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Trauma and Posttraumatic Stress Disorder in The Co
Trauma and Posttraumatic Stress Disorder in The Co
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Trauma and Posttraumatic Stress Disorder in the Community: The 1996 Detroit
Area Survey of Trauma
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Lonni Schultz
Henry Ford Hospital
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Background: The study estimates the relative impor- most often reported as the precipitating event among per-
tance of specific types of traumas experienced in the com- sons with PTSD (31% of all PTSD cases) was sudden un-
munity in terms of their prevalence and risk of leading expected death of a loved one, an event experienced by
to posttraumatic stress disorder (PTSD). 60% of the sample, and with a moderate risk of PTSD
(14.3%). Women were at higher risk of PTSD than men,
Methods: A representative sample of 2181 persons in controlling for type of trauma.
the Detroit area aged 18 to 45 years were interviewed by
telephone to assess the lifetime history of traumatic events Conclusions: The risk of PTSD associated with a repre-
and PTSD, according to DSM-IV. Posttraumatic stress dis- sentative sample of traumas is less than previously esti-
order was assessed with respect to a randomly selected mated. Previous studies have overestimated the condi-
trauma from the list of traumas reported by each respon- tional risk of PTSD by focusing on the worst events the
dent, using a modified version of the Diagnostic Inter- respondents had ever experienced. Although recent re-
view Schedule, Version IV, and the World Health Orga- search has focused on combat, rape, and other assaultive
nization Composite International Diagnostic Interview. violence as causes of PTSD, sudden unexpected death of
a loved one is a far more important cause of PTSD in the
Results: The conditional risk of PTSD following expo- community, accounting for nearly one third of PTSD cases.
sure to trauma was 9.2%. The highest risk of PTSD was
associated with assaultive violence (20.9%). The trauma Arch Gen Psychiatry. 1998;55:626-632
A
LTHOUGH posttraumatic dent is the one most likely to cause PTSD.
stress disorder (PTSD) has Evidence supporting this assumption has
been closely identified been reported.4 However, data on the worst
with Vietnam war veter- trauma also have been used to estimate the
ans, there has been a grow- conditional risk of PTSD across types of
ing interest in the disorder as it applies to trauma (ie, the probability of PTSD among
a wide range of traumas experienced by those exposed to trauma). The focus on the
individuals in the community.1-8 The core worst traumas has probably overstated the
features of PTSD consist of (1) the “stressor conditional risk of PTSD given exposure, be-
criterion” that defines the etiologic event cause these traumas represent the extreme
in PTSD; and (2) the set of symptoms that end of the distribution of experiences re-
defines the characteristic PTSD syn- garded as potential causes of PTSD, in terms
drome, ie, (a) reexperiencing the trauma, of their objective features or the psycho-
(b) numbing of responsiveness or avoid- logical distress in the aftermath.8 It is rea-
ance of thoughts or acts related to the sonable to assume that traumas resulting in
trauma, and (c) excess arousal.9 Recent marked psychological distress would be
surveys in the general population have es- more likely to be selected as the worst. A
From the Departments of timated that approximately 1 adult in 12 contamination of the selection of events by
Psychiatry (Drs Breslau, has experienced PTSD at any time in life, their psychological sequelae would result in
Chilcoat, and Davis and roughly 15% to 24% of those exposed to a spuriously strong association between
Ms Andreski) and traumatic events.3,8 trauma and PTSD. An unbiased estimate of
Biostatistics/Research Previous epidemiological studies have the conditional risk of PTSD can be ob-
Epidemiology (Drs Breslau,
focused on traumas nominated by respon- tained by eliciting complete accounts of all
Chilcoat, and Schultz), Henry
Ford Health System, Detroit,
dents as the worst or most upsetting events the traumas experienced by each respon-
Mich; and the Department of they had ever experienced. The purpose has dent and assessing PTSD for a trauma ran-
Health Care Policy, Harvard been to measure the lifetime prevalence of domly selected from each respondent’s list.8
Medical School, Boston, Mass PTSD in the population, assuming that the To our knowlwedge, no survey of this type
(Dr Kessler). worst trauma experienced by each respon- has yet been reported.
