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Rehabilitative Guidelines After Total Knee Arthroplasty: A Review
Rehabilitative Guidelines After Total Knee Arthroplasty: A Review
1 Center for Joint Preservation and Replacement, Rubin Institute for Address for correspondence Michael A. Mont, MD, Center for Joint
Advanced Orthopaedics, Baltimore, Maryland Preservation and Replacement, Rubin Institute for Advanced
2 Department of Orthopaedics, Philadelphia College of Osteopathic Orthopaedics, 2401 West Belvedere Avenue, Baltimore, MD 21215
Medicine, Philadelphia, Pennsylvania (e-mail: mmont@lifebridgehealth.org; rhondamont@aol.com).
3 Department of Orthopaedic Surgery, Beth Israel Medical Center,
New York, New York
Abstract Rehabilitation following total knee arthroplasty (TKA) continues to pose a challenge for
both patients and providers. In addition, guidelines vary considerably between institu-
tions, which often leave therapy regimens to the discretion of the provider. The lack of
Total knee arthroplasty (TKA) is an excellent option for functional recovery following surgery. For example, it has
patients suffering from end-stage arthritis,1,2 and its success been observed that quadriceps muscle strength may decrease
largely depends on surgical technique and implant longevity, by up to 50 to 60% after the procedure and often fails to return
both of which have improved over the past several decades.3,4 to preoperative levels.8–13 Although orthopedists and thera-
For example, advances in perioperative interventions such as pists employ various techniques to address poor outcomes
the use of computer-assisted navigation and patient-specific following surgery, there is currently no consensus regarding
instrumentation, have demonstrated favorable outcomes and which rehabilitation protocols should be used for improved
are currently undergoing further investigation.5–7 Despite functional outcomes.14,15
these advancements, outcomes following TKA remain depen- Rehabilitation after TKA focuses on recovery of knee
dent on the adequacy of rehabilitation and subsequent range-of-motion (ROM), restoration of knee- and hip-muscle
strength, development of functional independence, and the The following rehabilitative modalities were chosen as a
ability to participate in recreational activities.16–18 These are result of the relevance criteria set before the search and
commonly used tangible and patient-reported measures to because they have been frequently utilized in other reviews:
assess postoperative function, and therefore, are often the Exercise therapy, aquatic therapy, balance training, continu-
focus of rehabilitation.16–18 Without rehabilitation, function- ous passive motion, cold therapy and compression, neuro-
al independence and activity levels may not be recovered. muscular electrical stimulation, transcutaneous electrical
Numerous modalities are directed toward regaining strength nerve stimulation, and instrument-assisted soft-tissue thera-
and function, including but not limited to physical therapy, py (see ►Appendix 1 for a summary of the studies).
aquatic therapy, ice/compression, transcutaneous electrical
nerve stimulation (TENS), neuromuscular electrical stimula- Exercise Therapy
tion (NMES), and instrument-assisted soft-tissue therapy. Exercise therapy plays a fundamental role in the postopera-
Different rehabilitation programs, select modalities for their tive rehabilitation of patients after TKA. Different protocols
patients based on practitioner preference, often with little to provide various instructions for the progression of therapy
no explanation of the reason for selection.14,19 after surgery, however, health care professionals often use
With the availability of a large number of postoperative their clinical judgment to make adjustments to optimize
rehabilitative modalities, determining the most suitable regimen results. Common elements in post-TKA exercise therapy
is often difficult. More importantly, there are no consistent or include, but are not limited to: passive knee ROM exercises,
widely implemented guidelines for rehabilitation after TKA,18,20 lower extremity stretches (for the quadriceps, hamstrings,
however, several other reviews21,22 have attempted to address and calf), ice/heat application, gait training, and functional
this topic. While they offer valuable insight into rehabilitation training.23 When exercise protocols are designed, many
following TKA, they did not include several available rehabilita- aspects may vary from therapist to therapist, including
assess the outcomes of a high intensity (HI) rehabilitation extension protocol demonstrated similar rates of improve-
program compared with a lower intensity rehabilitation ment with decreased treatment time, suggesting its utility in
program. They concluded that a HI program leads to better this common obstacle encountered during rehabilitation.
