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YALE JoUrNAL oF BIoLoGY AND MEDICINE 85 (2012), pp.201-215.

Copyright © 2012.

FoCUS: BIoMEDICAL ENGINEErING

neuromuscular Electrical Stimulation for


Skeletal Muscle Function

Barbara M. Douceta, Amy Lamb, and Lisa Griffinb*


a
University of Texas Medical Branch, Division of Rehabilitation Sciences, Galveston,
Texas; bUniversity of Texas, Department of Kinesiology and Health Education, Austin,
Texas

Lack of neural innervation due to neurological damage renders muscle unable to produce
force. Use of electrical stimulation is a medium in which investigators have tried to find a way
to restore movement and the ability to perform activities of daily living. Different methods of
applying electrical current to modify neuromuscular activity are electrical stimulation (ES†),
neuromuscular electrical stimulation (NMES), transcutaneous electrical nerve stimulation
(TENS), and functional electrical stimulation (FES). This review covers the aspects of elec-
trical stimulation used for rehabilitation and functional purposes. Discussed are the various
parameters of electrical stimulation, including frequency, pulse width/duration, duty cycle, in-
tensity/amplitude, ramp time, pulse pattern, program duration, program frequency, and mus-
cle group activated, and how they affect fatigue in the stimulated muscle.

introduction ment that will allow functional perform-


ance of daily tasks [1]. Numerous scientific
Damage to the human nervous system investigations have focused on devices,
during an event such as stroke or spinal strategies, and regimens that may poten-
cord injury (SCI) produces a rapid dener- tially restore body movement critically
vation of muscle resulting in weakness or needed for daily function and quality of
paralysis. This lack of neural innervation life.
renders muscle unable to produce the vol- Using electrical stimulation to produce
untary forces needed to create joint move- human movement is not a novel procedure.

*To whom all correspondence should be addressed: Lisa Griffin, PhD, Department of Ki-
nesiology and Health Education, 222 Bellmont, 1 University Station, D3700, University of
Texas at Austin, Austin, TX, 78712; Tele: 512-471-2786; Fax: 512-471-8914; Email:
l.griffin@mail.utexas.edu.

†Abbreviations: CFT, constant frequency trains; DFT, doublet frequency trains; ES, elec-
trical stimulation; FES, functional electrical stimulation; NMES, neuromuscular electrical
stimulation; SCI, spinal cord injury; TENS, transcutaneous electrical nerve stimulation;
VFT, variable frequency trains.

Keywords: functional, paralysis, rehabilitation, spinal cord injury, stroke


201
202 Doucet et al.: Neuromuscular Electrical Stimulation for Skeletal Muscle Function