The present study examines traumatic events and military combat) and others in more than 25% (eg, mugged,
PTSD in a representative sample of 2181 persons in the De- serious car crash) (Table 2). Sudden unexpected death of
troit area. An important advance in this study is the col- a close relative or friend was the most prevalent, with 60%
lection of a complete history of traumatic events and in- of the sample having experienced an event of this type. The
formation on PTSD linked to a randomly selected trauma lifetime prevalence of exposure to any trauma was 89.6%
from the list of all traumas reported by each respondent. (SE = 0.8). The mean number of distinct traumatic events
We focus on PTSD as defined in the DSM IV.9 Although reportedbypersonsexposedtoanytraumawas4.8(SE = 0.1),
the syndrome of PTSD has changed little from earlier DSM and was significantly higher in men than in women, 5.3 vs
editions,10,11 the stressor criterion that defines the etio- 4.3, respectively (Student t = 5.6, P,.001).
logic event in PTSD changed materially. The new defini-
tion broadens the range of “qualifying” events beyond the SOCIODEMOGRAPHIC FACTORS ASSOCIATED
core category that had initially been used to define PTSD, WITH EXPOSURE TO TRAUMA
ie, military combat, war, disaster, and criminal violence.
The revised definition also includes a subjective compo- The distributions of exposure to traumatic events and the
nent, requiring that the “person’s response involved in- associations between exposure and key sociodemo-
tense fear, helplessness, or horror.”9 The revision aligns the graphic factors were examined in relation to the 4 classes
stressor criterion with ongoing clinical practice, which is of traumatic events (Table 3). Women were about half
guided by the principle that people may perceive and re- as likely as men to be exposed to assaultive violence and
spond differently to outwardly similar events.12 other injury or shocking experience, adjusted for sociode-
mographic factors. Sex comparisons of exposure to spe-
RESULTS cific traumas within the assaultive violence class showed
that women were more likely than men to report rape (9.4%
EXPOSURE TO TRAUMATIC EVENTS vs 1.1%) and other sexual assault (9.4% vs 2.8%), whereas
men were more likely than women to report other types
The lifetime prevalence of exposure to trauma varied widely of assaultive violence, including mugging or threatened with
across traumatic events, with some occurring in less than a weapon (34.0% vs 16.4%), shot or stabbed (8.2% vs 1.8%),
2% of the population (ie, held captive/tortured/kidnapped, and badly beaten up (13.1% vs 9.8%) (data not shown in a
table). The lifetime prevalence of assaultive violence was also declined after age 20 years, did not continue to de-
higher in nonwhites than whites, in persons with low edu- cline in the subsequent years. Sudden unexpected death
cation than college graduates, in those with low income of a loved one was the only trauma to remain at the high
than high income, in central-city residents than other- level it reached at the 16-to-20 age interval until age 40
area residents, and in those previously married than mar- years and to climax between 41 and 45 years of age.
ried. The associations with place of residence and marital
status disappeared when race, education, and income were THE CONDITIONAL RISK OF PTSD
controlled. The adjusted odds for assaultive violence was
approximately 2-fold higher in nonwhites than whites, and The conditional probability of PTSD was estimated on the
in those with less than high school education and annual randomly selected traumatic events (Table 4). Overall, the
income of less than $25 000, compared with college gradu- probability of PTSD after exposure was 9.2% (SE=1.0)—
ates and those with annual income of $75 000 or above, 13.0% (SE=1.6) in women and 6.2% (SE=1.2) in men. As-
respectively. In contrast with assaultive violence, other saultiveviolencehadthehighestprobabilityofPTSD(20.9%).
classes of trauma were only weakly or not at all associated Learning about traumatic events experienced by others had
with race and socioeconomic indicators (Table 3). the lowest probability of PTSD (2.2%). However, learning
about the sudden unexpected death of a loved one was as-
AGE-SPECIFIC RISK OF TRAUMA sociated with a moderate probability of PTSD (14.3%).
