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ABSTRACT
Impedance spectroscopy is essential in understanding the physical and chemical processes that affect the
electronic behavior of semiconducting metal oxide-based gas sensor materials, but is often overlooked or
avoided by researchers because of the complexity of proper data interpretation. These metal oxide nanomate-
rials are promising as resistive-type gas sensors because they have the potential to meet the critical need that
has developed for low-power, low-cost, portable gas sensors. However, the mechanisms that determine these
materials’ gas-sensing performance is still not understood well enough to advance the field toward bottom-up
design for specific applications. Direct current (DC) measurements give information on the device performance
such as sensitivity, selectivity and response time. Alternating current (AC) measurements are a lesser-used
approach that can give the same information, but also allow the varying contributions from the bulk, surfaces
and interfaces, grain boundaries, electrode contacts and even substrate to be quantified, whether we work with
polycrystalline materials or single-crystal structures such as nanowires and nanorods. With this technique it is
possible to extract fundamental information about intergranular potential energy barrier height, width and donor
concentration changes in different atmospheres and temperatures. The equivalent circuit method is the most
common method of relating the impedance data to the physical system. However, the main weakness of this
method is that the ideal circuit elements used in the fitting can be connected in many different ways to fit the
same signal. To properly apply this technique, the model development should consider both the impedance
measurement and the physical and chemical characteristics of the system being studied. This review presents
a detailed description of impedance spectroscopy techniques for fundamental analysis of materials behavior in
gas sensing applications, including proper data interpretation and types of fitting models commonly used, to
enable researchers to better apply these techniques toward understanding of their materials systems.
KEYWORDS: Oxide-Based Gas Sensors, Impedance Spectroscopy, Conduction Mechanisms.
F. Schipani obtained his B.Sc. in Physics in 2012 in the University of Mar del Plata. He is a
Ph.D. student in the same university. At the moment he is at the Ohio State University for a
research stay. His main interests cover the gas sensing properties and conduction mechanism
in grain-based and nanowire-based sensors.
D. R. Miller is a Ph.D. candidate at The Ohio State University. He began his graduate
career in 2011 on an NSF GRFP Fellowship and in 2013 was awarded a NASA NSTRF
Fellowship. His research focuses on growing and synthesizing new oxide nanostructures for
applications in gas sensing, photovoltaics, and biocompatible surfaces. His recent focus is
on fabrication and characterization of oxide nano-heterostructures to enhance performance
in these applications. Derek was also the 2013 Chair of the ACerS’ PCSA, a national
ceramics-focused student organization.
M. A. Ponce obtained his B.Sc. in Chemistry in 1999 and Ph.D. in Material Science in 2005
from Mar del Plata National University, Argentina. Since April 2007 he is a member of
the research staff of the National Research Council (CONICET). His current research inter-
est includes the development of electronic conduction mechanism of functional inorganic
materials.
C. M. Aldao completed his Ph.D. at the Department of Chemical Engineering and Materials
Science of the University of Minnesota in 1989. He was appointed as Professor in 1990
at the University of Mar del Plata. Since 1992 he is a member of the research staff of the
National Research Council (CONICET). His research activities focus on the physics and
chemistry of surfaces and interfaces, with special emphasis on semiconductors.
S. A. Akbar is a Professor in Materials Science and Engineering at The Ohio State Univer-
sity. He received his Ph.D. in 1985 from Purdue University. He teaches courses on Sensor
Materials, Electronic Ceramics, and Thermodynamics. He is the founding director of the
NSF Center for Industrial Sensors and Measurements (CISM) and his main research interests
include thin film sensors, metal oxide sensors, and nano-textured biomedical coatings.
and simplicity of their use.1–4 They have a wide range control of these structures and their electrical and sensing
of applications such as health and safety (medical diag- properties.7 16–25
nosis, food processing, and detection of flammable, toxic Impedance spectroscopy (IS) is a very promising
or explosive gases), energy efficiency and emission con- alternating-current (AC) technique for measuring fun-
trol in combustion and industrial processes.5 There are damental electronic properties of thick, thin films and
several types of nanostructures for gas sensing applica- single nanowires but unfortunately is rarely used in
tions such as spherical nanoparticles, nanowires, nanorods, the gas sensor field in favor of much simpler direct-
hollow spheres and nano-flowers, among others,6 that current (DC) measurements. Impedance spectroscopy is
exhibit enhanced surface-to-volume ratios and porosities not a new technique. It was initially used as early as
that allow gases to interact in different ways with the the 1940’s to characterize electrochemical systems.26 27
structures. These structures also can be composed of multi- Although many electrochemical gas sensors have ben-
ple oxides to form hierarchical nanocomposite heterostruc- efitted from impedance spectroscopy, this review will
tures that often show enhanced sensing properties.7–9 focus on using the technique on semiconducting oxides.
Several routes have been developed for the fabrication Nanowires entered into the sensor field relatively recently
of these structures such as hydrothermal, electrospinning, so impedance spectroscopy techniques are not fully devel-
sol–gel, anodization, and solid-state chemical reactions oped on these devices. One of the main problems of using
among others.6 There is a rich diversity of mechanisms of DC measurements in nanowire sensors is the heat genera-
interaction between the oxides and analyte gases that is tion and dissipation. From simple geometrical calculations,
only beginning to be unraveled.9 an applied current of 100 nA to a single ideal nanowire
The resistive-type gas sensing mechanism is based with 150 nm diameter generates a current density of about
on the change of electrical resistance of the oxide fol- 566 A/cm2 . So, poor heat dissipation could lead to high
lowing a change in the gas atmosphere, induced by local temperatures in the nanowire that can cause diffu-
gas-solid interactions on the surface. The properties of sion of charged species, quick degradation, or a complete
thin-film nanoparticle and nanowire sensors are mainly failure. High temperatures and high DC current can cause
influenced by the microstructural features such as the interstitial or vacancy migration and build up at the elec-
size of particles and the contact between them.10 It is trode contact, changing the electrical character of the con-
widely accepted that potential energy barriers formed tact. Studies have also shown that the degree of Ohmic
atinter-particle junctions have a Schottky-type nature. or Schottky behavior at a metal oxide-electrode contact
Thus, understanding the Schottky barrier formation mech- can change with temperature and fabrication parameters,
anism is crucial to the development of better gas sensor especially for single-nanowire devices.28 Alternating cur-
devices.11 12 rent measurements can eliminate these electrode effects.