In 1790, Luigi Galvani first observed mo- of FES for the upper extremity of persons
tion after applying electrical wires to leg with stroke that consisted of initial stimula-
muscles severed from the body of frogs, and tion of the anterior and posterior deltoid, fol-
in 1831, Michael Faraday showed that elec- lowed by triceps brachii stimulation. This
trical currents could stimulate nerves to cre- resulted in flexion of the shoulder and elbow
ate active movement [2]. One of the earliest extension to produce a forward reaching
clinical experiments that used electrical motion for function. The second phase of the
stimulation for muscle function stimulated study stimulated wrist extensors and finger
the peroneal nerve in the leg in an effort to flexors to contract the fingers around an ob-
correct foot drop in persons with stroke-re- ject in order to facilitate a grasping task. The
lated hemiplegia during ambulation [3]. stroke group that received FES in addition
Whether used alone to improve motor to conventional therapy significantly im-
impairment or embedded within complex proved in function when compared to those
systems to create functional multi-joint receiving only conventional therapy. FES
movement, the potential that electrical stim- has also been used extensively to reproduce
ulation holds for rehabilitation recovery is the activation pattern of lower extremity
immeasurable. Electrical stimulation is cur- muscles to produce human gait [9] and to
rently used in many forms to facilitate create the sequence of lower extremity mus-
changes in muscle action and performance. cle activation needed during a cycling task
In clinical settings, electrical stimulation can [10-12] in persons unable to actively per-
be used for improving muscle strength, in- form these movements. Several studies
creasing range of motion, reducing edema, demonstrate the benefit of pairing ES with
decreasing atrophy, healing tissue, and de- tasks that demand the use of intact cognitive
creasing pain. Neuromuscular electrical and motor skills of the patient as compared
stimulation (NMES), used interchangeably to using ES simply as a passively delivered
with electrical stimulation (ES), is typically modality [13-16]. The term sometimes used
provided at higher frequencies (20-50 Hz) to describe stimulation that cycles on and off
expressly to produce muscle tetany and con- repetitively without patient involvement is
traction that can be used for “functional” known as “cyclic” electrical stimulation
purposes and can be found in literature as [17,18].
early as 1964 [4]. TENS is an alternate form A significant limitation of any non-
of electrical stimulation that historically physiologically induced muscle activation is
used high frequencies for pain relief [5] but the overall decreased efficiency of contrac-
is now also administered at very low fre- tion and propensity for development of neu-
quencies (sensory level TENS, 2-10 Hz) [6]. romuscular fatigue. With NMES, the
TENS propagates along smaller afferent primary causes are suggested to be an alter-
sensory fibers specifically to override pain ation of the normal recruitment order and the
impulses. When very low frequencies are unnatural simultaneous activation of motor
used, TENS specifically targets sensory units (see following section “Limitations of
nerve fibers and does not activate motor Electrical Stimulation”). Therefore, strate-
fibers; therefore, no discernible muscle con- gies must be designed as part of electrical
traction is produced. stimulation regimens to offset the high de-
The acronym FES (functional electrical gree of fatigue associated with ES.
stimulation) is probably the most commonly The delivery of electrical stimulation
used in the literature; however, a distinction can be customized to reduce fatigue and op-
should be made that this method of electrical timize force output by adjusting the associ-
stimulation usually refers to the process of ated stimulation parameters. A full
pairing the stimulation simultaneously or in- understanding of the settings that govern the
termittently with a functional task as initially stimulation is vital for the safety of the pa-
described by Moe and Post [7]. For exam- tient and the success of the intervention.
ple, Thrasher et al. [8] designed a program Consideration should be given to the fre-
Doucet et al.: Neuromuscular Electrical Stimulation for Skeletal Muscle Function 203

quency, pulse width/duration, duty cycle, in- tributions as well; activation of motor neu-
tensity/amplitude, ramp time, pulse pattern, rons in the spinal pool was highest when the
program duration, program frequency, and tibialis anterior muscle was stimulated with
muscle group activated. 100Hz as compared to stimulation at 10 and
50 Hz. Higher frequencies are generally re-
ported to be more comfortable because the
ParaMEtErS oF ElEctrical
force response is smoothed and has a tin-
StiMulation
gling effect, whereas lower frequencies elicit
a tapping effect where individual pulses can
Frequency
be distinguished [6].
Frequency refers to the pulses produced
per second during stimulation and is stated
in units of Hertz (Hz, e.g., 40 Hz = 40 pulses raMPing oF StiMulation
FrEquEncy
per second). The frequencies of electrical
stimulation used can vary widely depending Frequently, a gradation of stimulation
on the goals of the task or intervention, but up to the desired frequency and intensity is
most clinical regimens use 20-50Hz patterns used for patient comfort. Ramp time refers
for optimal results [19,20]. In order to avoid to the period of time from when the stimu-
fatigue or discomfort, constant low fre- lation is turned on until the actual onset of
quency stimulation is typically used, which the desired frequency [25]. Ramp time is
produces a smooth contraction at low force used in clinical applications when a patient
levels [21]. In a study comparing several dif- may have increased tone that creates resist-
ferent frequencies and stimulation patterns, ance against the stimulated movement. For
frequencies under 16Hz were not sufficient instance, a person with flexor hypertonicity
to elicit a strong enough contraction to allow at the elbow would benefit from a gradual
the quadriceps to extend to a target of 40º ramping up of stimulation frequency to
[22]. Interestingly, lower frequencies of allow more time to activate elbow extensors
stimulation have been shown to impart a moving in opposition to tightened flexors to
long-lasting depression of force output successfully complete the movement [26].
known as “low-frequency fatigue,” first de- Ramp times of 1 to 3 seconds are common
scribed by Edwards, Hill, Jones, and Merton in rehabilitation regimens with longer ramp
(1977). These researchers observed that fa- times sometimes used for hypertonic or
tigued muscle stimulated with lower fre- spastic musculature or for the patient with
quencies (10-30Hz) had the potential to an increased sensitivity to stimulation [25].
produce lower forces, a condition that lasted Ramp times also can be modulated in multi-
for 24 hours or longer; the same effect was ple-muscle applications such as standing
not seen when the muscle was stimulated and walking to produce smooth gradations
with higher frequencies. Later work by of tetany between individual muscles and
Bigland-Ritchie, Jones, and Woods (1979) more closely replicate natural movement
showed that higher frequencies of stimula- [27].
tion (50 Hz and 80 Hz) administered to hand
muscles resulted in a rapid decline in force
after approximately 20s. More recently, PulSE Width/duration
stimulation frequency rates closely aligned Electrical stimulation devices deliver
with physiological rates of motor unit dis- pulses in waveform patterns that are often
charge were studied in the hand that showed represented by geometric shapes such as
a consistent frequency of 30 Hz preserved square, peaked, or sine wave. These shapes
force better than a decreasing frequency pat- characterize electrical current that rises
tern (30 Hz decreasing to 15 Hz) [23]. Mang above a zero baseline for the extent of the
et al. [24] showed that high frequencies of stimulation paradigm (uniphasic; e.g., direct
peripheral stimulation can have central con- current) or current that alternates above and
204 Doucet et al.: Neuromuscular Electrical Stimulation for Skeletal Muscle Function