Figure 1 depicts the occurrence rates of exposure to PROPORTIONS OF PTSD CASES RESULTING
trauma by age, using standard life table methods. The rates FROM SPECIFIC TYPES OF TRAUMAS
of occurrence of all 4 classes of trauma peaked sharply
at age 16 to 20 years. However, marked differences were As shown in the third part of Table 4, the single most
observed across classes of trauma in the pattern of the important trauma as cause of PTSD was sudden unex-
rates over the life span of the respondents. The probabil- pected death of a loved one, with 31.1% of all PTSD cases
ity of assaultive violence declined precipitously after age attributable to an event of this type. The prominence of
20 years, continued to decline in the third and fourth de- unexpected death of a loved one reflects its high preva-
cades of life, and remained low up to age 45 years. In con- lence in the community and the moderate risk of PTSD
trast, the probabilities of other classes of trauma, which associated with it. Assaultive violence as a category ac-
*Weights adjust estimates for sampling design and poststratification to for remission in women vs men was 0.53 (95% confidence
census characteristics. Some of the variables have missing data and the interval[CI],0.36-0.90),andfordirectlyexperiencedtrauma
numbers do not add up to the total. vs other trauma, 0.61 (95% CI, 0.41-0.90), with each vari-
†US Bureau of the Census (data on the Detroit primary metropolitan
statistical area).13 able adjusted for the effect of the other.
% AOR (95% CI) % AOR (95% CI) % AOR (95% CI) % AOR (95% CI)
Total 37.7 ... 59.8 ... 62.4 ... 60.0 ...
Sex
Female 32.4 0.55 (0.45-0.69) 52.0 0.48 (0.38-0.59) 61.8 1.01 (0.81-1.25) 59.0 0.90 (0.73-1.12)
Male 43.3 1.00 68.0 1.00 63.1 1.00 61.1 1.00
Race
Nonwhite 54.7 1.97 (1.44-2.70) 66.1 1.31 (0.96-1.79) 69.0 1.39 (1.02-1.90) 66.4 1.32 (0.97-1.81)
White 31.8 1.00 57.8 1.00 60.8 1.00 58.2 1.00
Education
,High school 52.3 2.03 (1.27-3.26) 65.1 1.57 (0.96-2.56) 64.3 0.95 (0.59-1.52) 63.6 1.49 (0.95-2.34)
High school 40.7 1.52 (1.11-2.08) 60.7 1.21 (0.90-1.62) 59.4 0.84 (0.62-1.12) 62.0 1.49 (1.11-2.00)
Some college 38.4 1.46 (1.09-1.96) 61.2 1.36 (1.02-1.83) 64.6 1.04 (0.78-1.40) 62.4 1.52 (1.16-2.00)
4-y college 27.2 1.00 54.6 1.00 63.5 1.00 52.8 1.00
Household income, $
,25 000 49.7 1.84 (1.22-2.78) 65.6 1.27 (0.86-1.88) 63.2 1.14 (0.78-1.65) 60.1 0.87 (0.60-1.26)
25 000-34 999 38.5 1.36 (0.89-2.10) 60.3 1.03 (0.68-1.56) 67.6 1.51 (1.00-2.27) 62.4 0.98 (0.66-1.45)
35 000-49 999 35.8 1.27 (0.86-1.88) 63.8 1.25 (0.86-1.81) 65.9 1.45 (1.02-2.06) 61.3 0.97 (0.68-1.38)
50 000-74 999 33.4 1.15 (0.79-1.67) 52.1 0.78 (0.55-1.11) 61.4 1.20 (0.84-1.70) 58.0 0.89 (0.62-1.26)
$75 000 27.3 1.00 56.7 1.00 58.0 1.00 59.7 1.00
Marital status
Separated/widowed/divorced 46.9 1.11 (0.78-1.57) 64.5 1.15 (0.82-1.61) 58.5 0.82 (0.60-1.12) 60.6 0.90 (0.64-1.25)
Never married 39.6 0.83 (0.63-1.09) 61.3 0.93 (0.71-1.23) 65.2 1.11 (0.86-1.43) 58.4 0.84 (0.65-1.09)
Married 33.9 1.00 57.4 1.00 61.1 1.00 61.1 1.00
Residence
Central city 54.2 1.36 (0.98-1.90) 65.5 1.14 (0.82-1.59) 67.1 1.11 (0.79-1.54) 66.6 1.17 (0.84-1.64)
Other 33.5 1.00 58.3 1.00 61.2 1.00 58.4 1.00
*AOR indicates adjusted odds ratio, derived from logistic regression model in which exposure is the dependent variable and all listed variables are the
independent variables; CI, confidence interval.
