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Determination of fascicle length and pennation


in a contracting human muscle in vivo
TETSUO FUKUNAGA, YOSHIHO ICHINOSE, MASAMITSU ITO,
YASUO KAWAKAMI, AND SENSHI FUKASHIRO
Department of Life Sciences, The University of Tokyo,
Komaba 3–8–1, Meguro, Tokyo 153, Japan

Fukunaga, Tetsuo, Yoshiho Ichinose, Masamitsu Ito, to the tendons and bones (11, 15). Many of the previous
Yasuo Kawakami, and Senshi Fukashiro. Determination studies on human muscle architecture have been done
of fascicle length and pennation in a contracting human through a direct dissection of cadaver specimens. How-
muscle in vivo. J. Appl. Physiol. 82(1): 354–358, 1997.—We ever, muscles in the embalmed cadavers have been
have developed a technique to determine fascicle length in
reported to change their morphological characteristics
human vastus lateralis muscle in vivo by using ultrasonogra-
phy. When the subjects had the knee fully extended passively because of factors such as shrinkage (7). Besides, this
from a position of 110° flexion (relaxed condition), the fascicle method does not allow to study the effect of muscle
length decreased from 133 to 97 mm on average. During static contraction and changes in joint position on muscle
contractions at 10% of maximal voluntary contraction strength architecture.
(tensed condition), fascicle shortening was more pronounced The purpose of the present study was to determine
(from 126 to 67 mm), especially when the knee was closer to architecture of a human muscle, both at rest and
full extension. Similarly, as the knee was extended, the angle during contractions. We employed real-time ultrasonog-
of pennation (fascicle angle, defined as the angle between raphy to visualize fascicles in vivo (12, 13). The relation-
fascicles and aponeurosis) increased (relaxed, from 14 to 18°; ships between knee joint angles and fascicle lengths as
tensed, from 14 to 21°), and a greater increase in the well as angles of pennation for the vastus lateralis
pennation angle was observed in the tensed than in the
muscle were investigated.
relaxed condition when the knee was close to extension
(,40°). We conclude that there are differences in fascicle
lengths and pennation angles when the muscle is in a relaxed METHODS
and isometrically tensed conditions and that the differences
are affected by joint angles, at least at the submaximal Six healthy men (age 25 6 1 yr, body height 174.5 6 2.6 cm,
contraction level. body mass 72.1 6 4.4 kg) participated as subjects. The nature
and possible consequences of the study were explained to
vastus lateralis muscle; ultrasound; pennation angle; muscle each subject, and informed consent was obtained before-
contraction hand.
A real-time ultrasonic apparatus (SSD-2000, 7.5 MHz,
Aloka, Japan) was used. Precision and linearity of the image
have been confirmed by the authors elsewhere (12). The level
THE FORCE EXERTED BY MUSCLE fibers is modified by their of 50% of the thigh length (50% of the distance from the
geometric arrangement, structures of the joint, and the greater trochanter to the lateral epicondyle of the femur) was
angle and location of the tendon in respect to the bone, determined. At this level, the width of the vastus lateralis
before it appears at the joint as moments ( joint torque). muscle was measured by the use of the ultrasound apparatus,
and the position of one-half of the width was marked with a
Thus the sole observation of joint actions gives little pen. At this position, a longitudinal ultrasonic image was
information on muscle actions within. For instance, the obtained, and fascicles were visualized. One of the fascicles in
relationship between joint position and torque does not the image was carefully traced by moving the scanning head
disclose the length-force characteristics of the muscle. on the dermal surface proximally and distally, and ultrasound
This is especially true for pennate muscles in which images containing the whole fascicle from the proximal and
short fibers are arranged at an angle to the line of distal ends were obtained. From them, the length of the
action of the muscle, and the angle as well as muscle fascicle was measured by the use of a digital curvimeter
fiber length change during contraction. (Comcurve-8, Koizumi-Sokki, Japan). The measurement was
Knowledge of the geometric arrangement of muscle repeated five times for each subject. The coefficients of
fibers, i.e., muscle architecture, is therefore important variation ranged from 0.5 to 4.3%. The pennation angles
(fascicle angles), defined as the angles between the echoes of
when studying muscle functions and the resultant joint the deep aponeurosis of vastus lateralis and the echoes from
actions. To date, parameters such as the length, cross- interspaces among fascicles (9, 12, 17), were also measured.
sectional area, and pennation angles of fibers have been During measurement, the subject was seated on a test
investigated (1–3, 6, 7, 10, 11, 15, 19, 20, 23), and it has bench of an electric dynamometer (MYORET, Asics, Japan)
been shown that the muscle architecture considerably with a backrest and was secured by using straps around the
affects the manner in which muscle force is transmitted waist, breast, and the knee. The axis of the lever arm of the