below the baseline (biphasic or alternating patient. Duty cycle describes the actual on
current) [28]. Biphasic and uniphasic wave- and off time of an NMES program and is
forms were noted to produce greater torque usually stated in ratio form, such as 1:2 (10
than polyphasic waveforms when adminis- seconds on, 20 seconds off) or percentages
tered to the quadriceps muscles of young such as 70 percent, indicating time on per-
healthy individuals [29]. centage when compared to total on and off
The time span of a single pulse is time combined [25]. Common clinical ap-
known as the pulse width or pulse duration. plications use a 1:3 duty cycle as standard,
In biphasic (a positive phase combined with but this ratio can be modified to accommo-
a negative) pulses, the pulse duration con- date the needs of the patient as well as the
siders both phases [30]. Typically, dynamic goals of the treatment [26].
quadriceps extensions similar to those used
in FES cycling tests exhibit pulse widths be- Amplitude/Intensity
tween 300µs-600µs [31-34]. Some investi- Another parameter that will contribute
gators have suggested that low frequency to fatigue is the strength of the current being
stimulation with short pulse durations administered or the intensity/amplitude
(500µs-1000µs) will exhibit a lower fatigue (usually reported in milliamperes, mA) with
index [35]. However, even shorter pulse which the stimulation is delivered. The
widths (10µs-50µs) have been shown to af- higher the intensity, the stronger the depo-
fect the recruitment of muscle fibers and can larizing effect in the structures underlying
generate a larger maximum torque in a the electrodes [39]. Higher intensities can
smaller number of fibers before causing a foster increases in strength; strength gains
contraction in another muscle fascicle [36]. are consistently found following training
This is important as a greater recruitment with electrical stimulation programs [15,40-
ratio within muscle fascicles can possibly in- 42]. Recent work examining the optimal pa-
crease performance time; therefore, pulse rameters for stimulation has suggested that
width can be increased to potentially recruit lower intensities can induce more central
more fibers in the surrounding area as fa- nervous system input than higher intensities.
tigue ensues. Recent work comparing 50, Higher amplitudes of NMES activate a large
200, 500, and 1000µs pulse widths when 20 number of muscle fibers that create forceful
Hz stimulation was delivered to the soleus peripheral-mediated contractions, but an-
muscle found that the wider pulse widths tidromic transmission can occur (neural
produced stronger contractions of plan- transmission toward the cell body rather
tarflexion and additionally augmented over- than normal orthodromic transmission away
all contractile properties [37]. In addition, from the cell body). Antidromic transmis-
longer pulse durations will typically pene- sion blocks both motor and sensory im-
trate more deeply into subcutaneous tissues, pulses emanating from the spinal motor
so these widths should be used when trying pool, resulting in less overall CNS activa-
to impact secondary tissue layers [26]. tion [43]. The impact of stimulation ampli-
tude on fatigue remains unclear. Downey et
Duty Cycle
al. [44] found that when both frequency and
Early work in persons with SCI demon- amplitude were varied during a stimulation
strated that when periods of force develop- regimen of knee extension in healthy adults,
ment were interrupted with silent periods, more contractions were performed as com-
muscle tissue was able to recover more pared to when a constant frequency and am-
quickly and produce greater torque as com- plitude program was used. In contrast, when
pared to when constant stimulation patterns NMES was delivered to the knee extensors
were used [38]. Cycling pulses on and off of seven healthy participants and the influ-
(intermittent stimulation) is a common prac- ence of frequency, pulse width, and ampli-
tice to preserve force development and si- tude on fatigue was studied, investigators
multaneously increase comfort for the found that fatigue decreased only when fre-
Doucet et al.: Neuromuscular Electrical Stimulation for Skeletal Muscle Function 205

