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THE EFFECTS OF MULTIAXIAL AND UNIAXIAL

UNSTABLE SURFACE BALANCE TRAINING IN


COLLEGE ATHLETES
TRACEY C. EISEN, JEROME V. DANOFF, JAMES E. LEONE, AND TODD A. MILLER
Department of Exercise Science, The George Washington University Medical Center, Washington,
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District of Columbia

ABSTRACT Therefore, a threshold level of physical activity may exist that is


Eisen, TC, Danoff, JV, Leone, JE, and Miller, TA. The effects necessary to maintain balance during the off-season.
of multiaxial and uniaxial unstable surface balance training KEY WORDS functional ankle instability, star excursion balance
in college athletes. J Strength Cond Res 24(7): 1740–1745, test, proprioception
2010—The purpose of this study was to compare the effects of
2 different types of unstable surface balance training (uniaxial
on a rocker board [RB] and multiaxial on a dynadisc [DD]) on INTRODUCTION

A
balance in division 1 collegiate athletes in sports that are at high nkle sprains are common in sports involving
risk for ankle sprains. Subjects (n = 36) consisted of male running and jumping, particularly when in close
soccer players and female volleyball and soccer players who proximity to other players (29). A usual mecha-
were equally and randomly assigned to 1 of 3 groups (CON, nism for such injury is landing on another player’s
foot when jumping, which forces the foot rapidly into
DD, and RB). Balance training consisting of balancing on 1 leg
plantarflexion and inversion, stretching and sometimes
on either the RB or DD, while repeatedly catching a 1-kg ball
tearing the lateral ligaments of the ankle (31). Other risk
was performed 3 times per week for 4 weeks. Balance was
factors of ankle injury are numerous, including intrinsic
tested with the Star Excursion Balance Test (SEBT) before, factors, such as unstable postural sway, muscle weakness and
halfway through, and at the completion of the balance training. imbalance, poor flexibility or a hypermobile ankle joint, poor
Control (CON) subjects also were given the balance test but proprioception, previous predisposing injury, gender, and
did not participate in the training. A 3-way repeated analysis of anatomical malalignment of the ankle and foot (5,9,17,22,
variance revealed that no group individually changed SEBT 26,35), and extrinsic risk factors, such as shoe type, taping,
scores from pre (CON, 0.98 6 0.086; DD, 0.98 6 0.083; RB, orthotics worn in footwear, and playing surface (37,38).
0.97 6 0.085) to post (CON, 1.00 6 0.090; DD, 1.01 6 Functional instability has been defined as ‘‘the occurrence of
0.088; RB, 1.02 6 0.068) after balance training. When the 2 recurrent joint instability and the sensation of joint instability
treatment groups were combined (DD and RB), the p value
because of the contributions of any neuromuscular deficits,’’
(17) and becomes evident in up to 20–42% of the patients
decreased and came closer to significance (p = 0.136). When
suffering from an acute ankle injury (4,19).
all 3 groups were combined, there was a significant difference
Balance is an individual’s ability to maintain his or her
in SEBT scores from pretraining (CON + DD + RB; 0.98 6
center of gravity within the base of support (39). Stabilization
0.085) to posttraining (CON + DD + RB; 1.01 6 0.082), which of postural equilibrium is maintained by continuous afferent
likely indicates low statistical power. The increase in physical and efferent signals within the sensorimotor system with
activity the subjects experienced during the return to in-season feedback from somatosensory, vestibular, and visual inputs
activity, may have contributed to the significant differences in (3). Of the 3 classes of afferent nerves responsible for provid-
SEBT scores over time but not between DD or RB training. ing proprioceptive feedback (nerves in the ligaments and
joint capsule, skin, or muscle tissue), muscle afferents are
thought to play the most important role (33). Motor skill
training, which includes balance training, promotes the
neuromuscular mechanisms responsible for the co-contrac-
Address correspondence to Todd A. Miller, tamiller@gwu.edu. tion of agonist and antagonist muscles that enhance joint
24(7)/1740–1745 stability by increasing the sensitivity of feedback pathways
Journal of Strength and Conditioning Research and shortening the onset time of these muscles; this increased
Ó 2010 National Strength and Conditioning Association joint stiffness results in less joint displacement and thus less
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strain on joint structures (3,21). The ability to involuntarily


