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441

Association between Glutathione S-Transferase ␲


Polymorphisms and Survival in Patients with
Advanced Nonsmall Cell Lung Carcinoma

Charles Lu, M.D.1 BACKGROUND. Glutathione S-transferase (GST) ␲ (GSTP1) is a detoxification en-
Margaret R. Spitz, M.D., M.P.H.2 zyme with substrate specificity for both exogenous carcinogens and chemotherapy
Hua Zhao, Ph.D.2 agents. Genetic polymorphisms of GSTP1 exon 5 (Ile105Val) and exon 6 (Ala114Val)
Qiong Dong, M.S.2 appear to reduce this enzyme’s activity. Previously, the authors reported that the
Mylene Truong, M.D.3 exon 6 variant was associated with an increased risk of lung carcinoma, particularly
Joe Y. Chang, M.D.4 among men, younger patients, and ever smokers. In this study, the authors hy-
1
George R. Blumenschein, Jr., M.D. pothesized that variant GSTP1 genotype would result in reduced inactivation of
Waun K. Hong, M.D.1 chemotherapy agents and improved survival in patients with advanced-stage non-
Xifeng Wu, M.D., Ph.D.2 small cell lung carcinoma (NSCLC), a population that is likely to receive platinum-
based chemotherapy.
1
Department of Thoracic/Head and Neck Medical METHODS. Patients with Stage III and IV NSCLC who were enrolled in a molecular
Oncology, The University of Texas M. D. Anderson epidemiology study were identified, and a polymerase chain reaction-restriction
Cancer Center, Houston, Texas. fragment length polymorphism assay was used to genotype GSTP1 exons 5 and 6
2
Department of Epidemiology, The University of in 424 patients and 425 patients, respectively.
Texas M. D. Anderson Cancer Center, Houston, RESULTS. Patients who had the exon 6 variant genotype (Ala/Val or Val/Val) had
Texas. significantly better survival compared with patients who had the wild type geno-
3
Department of Diagnostic Radiology, The Univer- type (Ala/Ala; P ⫽ 0.037), with median survival of 16.1 months and 11.4 months,
sity of Texas M. D. Anderson Cancer Center, Hous- respectively. Multivariate analysis revealed a reduced adjusted hazard ratio (HR) of
ton, Texas. death associated with the exon 6 variant genotype of 0.75 (95% confidence interval
4
Department of Radiation Oncology, The Univer- [95% CI], 0.54 –1.05). This protective association was observed in younger patients
sity of Texas M. D. Anderson Cancer Center, Hous- (younger than age 62 yrs; HR, 0.59; 95% CI, 0.57– 0.97) and in males (HR, 0.64; 95%
ton, Texas. CI, 0.41– 0.99). GSTP1 exon 5 genotype was not associated with survival.
CONCLUSIONS. GSTP1 exon 6 variant genotypes may be associated with improved
survival among patients with Stage III and IV NSCLC. Cancer 2006;106:441–7.
© 2005 American Cancer Society.

KEYWORDS: lung carcinoma, glutathione S-transferase, polymorphisms, prognostic,


predictive factor.
Supported by National Cancer Institute Grant K12
CA088084.

Charles Lu is a recipient of the Clinical Oncology


Research Career Development Award from the
L ung carcinoma remains a worldwide public health issue of im-
mense proportions. In 2004, carcinomas of the lung and bronchus
are expected to continue to account for the highest proportion of
National Cancer Institute.
cancer deaths in the United States (160,440 deaths or 28.5%), more
Address for reprints: Charles Lu, M.D., Department than the estimated total number of deaths due to carcinomas of the
of Thoracic/Head and Neck Medical Oncology, Unit breast, prostate, colon, and rectum combined.1 Approximately 80% of
432, The University of Texas M. D. Anderson Can- lung carcinomas will have nonsmall cell carcinoma histology.2
cer Center, 1515 Holcombe Boulevard, Houston, The majority of patients with nonsmall cell lung carcinoma
TX 77030-4009; Fax: (713) 796-8655; E-mail:
(NSCLC) present with locally advanced or metastatic disease.3 In this
clu@mdanderson.org
population, standard treatment strategies include platinum-based
Received February 9, 2005; revision received July chemoradiotherapy4 and chemotherapy,5 respectively. Despite the
19, 2005; accepted August 11, 2005. use of these aggressive and toxic therapies, patients with NSCLC have

