MCX/SEC/1946 June 24, 2021

BSE Limited
Department of Corporate Services
PJ Towers, Dalal Street,
Mumbai - 400001.

Ref: Scrip code: 534091 Scrip ID: MCX

Sub: Annual Secretarial Compliance Report for F Y 2020-2021

Dear Sir/ Madam,

Pursuant to Regulation 24A of Securities and Exchange Board of India (Listing Obligations and
Disclosure Requirements) Regulations, 2015 read with SEBI Circular No.
CIR/CFD/CMD1/27/2019 dated February 8, 2019; please find enclosed the Annual Secretarial
Compliance Report for the Financial Year ended March 31, 2021 issued by P. Naithani &
Associates, Practicing Company Secretaries.

Kindly take the same on records.

Thanking you,
Yours faithfully,

For Mufti Commodity Exchange of India Limited

puri Digitally signed
by puri ajay

ajay Date: 2021.06.24

18:35:49 +05'30'

Ajay Puri
Company Secretary

Encl: as above

MULTI COMMODITY EXCHANGE OF INDIA LTD.

EXCHANGE SQUARE, SUREN ROAD, ANDHERI (EAST), MUMBAI 400 093, INDIA. TEL: +91-22-6731 8888, FAX: +91-22-66494151, www.mcxindia.com
CIN: L51909MH2002PLC135594, info@mcxindia.com
 P. NAITHANI & ASSOCIATES
Company Secretaries
902, B Wing, Venus Tower, Veera Desai Road, Andheri (W), Mumbai - 400 053.
Mobile: +91 8779458982, +91 98204 00325 | Email: cs@careerimpact.in

Secretarial compliance report of MULTI COMMODITY EXCHANGE OF

INDIA LIMITED for the year ended 31st March 2021

I, Prasen Naithani, of P. Naithani & Associates, have examined:

(a) all the documents and records made available to us and explanation provided by
Multi Commodity Exchange Of India Limited (“the listed entity”),
(b) the filings/ submissions made by the listed entity to the stock exchanges,
(c) website of the listed entity,
(d) any other document/ filing, as may be relevant, which has been relied upon to
make this certification,
for the year ended 31st March, 2021, (Review Period) in respect of compliance with the
provisions of:
(a) the Securities and Exchange Board of India Act, 1992 (“SEBI Act”) and the
Regulations, circulars, guidelines issued thereunder; and
(b) the Securities Contracts (Regulation) Act, 1956 (“SCRA”), rules made
thereunder and the Regulations, circulars, guidelines issued thereunder by the
Securities and Exchange Board of India (“SEBI”);

The specific Regulations, whose provisions and the circulars/ guidelines issued
thereunder, have been examined, include:-
(a) Securities and Exchange Board of India (Listing Obligations and Disclosure
Requirements) Regulations, 2015 as amended from time to time;
(b) Securities Contracts (Regulation) (Stock Exchanges And Clearing
Corporations) Regulations, 2018;
(c) Securities and Exchange Board of India (Prohibition of Insider Trading)
Regulations, 2015;
(d) The Securities and Exchange Board of India (Substantial Acquisition of Shares and
Takeovers) Regulations, 2011;
(e) The Securities and Exchange Board of India (Depositories and Participants)
Regulations, 2018;
and based on the above examination, I hereby report that, during the Review Period:
i. The listed entity has complied with the provisions of the above Regulations and
circulars/ guidelines issued thereunder, except in respect of matters specified below:-
Sr Compliance Deviations Observations
. Requirement / Remarks of
N (Regulations/ the
o circulars / guidelines Practicing
including specific Company
clause) Secretary
NIL
ii. The listed entity has maintained proper records under the provisions of the above
Regulations and circulars/ guidelines issued thereunder insofar as it appears from
my/our examination of those records.

iii. The following are the details of actions taken against the listed entity/ its promoters/
directors/ material subsidiaries either by SEBI or by Stock Exchanges (including
under the Standard Operating Procedures issued by SEBI through various circulars)
under the aforesaid Acts/ Regulations and circulars/ guidelines issued thereunder:

S Action Details of Details of action taken Observations/

r taken by violation E.g. fines, warning letter, remarks of
. debarment, etc. the Practicing
N Company
o Secretary,
. if any.
NIL

iv. The listed entity has taken the following actions to comply with the observations made
in previous reports:

S Observations Observations made Actions Comments of

r. of the in the secretarial taken by the Practicing
N Practicing compliance report the listed Company
o. Company for the year ended entity, if Secretary on
Secretary in 31st March,2020 any the actions
the taken by the
previous listed entity
reports
1 Regulation The number of Public The numbers of Nil
23(3) of the Interest Directors PIDs were
Securities (PIDs) was less than the reduced due to
Contracts number of Shareholders resignation of two
(Regulation) directors on Governing PIDs from the
(Stock Board of the Stock Board of the
Exchanges And exchange up to 16th Exchange. The
Clearing September,2019 Exchange had
Corporations) informed the
Regulations, Regulator about
2018 such deviation
from the
composition of
the Board as
prescribed under
SECC
Regulations,
2018, consequent
to the resignation.
The said
vacancies were
filled vide SEBI
approval letter
 dated 17th
September, 2019.

For P. Naithani & Associates

Company Secretaries

Prasen Naithani
FCS No. 3830
C.P. No. 3389
PR.No.1131/2021

Place: Mumbai
Date: 24th June, 2021
UDIN: F003830C000507091