short-term (p < 0.05) and long-term (p < 0.05) functional Invasive modalities, such as botulinum toxin injections and
performance when compared with the control group. The HI soft-tissue releases, are available for the management of knee
group also demonstrated better short-term (p < 0.05) and flexion contractures but are beyond the scope of this review.
long-term (p ¼ 0.08) quadriceps strength. In summary, the primary purpose of exercise therapy is to
Moffet et al26 compared a new intensive functional reha- maximize early ROM, improve strength and pain, and to
bilitation (IFR) program with a control group who received normalize gait mechanics. While there is much debate as to
usual care (which was not defined). Four to six months after the use of an appropriate regimen, there is a consensus that
TKA, the IFR group demonstrated significantly greater im- postoperative exercise should consider patient-specific goals
provements in the 6MW distance (p ¼ 0.029), total Western in addition to having a long-term focus on strength and
Ontario and McMaster universities arthritis index (WOMAC) function.22
(p ¼ 0.007), and WOMAC pain score (p ¼ 0.001). There were
no significant differences between groups at the 1-year mark. Aquatic Therapy
Despite the success and encouraging results of the IFR group, Aquatic therapy after TKA has recently gained popularity, as it
they were unable to attain the same level of functional ability is believed that the buoyancy of water attenuates the effects of
as healthy age-matched individuals. By 12 months, only 30 of gravity, decreasing shear, and compressive forces in joints.40
69 patients (43.5%) who completed the study had a 6MW In addition, the water resistance improves strength, particu-
performance within normal ranges (mean, 448 m; 95% confi- larly as its intrinsic property to resist movements increases
dence interval, 423–473 m), of which 20 received IFR training. with speed.21,41 This may be more advantageous in the early
decreases forces within the knee joint, which may allow recovery of TKA patients.52 It is postulated to have healing
patients to experience some relief of pain. effects on articular cartilage and ligaments, as well as shorten
hospital stay, improve ROM, and lead to fewer circulatory
Balance Training complications.52–54 With the use of CPM, the patient should
Patients often have impaired balance after TKA as a result of aim to achieve at least 0 to 90 degrees ROM upon hospital
ligamentous damage that alters mechanoreceptors. This af- discharge and 0 to 120 degrees upon completion of postop-
fects joint proprioception and postural control, which in turn erative rehab.55 Several studies have demonstrated improve-
influences knee stability.45–47 These deficits affect the ability ments with CPM use. A retrospective study conducted by
of patients to perform activities such as twisting, pivoting, Romness and Rand54 retrospectively compared patients who
walking on uneven surfaces, and changing direction. To aid received CPM post-TKA with a control group who only
with this, balance training may be employed, which includes received a bulky compression dressing. They found that the
lower extremity ROM exercises and functional task-oriented CPM group had significantly greater knee flexion at discharge
exercises with resistance bands, sidestepping, tandem walk, compared with the control group (90 vs. 88 degrees;
and use of a tilt board or balance beam.48,49 p < 0.02). Additionally, the treatment group was able to reach
In a double-blinded, RCT conducted by Piva et al,45 it was 90 degrees of flexion in 7.7 days while the control group
determined that patients who received 6 weeks of balance required 10.3 days (p < 0.001). While the CPM group had a
training in addition to their functional training demonstrated greater mean post-operative wound drainage compared with
faster gait speed and better results on a single leg balance test the control group (630 vs. 499 mL, p < 0.02), there was no
than those who only received functional training. In a pro- significant difference in the length of hospital stay after TKA.
spective RCT, Liao et al,50 randomly assigned 113 patients to McInnes et al56 also conducted a RCT comparing CPM plus
either an experimental group (n ¼ 58) that received standard standard rehabilitation to standard rehabilitation alone.
physiotherapy and CPM application while the ST group ic compared with the control group (509 vs. 680 mg mor-
received physiotherapy and performed sling exercises. phine equivalents) during the same period (p < 0.05).