quency was decreased; lowering the other other fatigue tasks; a 20Hz CFT was admin-
parameters had no appreciable effect on re- istered for the first half of the fatigue task
ducing fatigue [45]. Stimulation frequency and then the frequency was increased grad-
rates closely aligned with physiological rates ually to 40Hz frequency or a 20Hz doublet
of motor unit discharge were studied in the train was added [54]. The findings of this
hand that showed a consistent frequency of study concluded that during submaximal
30 Hz preserved force better than a decreas- stimulation, the doublet train was most ef-
ing frequency pattern (30 Hz decreasing to fective in producing higher average forces
15 Hz) [23]. Intensity will also factor into and force-time integrals. These studies pro-
patient comfort with higher intensities being pose that using VFTs may be more benefi-
typically less tolerated; however, frequency cial in reducing fatigue in intrinsic hand
and intensity inevitably will determine the muscles than CFTs alone.
quality of muscle contraction produced [25]. Other studies have observed the lower
limb comparing CFTs, DFTs, and VFTs. In
particular, one study fatigued the quadriceps
StiMulation PulSE PattErnS
muscle using CFTs and VFTs with varying
Several investigations have examined interpulse intervals [52]. The fatigued mus-
the effects of various stimulation patterns on cle was then stimulated with either a CFT of
force output and neuromuscular fatigue. 14 or 18 Hz or a VFT (consisting of a train
Common stimulation patterns studied are that used an initial doublet followed by a
constant frequency trains (CFTs), variable CFT). The results showed that VFT trains
frequency trains (VFTs), and doublet fre- are more effective in producing higher peak
quency trains (DFTs) [32-34,46-49]. CFTs forces, maintaining force output, and elicit-
are stimulation trains in which the frequency ing a more rapid rate of rise after being fa-
remains constant throughout the entire train. tigued with a CFT as compared to using a
In contrast, VFTs are usually trains that VFT. Another investigation studied the ef-
begin with an initial doublet, (two closely fect of using CFTs, VFTs, and DFTs with the
spaced pulses, typically 5-10 µs apart) fol- same interpulse interval (50 ms, 20 Hz fre-
lowed by pulses at a chosen frequency. The quency) to elicit dynamic leg extension.
idea of VFT comes from studies where it DFTs had the best overall performance in
was found that muscles have a “catchlike time to reach target [55]. These findings sug-
property,” a unique mechanical response to gest that there may be several optimal stim-
stimulation that allows muscle to hold a ulation patterns, but these will be dependent
higher force level than normal (van Lun- on the task, population studied, and the mus-
teren, JAP 2000). This response enhances cle group being investigated.
muscle tension prior to contraction when a
brief, high frequency burst is followed by a Electrode Placement
train of subtetanic pulses [47,50,51]. The The success of the FES current to reach
phenomenon does not appear to be a result underlying tissue is highly related to elec-
of greater muscle fiber recruitment but an in- trode size and placement, as well as the con-
herent property of the individual muscle ductivity of the skin-electrode interface [56].
cells [50,52]. In the past, a conductive gel was applied to
In an isometric contraction of the thenar the surface of electrodes to improve trans-
muscles of the hand, Bigland-Ritchie and mission of the current; typical stimulating
colleagues showed that pulse trains that electrodes used now are pre-gelled for con-
began with a doublet resulted in slower rates venience. Larger surface electrodes will ac-
of force attenuation, suggesting a slower tivate more muscle tissue but will disperse
time to fatigue [53]. A similar study of iso- the current over a wider surface area, de-
metric contraction of the thenar muscles of creasing current density. Smaller electrodes
the hand examined variable patterns where a will concentrate current densities, allowing
20Hz CFT fatigue task was compared to two for focal concentration of current with less
206 Doucet et al.: Neuromuscular Electrical Stimulation for Skeletal Muscle Function

