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Ocean Engineering: A. Etemad-Shahidi, N. Ghaemi
Ocean Engineering: A. Etemad-Shahidi, N. Ghaemi
Ocean Engineering
journal homepage: www.elsevier.com/locate/oceaneng
Model tree approach for prediction of pile groups scour due to waves
A. Etemad-Shahidi n, N. Ghaemi
Enviro-hydroinformatics COE, School of Civil Engineering, Iran University of Science and Technology, P.O. Box 16765-163, Tehran, Iran
a r t i c l e i n f o a b s t r a c t
Article history: Scour around piles could endanger the stability of the structures placed on them. Hence, an accurate
Received 10 January 2011 estimation of the scour depth around piles is very important in coastal and marine engineering. Due to
Accepted 17 July 2011 the complex interaction between the wave, seabed and pile group; prediction of the scour depth is not
Editor-in-Chief: A.I. Incecik
an easy task and the available empirical formulas have limited accuracy. Recently, soft computing
Available online 12 August 2011
methods such as Artificial Neural Networks (ANNs) and Support Vector Machines (SVMs) have been
Keywords: used for the prediction of the scour depth. However, these methods do not give enough insight about
Scour depth the process and are not as easy to use as the empirical equations. In this study, new formulas are given
Pile group that are easy to use, accurate and physically sound. Available empirical equations for estimating the
Soft computing method
pile group scour depth such as those of Sumer et al. (1992) and Bayram and Larson (2000), are less
Model tree
accurate compared to the given equations. These equations are as accurate as other soft computing
Probabilistic design
methods such as ANN and SVM. Moreover, in this study, safety factors are given for different levels of
acceptable risks, which can be so useful for engineers.
& 2011 Elsevier Ltd. All rights reserved.
1. Introduction was also studied by Sumer and Fredsoe (1998). The main focus of
their study was on the scour depth variation in different pile
Different arrangement of pile groups are widely used as arrangements and Keulegan–Carpenter numbers (KC). They found
support elements for offshore and coastal structures. Scour that the scour depth is governed by KC for small values of G/D.
around the piles is one of the most important aspects of the The above mentioned researchers examined different pile
structure stability. Scouring causes the structure stability to be arrangements but did not propose any equation to predict the scour
decreased significantly and may lead to its failure. In addition to depth around pile groups. A series of field experiments on the wave
the piles’ arrangement; pile geometry, sediment and waves scour around a single arrangement of pile groups was conducted by
properties are important in the prediction of the scour depth Bayram and Larson (2000). They presented an empirical equation for
around pile groups. estimation of the scour depth as a function of KC. They also modified
Although several studies have been conducted on the wave the equation presented by Sumer et al. (1992) for a single pile to
scour around single piles (e.g. Palmer, 1969; Sumer et al. (1992); predict the scour depth around a group of piles.
Guven et al., 2009), there are limited studies available on the In brief, predictive models developed for estimating their scour
wave-induced scour around pile groups. Chow and Herbich depth are given for a fixed type of arrangement and do not
(1978) studied scour around different arrangements of pile consider piles arrangement parameters properly. Hence, a trans-
groups. They found that the relative scour depth (S/H), where S parent and robust model can be very useful for this purpose. One
is the equilibrium scour depth and H is the wave height, increases of the most common soft computing method, i.e., Artificial Neural
with the increase in h/gT2 where h is the water depth, g is the Networks (ANNs) has been used for the estimation of scour depth
gravity and T is the wave period. They also investigated the (e.g. Kambekar and Deo, 2003; Azamathulla et al., 2005, 2010,
relationship between pile’s Reynolds number, relative depth and 2011; Bateni and Jeng, 2007; Bateni et al., 2007a, 2007b; Lee et al.,
sediment number for pile groups with 3, 4 and 6 piles. From these 2007). Kambekar and Deo (2003) used ANN for the estimation of
experiments, they noticed the effects of gap to diameter ratio wave-induced scour around pile groups. They used field data of
(G/D), where G is the distance between piles and D is the pile’s Bayram and Larson (2000) and showed that ANN could be a
diameter on S. Scour around various arrangements of pile groups suitable model for the prediction of the scour hole geometry.