354 0161-7567/97 $5.00 Copyright r 1997 the American Physiological Society

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FASCICLE LENGTH AND PENNATION IN CONTRACTING HUMAN MUSCLE 355

Fig. 1. Ultrasonic longitudinal image of vastus


lateralis muscle. Ultrasonic transducer was
placed on skin over the muscle at 50% distance
from greater trochanter to lateral epicondyle of
femur. Fascicle length (fL) was determined as
length of a line drawn along ultrasonic echo
parallel to fascicle. Fascicle angle (u) was deter-
mined as angle between echoes obtained from
fascicles and deep aponeurosis in ultrasonic
image. k, Distal end of a fascicle.

dynamometer was visually aligned with the estimated center tion (CV) according to the following equation
of the knee joint. An ankle cuff on the lever arm was attached
proximal to the lateral malleolus. The knee joint angles were CV 5 (SD/ xc) 3 100
changed every 10° from full extension to flexion at 110°, and,
where SD is the square root of the between-test variance
at each joint angle, ultrasonic measurement was performed.
obtained from the one-way repeated-measures analysis of
The subject relaxed knee extensor muscles during measure-
variance, and xc is the combined mean of the two measure-
ment.
ments (5). In addition, a paired t-test was performed for two
After the measurement in the relaxed condition, measure-
measurements in each condition and at each joint angle to
ments were carried out while the muscles were in a tensed
test their statistical difference. To investigate the effect of the
condition. After the subject familiarized himself with the
conditions (relaxed and tensed) and knee joint angles on the
testing procedures and after a warm-up session of several
lengths and angles of the fascicles, a two-way analysis of
submaximal and maximal exertions, the subject was encour- variance with repeated measures was used (2 3 12, condi-
aged to perform maximal isometric knee extension at the tions 3 knee joint angles). For those variables for which a
joint angles from flexion at 110° to full extension, with an significant effect was found, a Tukey post hoc test was used. A
interval of 10°, and the peak torque during exertion was P , 0.05 level of confidence was set for all analyses.
recorded. Rest periods were .1 min between contractions to
prevent fatigue and ensure a maximal contraction at each
joint angle. After the maximal torque measurement, 10% of RESULTS
the maximal torque was calculated for each joint angle. At In the ultrasonic image obtained from vastus latera-
respective joint angles, the subject exerted knee extension
lis muscle of one subject (Fig. 1), one can clearly observe
torque at 10% of the maximum, with a visual aid of the torque
displayed with the target torque on a monitor screen. The the echoes reflected from fascicles. The CV of repeated
ultrasonic measurement was done after confirmation that measurements of the fascicle lengths ranged from 0 to
torque became stable at the target level. 6.8% (relaxed, mean: 2.1%) and from 0 to 6.1% (tensed,
The lengths and angles of the fascicles in the relaxed and mean: 3.0%) for the knee angles tested; CV values of the
tensed conditions were measured on two different occasions. fascicle angles ranged from 0 to 2.0% (relaxed, mean:
Reproducibility was tested by computing coefficients of varia- 0.8%) and from 0 to 3.8% (tensed, mean: 1.7%). The