Patients in the ST group demonstrated significantly higher Treatment group patients also reported greater satisfaction,
passive flexion ROM by 6 degrees compared with the CPM with regards to pain control and stiffness relief, than the
group 1 day before discharge (p ¼ 0.022), however, no differ- control group (p < 0.0001).
ence was documented at the 3-month follow-up visit. Given In contrast, Bech et al64 found no additional benefit of
the ease at which sling therapy can be performed and its cost- consistent cooling via a motorized icing device in comparison
effectiveness compared with CPM, further research is to intermittent cooling using an ice bag within the first
warranted to assess its value and degree of clinical outcomes 48 hours after TKA. Significant differences were not observed
as a modality of post-TKA rehabilitation. between the control and intervention groups with regards to
In summary, CPM has been a long-standing approach pain, nausea or vomiting, passive ROM, or opioid use despite
utilized in the recovery of TKA patients. While some may significant differences in patient-reported satisfaction and
argue for the benefits of CPM in the acute in-patient phase, its compliance. The intervention group demonstrated greater
degree of long-term advantage still remains controversial.59 satisfaction (8.4 vs. 6.0, p ¼ 0.002) and greater compliance
More recent literature has suggested that CPM use may be both at day and night (86 vs. 30% and 88 vs. 31%, respectively;
associated with increased postoperative blood drainage, in- p < 0.001 for both), which the authors suggest may be due to
creased analgesic use, and persistent swelling. As a result of the convenience and ease of using an automated device.
this new evidence, orthopedists should assess if CPM use will In summary, most studies suggest that cryopneumatic
have a positive impact on patient recovery. therapy is effective for postoperative pain relief and function,
particularly as it decreases the metabolic activity of local
Cold Therapy and Compression tissues while providing external support and limiting the
that of the control group (p < 0.05). Moreover, the NMES required less pharmacological pain control (p ¼ 0.05).
group demonstrated significantly better 12-month outcomes Despite these promising results, the authors did not compare
for hamstring strength, SCT, TUG, and 6MW (p < 0.05 for all). pharmaceutical use between the placebo TENS and actual
Avramidis et al80 conducted a similar prospective RCT evalu- TENS groups. Similarly, Rakel et al82 conducted a randomized
ating 70 patients who received either NMES and physiother- placebo control trial that separated patients into cohorts
apy or physiotherapy alone. Compared with the control receiving TENS (n ¼ 122), placebo TENS (n ¼ 123), or the
group, the NMES group demonstrated a significantly greater standard of care (n ¼ 72). It was observed that the supple-
improvement in walking speed for the 3-minute walk test at mentation of TENS with pharmacological pain control re-
6 weeks (p ¼ 0.003) and 3 months (p ¼ 0.001), however, this sulted in a significant reduction of pain during movement
difference was not maintained at 12 months. The NMES group (p ¼ 0.019) and during gait speed testing (p ¼ 0.006) com-
also had significantly greater short form-36 (SF-36) physical pared with the standard of care group.
component scores and knee society function scores at Conversely, there are studies suggesting that TENS has no
6 weeks, 3 months, and 1 year after TKA (p ¼ 0.001 for all). effect on pain relief. In a double blinded, placebo controlled
Conversely, there is evidence suggesting that NMES offers trial, Breit et al89 randomized patients to receive patient-
no significant benefit in post-TKA patients. In the previously controlled analgesia (PCA, n ¼ 22), PCA and TENS (n ¼ 25), or
mentioned study by Petterson et al,25 no significant differ- PCA and placebo TENS (n ¼ 22). There were no significant
ences were found in any of the assessed outcomes (strength, differences in the use of sedation, spinal anesthesia, or
SF-36 physical and mental, or performance based tests; morphine, or VAS scores between the three groups
p > 0.08 for all after adjusted for baseline values) between (p > 0.05). Furthermore, Angulo et al90 evaluated patients
the progressive strength training group (n ¼ 45) and the who received sensory threshold TENS (n ¼ 18), subthreshold
joint NMES-progressive strength training group (n ¼ 47). In TENS (n ¼ 18), or no TENS at all (control, n ¼ 12). All three
(3) detecting and minimizing inappropriate fibrosis that may normal weight patients after TKA, weight loss measures
be causing irritation or mobility restrictions.92 should still be encouraged both pre- and postoperatively.