chance of stimulation crossover into nearby quality of the skin-electrode interface and
muscles, but dense current increases the consistent placement of electrodes for re-
chance for discomfort or pain [57]. Place- peatability [61].
ment of electrodes will also markedly influ-
ence the muscle response and should be
carefully considered. Contention regarding doSing oF StiMulation
optimal placement of electrodes is prevalent Dosing of FES programs can vary
throughout the literature, with much of the greatly and will ultimately depend on the
debate centering on whether the muscle muscle being stimulated, parameters used,
belly or the motor point is the preferential and overall goal of the intervention. A re-
location. Rehabilitation therapists frequently view of the use of FES for motor recovery of
place electrodes directly over the muscle the upper extremity in stroke examined sev-
belly [58] or in ineffective locations [59]. eral investigations and found an array of
Manufacturers also provide suggested elec- dosing protocols used [20]. Program dura-
trode placement charts or guides that are tion ranged from 30 minutes one time per
usually included with the device purchase, day to an hour at each session for three times
also a source for clinicians using NMES in per day. Overall period of treatment varied
practice. A recent investigation of NMES from 2 weeks to 3 months, with no justifi-
delivered to the tibialis anterior and the vas- cation by any author of why a particular dos-
tus lateralis of the lower extremity compared ing protocol was chosen. The researchers
electrode placement using the motor point also found that increasing duration of treat-
of the muscle (accurately located through ment was not directly related to more suc-
stimulation) with placement using the rec- cessful outcomes; positive benefits were
ommended sites of several manufacturer's seen with short programs (2.5 hours/week),
suggestions. This resulted in significant dif- and limited benefits were seen with longer
ferences in muscle performance outcome; programs (21 hours/week). For rehabilita-
motor point placement not only produced tion of ambulation skills, FES-assisted walk-
higher torques, but blood flow and oxygen ing programs usually consist of three to five
use was greater using the motor point posi- hour-long sessions per week for at least 4
tions [60]. weeks [8].

StiMulation intEnSity liMitationS oF ElEctrical


StiMulation
Stimulation can be delivered by means
of constant voltage or constant current. The Although electrical stimulation has the
small portable units used in clinics and given capacity to produce movement in dener-
to patients for home use are normally bat- vated, paralyzed, or spastic muscles, it is in-
tery-operated and have modifiable current herently less efficient than human
settings usually delivered through a constant movement. Most importantly, NMES in-
voltage system of approximately 150V. duces excessive neuromuscular fatigue. Re-
These units use transcutaneous surface elec- searchers have studied frequency [31,34,62],
trodes that adhere to the skin and can be eas- pulse width [35,36,63], modulation of pulses
ily removed. The contact area of the [64], amplitude [63], electrode placement
electrode is usually lined with the conduc- [65], and the use of variable frequency pulse
tive gel described earlier that facilitates patterns [22,52-55,66,67] to determine if fa-
movement of the current from the electrode tigue can be reduced through a modification
into the skin. Because the units use alternat- of any of these parameters.
ing current (AC) with a high degree of ad- Causes for the excessive fatigue ob-
justability, muscle activation through these served during NMES are multiple: First,
devices can be sometimes be variable and NMES has the propensity to alter normal-
inconsistent; outcomes will depend on the motor unit recruitment order [68]. In normal
Doucet et al.: Neuromuscular Electrical Stimulation for Skeletal Muscle Function 207