The last decade has shown that sensors based on well- The most powerful use of impedance spectroscopy is in
defined structures like nanowires can be highly engineered tracing approximations of donor concentration and deple-
toward a specific application given the high crystallinity tion region width, as well as relative contributions of inter-
and well-defined facets that lead to a more stable and facial and bulk mechanisms to conductivity as a function
predictable response. This makes single-crystal nanowires of operating temperature and gas environment.
a useful basis on which to develop a new class of gas In this article, we present a theoretical explanation and
sensors engineered from the bottom up.6 13–15 However, show experimental implementation of IS measurements
it has become paramount that researchers understand the summarizing a complex technique to enable and convince
relative contributions of competing mechanisms governing the reader to utilize these methods in better understand-
the resistance modulation in these sensors. Careful mea- ing their own sensor materials. Proper implementation of
surements using single nanowires and randomly-oriented these methods will yield simple electrical circuit models
nanowire films have shown promise, but further research that lead to the understanding of conduction mechanisms
is needed in order to reach a better understanding and and the contribution of each part of the device toward the
2. FUNDAMENTALS OF IMPEDANCE
SPECTROSCOPY (IS)
Impedance methods are quite powerful in that they are
capable of characterizing physicochemical processes of
widely differing time constants and can be used as a tool
to understand the conduction mechanisms in materials.
Figure 1 shows an ideal behavior of a polycrystalline mate-
rial that contain intra-grain (bulk), inter-grain (junction)
and electrode effects. In order to understand the electrical
properties of a given sample, the contributions from each
of these effects must be separated, which can be done and
analyzed in detail using IS.29–31 The output response of a
frequency sweep from 10−3 –107 Hz, typically plotted in
a complex plane plot (Nyquist plot), takes the form of a
series of semicircles (ideally) representing electrical phe-
nomena due to bulk material, grain boundary/inter-grain
effects and electrode phenomena, if any. Each semicircular
arc in the impedance spectrum has a characteristic max-
imum occurring at a unique relaxation frequency (max )
attributed to electrical phenomena from different compo-
nents of the sample. Impedance data can be represented
in several forms (plotting its imaginary and real compo-
nents, or its modulus and phase), but is commonly ana-
lyzed by fitting it to an equivalent electrical circuit model,
as shown at the top of Figure 1. This simple equivalent cir-
cuit consists of three resistance-capacitance (RC) elements
in series, each representing a physical part of the device
Fig. 1. Schematic representation of, from top to bottom: (1) an ideal cir-
that has a resistance and an alternating-current capaci- cuit model with bulk, junction and electrode elements, each represented
tance. In practice, the bulk capacitance is usually small as a parallel RC circuit. (2) Band structure of an n-type SnO2 junc-
compared to that of the various interfaces. The capacitive tion and its contact with the electrode. Junction capacitance is associated
elements usually encountered are, in order of descend- with the net charge of the depletion zone of the particle (of width w1 ).
ing typical characteristic relaxation frequency: bulk, grain The trapping mechanism contributes to capacitance at low frequencies.
Here, the resistance is primarily due to electrons overcoming the bar-
boundaries, electrodes, and electron traps. Relaxation fre-
rier (of height 1 ) from particle to particle. (3) Physical representation
quencies depend only on the intrinsic properties of the of two partially-depleted SnO2 nanoparticles. Electrons are pulled to the
material and not on the sample geometrical factors. When surface for oxygen chemisorption which creates a region depleted of free
a substrate is present, it is desirable to separate its capaci- carriers and a surface with net negative charge. Temperature and/or atmo-
tance from the measurements to focus on the oxide parti- sphere changes alter this equilibrium. The darker center of the particles
are not depleted by surface processes and have a higher conductivity.
cles’ response. This is especially important when dealing
(4) Ideal Nyquist plot where the Z axis represents the real component
with thin films and nanowire devices whose capacitance of impedance and Z represents the imaginary component of impedance.
can be very small compared to the substrate.32 This can All three contributions from the circuit in (1) are represented. Each RC
be achieved by the proper electrical model where usually element (or associated arc) has a characteristic relaxation frequency, max ,
non-ideal elements, as introduced later, are needed to sim- equal to −1 , where is the relaxation time of the mechanism. The full
electrode semicircle is not usually measured in polycrystalline materials
ulate this behavior.
because of frequency limitation.
Usually, simple electrical circuits are used to generate
simulated impedance plots that represent the experimen-
tal data. The elements of the circuits can be resistors, can be made as a first approximation, resulting in an ini-
capacitors, inductances or non-ideal elements such as con- tial fitting with the experimentally measured impedance.
stant phase elements (CPE). Initially, a system is measured One has to be careful to not naively fall into the conve-
and impedance data is produced and plotted. A compari- nience of using the equivalent circuit modeling as a “black
son with usual or well-known equivalent electrical circuits box.” Some knowledge of the physicochemical process
involved and simplification of the representation as much the depletion region, a direct relation between the barrier
as possible are fundamental requirements to correctly use height and the donor concentration (mostly from oxygen
circuit modeling. The interpretations can be supported with vacancies) can be found. Exact magnitudes of these values,
information from techniques such as Raman spectroscopy however, cannot be found with this technique alone. It is
to determine surface bonding and chemistry, X-ray photo- still useful to point out that changes in the grain bound-
electron spectroscopy to determine surface properties such ary capacitance and resistance can be linked to barrier
as barrier height and positron annihilation spectroscopy height and donor concentration in situ. If a thermionic con-
which gives the type and concentration of vacancy-like duction mechanism (thermal energy assists electrons over
defects. Microscopy should also be used to evaluate the the energy barrier) is considered primarily responsible for
microstructure and dispersion of sensor particles on the the conduction between grains, an Arrhenius-type graphic
electrodes to construct the most physically representa- (log RDC vs. log T −1 ) can be generated and the potential
tive circuit models since particle size and distribution can energy barrier height can generally be found from its slope.
