Nanotechnology: Small Parts - Great Future?: Visions of Salvation and Horror

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NANOTECHNOLOGY

NANOTECHNOLOGY:
SMALL PARTS – GREAT FUTURE?

TAB-BRIEF NR. 39 / SPECIAL EDITION


The still high expectations regarding nanotechnology are based on its potential of At the same time, these visions of
being able to generate material properties for completely new applications as well Drexler, Joy and other futurists and
as to realize novel architectures and processes and to precisely adjust properties technology visionaries are mainly based
of macroscopic bodies by controlled assembly of these bodies from atomic and on assumptions concerning the future
molecular components. For this reason, nanotechnology is expected to give new interactions of several new (or already
impetus for a wide range of socially relevant fields of application and innovations known) technologies (for this, please also
in almost all sectors of technology and industry. In information and communication refer to A. Sauter’s article on Synthetic
technology (ICT), intensive work is being done on the development of new computer Biology). Such visions of the convergence
architectures which are intended to supersede conventional silicon electronics some of different technologies are the drivers
day due to DNA and quantum computing. In power engineering, nanotechnology of hopes regarding extensive and far-
could give innovative impetus due to new materials. Novel nanoparticles could reaching changes to the conditions
revolutionize chemical catalysis and production technologies. Finally, in medicine, of human existence. From this
nanobased therapeutics and carriers of active ingredients are being developed perspective, even on an administrative
which can be positioned and dosed very precisely and which can escape immune level, nanotechnology is considered
defense or pass through the blood-brain barrier. to be an multidisciplinary element of
interdisciplinary and transdisciplinary
research and development and a
Due to its potential of fundamentally taking the next step. They are based convergence of nanotechnology with
changing entire fields of technology on the idea that it will be possible in biotechnology, information technology,
(system innovation), nanotechnology is the future to manipulate matter at engineering sciences and further fields
considered to be a key technology which will and to assemble atom by atom of technology is propagated under
might entail considerable economic, and molecule by molecule according the name »Converging Technologies«
ecological and social consequences in to one’s own wishes. It is obvious that (BMU 2010).
the (near) future. Already more than – depending on the personal point
one decade ago, the nanotechnology of view – this evokes either visions The enthusiasm which can be generated
expert and Nobel laureate in Chemistry of salvation (»hope«) or visions of particularly by optimistic futuristic
Richard E. Smalley described the horror (»fear«). Though he often was visions was used deliberately for
consequences to be expected as considered to be a scientific outsider, example in the United States at the
follows (Smalley 1999): »The impact of it was first and foremost the American beginning of the 21st century in order
nanotechnology on health, wealth, and technology visionary K.E. Drexler with to promote technology development.
the standard of living for people will be his »Foresight Institute« who initiated However, such a »hope and hype«
at least the equivalent of the combined such discussions and who coined the strategy is always precarious. Besides
influences of microelectronics, medical term of »molecular nanotechnology« the positive effects of this strategy
imaging, computer-aided engineering, for his – predominantly optimistic – (e.g. incentives for young scientists or
and man-made polymers in this vision of the future regarding artificial, arousing and sustaining political and
century.« Although this evaluation bacteria-like, self-replicating, intelligent commercial interest), there are also
is rather speculative in part, it even nanomachines (»assemblers«) (Drexler possible negative impacts: Thus, on
then was based on the observation 1986; Drexler/ Peterson 1994). the one hand, there is the danger that
and analysis of tangible research and Moreover, his nanofuturistic visions expectations of nanotechnology will be
development activities. prognosticated massive transformations set too high, making disappointment
of society and of the »conditio humana« inevitable. On the other hand, it might
due to nanotechnology. On the other popularize the reverse of optimistic
VISIONS OF SALVATION AND hand, he – just like B. Joy (2000) – futurism – a pessimistic futurism
HORROR developed explicit horror scenarios involving apocalyptic fears and visions
regarding the extinction of all life e.g. of horror. For this reason, a critical
There are different visionary ideas due to self-replicating nanomachines approach to these visions of horror,
which are significant particularly which got out of control. In turn, even if this initially makes them even
because they often dominate(d) the this type of nanofuturism is part of a more popular, would be an important
public awareness of nanotechnology comprehensive and visionary ideology contribution to a rational discussion
and because they have been and still with regard to technology which mostly which does justice to the problems of
are discussed both in the feature pages is referred to as »transhumanism« the potential – positive and negative –
and among experts. These visions are (Coenen 2010). of nanotechnology (TAB 2008).
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WHAT IS NANOTECHNOLOGY? research and technological lines of and inanimate nature for the self-
development which primarily have one organizing assembly of matter.