human movement, the smaller, fatigue-re- area of the electrode, and because the cur-
sistant motor units are activated first, which rent will travel through various viscosities
helps to delay the onset of fatigue; however, of subcutaneous tissue that create resistance,
motor unit recruitment in electrically evoked its strength will be diminished and the depth
contractions is suggested to be more ran- of penetration will be limited. Fuglevand et
dom, thereby compromising the natural rate al. [76] noted that surface-stimulating elec-
of fatigue resistance [69]. Although the re- trodes typically reach superficial motor units
versal of Hennemann’s size principle (where 10-12 mm in close proximity to the elec-
smaller motor units are recruited before trode face and that only the larger motor
larger motor units during voluntary contrac- units are detected from deeper tissues.
tions) [70] is a commonly reported short- Therefore, activation of deeper structures is
coming of NMES; some have postulated usually not possible with standard surface
that, rather than an exact reversal of the stimulation; however, increasing pulse width
process, activation may be less systematic or amplitude can improve penetration of cur-
or non-selective [71]. Jubeau et al. [72] re- rent in an effort to reach muscles distant
ported that the when the quadriceps muscle from the skin surface [26,77].
belly in 16 healthy men was stimulated with Another limitation of ES is related to its
NMES, motor units were recruited in a questionable long-term effectiveness fol-
“nonselective/random order” regardless of lowing discontinuation. Few studies have
fiber type. Additionally, recent work using follow-up data after treatment; however,
NMES applied over the tibial nerve as com- some reports of received benefits waning
pared to the triceps surae muscle belly ob- following withdrawal of ES are present
served that contractions were more forceful, across different types of applications, such
activated spinal neurons for increased cen- as spasticity reduction in children with cere-
tral nervous system input, and tended to fol- bral palsy [78], functional hand use after-
low the normal physiological motor stroke [79,80], and shoulder subluxation
recruitment size principle [73]. Other work [81]. Therefore, NMES may not be a long-
by Thomas et al. [74] with spinal injured in- term intervention for muscle re-education or
dividuals indicated that a motor recruitment restoration of movement. However, for SCI,
order similar to that which occurs in volun- some have suggested that only long-term
tary muscle contractions could be seen in the use of ES helps to offset the muscle atrophy
thenar muscles of the hand when using and complications of disuse [82].
NMES.
Second, muscle fibers being stimulated
are done so simultaneously, much unlike the VariationS oF ElEctrical
StiMulation dEliVEry
normal, unsynchronized, highly-effective re-
cruitment and derecruitment process of Another type of transcutaneous stimu-
motor units seen during voluntary muscle lation is electromyography (EMG)-triggered
contractions. In these contractions, the electrical stimulation. This type of stimula-
human motor system offsets fatigue by in- tion assists patients who are relearning spe-
creasing the firing rate of active motor units cific muscle movements for function.
and/or recruiting new motor units to replace Muscle activity is monitored by means of
others that have been derecruited due to fa- EMG recording electrodes such that when
tigue [75]. This simultaneous activation ob- the EMG signal reaches a specific threshold
served during NMES can produce sudden, (usually set by therapist), the stimulation
sometimes uncoordinated, inefficient move- will activate, thus assisting the patient to
ment patterns rather than the smooth grada- complete a movement. This intervention has
tion of force typically seen in human been described as being even more reinforc-
movement. ing than cyclic stimulation due to the pro-
Third, surface-stimulating electrodes prioceptive feedback and voluntary
direct current precisely beneath the surface component involved [83]. Motor improve-
208 Doucet et al.: Neuromuscular Electrical Stimulation for Skeletal Muscle Function