Scour around pile groups was also investigated by Khosronejad
et al. (2003) with a feed-forward Multi-Layer Perceptron (MLP). In
n
Corresponding author. Tel.: þ9821 77240399; fax: þ 9821 77240398.
addition, Bateni et al. (2007b) used Adaptive Neuro-Fuzzy Infer-
E-mail addresses: etemad@iust.ac.ir, ence System (ANFIS) to evaluate the scour depth around pile
etemadshahidi@yahoo.com (A. Etemad-Shahidi). groups and compared their results with those of empirical studies.
0029-8018/$ - see front matter & 2011 Elsevier Ltd. All rights reserved.
doi:10.1016/j.oceaneng.2011.07.012
A. Etemad-Shahidi, N. Ghaemi / Ocean Engineering 38 (2011) 1522–1527 1523
Their study showed that ANN was more accurate than existing The Shields parameter and sediment number describes the flow
empirical equations. In their study, only a single pile arrangement on the seabed process.
was considered and geometrical parameters such as G/D and For scour around a pile group, G, number of piles parallel to the
number of piles were not considered. Azamathulla et al. (2010) flow (m) and number of piles normal to the flow (n) are also
also used ANN and Genetic Programming (GP) to predict the pier important. Thus, the dimensionless function for scour around a
scour depth. They found that GP was more effective in predicting pile group can be written as:
the scour depth when compared to regression equations and
S=D ¼ f ðRe ,Ns , y,KC,G=D,n,mÞ ð7Þ
ANNs. Recently, Ghazanfari-Hashemi et al. (2011) using Support
Vector Machine (SVM) and ANN estimated scour depth around Available empirical formulas for estimating the scour depth
pile groups with different arrangements. They showed that the around a pile group are, in fact, the ones for single piles that are
scour depth is governed by KC and also the pile arrangement modified for a group pile. In these formulas effective diameter
parameters. (De) is used to account for pile arrangement. According to Bayram
The main purpose of this study is to develop a robust and and Larson (2000), De is the diameter of a hypothetical circle
transparent model for the prediction of the scour depth for having an area equal to the parallelogram that connects the
different pile arrangements. Hence, M50 , as one of the algorithms center of the piles. The equation given by Sumer et al. (1992)
of Model Tree, is used for developing predictive and simple for prediction of the scour depth around a single pile was
formulas. Unlike most of the soft computing methods, which modified for a pile group by Bayram and Larson (2000) as:
are opaque, M50 algorithm can present formulas that are physi- S=De ¼ 1:3f1exp½0:03ðKC6Þgfor KC 46 ð8Þ
cally understandable and sound. Previously, M50 has been used
successfully to predict sediment transport (Bhattacharya et al., By using their field measurement, Bayram and Larson (2000)
2007), significant wave height (Etemad-Shahidi and Mahjoobi, also presented the following equation for the scour depth around
2009) and breakwater response (Etemad-Shahidi and Bonakdar, 2 2 pile groups:
2009; Bonakdar and Etemad-Shahidi, 2011). S=De ¼ 0:023KC ð9Þ
This paper is outlined as follows: a background about the
studies conducted on pile group scour depth is given in Section 2. In these empirical equations, the scour depth around a pile
Model Tree and M50 algorithm are described in Section 3. The group depends mostly on KC and is generally greater than scour
used dataset and modeling approach are given in Section 4 around a single pile since De is larger than D.
followed by the results and discussion in Section 5. Finally, the
summary and conclusion are presented in Section 7.
