EVP3 EVP4 EVP5

L1 1 1 1 1 1 1 0 1 1 1 0 0 1 0 0 1 1 1
L2 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0
L3 0 1 1 1 1 1 1 1 1 1 1 1 0 0 0 0 1 0
L4 1 1 1 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0
L5 0 0 0 0 1 1 0 1 1 0 0 1 0 0 0 1 0 0
L6 0 0 1 0 1 1 0 0 1 0 1 1 0 0 0 0 0 0
L8 0 0 0 0 1 1 1 0 1 0 0 0 0 0 1 1 1 1
R1 0 0 0 0 0 0 0 1 0 1 1 1 0 0 0 0 0 0
R3 0 0 0 0 0 0 0 0 1 1 1 0 1 0 0 0 0 0
R9 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 1
R10 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0
R11 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0
G8 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 1 1
G13 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 1
EVP2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1
EVP3 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1
EVP4 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1
EVP5 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1

Table 12
Final reachability matrix.

L1 L2 L3 L4 L5 L6 L8 R1 R3 R9 R10 R11 G8 G13 EVP2 EVP3 EVP4 EVP5 Driving power

L1 1 1 1 1 1 1 1* 1 1 1 1* 1* 1 1* 1* 1 1 1 18
L2 0 1 1 1* 1* 1* 1* 1* 1* 1* 1* 1* 0 0 1* 1* 1 1* 15
L3 1* 1 1 1 1 1 1 1 1 1 1 1 1* 0 1* 1* 1 1* 17
L4 1 1 1 1 1 1 1* 1 1* 1* 1* 1* 1* 0 0 1* 1* 1* 16
L5 0 0 1* 0 1 1 0 1 1 1* 1* 1 1* 0 0 1 0 1* 11
L6 0 1* 1 1* 1 1 1* 1* 1 1* 1 1 1* 0 0 1* 1* 0 14
L8 0 0 1* 0 1 1 1 1* 1 1* 1* 1* 1* 0 1 1 1 1 14
R1 0 0 0 0 0 0 0 1 0 1 1 1 0 0 0 0 0 1* 5
R3 0 0 0 0 0 0 0 0 1 1 1 1* 1 1* 0 1* 1* 1* 9
R9 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 1 4
R10 0 0 0 0 0 0 0 0 0 1* 1 1 0 0 0 0 0 0 3
R11 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 1* 4
G8 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1* 1 1 1 6
G13 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 1 5
EVP2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 2
EVP3 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 2
EVP4 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 4
EVP5 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1
Dependence power 3 5 7 5 7 7 6 8 8 12 12 12 8 4 8 12 10 16

Table 13
Level partitions in the ISM model.