The American physicist and Nobel thing in common: They are dealing
laureate Richard Feynman, who died in with structures and processes on the
1988, gave nanotechnology its name and nanometer scale. RESEARCH POLICY ACTIVITIES –
therefore is considered to be its »founder«. MUCH »HOPE«
In 1959 already, he prognosticated the First of all, »nano« – derived from the
technical opportunities of the nanoscale Greek word »nanos« meaning »dwarf« Of course, research policy also focuses
in a lecture (»There’s plenty of room at – refers to size. Nanotechnology (and focused) on »nano«. A reference
the bottom«) and described the vision of deals with dimensions sized from to the potentials of nanotechnologies is
assembling at the atomic level (»arrange approximately 1 to 100 nanometers a »must« for every political statement
the atoms one by one the way we want (nm) with 1 nm being a billionth of a regarding technologies of the future.
them«). Feynman (1959) assumed that meter (1 nm = 10 -9 m). To formulate it Since the end of the 1980s already,
there is no physical law excluding the precisely: If a football would be shrunk research policy has increasingly adopted
possibility of moving individual atoms. to a sphere with a diameter of 1 nm, the term »nanotechnology«. Since
According to that, it should be possible the degree of miniaturization would that time, it was the basis of manifold
to manipulate matter at the atomic level. correspond to shrinking the globe to the research activities particularly in the
Thus, it should be possible e.g. to store size of a football. Thus, the dimension United States resulting in a first climax
the entire »Encyclopedia Britannica« on of nanotechnology ranges from the in 1999 with the launch of the National
one grain of dust, if each atom would size of an atom approximately to the Nanotechnology Initiative (NNI)
carry one bit. However, the atomic wavelength of visible light. Those which was announced and publicly
characters could be read only by means are the dimensions in which basic promoted by the former President
of a »super electron microscope«. This biochemical and molecular-biological Clinton referring to Feynman’s
was presented 30 years later (1990) by processes are taking place. Moreover, it »vision« (Böl et al. 2010). Since the
D. Eigler and E. Schweizer of IBM marks a threshold where the behaviour end of the 1990s, the development
Germany to the surprised press by means of matter cannot be described only with and establishment of nanotechnology
of an electron micrograph: 35 xenon the laws of classical physics anymore. as a key technology is promoted and
atoms on a nickel substrate built the name Quantum effects occur increasingly: funded by immense governmental
»IBM« (Steinmüller 2006, p. 78). »Atoms stick to each other. Particles funding programs in all high-tech
tunnel through potential barriers, regions worldwide. Every state that
The term »nanotechnology« itself was which actually are impenetrable for aims at boosting national cutting-
used for the first time in the 1970s by the them, and cannot be distinguished from edge research activities is intensively
Japanese researcher and engineer Norio each other anymore. Light turns around promoting this area of research.
Taniguchi. He described operating the corner and takes on a granular
and manufacturing methods having structure« (Steinmüller 2006, p. 77). In Germany, a comprehensive political
a precision in the nanometer range. program of action for nanotechnology
Precisely this fact – the technological Thus, nanotechnology not only has been formulated since the
control of the atomic and molecular deals with tiny objects, but it also is beginning of the 21st century by the
dimension – is the actual new and characterized by using specific effects government, but also by different
particular thing about nanotechnology which (only) occur in these dimensions. initiatives of the German Bundestag.
