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Judicial Activism vs. Judicial Restraint
Judicial Activism vs. Judicial Restraint
Judicial Activism vs. Judicial Restraint
ACTIVISM
VS.
JUDICIAL
RESTRAINT
Submitted by:
I. Introduction
Here, the concepts of judicial activism and judicial restraint comes into
the picture. These concepts are used to define the philosophy used by the
judges to uphold a judicial decision, being the exact opposite of each
other.
Primarily, they describe how the judges judge. While the former is a
dynamic concept that considers the changing outlook of the society, the
latter depends upon the strict interpretation of laws. These concepts will
depend upon various other doctrines and ideologies which will be
discussed.
1
http://ateneolawjournal.com/Media/uploads/7a81e301934bc1f67910525b7439ea64.pdf (last accessed June 11,
2021)
2
https://items.ssrc.org/democracy-papers/democratic-erosion/the-philippine-supreme-court-under-duterte-reshaped-
unwilling-to-annul-and-unable-to-restrain/ (last accessed June 11, 2021)
II. Discussion on Judicial Activism and Judicial Restraint
A. JUDICIAL ACTIVISM
When the executive does not make decisions in favor of the public,
the Judiciary, with the powers vested by the Constitution, rules to solve
such public grievances. This gave rise to the concept of judicial activism
which has given importance to social welfare. Sometimes, the judges
decide to interpret the law in such a manner which goes in consonance
with the existing ideologies rather than those formulated during the
drafting of the Constitution. Judicial activists hold decisions by exercising
their own will in the cases and responding to legal issues by keeping in
mind the social needs of the present day.
http://www.nja.nic.in/Concluded_Programmes/2019-20/P1187_PPTs/1.JUDICIAL%20ACTIVISM%20AND
3
4
Canon, Bradley C. (1983). "Defining the Dimensions of Judicial Activism". Judicature. 66 (6): 236–247.
5
Justice Antonin Scalia's dissent in Romer v. Evans; Romer, Governor of Colorado, et al. v. Evans et al. (94-1039),
517 U.S. 620 (1996).
6
Tamanaha, Brian Z. (2010). Beyond the Formalist-Realist Divide: The Role of Politics in Judging. Princeton
University Press. ISBN 978-0-691-14279-1.
Some proponents of a stronger judiciary argue that the judiciary
helps provide checks and balances and should grant itself an expanded
role to counterbalance the effects of transient majoritarianism , i.e., there
should be an increase in the powers of a branch of government which is
not directly subject to the electorate, so that the majority cannot dominate
or oppress any particular minority through its elective powers. 7 Other
scholars have proposed that judicial activism is most appropriate when it
restrains the tendency of democratic majorities to act out of passion and
prejudice rather than after reasoned deliberation. 8
Moreover, they argue that the judiciary strikes down both elected
and unelected official action, in some instances acts of legislative bodies
reflecting the view the transient majority may have had at the moment of
passage and not necessarily the view the same legislative body may have
at the time the legislation is struck down. Also, the judges that are
appointed are usually appointed by previously elected executive officials
so that their philosophy should reflect that of those who nominated them,
that an independent judiciary is a great asset to civil society since special
interests are unable to dictate their version of constitutional interpretation
with threat of stopping political donations.
7
Ely, John Hart (1980). Democracy and Distrust. Cambridge: Harvard University Press. chapters 4–6. ISBN 0-674-
19636-8.
8
Evan Zoldan, "Targeted Judicial Activism," 16 Green Bag 2d 465-66 (2014) SSRN 2310915
9
Agabin, supranote2, at 5.
10
There are approximately 56 nations with a separate constitutional court. JURIST — World Law, available at
http://jurist.law.pitt.edu/world (last accessed June 12, 2021)
freedoms.” 1 1 In the Philippines, the Supreme Court itself is empowered to
be the final interpreter of the Constitution. 1 2 In fact, the Constitution
expressly recognizes the Court as the ultimate authority in settling “cases
in which the constitutionality or validity of any treaty, international or
executive agreement, law, presidential decree, proclamation, order,
instruction, ordinance, or regulation is in question.” 1 3
Between 2007 and 2010, the Philippine Supreme Court used its
expansive powers to strengthen protections for individual rights and civil
liberties. Through judicial administrative rules, the court introduced the
writs of amparo (a legal remedy to protect constitutional rights)
and habeas data (to protect informational privacy) amid widespread
reports of extrajudicial killings under then-president Arroyo. The court
also subsequently introduced the writ of kalikasan , a legal remedy to
protect the right to a healthy environment. Through independent judicial
rulemaking, the Philippine Supreme Court proved itself to be a key actor
in Philippine democratic consolidation. Indeed, this period of judicial
activism by the court has coincided with improvements in the country’s
scores in the varieties of liberal democracy index. 1 4
11
Id.