directly affect the impedance measurements. There are some special cases where this is not valid that
The circuit elements can be chosen and full circuits built will be discussed later.
based on
(i) support from other experimental techniques, 2.1. Definitions and Impedance of Ideal Elements
(ii) examination of the experimental data to see whether It is important to have some basic knowledge of the behav-
the proposed circuit is consistent with the response and ior of the simplest ideal circuit components. The three
(iii) inspection of the resistance and capacitance values basic components are resistance, capacitance and induc-
that are obtained in order to check that if they are realis- tance. In this context, the resistance element represents
tic and that their response changes to gas atmosphere are electron movement through the lattice. The impedance of
reasonable.33–38 a resistor is always a real number and because of that,
As MacDonald states,39 the condition of “the best fit” its current and voltage are in phase. The impedance of a
between the model and the experimental data still applies, capacitor is purely imaginary. The impedance of a capac-
but producing the best fit does not necessarily mean itor has an inverse dependence with frequency because
that the developed equivalent circuit model has the cor- at high frequencies a fast alternating current most effi-
rect physical meaning. See, for example in Section 3.2 ciently displaces charges where at low frequencies a net
where fitting with a non-appropriate circuit often used by migration of charge carriers is blocked due to the physi-
researchers leads to a capacitance value for the electrode cal interface or energy barrier. The waveform of the volt-
that is unphysically high. age through a capacitor lags current by 90 . The inductor
In practice it is usually possible to find more than has the opposite behavior—the impedance increases with
one equivalent circuit that numerically fits a given data frequency and the waveform of the voltage leads current
set, but only one of these is likely to provide a realis- by 90 . Table I lists these three elements and also the con-
tic representation of the electrical behavior of the sample. stant phase element (CPE) that is a non-ideal component
In the polycrystalline materials, inter- and intra-granular with a variable phase 0 to 90 and will be treated in detail
impedances are typically present so the electrical prop- later.
erties are determined in general by a series combina- A signal of type V t = V0 sint, where is the fre-
tion of such impedances. These two components may be quency of the sinusoidal wave, is applied to the sample
represented by a parallel RC (resistance-capacitance) ele- and the resulting current I t = I0 sint + is then mea-
ment. This circuit configuration was proposed by Bauerle40 sured, where is the phase difference between the voltage
and is frequently used to represent bulk, grain-boundary and the current. This is a very complex problem to treat
and electrode phenomena in polycrystalline materials.40 in the time domain as periodic excitations mixed with the
There are other circuits that have some modifications to response of capacitive I t = dV t/dt
∗ C and inductive
include deep trap behavior that was not initially included elements V t = dI t/dt
∗L usually yield very complex
in Bauerle’s circuit.
The most powerful implementation of this technique, in
Table I. Basic circuit elements used to model the physicochemical
the author’s opinion, is in the traceability of the changes in processes in metal oxide-based gas sensors. Frequency dependence and
depletion zone width at changing temperatures and atmo- phase shifting with
√ respect to the voltage is included. “j” is the imaginary
spheres. This is critical since the Schottky barrier formed component, j = −1.
between two particles in physical contact dominates the
Impedance Contribution
electrical conduction behavior of most metal-oxide based element to impedance Phase angle Frequency dependence
devices. Once the experimental data are fitted with the
proper equivalent circuit, the resistance and capacitance R Z=R 0 Constant
L Z = jL −90 Directly proportional
values of grain boundaries can be related to the deple-
C Z = 1/jC 90 Inversely proportional
tion zone of the particles. Using the depletion approxima- CPE Z = 1/Aj 0 –90 Inversely proportional
tion, which considers the charge density to be constant in
differential equations.41 In addition to the applied alter- The ideal switching rate of each charge storage mech-
nating voltage bias, impedance techniques can also apply anism is called the relaxation frequency. This frequency
a constant applied DC voltage, known as bias or offset maximizes the efficiency of energy transfer from the
voltage. applied field to the charge storage mechanism. Usually
We can use the Fourier transform to treat the problem dielectric relaxation processes as a whole occur in a fre-
in a simpler way in the frequency domain; the differential quency range from 102 –1010 Hz. The time required for
equations can be transformed and rearranged to form a each relaxation process to take place is the relaxation time
similar Ohm’s law. The relation between the voltage and and is related to the relaxation frequency, fc :
the current is represented in Figure 2.
1
V = (9)
Z = (1) 2fc
I
Depending on the material, different kinds of relaxation
Here, Zj is defined as complex impedance. processes can be measured. These can be electronic or
The magnitude and direction of a vector can be ionic, depending on the frequency of the applied field
expressed as the sum of its components used to measure. In the frequency range usually used in
Z = Z + jZ (2) impedance measurements (10−3 –107 Hz) the various pro-
cesses of charge storage are each affected differently by
Where Z is the real part of the impedance and Z is the the frequency of the applied field, which affects the over-
imaginary part. We can express all conductivity. In the low-frequency range, charged point
defects may migrate back and forth following the applied
ReZ ≡ Z = Z cos (3a) field. At higher frequencies, these species can no longer
move an appreciable distance before the direction of the
ImZ ≡ Z = Z sin (3b)
field reverses. Once this happens they can no longer store
With the phase angle and the modulus Z: energy or contribute to conduction.26 39 41
The delocalized or “conduction” electrons in a semicon-
= tan−1 Z /Z (4) ductor can be thought of as free to move in the lattice.
