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Causes of Psychiatric Illness - JAMA - 2019
Causes of Psychiatric Illness - JAMA - 2019
Causes of Psychiatric Illness - JAMA - 2019
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The search for the causes of medical and psychiatric disorders has gone through 3 historical
phases. First, up until the mid-19th century, causes of illness were anecdotally recorded from
individual cases, resulting in long and diverse lists for all disorders. Second, in the latter half of
the 19th century, with the use of microbiological methods, single causes were found for many
infectious diseases that led to specific diagnostic tests, effective preventions, and, in some
cases, treatments. Causal thinking in medicine shifted from the earlier multicausal
approaches to monocausal theories of etiology. Indeed, proving monocausal etiology became
a way to establish the legitimacy of a disorder. Through the writings of Kahlbaum and Hecker,
psychiatry was deeply influenced by this monocausal perspective, the importance of which
was substantially amplified by a twist of fate: the increasing clinical importance of general
paresis of the insane throughout the 19th century and the eventual proof that it too was a
monocausal condition. However, in the mid-20th century, the third phase began. With
decreasing deaths from infectious diseases, epidemiology and clinical medicine shifted to a
chronic disease model in which paradigmatic disorders, such as cancer and cardiovascular
Author Affiliations: Virginia Institute
disease, were shown to be highly multicausal. Biostatistics evolved from deterministic to for Psychiatric and Behavioral
probabilistic models of disease risk factors. Paradoxically, at this time, biological psychiatry, Genetics, Department of Psychiatry,
then rising to dominance in American psychiatry, vigorously pursued monocausal theories, Virginia Commonwealth University,
first of neurochemical origin and then of genetic origin. We were trying to establish the Richmond; Department of Psychiatry,
Virginia Commonwealth University
legitimacy of our field by pursuing an outmoded model—that “real” diseases are monocausal. School of Medicine, Richmond.
Despite ample evidence to the contrary, monocausal thinking continues to influence our field, Corresponding Author: Kenneth S.
for example, in the popular but improbable view that we can, with a few key advances, move Kendler, MD, Virginia Institute for
easily from descriptive to etiologically based diagnoses. Psychiatric and Behavioral Genetics,
Department of Psychiatry, Virginia
Commonwealth University,
JAMA Psychiatry. doi:10.1001/jamapsychiatry.2019.1200 PO Box 980126, Richmond, VA
Published online June 19, 2019. 23298-0126 (kenneth.kendler@
vcuhealth.org).
Table 1. Causes of Melancholia in Burton’s Table 3. Moral (aka Psychological) Causes of Insanity
The Anatomy of Melancholy, 1621a as Described by Arnold, 1786a
towards a particular pathological form, such as the specific atmo- posure to sudden alterations of heat and cold, indulgence in copi-
spheric factors seen as leading to cholera outbreaks.”6(p921) ous drafts of cold fluid when the system has been over-heated by
As noted by Carter,7 prior to the last half of the 19th century, labor or exercise, intemperate use of spiritous liquors, poor living,
causes of illness were anecdotally recorded by physicians from in- sleeping of the whole of the night in the open in a state of intoxica-
dividual cases, resulting in an accumulation of long and diverse lists tion, checking perspirations suddenly and mental anxiety and dis-
for each disease. He proceeds: “For example, in his account of dia- tress. Similar lists can be found for virtually any disease in most
betes, Bardsley (1845) identified the following causes: frequent ex- German, English, or French medical texts from the period.”7(p11)
causality. An attempt was made to show that each disease had a articles proposing these theories were couched in qualifications,
single cause which was both necessary and sufficient.”23(p2) as a psychiatry resident in the late 1970s, I was taught these theo-
However, around 1950, indeterministic causal models became in- ries as monocausal explanations. Schizophrenia was caused by
creasinglyimportant.Manyfactorsinfluencedthischange,butonewas excess dopamine transmission. Decades later, I would commonly
predominant—theintensedebateaboutandeventualresolutionofthe see patients who would say some version of “my psychiatrist said
causal association between smoking and lung cancer. This debate led I have a chemical imbalance in my brain” and then proceed to sum-
to the proposal and eventual wide acceptance of the Hill criteria24 for marize one or more of these theories. It is now widely accepted
causation. Smoking became a paradigmatic risk factor that was an im- that these theories, claiming a dominant causal pathway to illness,
portant cause of lung cancer despite unequivocal evidence that many are false although debate continues regarding the dopamine
people who were long-term smokers never developed lung cancer and hypothesis.37,38
many individuals with lung cancer never smoked. The second wave of monocausal theories in psychiatry was ge-
At this time, biostatistics was developing the statistical machin- netic. Despite much evidence from family studies that major psy-