Level Reachable set Antecedent set Intersection Variable

IX L1, L2, L3, L4, L5, L6, L8, R1, R3, R9, R10, R11, G8, G13, EVP2, EVP3, L1, L3, L4 L1, L3, L4 L1
EVP4 EVP5
VIII L2, L3, L4, L5, L6, L8, R1, R3, R9, R10, R11, EVP2, EVP3, EVP4 EVP5 L1, L2, L3, L4, L6 L2, L3, L4, L6 L2
VII L1, L2, L3, L4, L5, L6, L8, R1, R3, R9, R10, R11, G8, EVP2, EVP3, EVP4 L1, L2, L3, L4, L5, L6, L8 L1, L2, L3, L4, L5, L6, L3
EVP5 L8
VIII L1, L2, L3, L4, L5, L6, L8, R1, R3, R9, R10, R11, G8, EVP3, EVP4 EVP5 L1, L2, L3, L4, L6 L1, L2, L3, L4, L6 L4
VII L3, L5, L6, R1, R3, R9, R10, R11, G8, EVP3, EVP5 L1, L2, L3, L4, L5, L6, L8 L3, L5, L6 L5
VII L2, L3, L4, L5, L6, L8, R1, R3, R9, R10, R11, G8, EVP3, EVP4 L1, L2, L3, L4, L5, L6, L8 L2, L3, L4, L5, L6, L8 L6
VII L3, L5, L6, L8, R1, R3, R9, R10, R11, G8, EVP2, EVP3, EVP4 EVP5 L1, L2, L3, L4, L6, L8 L3, L5, L6, L8 L8
III R1, R9, R10, R11, EVP5 L1, L2, L3, L4, L5, L6, L8, R1 R1 R1
VI R3, R9, R10, R11, G8, G13, EVP3, EVP4 EVP5 L1, L2, L3, L4, L5, L6, L8, R3 R3 R3
II R9, R10, R11, EVP5 L1, L2, L3, L4, L5, L6, L8, R1, R3, R9, R10, R11 R9, R10, R11 R9
I R9, R10, R11 L1, L2, L3, L4, L5, L6, L8, R1, R3, R9, R10, R11 R9, R10, R11 R10
II R9, R10, R11, EVP5 L1, L2, L3, L4, L5, L6, L8, R1, R3, R9, R10, R11 R9, R10, R11 R11
V G8, G13, EVP2, EVP3, EVP4 EVP5 L1, L3, L4, L5, L6, L8, R3, G8 G8 G8
IV G13, EVP2, EVP3, EVP4 EVP5 L1, R3, G8, G13 G13 G13
II EVP2, EVP5 L1, L2, L3, L8, G8, G13, EVP2, EVP4 EVP2 EVP2
II EVP3, EVP5 L1, L2, L3, L4, L5, L6, L8, R3, G8, G13, EVP3, EVP4 EVP3 EVP3
III EVP2, EVP3, EVP4, EVP5 L1, L2, L3, L4, L6, L8, R3, G8, G13, EVP4 EVP4 EVP4
I EVP5 L1, L2, L3, L4, L5, L8, R1, R3, R9, R11, G8, G13, EVP2, EVP3, EVP4 EVP5 EVP5
EVP5
858 R. Ruiz-Benitez et al. / Journal of Cleaner Production 167 (2017) 850e862

Cluster 2: dependence practices with weak driving power and


strong dependence power. Any action of other practices may have
an effect on them, although the opposite is not true.
Cluster 3: linkage practices with strong driving power and
strong dependence power. These practices are unstable since they
both affect and are affected by other practices.
Cluster 4: independent practices with strong driving power but
weak dependence power. Any action on these practices may have
an effect on other practices. However, they are not normally
affected by any action on other practices.