increase joint stiffness when in an unstable situation has been
shown on multiple occasions to reduce the rate of ankle
sprains in athletes (3,4,12,21,26–28,30,38). For example,
implementation of balance board training in Dutch volleyball
players resulted in a significantly lower incidence of ankle
sprains per 1,000 playing hours, when compared to a control
group that did no balance training (36).
To stimulate reflex joint stabilization, some believe that
activities should focus on sudden alterations in joint
positioning (26). Unstable surfaces provide these sudden
alterations and make training more dynamic, and possibly
more applicable to a sporting context (21). A commonly used
unstable surface is a rocker board (RB), which is a flat,
wooden surface, typically placed on a half cylinder or a dowel
to allow for uniaxial movement along 1 axis of the ankle. Figure 1. Dynadisc provides multiaxial movement of the ankle.
With this type of device, the direction of training is
determined by the position of the foot relative to the dowel
beneath the board. In contrast, an ankle disc, that is,
before, during, and after 12 sessions of multiaxial or uniaxial
a dynadisc (DD), is a flexible plastic pillow filled with air that
balance training.
allows for multiaxial ankle movement in all axes of the ankle,
regardless of foot position on the disc. The muscles that Subjects
stabilize the ankle to prevent any unwanted motion are the Subjects were athletes from the George Washington University
invertors and evertors (such as the tibialis posterior and (GWU) in Washington, DC, USA. Subjects were informed of
peroneal muscles) and plantarflexors and dorsiflexors (such the experimental risks and signed an informed consent
as the gastrocnemius and the tibialis anterior) (31). Although document before the investigation. The investigation was
uniaxial balance training and multiaxial balance training have approved by the Institutional Review Board for use of Human
both been shown to be effective at increasing balance, no subjects at GWU. Subjects were members of the women’s
studies have been found that compare the effects of uniaxial volleyball, men’s soccer, and women’s soccer teams, ages
vs. multiaxial balance training. Therefore, the purpose of this ranged from 18 to 22 years. Subjects were all athletes who at the
study was to determine whether mulit vs uniaxial balance start of data collection were resuming athletic team practice
training lead to differences in measured balance. and strength and conditioning sessions after an 8-week break
from regularly scheduled physical activity. Data collection
occurred throughout the late winter and early spring months,
METHODS simultaneous with the start of the spring playing season for all
Experimental Approach to the Problem subjects in this study. Subjects were attending regular practices
As stated earlier, some researchers argue that a sudden and organized strength and conditioning sessions 2–3 times per
alteration in joint positioning is effective at stimulating reflex week. Soccer and volleyball were chosen because of 16 college
joint stabilization (26). If this is in fact the case, one might sports observed between 1988 and 2004 by Hootman et al.
expect that a device designed to induce these alterations in (20); these had the highest rates of ankle sprains, according to
joint position multiaxially, such as the DD (Fitball brand, the National Collegiate Athletic Association Injury Surveil-
Allegro Medical, Scottsdale, AZ, USA) (Figure 1) might be lance System (20). All of these teams were out of season during
more effective at stimulating reflex joint stabilization than data collection, so outside training was easily controlled,
a device designed to induce these alterations uniaxially, such because it consisted mainly of strength and conditioning and
as the RB (Exertools, Rohnert Park, CA, USA) (Figure 2), agility sessions.
which allows for 12.5° of inversion and eversion only. The subject pool of 44 participants was reduced to 36 after
To date, no research has been performed that compares the multiple participants were excluded because of existing or
effects of uniaxial vs. multiaxial balance training on balance. new injuries incurred during the time of data collection.
For this reason, the DD and RB were selected as the balance Participants (n = 36) were recruited via an informational
training devices in this study. With respect to balance testing, session at a regularly scheduled strength and conditioning
a dynamic test may be more sports specific than a purely session for each of the participating teams. Subjects
static test because athletes are exposed to situations where completed a preparticipation data form solely to identify
balance is dynamically challenged every time they step, issues that could affect the outcome of the investigation,
run, or jump (21). For this reason, a dynamic test, the and to determine which leg was usually used as the support
Star Excursion Balance Test (SEBT) was used to test balance for a single limb activity such as kicking. Exclusion criteria