© 2005 American Cancer Society


DOI 10.1002/cncr.21619
Published online 7 December 2005 in Wiley InterScience (www.interscience.wiley.com).
442 CANCER January 15, 2006 / Volume 106 / Number 2

poor overall outcomes.6,7 In the absence of validated therapy, we restricted our analysis to this patient pop-
biomarkers that can be used reliably to predict re- ulation.
sponse to therapy, oncologists lack the tools needed to
individualize and optimize patient therapies.8,9 MATERIALS AND METHODS
Glutathione S-transferases (GSTs) are Phase II Patients
metabolic enzymes that are involved in the detoxifi- The patients for this study were accrued from an on-
cation of mutagenic and cytotoxic, DNA-reactive mol- going, hospital-based, case– control study of epidemi-
ecules mediated by glutathione conjugation.10,11 Var- ologic and genetic risk factors for the development of
ious cytosolic GST subclasses have been classified lung carcinoma, as described previously.33 The overall
according to their biochemical properties, including participation rate was 86%. Among the patients who
GST ␣, GST ␮ (GSTM), GST ␲ (GSTP1), and GST ␪ were enrolled between August 1995 and June 2000,
(GSTT).12 GSTP1 is expressed in many human epithe- 425 patients were identified with Stage III or IV, patho-
lial tissues and is the most abundant GST isoform in logically confirmed NSCLC diagnosed within the 4
the lung.13,14 GSTP1 is a polymorphic gene located on months prior to enrollment. Follow-up was complete
chromosome 11 with 2 single-nucleotide substitutions through September 17, 2001. All patients were accrued
in exon 5 and exon 6 that give rise to Ile105Val and at the University of Texas M. D. Anderson Cancer
Ala114Val amino acid substitutions, respectively.15 Center (Houston, TX). On entry into the study, each
These amino acid substitutions appear to be within patient had a personal interview based on a structured
the GSTP1 active site for binding of hydrophobic elec- questionnaire in which they were asked to provide
trophiles,15,16 and studies suggest that the variant ge- information that included sociodemographic vari-
notype results in diminished enzymatic activity.17,18 ables and smoking history. An individual who had
smoked at least 100 cigarettes was defined as an ever
Because reduced enzyme activity may lead to a de-
smoker. A former smoker had quit smoking at least 1
creased ability to detoxify carcinogenic and mutagenic
year prior to diagnosis. Ethnicity was self-reported.
compounds, it is plausible that these polymorphisms
Each patient had a 30-mL sample of blood drawn into
may confer an increase in cancer susceptibility. A
coded, heparinized tubes for immediate DNA isola-
number of epidemiologic studies have explored pos-