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356 FASCICLE LENGTH AND PENNATION IN CONTRACTING HUMAN MUSCLE

The fascicle angle increased from 14 to 18° during


knee extension (Fig. 3). At the same joint angle, larger
fascicle angles were observed in tensed than in relaxed
conditions, especially when the knee was in extended
positions with joint angles ,40° (statistically signifi-
cant at 0, 10, 20, and 30°). Angles of pennation for
vastus lateralis muscle have been reported to be 5–20°
in cadavers (23) and 6–27° in healthy subjects (9, 17).
These results are in good agreement with our measure-
ments.
The relationships between fascicle angles, fascicle
lengths, and knee joint angles differed between relaxed
and tensed conditions. When the knee was flexed
beyond 90°, fascicle length in the tensed condition was
slightly but significantly shorter than in the relaxed
Fig. 2. Changes in fascicle lengths at various angles of knee joint. condition, with no apparent difference in fascicle angles.
Measurements were done in 2 conditions: a relaxed (r) condition When the knee joint angle was between 90 and 40°,
with no muscle contraction and a tensed condition (s), where subject shorter fascicle lengths were more pronounced in the
performed static knee extensions at 10% of maximal voluntary tensed condition, with fascicle angles being somewhat
strength using an electrical dynamometer. Error bars indicate 1 SE
between subjects. * Significantly different between relaxed and tensed smaller than in the relaxed condition. When the knee
conditions, P , 0.05. was extended ,40°, fascicle lengths were much shorter
in the tensed condition, with a large significant incre-
ment in fascicle angles.
variability of CV was not affected by the knee joint
angles. Also, there were no significant differences be- DISCUSSION
tween mean values of the repeated measurements both The muscle architecture is an intermediate level that
for the lengths and angles of the fascicles. affects conversion of the force and excursion of muscle
When the knee was fully extended passively from the fibers into joint actions. Understanding of this level is
flexed position (110°, full extension corresponds to 0°; important when we estimate events that are happening
relaxed condition), the fascicle length decreased by 27% in the muscle from observations at the joint, but
from 132.9 6 8.3 to 96.7 6 6.9 (SE) mm (Fig. 2). When analysis of this level is often ignored (8). It has been
static voluntary contractions were performed at several shown that architectural parameters such as muscle
joint angles at 10% of the maximal voluntary contrac- fiber length and pennation angles affect functional
tion (MVC) strength, fascicle lengths decreased, and characteristics of a muscle (e.g., maximal shortening
the magnitude was greater (30%) when the knee was velocity and maximal tension) as well as intrinsic ones,
closer to full extension than when the knee was flexed such as fiber composition (4, 18). In some previous
(5%) (Fig. 2). The effect of different conditions was studies, human muscle architecture has been observed
significant at each joint angle except at 110°. in cadaver specimens and related to functional charac-
teristics (2, 3, 6, 10, 21), but very little data are
available in living human muscles. In the present
study, fascicle length and pennation angles were deter-
mined in vivo in a contracting human muscle, which is
the first attempt as long as the authors’ knowledge can
reach. We considered that the arrangement of a fas-
cicle, which is connected to proximal and distal ten-
dons, is important when one studies how muscle force is
transmitted to tendons and bones.
Changing knee position passively from 110° to full
extension resulted in change of fascicle length from 133
to 97 mm on average. When the muscle was actively
contracting in an isometric manner, the change in knee
position by the same amount corresponded to fascicle
shortening from 126 to 67 mm. The larger shortening
would have been caused by taking up of the elongated
series elastic component. The 30-mm difference be-
tween the relaxed and tensed conditions is as much as
Fig. 3. Changes in fascicle angles as a function of knee angles. one-half of the optimal fiber length of the vastus
Significantly larger fascicle angles in tensed than in relaxed condi-
tions were observed at extended positions (i.e., knee angle ,30°).
lateralis muscle (64–67 mm; Ref. 20). The results also
Error bars indicate 1 SE between subjects. * Significantly different show that the range of the fascicle length change is
between relaxed (r) and tensed (s) conditions, P , 0.05. beyond the optimal length of the vastus lateralis muscle

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FASCICLE LENGTH AND PENNATION IN CONTRACTING HUMAN MUSCLE 357

(20). This could mean that this muscle uses a descend- In the present study, the length and angle of fascicles
ing limb of the length-tension relationship within the were determined from the midbelly of the vastus latera-
physiological range, which agrees with a previous lis muscle at the level of 50% of the thigh length.
report on hand muscles (16). Although it has been shown that there is marked
Wickiewicz et al. (21) investigated in vivo force- uniformity of fiber length throughout a muscle (20),
velocity characteristics of muscle fibers from torque some studies have reported heterogeneity of fascicle
and angle of the knee joint. In their study, fiber lengths angles along the length of the muscle (10, 19). Thus the
of the knee extensor muscles were derived from cadav- relationships between joint angles and fascicle arrange-
ers. They measured knee extension torque using an ment might differ in the different portions of the
isokinetic dynamometer at an angle of 30° from full muscle, which remain to be determined. Besides, in
extension. However, as shown in the present study, at this study, only the muscle activity at 10% MVC was
this knee position, the length of the fascicle between tested in the tensed condition. Architectural behavior of
relaxed and tensed conditions differs greatly (110 vs. 92 fascicles would change at different activation levels, a
mm). In fact, the researchers estimated that the muscle fact that also deserves further studies.
fiber length change for 90° knee excursion was 15–23%, To date, architectural data of human skeletal muscles
which was comparable to the present result for the have been derived mainly from cadaver specimens
relaxed condition (23%, Fig. 2), but in the tensed (1–3, 6, 7, 11, 15, 20, 21, 23). The present results clearly
show that the architecture of actively contracting muscle
condition the change was much greater (43%). There-
fibers differs considerably from that in which the
fore, the determination by Wickiewicz et al. of shorten-
movement is passively induced. Although caution is
ing velocity of the muscle fibers could have been
certainly merited in interpreting the present results, it
underestimated. If the present results were interpo-
should be pointed out that the use of the architectural
lated to their data, the predicted maximal shortening data obtained in vivo would greatly contribute to the
velocity of fibers would be 589 not 315 mm/s (21). understanding of contracting human muscles.
Because the force applied to the tendon by the
contraction of muscle fibers is reduced by a factor of Address for reprint requests: Y. Kawakami, Dept. of Life Science
cosu (where u 5 pennation angle) from the sum of the (Sports Science), The Univ. of Tokyo, Komaba 3–8–1, Meguro, Tokyo
153, Japan (E-mail: kawakami@idaten.c.u-tokyo.ac.jp).
forces of the individual fibers, the larger the pennation
angles, the greater the reduction in force development Received 16 January 1996; accepted in final form 10 September 1996.
(11, 12, 14, 15). Larger fascicle angles at the extended
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