3. Model Trees (MTs)
2. Background Model Tree is one of the robust and suitable methods for
prediction and categorizing. MTs have more accuracy than regres-
Scour around a single round pile depends on three classes of sion trees; they are more understandable than ANN (Nahm-Chung
parameters i.e. the wave characteristics, the sediment properties and et al., 2010). The MT approach consists of two processes: building
the pile geometry. The functional relationship between equilibrium the tree and driving knowledge from it. The tree building process
scour depth for a single pile is (Sumer et al., 1992) involves dividing the input space into several regions using linear
regression models (Fig. 1). In the derivation process, a new data
S ¼ f ðT,d50 ,Um ,Ufm ,D,Gs , nÞ ð1Þ
record is given into one of the leaves of the tree. This process is
where d50 is the medium sediment diameter, Um is the maximum done according to a dividing condition of the previous process.
undisturbed orbital velocity at the sea bottom just above the wave Finally, the predicted output is obtained at the leaf of the tree. M50
boundary, Ufm is the shear velocity at the undisturbed bed given by algorithm is a modified version of M5 algorithm proposed by
Ufm ¼(0.5f)0.5Um in which f is the wave friction factor, Gs is the specific Wang and Witten (1997) that can deal with missing values.
gravity of sediments and n is the kinematic viscosity. With the help of M50 model tree algorithm first builds a regression tree by
dimensional analysis, this relationship can be presented in the splitting the instance space recursively. This process is done for
following dimensionless form (Sumer et al., 1992): minimizing the intra-subset variations in values from the root to
the node and through the branch. This variation is measured by
S=D ¼ f ðRe ,Ns , y,KCÞ ð2Þ
the standard deviation of the values that reach through the
where Re is the pile Reynolds number, Ns is the sediment number and branch from the root to the node, which is done by calculating
y is the Shields parameter. These are defined as: the expected reduction in error from testing each attribute at the
Um D node. The attribute which has the maximum expected error
Re ¼ ð3Þ reduction is selected. This splitting process is terminated when
n
the class values of all the instances that reach a node vary by less
Um than 5% of the standard deviation of the original dataset or only a
Ns ¼ pffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi ð4Þ
gðGs 1Þd50 few records are left (Quinlan, 1992). The standard deviation
reduction (SDR) is calculated as:
2
Ufm D X 9Ii 9
y¼ ð5Þ SDR ¼ sdðIÞ sdðIi Þ ð10Þ
gðGs 1Þd50 9I9
i
Um T In this equation, I is the set of records that reach the node, Ii
KC ¼ ð6Þ
D are the ones that are the result of splitting the node according to
These dimensionless parameters account for the effects of the chosen parameter and sd is the standard deviation. After
different physical processes that occur during the scour, such as growing the tree, a linear multiple regression model is con-
flow-structure interaction, flow-seabed interaction and sediment structed for each inner node. This model is built according to
transport. In Eq. (2) the Reynolds number and Keulegan– values related to that node and all the used test parameters in the
Carpenter number account for the flow pattern around the piles. sub-tree rooted at that node. If SDR for linear model in the root of
1524 A. Etemad-Shahidi, N. Ghaemi / Ocean Engineering 38 (2011) 1522–1527
np þkq
P0 ¼ ð11Þ
nþk
Table 2
Input and output parameters of M5’ model.
Table 3 2.6
Various approaches to estimate wave scour depth around group of piles. 2.4
2.2
Author Formula
2
Sumer et al. (1992) S=De ¼ 1:3f1exp½0:03ðKC6Þg 1.8
Bayram and Larson S=De ¼ 0:023 KC
Safety Factor
1.6
(2000)
8 1.4
Model Tree 0:46 0:95
< 0:05 n KC ð1expðG=D0:1ÞÞ
0:20
, G=D r 2:46
0:67 m
S=D ¼ n0:14 KC 0:47 ð1expðG=D0:1ÞÞ0:16
1.2
: 0:48 , G=D 4 2:46
m0:08
1
0.8
0.6
Table 4
0.4
Performance indices of various approaches to predict the scour depth.