tion. All patients provided written informed consent,
sible associations between GSTP1 polymorphisms and
and the protocol was approved by The University of
the risk of lung carcinoma, often yielding conflicting
Texas M. D. Anderson Cancer Center Institutional Re-
results.19 –22 Our group recently reported the largest
view Board. The American Joint Committee on Cancer
case– control study to examine the association of
staging system was used. Vital status was obtained
GSTP1 exon 5 and 6 polymorphisms and NSCLC risk.23
from the medical record, the institution’s tumor reg-
That study included 582 patients (cases) and 600
istry, or the Social Security Death Index.
matched controls. The primary finding was that the
exon 6 polymorphism was associated with an elevated GSTP1 Genotyping
risk of NSCLC (odds ratio, 1.4) that was not observed Genomic DNA was isolated from the lymphocytes of
with the exon 5 polymorphism. It is noteworthy that whole blood samples using a proteinase-K, sodium
subgroup analyses suggested that men, younger indi- dodecyl sulfate, and ethylene diamine tetraacetic
viduals, and ever smokers with the exon 6 polymor- acid-Tris approach. The polymorphic sites in exon 5
phism had the highest associated risk. (Ile105Val) and exon 6 (Ala114Val) of the GSTP1 gene
In addition to carcinogens, a number of chemo- were amplified by using polymerase chain reaction
therapeutic agents appear to be substrates for GSTP1, (PCR) analysis, as described previously.23 Briefly, PCR
including cisplatin.24 –27 Several studies have reported was performed in a 25 ␮L volume that contained 1
that elevated levels of GSTP1 in serum or tumor tissue ⫻ PCR buffer, 3.0 mM MgCl2, 0.25 mM dioxyribo-
from patients with NSCLC were correlated with resis- nucleoside triphosphates, 1.5 units of Taq polymerase
tance to platinum-based chemotherapy.28 –31 Building (Promega, Madison, WI), and 0.3 ␮M of primers
on the results of our case– control study, we hypothe- GSTP1-5 forward (5⬘-GTAGTTTGCCCAAGGTCAAG-3⬘)
sized that the GSTP1 exon 6 variant genotype would be and GSTP1-5 reverse (5⬘-AGCCACCTGAGGGGTAAG-
associated with improved clinical outcome in the case 3⬘) for exon 5 or primers GSTP1-6 forward (5⬘-GGGAG-
group of patients with NSCLC who were treated with CAAGCAGAGGAGAAT-3⬘) and GSTP1-6 reverse (5⬘-
chemotherapy because of reduced chemotherapy in- CAGGTTGTAGTCAGCGAAGGAG-3⬘) for exon 6. The
activation. Because it is the standard of care for pa- PCR conditions were 94 °C for 5 minutes, followed by
tients with locally advanced and metastatic NSCLC 5 cycles in which the annealing temperature de-
(Stages III and IV32) to receive platinum-based chemo- creased by 1 °C each cycle (cycle 1: 30 sec at 94 °C, 30
GSTP1 and Nonsmall Cell Lung Carcinoma/Lu et al. 443