Z = Z 2 + Z 2 (5) When an electron reaches the end of a grain it can move
to the neighboring grain by a phenomenon called electron
It is important to note that, in the frequency domain, the hopping. This can be conceptualized as a two-step pro-
impedance is time-invariant so the calculation becomes cess which can only occur at very low frequencies. At the
easier without the sinusoidal functions and exponentials of surface of a grain there are defects which can trap and
the time domain.41 emit electrons. At low enough frequency these traps can
There are other quantities derived from impedance, capture some incident electrons and re-emit some others
called admittance, where out of the traps to the neighboring grain. Eventually the
frequency of the applied bias can become too high for
Y = Z −1 = Y + jY (6) this process of charge–discharge to keep up and it will
We can express both impedance and admittance in terms no longer play a role in the charge transport through the
of their resistive and capacitive components grains. This phenomenon is distinguishable at low frequen-
cies (<101 Hz) where capacitance can be several orders of
Z = R + jX (7) magnitude higher than at high frequencies.42
At the grain boundary or particle junction the capaci-
Y = G + jB (8)
tance and the resistance are larger than the inside of the
Where X is the reactance, B the susceptance and G is the grain because this region is depleted of free carriers that
conductance. have been pulled to the surface, typically for bonding with
adsorbed oxygen. This depletion region has a net positive
V charge (in n-type materials) and the electrons pinned at the
Im(Z)
Then, using the equation of a circle and completing the worth noticing that now Eq. (19) takes the same gen-
square, we have a circle with radius R/2 centered at R/2. eral form as Eq. (18), but with the capacitance function
2 2 of Eq. (19) taking the form of the resistance function in
R R Eq. (18).
x− +y =
2
(15)
2 2 Figure 3 shows the simulation of a single RC paral-
lel element response to frequency. For the modeling of
The highest value for ImZ can be found with the cir-
the different examples the resistance was fixed and the
cle equation given in Eq. (15):
capacitance values were changed. To plot the equivalent
max = max RC = 1 (16) series capacitance and resistance from the parallel element,
Eq. (19) was used. The complete analytical expression for
= RC (17) the frequency dependence can be very complicated for
more complex circuits and will not be presented here.
Once an impedance measurement is done, the out-
come regularly consists of two sets of values: a real one
2.3. The Triple RC Circuit
and an imaginary one (Z and Z ) as a function of fre-
The electrical properties of polycrystalline materials can
quency. We can assign to these values the resistive and
be simulated, to a first approximation, by a series array of
capacitive behavior of the measured sample (Rs = Z and
parallel RC elements. A method of treating experimental
Cs = −1/Z ) which will both most likely be frequency
dependent. If we wanted to transform these experimental data is required that can be capable of resolving a series
impedance values that can be represented as an RC series of RC elements into one equivalent RC parallelelement.47
circuit with Eq. (13) into an RC parallel circuit we can The triple RC circuit (or a small variation) is the funda-
use Eq. (18). The main point on going from a series rep- mental circuit for modeling grain-based metal oxide sys-
resentation to a parallel representation of the RC circuit tems due to its ability to reproduce the basic contributions
and vice versa is mainly based on the information that can to impedance. This, as said earlier for an ideal case, will
be extracted from the experimental data. To plot the total be represented as three semicircles in the impedance plane
capacitance as a function of frequency, one must convert plot. In principle, this can be fit by choosing the proper
this experimental information represented as a series cir- contributions from each of the circuit elements. The cor-
cuit into a parallel representation and then information of responding complex impedance plane plot will show sepa-
the depleted zone of particles at high frequency and traps rate semicircles only if the relaxation times of the elements
at low frequency can be extracted. From here and using differ from each other.47
Eq. (25) donor concentration and depletion zone width can The triple RC circuit model should be converted into
be calculated using the high frequency value of the total a single total (equivalent) RC parallel circuit element for
parallel capacitance and is discussed later in Section 3.1. further analysis. The reason for this is that the experimen-
This information is not visible using the regular impedance tal data we obtain can be associated with a series array of
Nyquist plots. RC elements and converting it into a single RC element
is highly convenient. Returning to the previous point, if a
1 + 2 R2s Cs2 Cs series array of RC parallel circuits is used to fit the data
Rp = Rs Cp = (18)
2 R2s Cs2 1 + 2R2s Cs2 (see Fig. 4, for example) each RC element has to be con-
verted into a series RC element with the purpose of using
If we want to express the impedance of an RC parallel circuit rules to add the series capacitances and resistances
circuit taking into account the frequency dependence, we to finally obtain a total series contribution for both resis-
can use the expressions in Eq. (18). To get to the Eq. (19), tance and capacitance (for details, see Refs. [26, 48, 49]).
that is a series representation of an RC parallel circuit Then it can be “easily” transformed into a parallel RC
one must follow the steps in Eqs. (10)–(14) but using the circuit to use for fitting or comparison purposes. This pro-
appropriate impedance expression in Eq. (10) for the series cess is often complicated and usually done by software
circuit. but for simple circuits it can be done analytically. Even
Rp 1 + 2 R2p Cp2 though this circuit is regularly used, it cannot reproduce
Rs = C = Cp (19) the total capacitance at low frequencies. This behavior is
1 + 2 R2p Cp2 s
2 R2p Cp2
attributed to the electron traps. This will be explained in
This is useful if treating the circuits manually (without Section 3.2.50
software). Following the high and low frequency limits in
Figure 3, we can see that the behavior of the equivalent 2.4. Distributed Circuit Elements, the Constant
capacitance is constant for high frequencies and has a 1/2 Phase Element (CPE)
dependence for low frequencies. The opposite stands for The deviation from the ideal semicircle in our measure-
the resistance, where a constant behavior for low frequen- ments, often with the center of the circle depressed below
cies is observed but is 1/2 for high frequencies. It is the X-axis, can be attributed to electron traps in the metal
frequencies of any of the processes occurring in the mate- not be possible to obtain due to the lack of a low-resistivity
rial have very different relaxation times the Nyquist plots path or paths through which current could travel. How-
should show separate semicircles for the bulk, junction, ever, the measurement at high frequency will give us an
and electrode terms, although this condition is rarely seen. idea of the capacitance of the substrate. Once the sensor
The junction arc may interfere with the bulk arc when is made, it can be measured again in the same frequency
the bulk and junction relaxation frequencies are similar range to see if the deposited particles have increased the
to within 1–2 orders of magnitude. The electrode pro- capacitance.56 A simple calculation can be made to see if
cesses are less likely to affect the bulk contribution. The the deposited grains are fully depleted. One can think of
experimentally available frequencies are used to deter- the material as a continuum and calculate capacitance as if
mine whether a complete, partial or no semicircle at all is it were a parallel plate capacitor. This assumption is most
observed.53 valid when the material is fully depleted. So, we use
0
r A
2.6. Ambiguous Circuits and Element Response Ctotal − Csubstrate = (21)
d
All the circuits of Figure 6 can have the same overall
where d is the thickness of the deposited film on top (or in
response to all frequencies if their elements are properly
between, depending on the configuration) of the substrate,
related (this exceeds the purpose of this review and will
0
r is the permittivity of the material and A is the area of
not be shown). The circuit b for example is regularly used
this “capacitor.” Only depleted zones of grains contribute
to model grain boundary and bulk behavior in polycrys-
to the capacitance, so if the calculated right hand side of
talline metal oxides and the circuit d can be thought of as Eq. (21) is substantially different from the measured film
a grain boundary that includes the contributions of elec- capacitance, it probably means that there are zones in the
tron traps at one particular energy level, but they cannot material that are bulk and do not contribute to capacitance.