In summary, while this modality has shown promising Obesity is often linked with other comorbidities, contrib-
results in the treatment of various chronic orthopedic uting to an increased risk for complications after TKA. These
pathologies,93,98–100 such as tendinopathy and joint pain, complications include, but are not limited to, coronary artery
evidence has yet to be published regarding its use in the disease, hypertension, diabetes mellitus, sleep apnea, and
treatment of knee joint stiffness. Further research in this hyperlipidemia.107 Optimizing patient outcomes require
area is warranted to determine its efficacy as an acceptable treatment that may need to begin before TKA. Weight loss
rehabilitation modality for post-TKA patients. At the greater than 10% of one’s body weight can reduce their risk of
author’s institution, this treatment is used on patients knee osteoarthritis to that of the nonobese population,
who cannot attain knee flexion past 90 degrees or knee thereby minimizing the need for joint arthroplasty.108 These
extension past 15 degrees. Our early results indicate that interventions, whether dietetic, pharmacological, or other-
this is a very useful modality for patients with reduced ROM wise, should persist postoperatively to reduce obese patients’
at 4 to 6 weeks postoperatively. weight in the long-term to maximize functional recovery and
implant longevity.
In summary, current studies demonstrate varying, and
Special Circumstances: Obese and Active Patients
often times, conflicting outcomes in obese TKA patients.
Obese Patients Further work is necessary to evaluate whether specific
Obesity is a well-known risk factor for knee osteoarthritis and modalities can yield better postoperative outcomes in this
may increase a patient’s susceptibility for end-stage osteoar- growing patient subpopulation.
thritis requiring TKA.101 In fact, as the prevalence of obesity
concluded there was no difference in outcome as a result of consideration. Our review aimed to address both of
high-impact activities. these issues.
Contrarily, studies have demonstrated unfavorable results Based on the evidence examined, the optimal rehabilita-
with high levels of activity. Lavernia et al116 conducted a tion protocol should include several crucial components.
study examining autopsy-retrieved specimens after TKA, and Patients should engage in strengthening and functional
observed a positive correlation between activity level, poly- exercises that progress as clinical milestones are met over
ethylene component wear rate, and length of prosthesis the first 8 weeks after TKA. Careful early mobilization of the
implantation. Another study by Mintz et al117 evaluated tibial patella in all directions is critical for optimal ROM. Rehabili-
polyethylene in 33 patients after TKA, where component tation is encouraged to begin as soon as the first POD.
failure was more notably observed in younger patients. Strengthening programs can begin as closed-chain quadri-
They suggested this association was likely due to patient ceps exercises with supplemental weight added, and eventu-
activity level. ally progress to include eccentric and isokinetic exercises that
The amount of experience a patient has in a recreational are performed in concentric and eccentric modes throughout
activity is also important to consider during rehabilitation, the entire knee ROM. Goals should include an emphasis on
particularly for physically demanding activities with a risk for improvement of functional independence and mobility, nor-
injury, such as skiing, hiking, or horseback riding.110 It has malization of gait mechanics, pain reduction, and attainment
been proposed that individuals who are not regularly active, of early ROM.21,22,33 We agree with the research by Ebert
and therefore inadequately prepared for sporting activity, are et al119 that suggests active knee flexion of 80 degrees at the
at higher risk for athletic injury.118 Additionally, the knee initial outpatient visit (1–2 weeks post-TKA) is strongly