and offers the opportunity to optimize Regardless of the reference to size, Among other things, this program
product properties in almost all there is a tendency of subsuming a has generated different frameworks
sectors of the economy such as e.g. multitude of already established and for action and initiatives, manifold
in power engineering, environmental new processes as a general term for discourses, dialogs and communication
engineering, information technology, a multitude of technologies dealing platforms under participation of
in medical engineering as well as with structures and processes on the science, industry, government,
in the field of health and nutrition nanometer scale mentioned. This range associations and the public. Moreover,
(VDI 2010, p. 19). Since the term will be achieved both by the use of new it has advanced the promotion of
»nanotechnology« was established, it physical instruments and procedures various projects regarding security
has undergone changes again and again via a further miniaturization of research and provided for continuous
(Decker 2006). The term is mostly current microsystems and by the use status quo reports (TAB 2009). In
used for different scientific areas of of construction plans of animate order to further develop the potentials
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NANOTECHNOLOGY

TAB-BRIEF NR. 39 / SPECIAL EDITION


On the international level, it has not been possible yet to find a concluding new products with novel or improved
concretization of the rather diffuse »definition« of nanotechnology. Among functionalities. There are several
other things, there are different opinions regarding criteria of demarca- evaluations by market research institutes
tion such as e.g. the size of nano-objects and functional properties which which try to quantify the »leverage
have been modified by the miniaturization of structures, layers and objects. effect« of nanotechnology by taking into
Germany is involved continuously in international discussions aiming at the consideration global market potentials
development of a definition (EU commission, CEN, OECD, ISO) which is of nano-optimized products. Due to
homogeneously manageable worldwide (German Federal Government 2010). the international interdependence of the
As »interim solution«, mostly the definitions laid down by the Technical markets, however, a regional localization
Committee 229 of the International Organization for Standardization (ISO) is almost impossible. The sales in
are quoted (BMU 2010): nanotechnology generated worldwide
by companies located in Germany were
> Nano-objects: Materials with one, two or three external dimensions estimated to be 33 billion Euros in 2007
in the nanoscale (approx. 1 to 100 nm). Nano-objects typically include (German Federal Government 2010,
nanoparticles, nanoplates and nanofibres, the latter comprising electrical- p. 12). Meanwhile, in Germany alone,
ly conducting fibres (nanowires), nanotubes and solid nanorods. almost 1,000 companies are working
> Nanostructured materials: These materials have an internal structure in on the development, manufacturing
the nanoscale and generally occur as compound systems of nano-objects and marketing of nanotechnological
(e.g. aggregates and agglomerates). In this case, however, they are not products and processes, approximately
limited in their physical size or shape (according to ISO). 80 % among them being small and
mediumsized companies. More than
of nanotechnology for Germany in a nanomaterials, nanoelectronics, 60,000 industry jobs depend on the use
strategically comprehensive way and nanooptics, nanobiotechnology, nano- of nanotechnologies and nanomaterials
to adapt them for use in tangible chemistry, ultrathin layers as well as (BMU 2010).
applications, the »Action Plan 2010« molecular architectures and many
was implemented in the middle of others more. With a research quota However, an exact specification of the
the decade and it was followed by of 14 % (R&D expenditure in market volume of products containing
the »Action Plan Nanotechnology relation to total sales), the sector of nanomaterials is impossible due to
2015« at the end of the decade. This nanotechnologies currently is one of the transdisciplinary character of
Action Plan is intended to serve as a the most researchintensive technology nanotechnology and due to the fact that
»common platform for a successful and areas in Germany. At the international it is very difficult to restrict the term
sustainable use of nanotechnology in level, there are signs of a neck-and-neck »nano« to specific areas. Moreover,
all its aspects« (BMBF 2010). In view competition. The European Union, the the corresponding »marketing
of research promotion, regulation and United States and Japan are investing departments« have long realized that
health care, the European Union also public funds of approximately 1 billion the »nano« label means »hype«. Thus,
intends to adopt a new action plan in Euros each year in nanotechnologies. the »nano« label is quickly given to
2011 which shall define strategies until Adding expenditure of industry and all products which are provided
2015. Within the EU’s 7th Framework of other important states (France, the with e.g. ultrafine or generally tiny
Programme for Research alone which United Kingdom, Korea, China, Russia), particles and the surface of which has
will be running until 2013, subsidies of the total amount worldwide is likely to a sort of finer structure. Irrespective
much more than 1 billion Euros have be considerably higher than 5 billion of general inaccuracies, market
been spent on nanotechnology up to Euros per year (BMBF 2010; German researchers assume that currently the
now (BMBF 2010). Federal Government 2010; VDI 2010). market volume worldwide equals to
100 or even several 100 billion Euros
In Germany, nanotechnologies are with the trend of further increasing
funded by the public authorities with MARKET OPPORTUNITIES AND considerably (VDI 2010). Thus,
approximately 500 million Euros HOPES – MUCH »HYPE« already for 2015, the intersectoral
per year. The largest part of funds market volume worldwide which can
is contributed by the BMBF (Federal On the world markets, nanotechnology be influenced by nanotechnology is
Ministry of Education and Research) opens up (hopes for) new opportunities estimated to more than 1,000 billion
which supports a large network of centers due to smaller, faster, more efficient and Euros (BMBF 2010). Thus, in 2015, the
of excellence, e.g. for nanoanalysis, more intelligent system components for market potential of nanotechnology
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would correspond to approximately Nanostructures can be released into interventions in the human organism,
15 % of the industrial goods market. the environment, for example due to for individualized medicine as well
This would mean that a large part of emissions in production or due to the as for fundamental questions on the
the global production of goods, e.g. in use of respective products. Neither for image of humanity and on the man-
the fields of chemistry, pharmaceutics, shorter nor for longer periods of time, machine relationship (Grunwald 2008),
food, packaging, ICT, automotive and the potential consequences for humans which could become relevant due to the
mechanical engineering as well as in and the environment are sufficiently application of nanotechnology. It is of
energy and environmental engineering known. Moreover, they have constituted decisive importance to scientifically
would be based on the application of a corresponding risk discourse. Indeed, reflect these issues and to discuss them
nanotechnological know-how (VDI politics (in Germany) focused on a in public in order to develop adequate
2010, p. 34). However, such estimates distinct impact assessment as well as solutions and to be able to present new
are rather speculative, particularly on a social and political support of this perspectives. Here, it is important to
because most product analyses do technology at an early stage in order to evaluate both risk issues and ethical
not evaluate only the »nano« share of safeguard the interests of the economy aspects in the context of the respective
the product (e.g. in case of »suntan and of consumers: Comprehensive fields of application, because focusing
lotion«, the full price of the bottles research programs have been launched, solely on the scale of nanotechnology is
is taken as a basis for calculation new scientific institutes have been not a reasonable criterion for a specific
instead of only the share of titanium founded, common commissions of evaluation of this field of technology
dioxide nanoparticles). Furthermore, different groups of actors have been (BMBF 2010, p. 35).