5. Results and discussion

5.1. IPA results and discussion

This study highlights that SC actors in the AMS seek to achieve


their goals not only through efficient processes but also through
sustainable operations. IPA grid characterizes those lean, green and
resilient practices adopted by SC members of the AMS in a coor-
dinated way to improve its environmental sustainability (See
Fig. 2. Final ISM diagraph for SC of AMS. Fig. 1). Quadrant B brings together 14 out of 34 practices identified
in the literature. These practices present a high degree of imple-
mentation and importance in the sector. Most of lean practices are
model was removed and each ID node was replaced with its cor-
plotted in this quadrant, with the single exception of L7 (VSM). This
responding description. Finally, the model was checked for in-
is considered a highly important practice, but its grade of imple-
consistencies. Fig. 2 shows the final diagraph. Oval circles represent
mentation is low (Quadrant A). Hence, it would be appropriate for
elements and arcs pairwise relationships. This is analyzed in
managers to coordinately implement it with their suppliers.
subsection 5.2.
Regarding resilient practices, 5 out of 11 appear in Quadrant B.
R2 (Communication and information sharing with suppliers) and R8
4.2.6. MICMAC analysis (Enforced security) are classified in Quadrant A, and therefore
In the SCM context, ISM generates a multilevel diagraph of the managers should promote them since they are considered impor-
identified lean, resilient and green practices as well as the envi- tant for the sector but with low implementation. Quadrant B also
ronmental sustainability measures. In order to gain a better un- includes green practices although to a minor extent (2 out of 14).
derstanding of interactions among practices, we can apply a Most of these are contained in Quadrant C (10 out of 14). Therefore,
MICMAC (Matrice d'Impacts croises-multipication applique an managers do not conceive additional green practices as very
classment) analysis (Diabat et al., 2014; Dubey et al., 2017). This important on their suppliers operations and consider suppliers
consists in plotting lean, resilient and green practices identified in environmental management systems as enough to achieve environ-
quadrant B of IPA matrix in a grid. This representation is based on mentally efficient operations. In consequence, its grade of imple-
its dependence (x-axis) and driving power (y-axis). This informa- mentation is low. By contrast, quadrant D only incorporates
tion appears in the final reachability matrix (Table 12). The central practice G11 (Collaboration with suppliers in product design to reduce
value of dependence and driving power for all practices is depicted and eliminate product environmental impacts). This practice is
in the x-axis and y-axis, respectively, and represents the boundary currently implemented although the perceived importance is
between quadrants. limited.
Fig. 3 shows the final MICMAC grid for lean, resilient and green As it was explained in subsection 4.1, IPA was applied to identify
SC practices in the AMS. These have been classified into four clus- the most relevant practices in the AMS for achieving environmental
ters explained as follows: SC sustainability. That is, those practices classified in Quadrant B.
Cluster 1: autonomous practices with weak driving power and This, in turn, allowed to drastically cut down the direct pairwise
weak dependence power. These practices are relatively discon- comparisons (DPC) required in the ISM approach [n*ðn  1Þ=2,
nected from the rest since few connections have been found. where n indicates the number of elements in the system].
Table 14 shows a sensitivity analysis on the combined meth-
odology of IPA and ISM. It compares the DPC required in our
research if we had only applied ISM versus different combinations
of ISM and IPA. The highest percentage of improvement (81.34%)
corresponds to the combined IPA-ISM approach applied in our
study, with a reduction on the DPC from 820 to 153. If the combined
approach had not been adopted, 820 DPC would have been
required, and thus our research would have been ineffective and/or
unrealistic.

5.2. ISM results and discussion

ISM approach allowed us to model the joint effect of the most


relevant practices (Quadrant B of IPA) on environmental sustain-
ability in the aerospace industry. The final diagraph is given in
Fig. 3. Clusters of lean, green and resilience practices in aerospace manufacturing SC. Fig. 3. This may help managers to improve their SC environmental
R. Ruiz-Benitez et al. / Journal of Cleaner Production 167 (2017) 850e862 859

Table 14
Sensitivity analysis of improvements with the combined approach IPA-ISM.

Combination N DPC % Improvement

ISM 41 820 0%
ISM þ IPA (only lean practices) 40 780 4.88%
ISM þ IPA(only resilient practices) 34 561 31.59%
ISM þ IPA(only green practices) 29 406 50.49%
ISM þ IPA(only environmental sustainability measures) 38 703 14.27%
ISM þ IPA (all practices and environmental sustainability measures) 18 153 81.34%