be interchanged. Circuits a and c do not have any physi- The geometrical capacitance of the substrate, usually with
cal explanation but they still can reproduce the same data coplanar electrodes, can also be calculated.57
modeled with the circuits b or d. Excessively large or
small values of the circuit elements are the first clue to
know in determining if the right circuit is being used to fit 3. APPLICATIONS TO METAL OXIDE
the data. GAS SENSORS
Another possible problem appears when trying to 3.1. One-Dimensional Model of Conduction for
fit experimental data, which impedance-related function Spherical Grains
should be fit? MacDonald55 states that it is better from a Gas sensors based on semiconducting metal oxides are
statistical point of view to fit the data the same way as devices that show a change in the electrical conductiv-
obtained, rather than in a transformed form. For example, ity with a change in the gas atmosphere.58 The sens-
large errors can occur when transforming Z = Y −1 and this ing mechanism is based on surface gas adsorption which
can lead to a different parameter estimation than using the requires conduction electrons for adsorption, resulting in
original function. a net change in charge carrier concentration and thus an
electrical conductance change. It is widely recognized that
2.7. Experimental Considerations wide bandgap semiconducting oxides such as SnO2 exhibit
It is a good recommendation when measuring any kind surface states that behave as electron donors and/or elec-
of sensor to first measure the substrate alone, without any tron acceptors. Electron donors or acceptors at the surface
particles or nanowires deposited. An impedance arc would cause an exchange of electrons with the interior of the
semiconductor, thus forming a space charge layer close to
the surface. Gas adsorption then alters surface states mod-
ifying the space charge layer and the film conductivity is
thus modulated.
As a first approach, it is regularly considered that
a thermionic mechanism is responsible for the sample
conductivity at the particle or grain interface and is
described by
Jthermionic = AT 2 e−b /kT (22)
where, b is the barrier height, which is the difference
between the Fermi level and the conduction band energy
at the surface.59 J , T , k and A are current density, the
Fig. 6. The circuits presented here can have the same impedance at
all frequencies if their elements are properly related.54 Not all of these absolute temperature, the Boltzmann constant and the
circuits represent physical phenomena due to the unphysical values of Richardson constant,60 respectively. This equation reflects
their elements to fit the experimental data. a thermally activated process due to intergranular barriers.
It has also been pointed out.56 61–65 that a thermionic field the material. These defects lead to electron traps that influ-
emission, also known as electron tunneling, is unavoidable ence the electrical properties of the semiconductor. These
for the usual barrier characteristics and can be calculated as traps can be present in the bulk but are usually more
AT Vs highly-concentrated at the surface. A flow of charge car-
Jtunneling = F E ∗ P E dE (23) riers moving from the center of the grain toward a grain
k o
boundary will encounter a potential energy barrier near the
where, F E is the Fermi-Dirac distribution function and
surface. There are charge carriers trapped in the defects at
P E is the transmission probability (T ) determined by the
thin interfaces between adjacent grains that are balanced
one-dimensional and time-independent Wentzel-Kramers-
by the space charge (depletion) region in the grain, as
Brillouin (WKB) approximation. After integration and for
shown in Figure 1. At low frequencies (<1 Hz) some of
a parabolic barrier, P E can be calculated, as expressed
the incident electrons can get trapped at this thin inter-
in Eq. (23).64 The total conduction in the sample can be
face and others can be re-emitted into the next grain. This
calculated as the sum of both contributions, thermionic
charge–discharge mechanism can be the cause of the high
and tunneling. Thermionic conduction only depends on the
increase in capacitance at the lowest frequencies.50 68 69
barrier height and tunneling depends both on barrier height
Therefore, evaluation of the capacitance of a sensor mate-
and width. Usually, for metal-oxides, both contributions
rial should be done at high frequency where traps are not
can be relevant. Tunneling becomes the dominant con-
active and do not modify the capacitance of the depleted
duction mechanism as temperature decreases and/or donor
region. This depleted region can be thought of as a dielec-
concentration increases.64 66
tric that has the permittivity of the material being stud-
The relationship between capacitance C and barrier
ied. At high frequencies, this process becomes a one-step
height can be derived from Poisson’s equation. Accord-
thermionic mechanism because the applied bias switching
ing to the depletion approximation, the barrier height is
is too fast for the two-step mechanism to occur. The elec-
given by67
eNd w 2 trons simply must overcome the double Schottky barrier
= (24) to move into the neighboring grain. Thus these frequency-
2
0
r
dependent mechanisms can affect the conduction of the
And the capacitance per unit area by
material based on the presence of defects at the grain
e
0
r Nd
boundaries.