ery to detect and further characterize a wide range of causes whose chiatric disorders did not segregate in pedigrees as expected for a
relationship with their outcome was probabilistic. Rothman and mendelian condition, the first successful linkage study of Hunting-
Greenland25 made a key point regarding the public health signifi- ton disease in 198339 elicited intense excitement in psychiatric ge-
cance of such causes: “The importance of multicausality is that most netics and launched a large number of linkage studies, especially of
identified causes are neither necessary nor sufficient to produce dis- schizophrenia and bipolar illness. These early investigations used
ease. Nevertheless, a cause need not be either necessary or suffi- small numbers of pedigrees and were only powered to detect genes
cient for its removal to result in disease prevention. If a component of a mendelian-like effect. The common parlance in those days was
cause that is neither necessary nor sufficient is blocked, a substan- that the hunt was on for “the gene for…” This led to 3 reports in 1987
tial amount of disease may be prevented.”25(p145) through 1988 in prominent journals claiming successful linkage to
genes of large effect for schizophrenia40 and bipolar illness.41,42 The
field thought that success was at hand. However, all 3 of these claims
The Anomalous History of Late 20th Century were later disproved.
Thirty years later, we have published evidence of 108
Psychiatry—Focused on Monocausal Theories
schizophrenia-associated common loci in the human genome using
During the second half of the 20th century, the approach to dis- genome-wide association studies (GWAS),43 with unpublished re-
ease causation of major parts of psychiatry was out of step with the sults more than doubling that number. For major depression, the
rest of medicine and medical epidemiology. Instead of multicausal current number is 4444 and increasing. Smaller number of loci are
models, the rising and soon to be dominant field of biological psy- identified for other disorders (eg, bipolar illness, autism, obsessive-
chiatry pursued monocausal models for their major disorders. compulsive disorder, and anorexia), but the evidence suggests that
This search has 2 prominent phases, both fueled by new scientific as sample sizes rise, the number of identified risk variants inexora-
developments. The first was neurochemical. The stage was set bly increases.45 Molecular genetics provides us with the clearest ex-
in 1957 by Montagu’s discovery of dopamine in brain tissue26 ample of the “one to many” transition in causal theories of psychi-
quickly followed, in 1960, by the dramatic finds from Ehringer atric illness in recent decades. We started by seeking the gene for
and Hornykiewicz of the decreased content of dopamine in the post- our major disorders by using linkage analysis and ended up finding,
mortem brains of patients with Parkinson disease.20 Here was a for these same conditions, many genes of small effect with GWAS.
major neurologic disorder fitting apparently into a monocausal neu-
rochemical theory. What could be more exciting for the then young
and ambitious field of biological psychiatry? Even greater excitement
Current Evidence for the Multicausal Nature
followed the impressive treatment effects obtained for L-dopa (leva-
of Psychiatric Illness
dopa)inpatientswithParkinsondisease.27 Thus,thesinglemajorcause
predicted a viable treatment. Anyone who reads leading psychiatry or clinical psychology jour-
In the early to mid-1960s, through histofluorescence nals on a regular basis will see that high-quality research on the causes
stains, the cell bodies and neuronal pathways of the 3 monoamine of psychiatric illness spans a wide array of perspectives and subdis-
neurotransmitters were identified: dopamine, norepinephrine, ciplines. In 2013, I sought to rigorously assess this informal impres-
and serotonin.28-31 This further spurred the development of 3 sion by reviewing all studies that addressed the etiology of psychi-
long-lived monocausal neurochemical theories for psychiatric ill- atric disorders in the first four 2013 issues of 12 major psychiatry and
ness. All were proposed in the mid-to-late 1960s: the “catechol- psychology journals.46 In the resulting 197 reviewed articles, I rated
amine hypothesis of affective disorders,” 32,33 the “dopamine the putative causes that were examined using 12 categories. Five
hypothesis of schizophrenia,”34,35 and the “serotonin hypothesis categories reflected various levels of biological science: molecular
of depression.”36 Although based on a range of evidence, the pri- genetics; molecular, neurochemical, or cellular neuroscience; sys-
mary support for these theories was reasoning backward from tems neuroscience; aggregate genetic effects; and miscellaneous
therapeutic mechanisms to etiology. That is, for Parkinson disease biological influences. Four categories reflected various levels of psy-
the logic was sound: clarification of cause leading to a proposed chological science: neuropsychological traits; personality and other
treatment. By contrast, psychiatry followed the more problematic trait-like measures; cognitions or attitudes; and psychiatric symp-
approach of extrapolating backward from a proposed mechanism toms or other disorders. Three categories reflected environmental
of treatment to the cause of the disease. Although the original effects: individual; family; and community, society, or culture.