joint in a beginner may experience greater loads as compared correlated with active knee flexion of 110 degrees at 7 to
with someone who is at a more advanced level.111 In beginner 8 weeks after TKA. The achievement of 110 degrees of knee
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Orthop Relat Res 2001;(393):66–70 2014;95(6):1135–1140
Author, year Study group Therapy type Start of program End of program Primary measures Secondary Final
measures follow-up
Physical therapy Petterson et al, 2009 Intervention Progressive strengthening 3–4 wks postoperative 6 wks Quad strength and acti- SF-36, KOS ADLS, 12 mo
vation, TUG, SCT, 6MW knee AROM, knee
Control Standard rehabilitation N/A N/A
pain
Bade and Stevens- Intervention HI Upon hospital discharge 25 wks Pain, ROM, functional N/A 12 mo
Lapsley, 2011 performance, quadri-
Control LI 8 wks
ceps strength and
activation
Moffet et al, 2004 Intervention Intensive functional exer- 2 mo postoperatively 6–8 wks 6MW Total WOMAC, WO- 12 mo
cises þ home exercises MAC Pain
Control Usual care N/A N/A
Evgeniadis et al, Intervention A Core and upper extremity 3 wks preoperatively 12–14 d Iowa level of assistance N/A 14 wks
2008 exercises þ standard inpa- postoperatively scale, AROM
tient rehab
Intervention B Lower extremity home su- At discharge 8 wks
pervised þ standard inpa- postoperatively
tient rehab
Control Standard inpatient rehab N/A 12–14 d
postoperatively
McGrath et al, 2009 Primary TKA Custom knee device þ stan- 4–8 wks postoperatively Mean 8 wks Extension ROM, KSS N/A Mean
dard PT regimen pain/function scores 18 mo
Revision TKA
Aquatic therapy Valtonen et al, 2010 Intervention Progressive aquatic Mean 10 mo 12 wks Walking speed, SCT, N/A N/A
resistance postoperatively knee flexor/extensor
power, mean thigh
Control No intervention
muscle CSA, WOMAC
Valtonen et al, 2011 Intervention Progressive aquatic Mean 10 mo 12 wks Walking speed, SCT, N/A 12 mo
resistance postoperatively knee flexor/extensor
power, mean thigh
Control No intervention
muscle CSA, WOMAC
Harmer et al, 2009 Intervention Water-based exercise 2 wks postoperatively 6 wks WOMAC, knee ROM, N/A 26 wks
program 6MW, stair climbing
power
Control Land-based exercise program
Balance training Piva et al, 2010 Intervention Functional training þ bal- 2–4 mo postoperatively 6 wks WOMAC, LEFS Gait speed, single leg 6 mo
ance training balance
Control Functional training
Liao et al, 2013 Intervention Functional training þ bal- N/A 8 wks Timed 10 min walk, N/A 8 wks
ance training TUG, WOMAC
Vol. 29
þ 15 min of video games postoperatively extension, walking
speed, timed standing
Control Standard physiotherapy Mean 46 d Mean 53 d
tasks, LEFS, patient
þ 15 min lower leg postoperatively
satisfaction
strengthening
No. 3/2016
Mistry et al.
(Continued)
213
Appendix 1 (Continued)
Author, year Study group Therapy type Start of program End of program Primary measures Secondary Final
measures follow-up
CPM Romness and Rand, Intervention PT þ CPM Immediate Mean 7.7 d Knee flexion at dis- N/A 1y
1988 postoperative charge, postoperative
Control PT þ bulky compression Mean 10.3 d
wound drainage, LoS
dressing
McInnes et al, 1992 Intervention CPM þ standard rehab Immediate 7 d for CPM Pain, active/passive Complications, LoS 6 wks
Vol. 29
Pope et al, 1997 Intervention A CPM 0–40 degrees Immediate CPM removed after Mean flexion, functional N/A 12 mo
postoperative 48 h score, ROM, fixed flexion
Intervention B CPM 0–70 degrees
deformity, analgesic
Control Physiotherapy only POD 1 N/A usage
No. 3/2016
Rehabilitative Guidelines after TKA
Maniar et al, 2012 Intervention A 1-d CPM Immediate POD 2 Pain, ROM, TUG, swell- N/A 3 mo
postoperative ing, WOMAC, SF-12,
Intervention B 3-d CPM POD 4
wound healing
Control No CPM POD 5
Joshi et al, 2015 Intervention CPM þ physiotherapy Immediate postopera- Until hospital AROM, complications, N/A 3 mo
tive for CPM; POD 1 discharge discharge disposition,
Control Physiotherapy
WOMAC
Mistry et al.