sustainability. clusters according to their driving and dependence power. Each


Lean practices appear at the base of the diagraph. These present colored point on the diagram represents a specific practice.
a high driving power and low dependence power, meaning that Together with the name of each one, environmental sustainability
they lead to/influence on green and resilient practices together measures that are directly impacted by the practice are added in
with environmental sustainability measures. Therefore, lean prac- brackets.
tices directly and indirectly improve SC environmental sustain- Cluster I consists of practices with weak driving power and
ability. Pagell and Wu (2009) already identified some of the lean weak dependence power. This holds true for G8 (Communication of
practices (supplier selection, collaboration with suppliers, lean/JIT) environmental criteria for goods and services), G13 (Suppliers envi-
as being able to help companies to achieve sustainability. Addi- ronmental management systems requirement), R1 (Use of control in-
tionally, Resta et al. (2017) also demonstrated through case study formation system) and R3 (Flexible supply base). These have few links
research a positive impact of lean manufacturing practices, such as with the remaining practices, which makes them relatively
JIT, on environmental performance. Therefore, the results obtained disconnected from the system. For this reason, elements in cluster I
in this study are aligned with theirs. are recognized as autonomous variables.
However, lean practices are not activated by resilient or green Regarding G13 and G8, we can observe that these do not serve as
practices. Thus, managers should directly promote lean practices if clear enablers of any other lean or resilient practices. However, G13
they desire to exploit its positive influence on the remaining and G8 improve environmental sustainability as expected. Indeed,
resilient and green practices as well as on SC environmental sus- G13 directly leads to improvements in all environmental measures,
tainability. Regarding the relationship between lean and green while G8 leads to improvements in all environmental measures but
practices, these results are consistent with the ones in Dües et al. EVP2. Previous studies also remark that green practices in SCM
(2013) where they pointed out the synergistic effect of lean and improve environmental performance (Testa and Iraldo, 2010; Zhu
green practices. et al., 2005). In contrast, R1 and R3 do not impact directly on
At intermediate levels of the diagraph, two paths arise. The first environmental performance measures. Notwithstanding, R3 also
one is composed of green practices, and the second one is plays an important role in the activation of green practices to
composed of resilient practices. Both paths are prompted by R3 achieve environmental sustainability, as Fig. 2 shows.
(Flexible supply base). This resilient practice also acts as linkage or The second cluster only includes three resilient practices (R9,
bridge between lean and the other two dimensions (or paths). R10 and R11) with low driving power and high dependence power.
However, both green and resilient practices are not inter-related. Hence, they can become identified as dependent variables. R9, R10
Environmental sustainability measures are drawn at the upper and R11 have a high dependence level on lean and other resilient
levels of the structure. EVP4 (Decrease in consumption for hazardous/ practices. Furthermore, they provide limited impact on environ-
toxic materials) leads to the remaining environmental measures. mental sustainability measures. Only R9 causes direct effect in
Hence, managers should prioritize it in order to achieve, in a more EVP5.
effective way, a sustainable SC from the environmental point of In the environmental sustainability of the aerospace SC context,
view. R3 is close to cluster III. At the same time, it is located in the in-
On the top of the diagraph, we find two elements: R10 (Disaster termediate ISM level. In fact, it connects lean practices with resil-
recovery plan) and EVP5 (Decrease in frequency for environmental ient and green practices. Hence, R3 could be considered as a linkage
accidents). These have a high dependence power. This means that practice even it does not clearly appear in cluster III. Although it
R10 and EVP5 are activated by many elements in the system, but does not influence directly any environmental sustainability mea-
they have little influence on all the elements considered. Initially, sures, R3 leads directly and indirectly to G8 and G13. R3, thus, af-
managers should not perform important efforts on them. However, fects indirectly all environmental sustainability measures. Since
when disasters occur, firms needs to implement R10 to return to lean practices prompt R3, these also influence all environmental
the normal SC activity (Pettit et al., 2013, 2010; Romano et al., 2013), measures. Hence, managers should encourage R3 (flexible base of
although it does not have any impact on environmental sustain- suppliers) in order to improve environmental sustainability in a
ability measures. more efficient way.
ISM diagraph also shows that if EVP2 (Reduction of effluent Finally, the fourth cluster shows those elements with high
waste) and EVP3 (Reduction of solid waste) are successfully ach- driving power and low dependence power. All the lean practices fall
ieved, both may lead to EVP5 (Decrease in frequency for environ- into this area, and therefore should be considered as independents.
mental accidents). In other words, they may lead, directly and/or indirectly, to green
and resilient practices, but green and resilient practices cannot
activate lean practices. In addition, these practices are important as
5.3. MICMAC results and discussion
well to achieve environmental sustainability since they may
directly impact some of the environmental measures considered if
In order to provide a better understanding of interactions
not all of them. More specifically, L8 may positively impact all of the
among lean, green and resilient practices, we have developed a
environmental measures considered; meanwhile, L1 may positively
MICMAC (Matrice d'Impacts croises-multipication applique an
impact three of them and L2, L3 and L5 only two of them.
classment) analysis. From Fig. 3, we have divided them into four
860 R. Ruiz-Benitez et al. / Journal of Cleaner Production 167 (2017) 850e862