I identified 306 individual predictor variables from those pa- proach (molecular genetics, systems neuroscience, neuropsychol-
pers, and the variables were widely distributed across the 12 levels. ogy, environmental exposures, etc.), we have no good way to arbi-
Our discipline, which includes individuals with expertise in molecu- trate between them. So rather than having a breakthrough moment
lar biology, neuroscience, genetics, imaging, cognition, personal- when we discover the definitive etiologic measure that can replace
ity, clinical and developmental psychology, epidemiology, and soci- our signs and symptoms, we should prepare for a scenario with
ology, has provided rigorous evidence of potential and widely diverse slower, more incremental progress.
causes of psychiatric illness. Although the diversity and number of Consider how laboratory tests are used in general medicine out-
these causes resemble the lists generated by our predecessors in the side of microbiology or medical genetics. Typically, we find practi-
17th through 19th centuries, these causes are the product of scien- cal tests from different levels of explanations that help in our diag-
tific study, not anecdotal bedside observations. However, of those nostic task. We use the electrocardiogram and plasma troponin levels
197 studies, only 22 (11%), engaged in meaningful, integrative, cross- to help us diagnose myocardial infarction not because the tests di-
level research. rectly index the monocausal etiology of coronary atherosclerosis but
Seeking to close the circle that started with Burton’s list of causes because they are practical and have good sensitivity and specificity
in his The Anatomy of Melancholy,1 I set myself the task of identify- for detecting key consequences of the underlying disorder. But those
ing, either from review papers or replicated studies, risk factors that tests are not ordered unless the patient displays some features of
are associated with major depression and that could plausibly be con- the classic symptoms and signs well known by any physician who
sidered causes. I organized them in the categories used in my prior has spent time in an emergency department. Indeed, their sensi-
article. As seen in the eTable in the Supplement, while far from en- tivity and specificity make sense only when they are assessed in pa-
cyclopedic, I was able to identify 37 potential causes of depression tients with a particular clinical presentation. Laboratory tests will
distributed across 11 levels of scientific inquiry, nearly equal to evolve in a similar way in psychiatry. We will not likely be giving
Burton’s number of 44. up our long-accumulated clinical diagnostic wisdom any time soon.
While disappointing to visions of dramatic progress in psychiatry,
giving up our dreams of monocausal theories will reflect increased
scientific maturity and realism.
Implications
Psychiatry has had a long-term love affair with monocausal theories
of illness dating at least from the late 19th century, heavily influenced
Caveats
by our success at the identification and effective eradication of GPI.
In the latter half of the 20th century, with both neurochemical and mo- Acceptance of a multicausal model for psychiatric illness should be no
lecular genetic theories of illness, our enthusiasm for monocausal causeforcynicismaboutbiologicaletiologicresearch.Indeed,formany
theoriesoutranourcommonsense.Emergingfromdecadesofpsycho- highly multicausal medical disorders, effective treatments exist, some
analytic dominance, we were deeply committed to reestablishing our ofwhichweredevelopedinresponsetoclarificationofparticularcausal
medical legitimacy. What better way to show that we treated “real” dis- pathways. Equifinality is also a realistic possibility—where pathways to
eases than to show that they were monocausal? illnessfromseveralseeminglydisparateriskfactorscoalescetoacausal
This is in retrospect ironic because such an approach fitted bet- bottleneck at which interventions could be aimed.