sec at 64 °C, 30 sec at 72 °C). This was followed by allele (Val/Val). In light of the multiple subgroup com-
another 25 cycles at 94 °C for 30 seconds, 59 °C for 30 parisons and the small number of Hispanic patients (n
seconds, and 72 °C for 30 seconds, with a final exten- ⫽ 18 patients), the importance of this observation
sion step at 72 °C for 5 minutes. A 433-base pair (bp) remains to be determined. Because there were only 3
DNA fragment was amplified for exon 5, and a 420 bp patients who were homozygous for the variant exon 6
fragment was amplified for exon 6; this was followed allele (Val/Val), this group was combined with the
by overnight digestion with 5 units of BsmAI for exon heterozygous (Ala/Val) group for all future analyses.
5 and AciI for exon 6 (New England Biolabs, Beverly, The Kaplan–Meier survival functions for overall
MA). The fragments were separated on a 3% agarose survival according to GSTP1 genotypes are presented
gel stained with ethidium bromide. The wild type (AA), in Figure 1. In total, 312 deaths were observed during
heterozygous genotype (A/G), and mutant genotype follow-up. The median follow-up among patients who
(G/G) yielded 2 bands (328 bp and 105 bp), 4 bands were alive at the end of observation was 18 months
(328 bp, 222 bp, 106 bp, and 105 bp), and 3 bands (222 after diagnosis. Figure 1A shows that the exon 6 poly-
bp, 106 bp, and 105 bp), respectively, for the polymor- morphism was associated with improved overall sur-
phism in exon 5. For exon 6, the digested product vival (log-rank P ⫽ 0.037), with a median survival of
resolved bands at 246 bp, 116 bp, and 58 bp for the 16.1 months and 11.4 months for patients with and
wild type (C/C); 362 bp, 246 bp, 116 bp, and 58 bp for without the variant allele, respectively. The Kaplan–
the heterozygous genotype (C/T); and 362 bp and 58 Meier estimate of overall survival at 1 year, 2 years,
bp for the mutant genotype (T/T). and 3 years was 0.64 (95% CI, 0.50 – 0.75), 0.32 (95% CI,
0.20 – 0.45), and 0.21 (95% CI, 0.09 – 0.36) for patients
Statistical Analysis with the GSTP1 variant genotype and 0.47 (95% CI,
Chi-square analyses and Fisher exact tests were used 0.41– 0.52), 0.22 (95% CI, 0.18 – 0.27), and 0.13 (95% CI,
to compare the distribution of genotypes between 0.09 – 0.18) for patients with the wild type genotype.
subgroups based on gender, ethnicity, smoking status, When they were stratified by disease stage, patients
age, disease stage, and tumor histology. Survival anal- who had the exon 6 variant demonstrated improved
ysis methods were used to evaluate the effects of the survival, but the association was no longer statistically
GSTP1 exon 5 and exon 6 genotypes on survival in significant (log-rank P ⫽ 0.14 and P ⫽ 0.19 for the
patients with lung carcinoma. We calculated survival Stage III and IV subgroups, respectively). There was no
as the period from diagnosis to the date of death or the evidence of a survival difference by GSTP1 exon 5
date of last follow-up for each patient. We calculated genotype (Fig. 1B) (log-rank P ⫽ 0.35).
person-years at risk within each genotype category as The adjusted HRs of death associated with GSTP1
the sum of the survival of all patients in that category. genotypes are shown in Table 2. After adjustment for
Overall survival in relation to GSTP1 exon 5 and exon age, gender, ethnicity, smoking status, disease stage,
6 genotypes was evaluated by the Kaplan–Meier sur- and tumor histology, patients who had the GSTP1
vival function and log-rank tests. Hazard ratios (HRs) exon 6 variant genotype had marginally longer sur-
were estimated from a multivariate Cox proportional vival, with an adjusted HR of 0.75 (95% CI, 0.54 –1.05),
hazards model, with adjustment for age, gender, eth- compared with patients who had the wild type geno-
nicity, smoking status, and tumor stage. Stratified type. In stratified analyses, the protective effect was
analysis was also carried out according to these ad- evident among younger patients (younger than age 62
justed variables. STATA software (STATA Corp., Col- yrs), with an adjusted HR of 0.59 (95% CI, 0.57– 0.97),
lege Station, TX) was used for statistical analyses. but it was less evident among older patients (age 62
yrs and older; adjusted HR, 0.89; 95% CI, 0.56 –1.42).
RESULTS The protective effect also was evident in men (ad-
Among the 425 patients in this study, 55.5% were justed HR, 0.64; 95% CI, 0.41– 0.99) but not in women
male, and 53.2% had Stage III disease, and their mean (adjusted HR, 0.93; 95% CI, 0.54 –1.60). For the GSTP1
age was 61.6 years. The distributions of GSTP1 geno- exon 5 variant genotype, the adjusted Cox model in-
types according to patient characteristics are shown in dicated no significant association with overall survival.
Table 1. Genotypes for GSTP1 exon 5 and exon 6 were Patients with Stage III and IV NSCLC were se-
available for 424 patients and 425 patients, respec- lected for this study, because the accepted standard of
tively. The distribution of genotypes was not related to care for these patients incorporates platinum-based
age, gender, smoking status, stage at diagnosis, or chemotherapy for those who are deemed eligible for
tumor histology. There was a significant association therapy. Although baseline patient data and blood
between exon 5 genotype and ethnicity: Hispanics had specimens were collected meticulously for patients
a higher frequency of the homozygous exon 5 variant who were enrolled in this prospective molecular epi-
444 CANCER January 15, 2006 / Volume 106 / Number 2