COMMENT 0.06
0.05
Key findings from this study are as follows: (1) The lifetime
prevalence of exposure to 1 or more traumatic events de- 0.04
fined according to DSM-IV was 89.6%; the most prevalent
0.03
trauma was sudden unexpected death of a close relative or
friend (60%). (2) Assaultive violence was higher in men, 0.02
nonwhites,andpersonswithlowsocioeconomicstatus;other 0.01
classes of trauma showed weak or no relationship with race
and socioeconomic status. (3) The conditional probabil- 0.00
≤10 11-15 16-20 21-25 26-30 31-35 36-40 41-45
ity of PTSD after exposure to a representative sample of trau- Age Category, y
mas experienced by the respondents was 9.2%; it was 2-fold
higher in women than in men, controlling for type of trauma. Figure 1. Age-specific occurrence rates of 4 classes of traumatic events. At
each age interval, the occurrence rate is estimated from the number of
(4) Assaultive violence had the highest risk of PTSD. exposures divided by the number of person-years at that interval.
(5) Sudden unexpected death of a loved one contributed a
large proportion of PTSD cases (31%), because of its high
rate in the population and a moderate risk of PTSD. (6) In Comorbidity Survey of the prevalence of specific types
most cases (74%), PTSD persisted for more than 6 months; of trauma with similar definition to those in this study,
the duration of PTSD was longer in women than in men and ie, rape, natural disaster, and witnessing a killing or se-
in cases resulting from trauma experienced directly than rious injury, are close to the estimates in this study.8 The
learning about trauma or sudden death of a loved one. prevalence of sudden unexpected death of a loved one,
The lifetime prevalence of exposure to 1 or more which was found to be higher than any other trauma, had
traumatic events in this study was higher than in previ- not been estimated previously.