C= = 0 r (25) Here, experimental results will be analyzed in order to
2 w
elucidate the proper model to characterize the effects of
Where, e is the electron charge,
the permittivity, Nd the electron traps. The experimental impedance measurements
donor concentration, e (given in eV) the barrier height were carried out on SnO2 thick films with a grain diameter
and w is the width of the depletion region. Equation (25) of approximately 150 nm. The explanation here is a sum-
shows that the capacitance corresponds to that of a parallel mary of the work done by Ponce et al.50 Figure 9 shows
plate capacitor67 with a dielectric permittivity
and can the total parallel capacitance and resistance of the sam-
be associated with the capacitance of a surface depleted ple in a wide frequency range. This transformation from
of charge carriers. A Nyquist plot and its derivative plots impedance to parallel capacitance and resistance was done
along with the appropriate circuit model can extract these using Eq. (18). As can be seen in Figure 9(a), the resis-
junction contributions from total contributions and allow a tance can be properly simulated in the whole frequency
calculation of the width of the depleted region. From here, range, but the capacitance cannot. The chosen circuit to
the donor concentration can be calculated in a first approx- model the behavior was the triple RC parallel circuit of
imation. This information is not possible to obtain with Figure 4.70 71 A closer look in the capacitance plot will
DC measurements. Before performing this calculation, one show that only two corner frequencies (frequency where
has to be sure to have a junction capacitance properly fit- an inflexion point in the plotted function is observed) can
ted and to include a barrier height that can be based either be observed with this fitting. This is a consequence of the
on literature or measured, for example, by calculating the low values of capacitance and resistance used to model the
slope of an inverse resistance versus inverse temperature experimental data. It is important to point out that the cir-
plot, known as an Arrhenius plot. If tunneling contribu- cuit used to model this behavior fits well to the impedance
tion to the total current is considered, then the width of arc. We can see that capacitance cannot be reproduced
the depletion region is crucial because tunneling through a even assuming a quite high value for the electrode capac-
barrier strongly depends on the barrier width. For a detail itance (10−5 F).29 30 It is found that the electrode con-
analysis on this, these references are useful.56 61 63 tact can only be responsible for a rapid quadratic decrease
in the 10–100 Hz range. Figure 9(b) shows in the fit-
3.2. Electron Traps and CPE Fitting ting with the triple RC circuit that for frequencies lower
There are two types of defects: extrinsic defects due to than 1 Hz, the Cp fitting remains constant. A 1/2 depen-
doping additives, and intrinsic defects, such as intersti- dence of the fitting is observed, while the experimental
tials and oxygen vacancies, due to non-stoichiometry of data shows a 1/ dependence with frequency. Therefore,
the electrode cannot be responsible for the measured comparison with the circuit of Fig. 7) is not appropriate to
behavior. describe the experimental data.
We will focus now in the low frequency range The circuit of Figure 8 is a modification of Baurele’s
(<100 Hz) to study the contribution of electron traps.72 circuit.40 The total parallel capacitance can now be repro-
The proposed circuit consists of a resistor in parallel with duced in the complete frequency range and includes the
a capacitor and also parallel with an RC series circuit (see contribution of traps.
Fig. 7). There are two contributions here: the R1 C1 par- In Figure 9 it can be seen that the simulation includ-
allel circuit would represent the contribution due to grain ing traps with a single activation energy goes in the right
boundaries and the R2 C2 series would represent the con- direction to fit the experimental data. A second activation
tribution from traps (represented for now with a single energy can be added to the circuit of Figure 7 in the form
activation energy). of a resistance and a capacitance in parallel with C2 R2 .
The circuit can be divided into two parts: The admit- The blue line corresponds to the fitting made with two
tance of the parallel R1 C1 circuit can be expressed as traps. A better fitting can be obtained including a larger
number of RC series circuits. This can be extended to a
1
Y1 = + jC1 (26) multi-trap system, where “n” traps are in parallel with the
R1 original RC circuit representing the grain boundary. This
And the admittance of the R2 C2 circuit is none other than a discrete representation of a constant
phase element.
1
Y2 = (27)
R2 + 1/jC2 3.3. Review of Relevant Literature
Separating the real and imaginary parts of Y2 we can write Table II is a compilation of the most common circuits
the conductance and the capacitance as used to model impedance measurements in particle-based
and nanowire-based metal-oxide gas sensors. For particle-
2 C22 R2 based sensors all authors listed here model the bound-
G2 = (28)
1 + 2 C22 R22 ary behavior with an RC parallel circuit. Circuit modeling
jC2 from impedance data can be an ambiguous procedure if
jCeq = (29) it is not complemented with other techniques or one does
1 + 2 2
not have information on the system being studied. Some-
Where, the time constant of the circuit is = R2 C2 . times, circuits are just a simplification of a general one.
Finally, the total conductance and capacitance of the cir- For example, B and D are a simplification of circuit A.
cuit can be calculated as A simplified circuit may be used when it is not possible
1 to find or separate all contributions (for example electrode
Gtotal = + C2 2 (30) and bulk from grain boundary) or simply discard them for
R1 1 + 2 2
being negligible. It is typical to make the assumption that
1 the main contribution comes from the particle junctions
Ctotal = C1 + C2 (31)
1 + 2 2 and to discard all others previous to the measurements;
A double RC parallel circuit can be used to compare that can lead to miscalculations. On the other hand, not
with Figure 7. This circuit can have the same impedance all authors found the same kind of behavior, even for the
at all frequencies and with some calculations,50 an equiva- same material, when inhomogeneities, porosity, or even
lence between both circuits can be done to finally find that substrate contributions are observed, so the modeling may
the capacitance of the electrode (Ce ) is ≈10−2 F, which is a or may not include non-ideal elements. For example, a
non-physical value for an electrode capacitance. This indi- SnO2 thick film composed of spherical particles can have
cates that the circuit of Figure 4 (or in this case, the sim-
plified double RC circuit for the purpose of an analytical
Fig. 7. Circuit model where the traps contribution is introduced as a Fig. 8. Proposed model to fit experimental data with the contribution of
resistance R2 in series with a capacitance C2 . A single activation energy the bulk of the grains, the grain boundaries, and deep traps represented
for the traps is considered here. with a CPE and the electrode contribution.