TABLE 1
Selected Characteristics of Patients with Lung Carcinoma by Glutathione S-Transferase ␲ Genotype

No. of patients (%)

GSTP1 exon 5a GSTP1 exon 6

Characteristic All patients Ile/Ile Ile/Val Val/Val P value Ala/Ala Ala/Val Val/Val P value

Total 425 166 (39.2) 207 (48.8) 51 (12.0) 358 (84.2) 64 (15.1) 3 (0.7)
Gender
Men 236 (55.5) 94 (56.6) 111 (53.6) 30 (58.8) 196 (54.8) 37 (57.8) 3 (100.0)
Women 189 (44.5) 72 (43.4) 96 (46.4) 21 (41.2) 0.74 162 (45.3) 27 (42.3) 0 (0.00) 0.35
Ethnicity
Caucasian 360 (84.7) 146 (88.0) 176 (85.0) 37 (72.6) 296 (82.7) 61 (95.3) 3 (100.0)
Mexican American 18 (4.2) 4 (2.4) 8 (3.9) 6 (11.8) 17 (4.8) 1 (1.6) 0 (0.00)
African American 47 (11.1) 16 (9.6) 23 (11.1) 8 (15.7) 0.03 45 (12.5) 2 (3.1) 0 (0.00) 0.11
Smoking status
Never 44 (10.4) 18 (10.8) 24 (11.6) 2 (3.9) 38 (10.6) 6 (9.4) 0 (0.00)
Former 185 (43.5) 71 (42.8) 90 (43.5) 23 (45.1) 151 (42.2) 32 (50.0) 2 (66.7)
Current 196 (46.1) 77 (46.4) 93 (44.9) 26 (51.0) 0.60 169 (47.2) 26 (40.6) 1 (33.3) 0.74
Age
ⱕ 49 yrs 47 (11.1) 15 (9.0) 29 (14.0) 3 (5.9) 36 (10.1) 11 (17.2) 0 (0.00)
50–59 yrs 118 (27.8) 44 (26.5) 63 (30.4) 11 (21.6) 98 (27.4) 18 (28.1) 2 (66.7)
60–69 yrs 171 (40.2) 66 (40.0) 78 (37.7) 26 (51.0) 146 (40.8) 25 (39.1) 0 (0.00)
ⱖ 70 yrs 89 (20.9) 41 (24.7) 37 (17.9) 11 (21.6) 0.19 78 (21.8) 10 (15.6) 1 (33.3) 0.28
Stage at diagnosis
Stage III 226 (53.2) 83 (50.0) 111 (53.6) 31 (60.8) 187 (52.2) 39 (60.9) 0 (0.00)
Stage IV 199 (46.8) 83 (50.0) 96 (46.4) 20 (39.2) 0.39 171 (47.8) 25 (39.1) 3 (100.0) 0.07
Histology
Adeno CA 215 (50.5) 82 (49.4) 110 (53.4) 23 (45.1) 181 (50.7) 31 (48.4) 3 (100.0)
Squamous CA 106 (24.9) 45 (27.1) 51 (24.8) 15 (29.4) 86 (24.1) 20 (31.3) 0 (0.00)
Other 103 (24.2) 39 (23.5) 45 (21.8) 13 (25.5) 0.68 90 (25.2) 13 (20.3) 0 (0.00) 0.45

GSTP1: glutathione s-transferase ␲; CA: carcinoma.


a
GSTP1 exon 5 genotype data were available for 424 patients.

demiologic study, subsequent clinical follow-up and chemotherapy, whereas 186 patients never received
treatment data remained incomplete. Initial treat- chemotherapy. Among the former group, there ap-
ment-related data, however, were available for a sub- peared to be a nonsignificant trend toward improved
group of 310 patients (73%). In this subgroup, 204 survival for patients who had the variant exon 6 allele
patients received chemotherapy as a component of (log-rank P ⫽ 0.17), whereas this trend was not evident
their initial therapy, and 106 patients did not receive in the latter group (log-rank P ⫽ 0.46). A similar ex-
chemotherapy. Among the former group, there ap- ploratory analysis for the exon 5 polymorphism did
peared to be a trend toward improved survival for not demonstrate significant associations with survival
patients who had the variant exon 6 allele (log-rank P among patients who received or did not receive che-
⫽ 0.13), whereas this trend was not evident in the motherapy (log-rank P ⫽ 0.99 and P ⫽ 0.17, respec-
latter group (log-rank P ⫽ 0.88). A similar exploratory tively).
analysis for the exon 5 polymorphism did not demon-
strate any associations with survival among patients DISCUSSION
who received or did not receive initial chemotherapy Based on data indicating that variant alleles are asso-
(log-rank P ⫽ 0.74 and P ⫽ 0.80, respectively). A pos- ciated with reduced enzymatic activity, we hypothe-
sible factor that may have influenced the availability of sized that GSTP1 genotype also would affect clinical
initial treatment data was the site of treatment, be- outcome in the patients with NSCLC who were most
cause it was more difficult to obtain this information likely to receive chemotherapy. Because it is the stan-
for patients who were not treated at our institution. dard of care for patients with advanced NSCLC (Stage
Data regarding whether or not patients ever re- III and IV) to receive platinum-based chemotherapy,
ceived chemotherapy were available for 423 patients we decided to focus our analysis on this population.
(99.5%). Two hundred thirty-seven patients received We found that the exon 6 polymorphism was associ-
GSTP1 and Nonsmall Cell Lung Carcinoma/Lu et al. 445