VOLUME 24 | NUMBER 7 | JULY 2010 | 1741


Surface Balance Training

Gribble et al. (14), Hertel (18), Kinzey (25), Plisky (32), and
Robinson (34). Briefly, the SEBT consisted of 8 lines of cloth
measuring tape adhered to the floor with clear packing tape
45° apart from each other, in the shape of an asterisk. Before
testing, the lengths of both lower extremities of each subject
were measured by the investigator from the anterior superior
iliac spine of the hip to the distal end of the medial malleolus
(14). While testing, subjects stood on one leg in the middle of
the star and reached as far as possible with their toes of the
opposite leg, holding their hands on their hips, and keeping
the heel of the stance leg on the ground. A mark on the tape
was made by the investigator with an erasable marker and the
distance was read from the center of the star to the mark (14).
After each reach, the distance was recorded and the mark
erased so that the subject did not use that mark as a target for
the next trial. Subjects performed only the posteromedial
reach, because this component of the SEBT is highly repre-
Figure 2. Rocker board provides uniaxial movement of the ankle.
sentative of the performance of all 8 components of the test in
limbs with and without chronic ankle instability (14). The
included anyone who had any lower back injury, leg injury, subject first practiced the test 3 times, waited 5 minutes, and
or a concussion as recently as 4 weeks before data collection, then performed the test 3 times. The 3 lengths were averaged
hypertension, recurrent fainting, or was simultaneously to find the reach length that was used in the analysis. Hertel
involved in an outside balance training program. Any et al. (18) also used the averages of 3 reach lengths to
subjects who experienced a leg, back, or head injury during determine balance. They applied factor analysis and analysis
the course of the investigation also were excluded. of variance (ANOVA) to compare the reach directions
To achieve stratified randomization, subjects first com- and concluded that there was sufficient redundancy in the
pleted the baseline balance test and were then ranked by the test procedure for any single direction to suffice as a valid
investigator from the lowest to the highest %maxd (this representation of lower extremity functional performance.
outcome measure is explained in the testing procedures). To normalize the reach length, the investigator divided the
Each subject was assigned a number depending on pretest reaching distance by the length of the stance lower extremity,
score, sequentially from highest to lowest (1–36). Based on then multiplied by 100. This number, abbreviated as %maxd,
ranking, scores were classified as top third (numbers one represents the reach distance as a percent of limb length
through 12), middle third (numbers 13–24), and lowest third (14,18). Testing was performed for both limbs and occurred
(numbers 25–36). Individuals in each of these sections were on the initial day of data collection and after the 6th and 12th
randomly assigned to 1 of the 3 experimental conditions: training sessions. Testing was conducted when the subjects
control (CON), RB, and DD. reported to their sport’s scheduled strength and conditioning
session before any other activities began.
Procedures
Balance Testing. Balance testing consisted of the SEBT, as Balance Training. Subjects in each testing group reported at
previously described by Bressel et al. (5), Buckley et al. (6), their scheduled time to participate in their regular strength

TABLE 1. Test scores on the star excursion balance test.*†

Group Pre Post Change p Value

DD (n = 12) 0.98 6 0.083 1.01 6 0.088 0.031 6 0.080 0.337


RB (n = 12) 0.97 6 0.085 1.02 6 0.068 0.046 6 0.076 0.348
CON (n = 12) 0.98 6 0.086 1.00 6 0.090 0.021 6 0.059 0.215
DD + RB (n = 24) 0.98 6 0.084 1.02 6 0.078 0.041 6 0.078 0.136
DD + RB + CON (n = 36) 0.98 6 0.085 1.01 6 0.082‡ 0.033 6 0.072 0.007
*DD = dynadisc; RB = rocker board; CON = control.
†Values are given as mean 6 SE.
‡Denotes significant difference from pretest (p , 0.001).