not all products labelled »nano« really established and numerous public forums
contain »nano«. But even according to for dialog have been initiated (German Altogether, it can be stated that – at a
conservative (or traceable) estimates, Federal Government 2010, p. 12 f.). relatively early stage – accompanying
nanotechnology actually shall play Nevertheless, it is not possible yet to research in the fields of social sciences
a role for approximately 10 % of all make any unambiguous statements and the humanities also has been
goods by the middle of the decade based on current scientific knowledge understood as an essential »partner
(Steinmüller 2006, p. 76). with regard to the question of which for discourse« against the background
nanomaterials in which configuration of the development of nanotechnology
might entail specific risks for humans as a key technology which has been
PUBLIC AWARENESS AND RISK and the environment. Particularly the recognized as such very early. Though,
DISCOURSES – MORE »FEAR« possible inhalation of dust containing first of all, the focus has been on socio-
nanomaterials which is stable in a economic aspects, very shortly social,
While, on the one hand, nanotechnology biological environment is associated ethical and legal implications in a
is praised as the key technology of the with increased risks to health, because broader sense have come to the fore as
21st century which is said to be able these dust particles might penetrate to well (Coenen 2010; TAB 2008). In this
even to help fight the climate change, the pulmonary alveoli and – in case process, which has been pushed not only
diseases and the world food problem, of biological stability – might involve by science, but also – particularly in the
a closer look on it – e.g. on products inflammations and chronic diseases United States – by research managers
being available on the market up to (even cancer). and even politics, a rather traditional
now – reveals a rather sobering picture: understanding of scientific and risk
Though a multitude of everyday Besides the risk discourse related communication (initially) prevailed.
products enters the market, these to health, the (necessary) discourse Here, first of all, the objective was to
products often have no distinct benefit on nanotechnologies also includes inform people about nanotechnologies
or added value. Moreover, particularly fundamental ethical and social focusing on the opportunities they offer
the highly praised breakthroughs e.g. issues, e.g. regarding privacy and (Böl et al. 2010, p. 14). As a counterpart
regarding resource conservation for data protection aspects in view of particularly of nanofuturistic visions
manufacturing, consumption as well increasingly efficient methods for (of horror) (e.g. Joy 2000), namely
as for environmental technology in sensor-based monitoring as well the far-reaching expectations of
general are a long time coming. as of the collection, storage and possible opportunities were used in the
transmission of medical and/or lifestyle communication with the public in many
At the same time, fundamental data using nano-based products and cases and very intensively through
questions – e.g. that for potential processes. Also, bioethical aspects play transmission by the media. This, in turn,
risks – still remain unanswered: a role, in particular with regard to was discussed in the media and in the
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public immediately and very critically. differentiated way and are calling for an In general, the interactions as well as
At the same time, another aspect of explicit labelling. In particular in view of the contrast of expectations and the
the nanotechnology discourse was the a distribution of nanotechnology-based real perception of benefits are obvious.
concern whether strongly exaggerated everyday products such as cosmetics, Finally, it is exactly this interaction which
expectations might arise with regard to cleaning agents, clothes and household can strongly influence the (further) line
nanotechnology and necessarily might articles, the aspects of food safety and of development and implementation of a
be followed by disappointments e.g. consumer protection are becoming field of technology. »Consumer decisions
against the background of extremely more and more significant (Fleischer/ can represent the critical corrective with
far-reaching (positive) visions (i.a. Quendt 2007). However, in Germany regard to exaggerated expectations. At
Roco/Bainbridge 2002), which had and also in Europe, information about the same time, exaggerated expectations
been developed in a strategy of »hype the use of nanomaterials in products might make consumers suspicious of an
and hope« particularly in the United is not (uniformly) regulated by law, entire research area and consequently
States (Paschen et al. 2004). but to date mostly depends on the might prevent investors from contributing
decision of the product manufacturer. to its further development.« (Böl et al.