TABLE 2
Glutathione S-Transferase ␲ Genotypes in Patients with Lung
Carcinoma

Survival status (no. of


patients)

Genotype Dead Alive HR (95% CI)a

GSTP1 exon 5
Ile/Ile 120 46 Reference
Ile/Val 158 49 1.24 (0.97–1.58)
Val/Val 34 17 0.88 (0.60–1.30)
GSTP1 exon 6
Ala/Ala 269 89 Reference
Ala/Val ⫹ Val/Val 43 24 0.75 (0.54–1.05)

HR: hazard ratio; 95% CI: 95% confidence interval; GSTP1: glutathione S-transferase ␲.
a
HR and 95% CI values were determined by using a Cox proportional hazards model that was adjusted
for age, gender, ethnicity, smoking status, tumor stage, and histology.

motherapy but appeared to be strongest among pa-


tients who received radiotherapy. The biologic signif-
icance of these findings was unclear. One possible
explanation offered was that carcinomas in GSTM1-
null patients may be more aggressive due to increased
carcinogen-DNA adducts and mutations in p53, K-ras,
and other genes.35 Yang et al. examined 250 patients
with lung carcinoma in all stages of disease36 but
found no association between GSTP1 exon 5
FIGURE 1. Overall survival is illustrated for patients with nonsmall cell lung (Ile105Val), GSTT1 null, or GSTM1 null genotypes and
carcinoma according to glutathione S-transferase ␲ (GSTP1) genotype 1-year survival. The lack of an association between
(Kaplan–Meier function. (A) The GSTP1 exon 6 genotype. (B) The GSTP1 exon GSTP1 exon 5 genotype and survival in patients with
5 genotype. Numbers in parentheses represent the number of deaths/the lung carcinoma appears to be a consistent finding in
number of patients. our study and in the 2 aforementioned reports. In a
study of patients with advanced colorectal carcinoma
ated with improved survival. The adjusted HR simi- who received oxaliplatin-based chemotherapy, how-
larly indicated a reduced risk of death, although the ever, the exon 5 variant allele was associated with
95% CI included the null. It is noteworthy that our improved survival.37
subset analyses suggested that this association with The current data also suggest that the exon 6
survival was restricted to younger patients and males, polymorphism is associated with a gender and age
the same groups that demonstrated increased lung effect. The biologic significance of these findings re-
carcinoma risk with the variant genotype. mains unclear. It is intriguing that, in our prior case–
Other groups have investigated GSTP1 polymor- control study, we also found an increased risk of lung
phism in patients with lung carcinoma, although no carcinoma associated with the exon 6 variant allele
studies have been reported with data on the exon 6 that was especially evident in males and younger in-
variant allele to our knowledge. Sweeney et al. exam- dividuals and not in females and older individuals.
ined 274 patients with lung carcinoma (all histologies) The consistency of these results suggests that the exon
who were identified through a Washington State pop- 6 polymorphism may have a real biologic effect that
ulation-based cancer registry.34 Those authors found can affect clinical outcome. It is noteworthy that gen-
no association between the GSTP1 exon 5 (Ile105Val) der has been identified as a prognostic factor in pa-
or GSTT1 null genotype and survival in the overall tients with NSCLC.38 and it is possible to speculate
population nor in a subgroup of patients who were that gender-specific differences in metabolic enzymes
treated with chemotherapy. An association between involved in the detoxification of chemotherapy may be
the GSTM1 null genotype and shorter survival was a possible explanation for this observation. These data
found; however, this effect was not modified by che- must be interpreted with caution, however, because it
446 CANCER January 15, 2006 / Volume 106 / Number 2

remains possible that subgroup analyses may result in 5. Bunn PA Jr. Chemotherapy for advanced non-small-cell
misleading artifactual findings secondary to multiple lung cancer: who, what, when, why? J Clin Oncol. 2002;20:
23s–33s.
comparisons. Future prospective validation studies in
6. Non-Small Cell Lung Cancer Collaborative Group. Chemo-
other patient populations are needed.
therapy in non-small cell lung cancer: a meta-analysis using
There are some important limitations of this re- updated data on individual patients from 52 randomised
search. The patients in this study were part of a larger clinical trials. BMJ. 1995;311:899 –909.
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1989;58:743–764.
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