ous community surveys that have used the narrower defi- We found that the period of high risk of exposure to
nition of trauma. However, estimates from the National assaultive violence is limited to late adolescence and early
Distribution of Random Traumas, Conditional Risk of PTSD Across % (SE) of PTSD Cases
No. (%) Exposed Specific Traumas, % PTSD (SE) Due to Specific Traumas
Assaultive violence 286 (17.5) 20.9 (3.4) 39.5 (5.5)
Military combat 8 (0.6) 0 (0.0) 0.0 (0.0)
Rape 32 (1.8) 49.0 (12.2) 9.5 (2.9)
Held captive/tortured/kidnapped 7 (0.5) 53.8 (23.4) 2.6 (2.0)
Shot/stabbed 21 (1.8) 15.4 (13.7) 3.0 (2.9)
Sexual assault other than rape 27 (2.0) 23.7 (10.8) 5.0 (2.5)
Mugged/threatened with weapon 138 (7.0) 8.0 (3.7) 6.1 (2.9)
Badly beaten up 53 (3.9) 31.9 (8.6) 13.3 (3.8)
Other injury or shock 633 (34.0) 6.1 (1.4) 22.5 (4.6)
Serious car crash 168 (8.2) 2.3 (1.3) 2.0 (1.1)
Other serious accident 87 (4.8) 16.8 (6.2) 8.6 (3.4)
Natural disaster 109 (6.0) 3.8 (3.0) 2.4 (1.9)
Life-threatening illness 23 (1.4) 1.1 (0.9) 0.2 (0.1)
Child’s life-threatening illness 18 (0.8) 10.4 (9.8) 0.9 (0.9)
Witnessed killing/serious injury 183 (10.4) 7.3 (2.5) 8.3 (2.8)
Discovering dead body 45 (2.4) 0.2 (0.2) 0.1 (0.1)
Learning about others 564 (28.4) 2.2 (0.7) 6.9 (2.2)
Close relative raped 186 (9.6) 3.6 (1.7) 3.8 (1.8)
Close relative attacked 61 (3.8) 4.6 (2.9) 1.9 (1.2)
Close relative car crash 249 (11.5) 0.9 (0.5) 1.1 (0.6)
Close relative other accident 68 (3.5) 0.4 (0.4) 0.2 (0.2)
Sudden unexpected death 474 (20.1) 14.3 (2.6) 31.1 (5.1)
Any trauma 1957 (100.0) 9.2 (1.0) 100.0 (. . .)
*Labels of traumas are abbreviated; see Table 2 for more detail. Distributions of the randomly selected traumas appear in 2 forms: unweighted numbers of
persons exposed to each trauma and weighted percentages.
1.0
Female and Event to Self
Table 5. Conditional Risk for Posttraumatic Stress
Female and Event to Other
0.9
Male and Event to Self
Disorder (PTSD) by Sex, Race, Education,
Male and Event to Other Income, Marital Status, and Residence*
0.8
Sex
0.6
Female 13.0 2.01 (1.23-3.29)
0.5 Male 6.2 1.00
Race
0.4 Nonwhite 14.0 1.52 (0.81-2.85)
White 7.3 1.00
0.3 Education
,High school 7.2 0.90 (0.29-2.74)
0.2
High school 9.1 1.25 (0.57-2.73)
0.1 Some college 12.4 1.82 (0.87-3.84)
4-y college 5.5 1.00
0.0 Household income, $
0 6 12 18 24 30 36 42 48 54 60 66 72 78 84 90 96 102 108 114 120
,25 000 11.7 0.98 (0.41-2.37)
Months From Onset of PTSD
25 000-34 999 9.6 0.85 (0.32-2.27)
Figure 2. Remission of posttraumatic stress disorder (PTSD) by sex and 35 000-49 999 9.5 1.01 (0.41-2.49)
trauma type. 50 000-74 999 6.1 0.64 (0.26-1.59)
$75 000 8.5 1.00
adulthood. In addition, while other classes of trauma were Marital status
unrelated to race and social class, assaultive violence was Separated/widowed/divorced 14.1 1.82 (0.90-3.69)
more likely to occur in nonwhites and in persons in lower Never married 10.0 1.23 (0.63-2.40)
social classes. Inequality in the risk of assaultive violence Married 7.3 1.00
Residence
was observed also in relation to central-city residence, al- Central city 14.6 1.31 (0.67-2.56)
though the relationship disappeared when race was con- Other 7.5 1.00
trolled. As in many metropolitan areas in the United States,
the subset of the sample with central-city residence was pre- *AOR indicates adjusted odds ratio, derived from logistic regression
dominately nonwhite (78.4%), whereas the subset in the model in which PTSD is the dependent variable and all listed variables are the
independent variables; CI, confidence interval.
remaining PMSA was predominately white (87%). The find-
ing that assaultive violence had a stronger link to race than rate neighborhoods that vary with respect to characteris-
to central-city residence might reflect the fact that, even tics that correlate with assaultive violence.23-25 Further-
within the central city, whites and nonwhites reside in sepa- more, nonwhites who resided outside the central city at the