ments in hand function [84,85] and lower back pain or intractable pain associated with
extremity motor skills for ambulation [86] complex regional pain syndrome; however,
following stroke have been observed. EMG- while initial studies indicate effectiveness,
triggered electrical stimulation has also im- extensive evidence for effectiveness is lack-
proved gait in patients with incomplete ing [91].
spinal injury [87]. Deep brain stimulation systems im-
Percutaneous stimulation uses electrodes planted directly into cortex are developing
that are inserted through the skin into the as a means to decrease symptoms of Parkin-
muscle of choice and are thought to be a su- son's Disease [92] as well as to control
perior choice to transcutaneous surface elec- seizures in persons with neurological pathol-
trodes when specificity of stimulation is ogy or epilepsy [93].
paramount. The leads of the electrodes exit
the skin and connect to an external stimulator,
bypassing sensory therefore minimizing dis- StiMulation SyStEMS
currEntly on MarkEt
comfort. These hair-thin electrodes can usu-
ally target specific deeper muscle locations By far, the most convenient way to
without the consequence of unintentionally apply ES is through the small portable units.
activating surrounding tissues, as often hap- These units have modifiable capabilities so
pens in transcutaneous applications. The elec- therapists can set parameters and design cus-
trodes can be left in place on average for tom ES programs that patients can use in the
about 3 months, but skin irritation and break- clinic or at home. Many come with pre-pro-
ing or dislodging of the electrode can occur grammed regimens from which the therapist
[61]. Percutaneous FES implants have been can choose that have fixed parameter set-
shown to be effective for significantly reduc- tings, depending on the goal of treatment
ing shoulder pain associated with post-stroke (strengthening, muscle re-education, pain re-
glenohumeral subluxation [88,89]. lief, etc.). Most of these units can be locked
More recently, small stimulators can be so that patients can take them home without
surgically implanted for FES applications. fear of altering the program or parameter set-
This is a long-term alternative for stimula- tings, and the patient need only turn the unit
tion protocols that require use for extensive on to activate the set program. Other options
periods. One of the earliest systems that be- available on the units are tracking or com-
came popular for spinal injured persons was pliance mechanisms that monitor activity in
the NeuroControl Freehand system (Neuro- the unit. This allows the therapist to check
Control, Cleveland, OH). This product con- how often and for what duration the unit was
sisted of an implanted stimulator, electrodes, turned on, so that compliance with an ES
and position sensor placed near the shoulder program can be determined. Companies cur-
joint of the spinal injured individual. The rently offering small portable units for pa-
system was attached to an external control tient use are numerous. Examples of these
unit for activation. The patient used intact products are the Empi 300 PV (Empi,
shoulder muscles to trigger stimulation to Inc.,www.empi.com), a multi-function
paralyzed upper extremity muscles to pro- portable device with TENS, NMES, and
duce a functional grasp and release of the high-voltage stimulation capabilities [94];
dominant hand. In a multi-site randomized the Chattanooga group (Chattanooga, Inc.,
trial, 49 of 50 patients made improvements www.chattgroup.com) offers portable and
in grasp, pinch, and functional use of the desktop clinical units with multiple ES op-
hand, which was maintained 3 years follow- tions as well.
ing the implantation [90]. However, due to The Parastep I (Sigmedics,Inc., www.
complicating logistical and marketing is- sigmedics.com) was one of the first FES am-
sues, the product is no longer available. bulatory systems to be approved by the FDA
Implanted electrodes also have been and uses an array of stimulation across the
used to activate spinal nerves to alleviate back, gluteals, and lower extremities. The
Doucet et al.: Neuromuscular Electrical Stimulation for Skeletal Muscle Function 209