0.2
Approach Error measures 0
Sumer et al. Bayram and Larson ANN SVM Model Tree
RMSE SI (%) CC Ia DR (mean 7 std)
Fig. 5. Box plots of empirical and soft computing methods.
Sumer et al. (1992) 1.29 100.3 0.05 0.36 1.32 71.93
Bayram and Larson (2000) 1.25 97.3 0.12 0.42 1.59 72.07
Table 5
ANN 0.40 30.7 0.85 0.91 1.23 70.60
Sensitivity analysis of the governing parameters.
SVM 0.32 25.0 0.90 0.95 1.03 70.45
Model Tree 0.34 26.7 0.92 0.93 0.99 70.32
Model Error statistics
1.5 the risk of failure of the structure due to the scour cannot be
determined. This limitation can be overcome using a safety factor,
which is directly related to the acceptable/desired level of risk.
1
Fig. 5 presents the box plots and safety factors for different
approaches. As seen, the traditional formulas are generally more
0.5 conservative and have the highest uncertainties (longer box plots)
while soft computing methods show good prediction close to
0 1.0 with less scatter. In addition, their safety factors are generally
0 0.5 1 1.5 2 2.5 3 smaller. For example, if 10% risk is acceptable, results from MT
S/D (Observed) model should be multiplied by 1.4 and this factor is more than
2.5 when using Sumer et al. (1992) equation.
Fig. 4. Comparison of measured and predicted normalized scour depths using
different approaches.
6. Sensitivity analysis
Fig. 4 and Table 4 show that the soft computing methods are
accurate enough. Statistical parameters of SVM, MT and ANN are Sensitivity analysis is used to find out the relative importance
close to each other and have a negligible difference. The most of independent parameters. For this purpose, parameters were
important advantage of MT, compared to other soft computing excluded (one by one) from the inputs and the models were
methods, is giving direct mathematical expressions, which can be developed. The error measures are shown in Table 5. This table
used easily for estimating the scour depth. In addition the given shows that S/D is mostly affected by KC. According to this table,
equations can give more insights into the understanding of the the next important parameters are G/D, m and n, respectively. The
physical process. The other advantage of MT is the simplicity of order of parameters’ importance and the sensitivity of S/D to each
developing models. In order to develop ANN and SVM models, of them conform with the results obtained recently by
several parameters such as the number of hidden neurons must Ghazanfari-Hashemi et al. (2011).
be optimized while this is not the case in MT. In addition, the run
time of MT is less than those of SVM and ANN. The time taken for
running MT using a PC with a Pentium 4 processor of 2.67 GHz 7. Summary and conclusion
and 2 GB RAM was 0.14 s. However according to Ghazanfari-
Hashemi et al. (2011) running SVM and ANN took 1.05 and In this study, M50 model tree was used to predict the pile
17.88 s, respectively, in this case. group scour depth in waves. Two series of laboratory and field
A reliable prediction of scour depth is vital for engineers to data consisting of different pile group arrangements were used for
have a reliable, technically correct and economic design. The box building the model. Then, the results of the model tree were
plots of DR can be used to assess the reliability of the used model. compared with those of empirical methods of Sumer et al. (1992)
Based on Table 4, it seems that the traditional formulas are more and Bayram and Larson (2000) and also results from Support
conservative than the proposed ones. However, it is impossible to Vector Machine (SVM) and Artificial Neural Network (ANN)
know the uncertainty/safety factor incorporated in them. Hence, models. Error measures showed that soft computing methods
A. Etemad-Shahidi, N. Ghaemi / Ocean Engineering 38 (2011) 1522–1527 1527
are more accurate than the empirical methods. Although these Bateni, S.M., Jeng, D.S., Melville, B.W., 2007b. Bayesian neural networks for
measures were nearly the same for SVM, MT and ANN; MT was prediction of equilibrium and time-dependent scour depth around bridge
piers. Advances in Engineering Software 38, 102–111.