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and conditioning session, and the balance training was DISCUSSION


included at the end of the warm-up. Balance training occurred The results of this study show that individually, no group
3 times each week for 4 weeks, as 12 sessions have been showed a significant increase in SEBT score over time. When
shown to be the minimum number needed to result in balance the experimental groups are compared together against the
improvement (16). No balance training was performed by CON group, the p score comes closer to significance. When
subjects in the CON group. Subjects in the experimental
all groups are combined, there was a significant difference
groups paired up, and one partner balanced on the assigned
pre to post. The lack of a significant difference in SEBT score
surface, RB or DD. Balancing only was done on the for individual treatment groups could be the result of several
predetermined stance leg. If the subject was on a DD, the possible factors. First, both Impivaara et al. (23) and Davlin
stance foot was in the middle of the pillow. If the subject was (11) found that athletes have superior performance in
on an RB, the stance foot was in the middle of the board dynamic balance tasks than do nonathletes. From this, one
aligned parallel to the dowel on the underside and the board could speculate that the regular, high levels of physical
was balanced so that neither the medial nor the lateral edge activity that these athletes were exposed to could be an
touched the ground. The partner stood 10 ft back (marked
important contributor to improved dynamic balance. Sub-
by tape on the ground) and tossed a 1-kg weighted ball
jects in this study were all athletes who at the start of data
underhanded directly to the balancing partner. When collection were resuming athletic team practice and strength
catching and then throwing the ball back to his or her and conditioning sessions after an 8-week break from
partner, the participant attempted to stay on 1 leg on the regularly scheduled physical activity. Possibly the decreased
given unstable surface, and if balancing on the RB, he or level of activity preceding this study represented a detraining
she attempted to keep the board balanced. Each partner condition with respect to balance. As a result, the increased
performed 3 sets of 12 catches on the unstable surface. The level of physical activity that occurred upon resumption of
athlete’s rest between sets was when the partner was doing
regularly scheduled sport participation may have lead to
the balancing. Throughout the data collection, subjects were
significantly improved scores on the SEBT.
asked not to practice the SEBT or perform any additional The reporting of improvements in balance among a control
or other type of balance training outside of their sport or group of subjects is not without precedent. Chaiwanichsiri
strength and conditioning. et al. (8) used the SEBT as a balance training method for
Statistical Analyses athletes for 3 dwk21 for a 4-week period. Single leg stance
Power analysis based on preliminary data established that time assessed at pre and posttraining improved for both the
with a sample size of 36 subjects, statistical power was training group and the control group, but the training group
approximately 30%. A 3-way repeated ANOVA was con- demonstrated significantly greater improvement (p # 0.015)
ducted with group as a between subjects independent variable than the control group. This suggests that there is either
(the 3 groups were CON, RB, and DD) and time and limb a treatment effect or practice effect with repeated execution
as within subjects (repeated) dependent variables. Outcome of the SEBT. Because the Chaiwanichsiri study did not test
measures were recorded as %maxd and change in %maxd midway through the training, it is difficult to determine
throughout the testing. Significant F values, set at a p value of if the SEBT score improvements were from the subjects
p # 0.05, were subject to Tukey post hoc analysis. In addition, getting better at performing the task, which would represent
injuries were tracked to compare to national rates in these a practice effect or if the task actually increased subjects’
sports previously determined through a surveillance system balance ability, which would represent a treatment effect.
(20). Intraclass correlation coefficient (2,1) of the SEBT was Therefore, it is difficult to determine if improvements on the
previously established at 0.87 (25). SEBT in the current study were because of a practice or
training effect. If it were a training effect, then this study
RESULTS suggests that the SEBT only needs to be performed once
With a starting subject pool of 44 and a final n = 36, every 2 weeks for 1 month to improve balance ability.
the adherence rate was 81.8%. Five of the subjects excluded Statistical power for the sample size in the current study
had previous injuries that disqualified them from par- was low (approximately 30%) because of a small subject pool,
ticipation and 3 of the subjects were excluded because of and the probability of a type 2 error is consequently high.
new injuries incurred during athletic team practices during Estimates based on preliminary data indicated that a subject
the study period. None of these injuries were at the ankle pool of about 400 people would have been necessary to
joint. Performance on the SEBT was significantly different achieve a power of 70–80%. The changes in SEBT score
from the pretest to the posttest when all groups and measured were small compared with the overall variability of
sides were combined, p = 0.007 (Table 1). There was no the scores. Therefore, true improvements might have been
difference for each group individually, though, and no differ- obscured resulting in a type 2 error.
ence between trained and untrained legs within subject (data A possible contributor to the high variability in this study
not shown). was sport selection. The SEBT is different from other

