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Sanctions Order Against Rockmore Capital Bruce Bernstein $XSPA
Sanctions Order Against Rockmore Capital Bruce Bernstein $XSPA
652122/2019
NYSCEF DOC. NO. 126 RECEIVED NYSCEF: 11/23/2020
Plaintiff,
MOTION DATE N/A
-v-
MOTION SEQ. NO. 004
SHERYL AUFRICHTIG,
The following e-filed documents, listed by NYSCEF document number (Motion 004) 98, 99, 100, 101,
102, 103, 104, 105, 106, 107, 108, 109, 112, 113, 114, 115, 117, 118, 119, 120, 121, 122, 123, 124,
125
were read on this motion for SANCTIONS .
Upon the foregoing documents, and for the reasons stated on the record following oral
ORDERED that Defendant’s motion for an award of attorneys’ fees and for the
ORDERED that Defendant’s counsel submit to the Court a bill of costs for the attorneys’
defined in Section 130-1.1 (c) of the Rules of the Chief Administrator, and having set out the
reasons why the conduct has been found frivolous and that sanctions should be imposed, and
having found that the amount of sanctions to be imposed is appropriate, that Plaintiff is hereby
sanctioned by this Court in the amount of $5,000.00 and shall deposit said amount with the
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FILED: NEW YORK COUNTY CLERK 11/23/2020 05:26 PM INDEX NO. 652122/2019
NYSCEF DOC. NO. 126 RECEIVED NYSCEF: 11/23/2020
County Clerk (60 Centre Street, Room 141 B), together with a copy of this order with notice of
entry, for transmittal to the New York State Commissioner of Taxation and Finance; it is further
ORDERED that written proof of the payment of this sanction shall be provided to the
Clerk of Part 3 and opposing counsel within 30 days after service of a copy of this order with
ORDERED that, in the event that such proof of payment is not provided in a timely
manner, the Clerk of the Court, upon service upon him of a copy of this order with notice of
entry and an affirmation or affidavit reciting the fact of such non-payment, shall enter a judgment
in favor of the Commissioner and against Plaintiff in the aforesaid sum; it is further
ORDERED that such service upon the Clerk of the Court and the Clerk of the Part shall
be made in accordance with the procedures set forth in the Protocol on Courthouse and County
Clerk Procedures for Electronically Filed Cases (accessible at the “E-Filing” page on the court’s
ORDERED that the parties are to upload a copy of the transcript of the November 23,
11/23/2020
DATE JOEL M. COHEN, J.S.C.
CHECK ONE: CASE DISPOSED X NON-FINAL DISPOSITION
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