As things developed, it became Thus, in Europe, e.g. the labelling of 2010, p. 15).
obvious that the political and scientific nanoscale components in cosmetics
discussions on nanotechnology mainly will be mandatory only as of 2013
focused on the concern that the public or (BMBF 2010, p. 29). Nevertheless, INNOVATION CULTURE –
finally the consumers could respond to particularly the areas of food and PRAGMATIC MANAGEMENT OF
the newly implemented key technology health are considered to be those fields RISKS AND OPPORTUNITIES
with similar fears concerning risks of application which are most likely
and thus with rejection as it already to be hit by controversies. Moreover, As surveys show, in the middle of
was the case with some subareas of it has to be assumed that the way the past decade, the majority of the
biotechnology and genetic engineering the relevant actors are dealing with European citizens initially considered
(e.g. green genetic engineering, cloning). consumers’ needs for information nanotechnologies as generally
Thus, there was the concern – e.g. due and safety will significantly influence beneficial to society and not as
to repeated and insistent warnings by the attitudes and perceptions of the particularly risky. Correspondingly,
some non-governmental organizations, consumers (Böl et al. 2010; Sigrist et al. according to Eu robarometer
mainly by the ETC (2006) – »that 2007). In Germany, Great Britain and surveys, the majority was in favour
with regard to the perception of risk, in Switzerland, this could be identified of promoting nanotechnologies
imaginable impacts on health and the within the framework of several public (Gaskell et al. 2006). Recent empirical
environment might entail a general dialog procedures and consumer studies on risk perception regarding
rejection of nanotechnology« (Böl et conferences. According to Möller et al. nanotechnology make the concern of
al. 2010, p. 15). It could be illustrated (2009, p. 110), the following relevant a general rejection of nanotechnology
by several studies that such a concern demands made by consumers can be by the population appear rather
was not generally unfounded and stated in detail: unfounded as well. The result of a
that, for this reason, a transparent representative survey of the population
and differentiating discussion and > labelling in order to allow an concerning risk perception (Zimmer
provision of information regarding informed choice of products and et al. 2008) was that two thirds of the
nanotechnology and the resulting to avoid that consumers are misled respondents expect nanotechnology
specific production processes, products with regard to products; to offer more benefits than risks and
and applications is required (Fleischer > ac tive information polic y that there are positive expectations
et al. 2010). concerning research projects and particularly with regard to medical
initiation of public debates; applications. However, it has to be
Particularly against the background of > more comprehensive risk research, taken into consideration here that many
nanomaterials being increasingly used risk prevention and corresponding respondents comment on opportunities
in consumer-near products and of an measures of risk management; and risks of nanotechnology though
increasing and stronger exposition > authorization procedures for many studies from numerous countries
of employees, consumers and the nanoscale substances in food or reveal that they have only little or
environment becoming probable, additional assessment of already even no knowledge at all regarding
consumers meanwhile are evaluating authorized substances in case they this technology (von Rosenbladt et
the fields of application in a very are nanoscale. al. 2007; Siegrist et al. 2007). At the
15
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TAB-BRIEF NR. 39 / SPECIAL EDITION

same time – just as it has been shown technologies, to removing unnecessary largely shared cultural and political
– in many cases there was a lack of obstacles to an establishment of the influences are followed up – without
specific knowledge concerning the risks technology or to prevent an inadequate neglecting the issue of innovation
of nanotechnology in production and »hype« as well as an exaggerated (Grunwald 2008). Altogether, this
application and many governments and »technology push« resulting from that. corresponds to a constructive approach
authorities in charge arranged to think for discourse with the objective of giving
more intensively than before not only Finally, it is about a changed a »hope, hype and fear technology« a
about possible consequences of using understanding of the role (e.g. and sustainable and generally acceptable
this technology, but also to envisage also of cultural aspects) of science (or direction of development.
tangible measures for regulation and its methods used for gaining knowledge)
prevention. in society and a stronger integration Christoph Revermann
of this (new) understanding in politics.
It is unquestionable that – with From the perspective of a participatory
regard to managing these issues – a approach for discourse, the »evaluations REFERENCES
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