Parastep also uses a walker apparatus with Bioness, Inc. (Valencia, CA) currently
hand controls to regulate standing and sit- offers a common peroneal nerve stimulator
ting. Mushahwar et al. [95] summarized that in a small discreet unit that attaches to the
Parastep I has modest success in restoring upper calf to assist with ambulation skills in
upright stance and gait as an activity of daily persons with stroke, spinal injury, multiple
living and is better suited for users with sclerosis, brain injury or tumor, and cerebral
complete SCI at the level of T4-T11. palsy. The L300 also incorporates a heel
The Advanced Reciprocating Gait Or- component that senses the heel strike phase
thosis (ARGO) developed by Hugh Steeper of gait and stimulates the tibialis anterior
Limited (London, UK) is another popular muscle to dorsiflex the ankle, a difficult
ambulatory device that uses a four-channel movement for many persons after stroke.
stimulator that activate hip and knee muscles The Bioness L300 Plus adds a thigh compo-
combined with a double orthosis that moves nent that facilitates knee extension and adds
the lower limbs through the gait cycle. Al- stability during walking as well. Other sim-
though these devices have advanced rehabil- ilar peroneal nerve stimulators commercially
itation practices for ambulation, the systems available are the WalkAide System (Innov-
can be complex to use and still require a high ative Neurotronics, Austin, TX) and the Od-
amount of stamina and energy expenditure stock O2CHS (Odstock Medical, Avon,
of the patient. When Spadone et al. [96] com- MA). These systems have demonstrated
pared these two systems, the Parastep re- long-term improvement in walking skills for
quired more energy output from the patient persons with stroke as well as persons with-
and was less efficient than the ARGO. Re- multiple sclerosis [61,100].
cently, Case Western Reserve University, Bioness is one of the few companies
Department of Veterans Affairs, developed that offer a commercially available upper-
an intramuscular implanted system that acti- extremity neuroprosthesis, the Ness H200.
vates the hip, knee, and trunk muscles to fa- Because of the intricate precision and coor-
cilitate ambulation. Seventeen subjects with dination of the hands and fingers, creating
high level cervical to mid thoracic spinal in- functional movement through electronics is
juries saw improvement in time in standing a difficult task. The H200 device is com-
and leg swing needed for gait [95]. prised of an electrical stimulation system
FES also has become embedded into cy- embedded within thermoplastic exoskeleton
cling systems for exercise purposes. Therapeu- shell worn on the forearm that facilitates
tic Alliances (www.musclepower.com; Ergys hand opening and closing for function. Use
3) and Restorative Therapies (www.restorative- of this device has demonstrated improve-
therapies.com; RT300) have been the leading ment in grasp and release of objects for daily
developers of rehabilitative cycling systems. function in persons with stroke [101] as well
Their systems are comprised of ES for the as tetraplegia [102]. Karlsruhe Institute of
lower and/or upper extremities that activate Technology (Berlin, Germany) is currently
muscles in sequence to perform cycling move- testing a wearable hand orthosis (Ortho-
ments. FES lower extremity cycling protocols Jacket) that uses ES to facilitate both arm
have shown to reduce spasticity and improve and hand function in tetraplegics [103]. An-
posture [97] and increase strength and function other novel hand system currently being in-
in the lower limbs [10,98] of hemiplegic stroke vestigated is the contralaterally controlled
patients. Johnston et al. [99] also found gains NMES glove [104]. This system uses two
in the strength and function of an adult client gloves, and the wearer performs movements
with spastic cerebral palsy following a 12-week with the intact hand at will that are subse-
in-home FES cycling program. Restorative quently replicated with ES embedded within
Therapies has recently released the RT600, a the glove worn on the paralyzed hand. A re-
standing and stepping platform with ES func- cent study with 21 post-stroke patients show
tionality that facilitates these movementswith that the system has the potential to improve
body weight support. finger and hand movements for function
210 Doucet et al.: Neuromuscular Electrical Stimulation for Skeletal Muscle Function

when used over a 6-week training period logical damage. It is effective for improving
[105]. This device was also modified as a muscle strength, blood flow, decreasing at-
sock for use with stroke patients to improve rophy, healing tissue, and decreasing pain.
ankle dorsiflexion as well [106-107]. However, the biggest challenge of FES is fa-
tigue of the working muscle. Although elec-
trical stimulation has the capacity to produce
rEhabilitation bEnEFitS
movement in denervated, paralyzed, or spas-
oF FES
tic muscles, it is inherently less efficient than
As previously mentioned, FES is the human movement. Most importantly, NMES
process of combining electrical stimulation induces excessive neuromuscular fatigue.
with a functional task such as walking, cycling, Researchers have studied frequency, pulse
or grasping objects for a number of rehabilita- width, modulation of pulses, amplitude,
tive purposes and across differing diagnoses. electrode placement, and the use of variable
FES has demonstrated the capacity for frequency pulse patterns to determine if fa-
strengthening muscles [58,108], enhancing cir- tigue can be reduced through a modification
culation and blood flow[109-111], reducing of any of these parameters. Several systems
pain [112,113], healing tissue [114,115], re- are available on the market, and new sys-
tarding muscle atrophy [107,116], and reduc- tems are continuously being developed. Ad-
ing spasticity [117,118]. ditionally, it will be important to establish if
Although FES is applied peripherally, NMES can provide long-lasting, functional
many have suggested that through modifi- changes in persons with profound motor
cation of stimulation, central mechanisms limitations. In the future, we may find that a
can be activated as well. Although neuro- hybrid of FES and robotics may be the most
muscular electrical stimulation creates mus- efficient for providing continuous locomo-
cle tetany through motor fiber activation, tion or performance of vital activities of
sensory fibers are also stimulated and evi- daily living in individuals with paralysis.
dence has shown that improvements in sen-
rEFErEncES
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