preferred because it presents easier to use and physically sound Bateni, S.M., Jeng, D.S., 2007. Estimation of pile group scour using adaptive neuro-
equations, is less time-consuming and does not need optimization fuzzy approach. Ocean Engineering 34, 1344–1354.
of several parameters. MT showed that the scour depth around Bayram, A., Larson, M., 2000. Analysis of scour around a group of vertical piles in
the field. Journal of Waterway, Port, Coastal and Ocean Engineering 126,
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gap to diameter ratio (G/D), number of piles parallel to the flow Bhattacharya, B., Price, R.K., Solomatine, D.P., 2007. Machine learning approach to
(m) and number of piles normal to the flow (n). According to the modeling sediment transport. Journal of Hydraulic Engineering 133, 440–450.
Bonakdar, L., Etemad-Shahidi, A., 2011. Predicting wave run-up on rubble-mound
given formulas, the S/D increases by the increase in KC, G/D and n, structures using M5 model tree. Ocean Engineering 38, 111–118.
while it decreases by the increase in m. It was also found that for Chow, W.Y., Herbich, J.B., 1978. Scour around a group of piles. In: Proceedings of
large G/D values, the importance of n and m become less; which is the Offshore Technology Conference. Dallas, pp. 2243–2254.
Etemad-Shahidi, A., Bonakdar, L., 2009. Design of rubble-mound breakwaters
physically sound. A sensitivity analysis was also conducted to
using M50 machine learning method. Applied Ocean Research 31, 197–201.
investigate the effect of different input parameters on the equili- Etemad-Shahidi, A., Mahjoobi, J., 2009. Comparison between M50 model tree and
brium scour depth. The sensitivity analysis showed that the scour neural networks for prediction of significant wave height in Lake Superior.
depth was mainly governed by KC and G/D. In order to address the Ocean Engineering 36, 1175–1181.
Etemad-Shahidi, A., Yasa, R., Kazeminezhad, M.H., 2010. Prediction of Wave
uncertainty in the developed formulas, a probabilistic approach Induced Scour under Submarine Pipelines using Machine Learning Approach.
using safety factors was suggested for practical purposes. Ghazanfari-Hashemi, S., Etemad-Shahidi, A., Kazeminezhad, M.H., Mansoori, A.R.,
2011. Prediction of pile groups scour in waves using support vector machines
and ANN. Journal of Hydroinformatics 13, 609–620.
Guven, A., Azmathulla, H., Zakaria, N., 2009. Linear genetic programming for
Acknowledgments prediction of circular pile scour. Ocean Engineering 36, 985–991.
Kambekar, A.R., Deo, M.C., 2003. Estimation of pile group using neural networks.
Applied Ocean Research 25, 225–234.
The authors would like to thank Samaneh Ghazanfari for Khosronejad, A., Montazer, G.A., Ghodsian, M., 2003. Estimation of scour proper-
providing the original models and University of Waikato for the ties around vertical pile using ANNs. International Journal of Sediment
Research 18, 290–300.
WEKA software. In addition, the authors are grateful to Moham- Lee, T.L., Jeng, D.S., Zhang, G.H., Hong, J.H., 2007. Neural network modeling for
mad H. Kazeminezhad for his helpful suggestions. This study was estimation of scour depth around bridge piers. Journal of Hydrodynamic 19
partly supported by the Deputy of Research, Iran University of (3), 378–386.
Nahm-Chung, J., Popescu, I., Kelderman, P., Solomatine, D.P., Price, R.K., 2010.
Science and Technology (IUST). Application of model trees and other machine learning techniques for algal
growth prediction in Yongdam reservoir, Republic of Korea. Journal of
Hydroinformatics 12, 262–274.
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