Table II. Compilation of circuits used to fit impedance measurements. Circuits C, H and I are the ones used by the authors of this paper. Sometimes,
circuits A and B can be used as a simplification, for example when low frequency capacitance measurements do not show the presence of traps (see
Fig. 9(b)). Other authors used several variations of the original circuit A proposed by Bauerle for electrochemical systems, where bulk and electrode
contributions were mostly not reported due to small values that were neglected. Sometimes, over-simplified models like circuit D are useful to briefly
describe or characterize a system, but often will not reflect the nature of the involved processes. A depression in one of the impedance arcs can be
usually attributed to a non-homogeneous microstructure of the sample (grain size distribution), the presence of traps in the bulk or interface between
two particles or the substrate used to deposit the sensing material (circuit H and I). These characteristics were simulated using a constant phase
element (CPE). The reference [up] stands for recent unpublished work from the authors of this review.
in the range of the equipment. Lee78 and Ponce,50 only from solving the Poisson equation for spherical grains
saw one contribution which was attributed to the particle where they treated the WO3 thick films as “l” parallel
boundary. If some parameters are approximately known, planes each containing “n” parallel rows of “n” spherical
like donor concentration or potential barrier height, one capacitors in series. Pokhrel et al.82 modeled the behav-
can estimate the width of the depletion zone (Eq. (24)) and ior of Cr2 O3 , a p-type semiconducting oxide, using an RC
compare it with the particle diameter. If that shows that parallel circuit in series with a resistance. They state that
the particle should not be completely depleted, then further the parallel RC circuit represents the contact between the
measurements should be done such as changing gases and grains and the electrode. This parallel circuit is indepen-
temperature that mainly affects boundary response and not dent of the gas concentration, meaning that the interface
the interior. In these cases one should start modelling the is gas-insensitive. On the other hand, the series resistance
data with a simple circuit like B and then move to a more is found to be highly dependent on gas concentrations
complete expression (circuit C) once it is determined that and is related to the conductivity of the thin accumulation
there are two contributions. Another problem arises when region formed at the surface of the grains. This mech-
the decreasing size of particles increases the probability of anism is explained by saying that current preferentially
complete depletion and the experimental data show again flows along the surface accumulation layer and around the
only one impedance arc. Some studies77 with grain sizes high-resistivity bulk. The capacitance associated with this
less than a few tens of nanometers have considered the low-resistance accumulation layer is too small to be mea-
center of the particle to be non-depleted, though this dis- sured. This is an important result because it seems to have
agrees with many of the previous studies mentioned. differentiated between a gas-insensitive component (the
Malagu et al.81 modeled the impedance behavior to find electrode-oxide interface) and a highly gas-sensitive com-
a value of the depletion width of the particles that came ponent (the oxide surface accumulation layer). This type of
that increasing temperature and/or exposure to a reduc- electrons see a thinner and lower barrier, increasing con-
ing gas would decrease the size of the arcs. Surface ductivity (see Eqs. (24) and (25)).
processes are generally immediately reversible but bulk d. A second vacuum measurement was performed under
processes including diffusion of oxygen causing overall the same condition as the first measurement, but showed
stoichiometry changes can cause more permanent changes a significantly lower resistance. The fact that the initial
in behavior. impedance values were not recovered can be attributed
Figure 12 is a clear example of how previous treatments to the oxygen in/out diffusion that altered the vacancy
can modify the conclusions drawn from a measurement.37 concentration.56 63 73 At lower temperatures these pro-
All data sets were measured at 419 C where the sam- cesses are much slower and would have a smaller or neg-
ple is a SnO2 thick film with a grain size of 250 nm in ligible effect on the measurements. It should be noted that
diameter. The initial and final measurements were done in capacitance did not change much from the CO measure-
a vacuum atmosphere. Here, the sensors were exposed to ment to the second vacuum measurement. This should be
atmospheres that substantially changed their response in an expected as capacitance changes rely mostly on changes
otherwise identical follow-up measurement. All data were in surface adsorption and vacancy concentration.
fitted with a double RC circuit (see Table II, circuit B) and In order to recover the values of the first measurement
trapping mechanisms were not considered. in vacuum, an oxygen treatment needs to be done at a
a. An initial vacuum measurement was done at 419 C. high temperature. It is important to point out that if the
b. Exposure to airat 419 C increased the resistance. This particle is small enough for an oxidizing gas to entirely
large increase can be explained by stating that the both deplete it of carriers, depending on the donor concentration
barrier height and width increase due to the oxidizing and barrier height, the conduction mechanism is different.
atmosphere present during the measurement. Capacitance On the one hand, the amount of electrons available for
decrease in air was attributed to a depletion width increase. conduction is much smaller because the conduction (and
It is important to point out that the increase in the deple- valence) bands have been pushed higher relative to the
tion width was not only due to the increase in the amount Fermi energy. On the other hand, electrons see a much
of negative charge trapped in the interface but also to smaller barrier, making it is easier for them to cross into
oxygen in-diffusion that decreased the concentration of the next particle. This could make sensors with small
oxygen vacancies in the bulk (see Eqs. (24) and (25)). grains more sensitive to gases. See further studies63 73 88
c. Exposure to CO at 419 C caused a large decrease in for a detailed discussion.
resistance attributed to desorption of oxygen and reduction As seen in Figure 12 above, both measurements were
of barrier height. Capacitance was increased not only due done in the same vacuum atmosphere, but the test history
to a surface effect, but also to the out-diffusion of oxygen modified the resistance by an order of magnitude. If any
promoted by the high temperature reducing atmosphere. parameter is going to be calculated or estimated from these
This process reduces the width of the depletion layer. Now values, one should be careful with the order in which tests
are carried out.