ter into the world of medicine in the late 19th century than the late Monocausal subforms of major psychiatric disorders remain to be
20th century. In those hundred years, Western medicine and medi- identified. We have discovered rare copy number variants that carry
cal epidemiology moved from a focus on monocausal infectious dis- a substantial risk for schizophrenia, but none have close to complete
eases to the multifactorial chronic disease model. In the late 20th penetrance.48 Some de novo genetic variants strongly predispose to
century, it would have been more accurate for psychiatry to claim autism,especiallytheformwithlowIQandothersyndromalfeatures.49
that we treated “real” disorders because they were multicausal, simi- But we have ruled out single major locus genetic causes where efforts
lar to coronary artery disease, hypertension, rheumatoid arthritis, havebeenmadeinmanypartsoftheworldtolocatepedigreesinwhich
and type 2 diabetes, not that they were monocausal, such as clas- psychiatric disorders, especially schizophrenia and bipolar affective ill-
sic infectious or mendelian medical disorders. ness, segregate like a mendelian disorder. Although certainty here is
Our long yearning for monocausal theories of etiology drives, at impossible, we have extensive evidence that suggests that our major
least in part, our heartfelt calls for the abandonment of our descriptive psychiatric disorders are multicausal “all the way down.”
nosologic systems in favor of an etiologic model. Implicit in this posi-
tion is the expectation that we will have one definitive causal explana-
tion for our major disorders that operates at one scientific level, typi-
Final Thoughts
cally a biological one. That is, as a bacterial pneumonia can be shown
tobeattributabletoaspecificmicrobiologicalcauseoramendeliandis- Our journals are now filled with evidence for the multicausal nature
order a result from a definitive causal alteration in DNA sequence, so of psychiatric conditions.50 Thus, this matter should be settled. Yet
we can give up our symptoms and signs and replace them by a defini- the ghost of GPI—of monocausal psychiatric disorders—lurks in our
tive etiologic laboratory test or evidence of an aberrant brain circuit. memory. To this day, it influences our nosologic thinking. It makes
This will not happen for major psychiatric disorders because they us too willing to adopt a monocausal perspective in our clinical work
have multiple levels of etiology; thus, there is not 1 possible etio- and in our explanations of psychiatric disorders to patients. Mono-
logic model that could be used, but rather many.47 Although each causal thinking continues to support hard reductionist approaches
subdiscipline within psychiatry might favor its own particular ap- that seek the cause of our major disorders and is one of several fac-
tors inhibiting collaborative psychiatric research work across can positively embrace the etiologic complexity of our disorders. After
scientific levels. all, as psychiatrists, we have chosen to study the most complex func-
Despite the wide acceptance of the chronic noncommuni- tionsofthehumanbeing’smostintricateorgan.Thehumanbrain/mind
cable disease model in modern medicine, there remains in our cul- not only self-wires—a system far more intricate than the genome can
ture a sense that disorders with many causes have reduced legiti- specify in any one-to-one relationship—but also is the great organizer
macy. Therefore, both clinicians and their patients would feel more and compiler of our own existence. It remembers and changes in ways
secure if a large indisputable cause were found for their disorders. that the liver, kidney, or heart can never do. It interfaces between our
This, however, is a social and not a scientific problem. The stigma of organism and the psychological, social, and cultural world around us
psychiatric illness and the low status of the psychiatric profession to provide the structure and meaning of our existence. We have cho-
need to be addressed at both social and political levels and will not sentostudyandtreatthemostcomplexofhumandisorders,thecauses
likely be solved through the discovery of major single causes for our of which span the many levels of our biology, our psychology, and our
illnesses. The legitimacy of the discipline of psychiatry does not rest socialexistence.Ifthecommon,morbiddysfunctionsofthehumancar-
on our ability to find single major causes of our disorders. diovascular, immune, hormonal, musculoskeletal, and gastrointesti-
Some may mourn the passing of monocausal theories for psychi- nalsystems,whichcausemostofthemorbidityinourcountry,arehighly
atric illness. I prefer to view the process more positively. Rather than multifactorial, could we realistically expect anything else from the par-
grieving for the loss of our visions of another GPI around the corner, we allel dysfunctions of our mind/brain system?
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Conflict of Interest Disclosures: None reported.
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