As a final remark, when managers in the AMS seek to improve Finally, impact of such lean, green and resilient practices on
environmental sustainability of their operations, two alternative environmental performance in the AMS was identified. Therefore,
ways exist. On one hand, they can develop green practices in a decision makers can benefit from this information to decide which
coordinate way with other SC entities. These will lead to practices to focus on for a better environmental performance.
improvement in all environmental performance measures consid-
ered. On the other hand, managers could implement lean practices 6.3. Limitations and future research
and R3 in their facilities and promote them among the rest of
players of the SC. Since R3 acts as bridge between lean, green and Taking into account that the relationships and hierarchy among
other resilient practices, it should also be considered critical for practices and performance measures were identified according to
improving environmental sustainability in the AMS. the perceptions of professionals from the Spanish AMS and they
will not be so different from the perceptions of a panel of experts
6. Conclusions from a different country, these finding could be generalized to other
countries within the same sector.
The implementation of lean, green and resilient SC practices is of This leads to a limitation of this study which is the sector under
great importance in the AMS. Additionally, they are still a challenge consideration. We believe that the results are sector-related as
since even though some of the practices are identified as important, similar studies in different sectors had led to different conclusions.
its implementation is still scarce. In order to get a better under- Govindan et al. (2015a) study the automotive sector leading to
standing on how lean, green and resilient practices may improve somehow different conclusions to the ones obtained here. There-
environmental sustainability of AMS, a combined approach based fore, some difference between sectors may be found and to
on IPA and ISM was implemented. generalize the results obtained in this type of study may lead to
some inconsistencies. First of all, the practices that are critical for
6.1. Theoretical contributions each sector may differ. Second of all, the way in which each of those
practices is implemented may impact in a different way environ-
A major contribution of this research lies in the extension of the mental performance. However, some generalization is still possible
proposed methodology to study the linkages among various lean, on the methodology used to identify such relationships between SC
green and resilient practices and environmental performance practices and performance measures.
through a single systemic framework. Besides ISM, a modified IPA Thus, although we do not attempt to generalize the results ob-
technique was added to evaluate the practices and measures that tained to different industry sectors, we do believe that more studies
should be included in the ISM study in order to make the problem in different sectors are needed in order to establish what factors
more manageable and to increase the robustness and significance define the relationship between such SC practices and to identify
of results. similarities between sectors.
Additionally, our study reveals how the clustering of LSCM, As future research, the relationships' map obtained in this study
GSCM and RSCM practices are inter-related. Lean practices act as through a panel of experts, can be statistically validated using
important drivers of resilient practices, while green practices techniques such as confirmatory factor analysis (CFA). Additionally,
appear as autonomous practices. This could be explained by the the same study could be replicated differentiating the stages of the
high leanness level in the AMS, which results in a SC more SC in order to establish similarities and differences on the various
vulnerable to disruptions. Hence, the development of resilient levels of the SC. Aerospace SCs are very complex and fragmented
practices in order to minimize the effects of unexpected events is a and experts' perception could differ depending on the SC stage in
necessity in this type of settings. which they operate. That is a question that still remains unan-
Moreover, both lean practices and green practices may improve swered and that could be worth studying.
environmental sustainability in the AMS. In contrast, the effect of
resilient practices is much more limited. Indeed, only a flexible Acknowledgments
supply base may indirectly lead to improvement in all the envi-
ronmental sustainability measures under consideration. The only This project is supported by the Ministry of Industry, Economy
environmental sustainability measure that may be positively and Competitivity of the Spanish Government (Grant ECO2016-
affected, directly or indirectly, by resilient practices is the frequency 78493-R).
of environmental accidents.
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