Mau-Moeller et al, Intervention Physiotherapy þ sling POD 2 1 d before discharge Passive knee flexion Active knee flexion 3 mo
2014 exercises ROM ROM, active/passive
knee extension ROM,
Control Physiotherapy þ CPM
static postural con-
trol, physical activity,
pain, LoS, SF-36, HSS,
WOMAC
Cold and compres- Levy and Marmar, Intervention Cold compressive dressings Immediate Postoperative day 14 Blood loss, change in N/A N/A
sive therapy 1993 postoperative hemoglobin, analgesic
Control Standard dressings
usage, total arc ROM
Su et al, 2012 Intervention Cryopneumatic device Immediate N/A ROM, 6MW, TUG, knee N/A 6 wks
postoperative girth, narcotic use,
Control Ice with static compression
satisfaction
Bech et al, 2015 Intervention Consistent cooling via mo- Immediate First 48 h Pain (NPRS) Nausea, vomiting, First 48 h
torized device postoperative postoperatively passive ROM, opioid postoperatively
use, patient satisfac-
Control Intermittent cooling
tion, patient
compliance
NMES Stevens-Lapsley et al, Intervention Standard rehab þ NMES Rehab on POD 1; NMES 6 wks Quadriceps strength, SF-36, WOMAC 12 mo
2012 on POD 2 hamstring strength,
6MW, SCT, TUG, exten-
Control Standard rehab POD 1 8 wks
sion active ROM
Avramidis et al, 2011 Intervention Physiotherapy þ NMES POD 2 6 wks 3-min walk test, SF-36, N/A 12 mo
KSS
Control Physiotherapy POD 1 N/A
Levine et al, 2013 Intervention Home ROM exercise þ NMES 14 d preoperative 60 d postoperative KSS pain/function, WO- N/A 6 mo
MAC, TUG
Control Therapist-managed ROM ex- N/A N/A
ercise þ strengthening
exercises
Author, year Study group Therapy type Start of program End of program Primary measures Secondary Final
measures follow-up
TENS Stabile and Mallory, Intervention A Placebo TENS þ IM Immediate POD 3 Analgesic usage N/A POD 3
1978 hydromorphone postoperative
Intervention B Actual TENS þ IM
hydromorphone
Control IM hydromorphone
Rakel et al, 2014 Intervention A TENS Immediate 6 wks Pain during ROM and Pain intensity at rest, 6 wks
postoperative walking hyperalgesia,
Intervention B Placebo TENS 6 wks
function
Control Standard of care (pharmaco- N/A
logical analgesia only)
Breit et al, 2004 Intervention A PCA þ TENS Immediate First 24 h Use of sedation, spinal N/A First 24 h
postoperative postoperatively anesthesia, morphine; postoperatively
Intervention B PCA þ placebo TENS
VAS
Control PCA
Angulo et al, 1990 Intervention A Sensory threshold Immediate POD 3 VAS, pain relief, hospital N/A Either POD 3 or
TENS þ CPM postoperative stay, knee flexion arc, discharge from
narcotic usage hospital
Intervention B Subthreshold TENS þ CPM
Control CPM only
Abbreviations: 6MW, 6-min walk; ADLS, activities of daily living; AROM, active range of motion; CPM, continuous passive motion; CSA, cross-sectional area; HI, high intensity; IM, intramuscular; KOS, Knee Outcome
Survey ; KSS, knee society score; LEFS, Lower Extremity Functional Scale; LI, low intensity; LoS, length of stay; N/A, not applicable; NMES, neuromuscular electrical stimulation; POD, postoperative day; PT, physical
training; rehab, rehabilitation; ROM, range of motion; SCT, stair-climb test; SF-12, short form-12; SF-36, short form-36; TENS, transcutaneous electrical nerve stimulation; TKA, total knee arthroplasty; TUG, timed-up-
and-go test; VAS, visual analog scale; WOMAC, Western Ontario and McMaster Universities Arthritis Index.
Vol. 29
No. 3/2016
Mistry et al.
215
Appendix 2 Physical therapy guidelines for total knee arthroplasty. (Reprinted with permission from authors and AlterG, Inc., Fremont, CA.)
Appendix 2 (Continued )