nanowire to pre-patterned electrodes. The substrate with with an unaffected or “bulk” concentration of conduction
the nanowire is then annealed for better adherence and to electrons, for an n-type material. When the cross-sectional
eliminate any organics left by the solvent.92 An alternative area of this zone is decreased due to oxidation at the sur-
method used almost as frequently is to disperse nanowires face, the resistance of the device is increased. According
onto a blank substrate and then use lithography to deposit to this, we can write91
an intricate electrode pattern.93 An SEM is then used to L
search the electrode gaps for nanowires that, by chance, RN W = (32)
r − W 2
end up bridging the gap. This technique generates better-
quality electrodes but does not allow as good of choice of Where, is the nanowire resistivity, L its length, r the
nanowire(s) to measure and the chemicals used in lithog- radius, and w the width of the depletion zone. This equa-
raphy could affect the nanowire’s surface properties. tion is only valid in “large” nanowires that cannot be fully
depleted. Most studies13 86 show that diameters greater
3.4.2. The Importance of the Electrode- than approximately 100 nm can have a “bulk” conduc-
Nanowire Junction tion channel, although this varies greatly depending on the
materials used and the operating conditions. If these condi-
There are many authors working on single nanowires
tions are met, impedance spectroscopy can allow the varia-
as gas sensing devices. Among these, SnO2 nanowires
tion in depletion region width to be tracked under changing
and Pt-FIB deposited contacts are very common
atmospheres, following the approximations in Eq. (24).
among researchers to build single-nanowire circuits and
Most oxide nanowires grown via vapor–liquid–solid or
sensors.28 32 86 89 94 The literature mentions several fac-
thermal oxidation mechanisms tend to be single crystals.9
tors affecting the nature of this junction, i.e., if it has This means that the only interfaces in single-nanowire sen-
Ohmic or Schottky behavior, depending on atmosphere, sors will occur at the contacts. However, through a tech-
temperature28 and contact area.28 86 To complicate it fur- nique called electrospinning98 99 it is possible to create
ther, it has been shown that there is sheer randomness in fibers composed of many small oxide particles. In theory
the quality of the contact formation via these methods that it is possible to distinguish between these polycrystalline
can affect the electronic behavior.95 The theoretical dif- strings and crystalline fibers or nanowires with the AC
ference between the work function of Pt and the electron technique that would allow us to quantify the contribution
affinity of SnO2 intrinsically causes a Schottky barrier of of the particle junctions, but it is most likely not possi-
about 0.75 eV to form at this interface, neglecting surface ble due to the small dimensions of the particles that will
defects.32 This value will vary based on the materials cho- likely be completely depleted of carriers. To this author’s
sen and should be a primary consideration when choosing knowledge this has not yet been studied by AC methods
electrode materials for single-nanowire devices. so only speculations can be made.
Hernandez-Ramirez et al.32 and Lin et al.96 state that
only at high temperatures (>200 C) is the behavior of 3.4.4. Role of Substrate Capacitance in
the sensor dominated by the bulk nanowire resistance. At Single-Nanowire Measurements
low temperatures, such as room temperature, there is a
Usually, p-doped silicon with a thermally oxidized SiO2
high contribution to the overall resistance from the Schot- insulating layer is used as a substrate for the nanowires.
tky contacts with the deposited electrode. It is difficult to The metallic electrodes are deposited via lithography on
know the role of the electrodes on sensing behavior in top of the SiO2 layer and a nanowire or nanowires can
simple two-wire DC measurements. To measure the con- later be used to complete the electrical path between
tact resistance of the electrode-nanowire junction, four- electrodes.32 100 101 Nanowires can have a very small cross-
wire DC electrical measurements can be used, where all sectional area. Their size is generally 10–200 nm in diame-
the four leads directly contact the single nanowire.97 One ter and 1–50 m in length, so their associated capacitance
of the primary advantages of impedance measurements is can be well below 1 pF (10−12 F).23 Although this is a mea-
that the contribution of the electrode can be avoided at surable capacitance for modern impedance equipment, it is
higher frequencies using only two leads connected directly usually hidden between experimental noise and substrate
to the nanowire. capacitance. Depending on the frequency, the noise can be
of several pF, while the substrate capacitance, depending
3.4.3. Conduction Through the Length of the Nanowire on thickness of the substrate and inter-electrode distance,
Depending on the type of material and target gas, the can be in the hundreds of pF.23 Substrate capacitance and
surface interaction is based on the exchange of electrons nanowire capacitance sum in parallel, making it difficult
between the adsorbed gas and the nanowire. The adsorp- to isolate and properly model the nanowire capacitance.
tion of gas molecules on the surface of the nanowire mod- A constant phase element is regularly used to model the
ulates the width of the depleted region near the surface of capacitance behavior of the sensor response to impedance,
the nanowire. The non-depleted zone in the center of the attributing the capacitance to the substrate and not to the
nanowire, often called the conduction channel, is a region nanowire(s).
3.4.5. Multiple-Nanowire Sensors Many new and unique types of metal oxide gas sen-
Multiple-nanowire sensors can be fabricated easily by dis- sors are being constructed from nano-heterostructures.
persing a suspension of highly concentrated nanowires These combine two or more materials, typically oxides,
onto a substrate electrodes. This architecture is randomly in a well-defined hierarchical form. Typical heterostruc-
oriented with many nanowire–nanowire and nanowire- tures are core–shell nanowires and nanoparticles, discrete
electrode interfaces. This kind of sensor can have hundreds nanoparticle-decorated nanowires, branching 1D-1D struc-
to many thousands of nanowires. Some methods such as tures, and layered thin films.9 The electron interactions
directional sliding or dielectrophoresis can assist in align- and charge transport between the component materials are
ing the nanowires into a preferential orientation.102 103 An of utmost importance for understanding sensor behavior.
annealing process typically follows to eliminate organics Careful impedance spectroscopy measurements on well-
and improve interfacial contact. defined heterostructures may in the future be able to show
This architecture includes many nanowire–nanowire varying relaxation times across the heterostructure inter-
junctions which are not present in the single-nanowire face due to defect states present and relative contributions
devices. When exposed to an oxidizing gas, these junctions to sensor response from each material component. Under-
form a depletion layer around the contact point block- standing at these levels is anticipated to help design hetero-
ing the electron transport in a way which is typically nanostructure sensors with better performances.
more direct and efficient than only reducing the conduc-
tion channel volume as in single-nanowire sensors. Thus, Acknowledgments: The current work was partially
there are two primary mechanisms affecting the measured supported by a Fulbright/BEC.AR Fellowship and by a
resistance, and the interfacial barrier modulation is gener- NASA Space Technology Research Fellowship.
ally considered as being the most sensitive.21 Impedance
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