VOLUME 24 | NUMBER 7 | JULY 2010 | 1743


Surface Balance Training

dynamic balance tests because it requires the subject to As previously stated, balance is an individual’s ability to
perform a maximal reach while balancing. Some sports may maintain his or her center of gravity within the base of support
have a greater requirement for increased reach ability than (39). Dynamic balance is the ability to perform a task while
others, so it might be practiced more; for example, one would maintaining a stable position (5). If performed correctly, the
expect a gymnast to be able to reach farther than a volleyball SEBT tests just that. The SEBT also may train dynamic
player because of the demands of the sport, though this has balance; this needs to be further investigated. As mentioned,
not been studied. A future study may have smaller SD, and considerations for future research also include making subject
possibly significant findings, if all subjects compete in the pools more specific; however, using other populations could
same sport. be used to determine if the same protocol could have
The subjects used in this current study did not have different effects. Younger athletes, nonathletes, other sports,
an ankle injury in the 4 weeks before commencement of and different injury statuses should be explored.
data collection, but functional ankle instability is a lingering
PRACTICAL APPLICATIONS
complication of previous ankle injury (2) and not identifying
people with a history of ankle sprains prevented the detection Because physical activity often results in an improvement in
this disability. In an earlier study, people with functional balance (11,23), the authors feel that the physical activity
instability in 1 limb yielded significantly lower scores when level of the subjects was an independent predictor of balance
performing the SEBT on that limb when compared with their ability. Preseason balance ability is a significant independent
other, healthy limb (7). This presents the possibility predictor of ankle ligament injury (22), so physical activity, be
of a nonhomogenous subject pool that could have contributed it balance training or otherwise, needs to be maintained
to the high variability in this study. In future research, subjects during any break in athletic participation to keep a high level
should have a similar injury history, increasing the chance that of balance. Activities need to challenge the athlete enough to
they will start with similar scores on the SEBT. actually garner improvements in balance. Postural control
As discussed, physical activity contributes to increased appears to correlate with anaerobic and aerobic capacity (13),
balance ability (11,23). One would expect that if persons are so activities that stress these components should be sufficient.
already skilled at something, they do not have as much The subjects in the current study participated in conditioning
potential for growth with training as would persons who are sessions 3 times per week, which included agility training,
new to that skill. Another group of individuals who have 3 or 4-mile-long runs, and strength training sessions 3 times
not shown to benefit from balance training are subjects per week that usually lasted for 1 hour. This level of activity
who have uninjured ankles (10,21), as was the case with was likely much higher than that which the subjects
the current study. A possibility for future research would be voluntarily performed during the off-season and is likely
to use inactive or recently injured subjects, because they have partially responsible for the improved balance in the control
been shown to benefit from balance training programs (4,15). group. Because of the important role that general physical
Injuries incurred during the data collection period consisted activity may play in maintaining balance, physical activity
of a contact-related concussion, a contact-related low back should be kept high during the off-season. Conventional
muscular strain, and lower leg compartment syndrome. training programs that focus on general fitness (i.e., strength,
Ankle injury rate during this study was 0. National rates of flexibility, power, and endurance) are likely to be adequate for
ankle injuries per 1,000 athlete exposures from 1988–1989 maintaining balance. Finally, injury rates are significantly
to 2003–2004 according to the National Collegiate Athletic higher in the competitive preseason than in- or postseason
Association Injury Surveillance System for men’s soccer, (1,20,24), so the off-season is just as important as any other
women’s soccer, and women’s volleyball were 1.24, 1.30, and time in the athletic year to maintain physical activity.
1.01, respectively (20). One could deduce from this that this
ACKNOWLEDGMENTS
study’s training program was a contributing factor to ankle
injury prevention, but further research is needed to decide The authors would like to thank the subjects who donated
this conclusively. their time and effort into the completion of this study.
Twelve training sessions may have been sufficient in
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