12
Supreme Court, Re: Further Clarifying and Strengthening the Organizational Structure and Administrative Set-Up
of the Philippine Judicial Academy, Administrative Matter No. 01-1- 04-SC-PHILJA [A.M. No. 01-1-04-SC-
PHILJA] (Jan. 31, 2006)
13
PHIL. CONST. art. VIII, § 5, ¶ 2 (a). Furthermore, as the ultimate authority or last interpreter of the Constitution,
the Supreme Court is empowered to “[r]eview, revise, reverse, modify, or affirm on appeal or certiorari ... final
judgments and orders of lower courts[.]” PHIL. CONST. art. VIII, § 5,
14
https://items.ssrc.org/democracy-papers/democratic-erosion/the-philippine-supreme-court-under-duterte-reshaped-
unwilling-to-annul-and-unable-to-restrain/(last accessed June 12, 2021)
15
Supra
A clear example of “judicialization of politics” is Estrada,
involving the legitimacy of Gloria Macapagal-Arroyo’s assumption into
the Office of the President. The validity of her ascension to power was
brought about by succession due to the alleged resignation or permanent
disability of President Joseph E. Estrada, in accordance with the
Constitution. Quite interestingly, then Chief Justice Reynato S. Puno,
known to have dissented in a number of cases decided in favor of
Arroyo’s government, was the ponente of this decision. 1 6
16
http://ateneolawjournal.com/Media/uploads/7a81e301934bc1f67910525b7439ea64.pdf (last accessed June 12,
2021)
17
Estrada, 353 SCRA at 490.
18
Id. at 493.
19
Id. at 495.
20
Sabrina M. Querubin, et al., Legitimizing the Illegitimate, Disregarding the Rule of Law in Estrada v. Desierto
and Estrada v. Macapagal-Arroyo (Paper submitted to the Irene Cortés Award for best paper in constitutional law at
the University of the Philippines), available at https://www.law.upenn.edu/ journals/jil/jilp/articles/2-
1_Queribin_Sabrina. pdf (last accessed June 12, 2021). See Estrada, 353 SCRA at 495.
and political question doctrines, saying that the Congress’ application of
the said section was not a legal but rather a political question. 2 1
21
Querubin, et al., supra note 32.
22
Estrada, 353 SCRA at 496.
23
See Estrada, 353 SCRA at 497-99.
24
Estrada, 353 SCRA at 497-98.
25
Querubin, et al., supra note 32.
26
Id. The legal maxim res inter alios acta alteri nocere non debet means that “[t]hings done between strangers ought
not to affect a third person, who is a stranger to the transaction.” Legal Latin phrases and maxims, available at
http://www.inrebus.com/legalmaxims_r.php (last accessed June 12, 2021).
Estrada could not be doubted against a background of public pressure
calling for change in leadership. 2 7
B. JUDICIAL RESTRAINT
Judicial restraint is a legal term that describes a type of judicial
interpretation that emphasizes the limited nature of the court's power.
Judicial restraint asks judges to base their decisions solely on the concept
of stare decisis , an obligation of the court to honor previous decisions. 2 8
Judicial restraint is a theory of interpretation for the Judiciary. It is
a notion which portrays that the judges should limit the exercise of their
powers by not influencing the decision or the proceedings with their own
preferences and perspectives, rather by the constitutional and statutory
mandates. It propounds that judges must hesitate in striking down the laws
until and unless these laws are unconstitutional. The jurists supporting
judicial restraint argue that judges do not possess any policy-making
powers and hence, they should rely upon the legislative intent, stare
decisis and strict application of judicial interpretation. 2 9
27
http://ateneolawjournal.com/Media/uploads/7a81e301934bc1f67910525b7439ea64.pdf p. 37 (last accessed June
12, 2021)
28
https://www.thoughtco.com/a-definition-of-judicial-restraint-3303631(last visited June 13, 2021)
29
https://blog.ipleaders.in/judicial-activism-vs-judicial-restraint-indian-disarray/ (last accessed June 12, 2021)
Throughout the United States history, several court cases have become
clear examples of both judicial restraint and judicial activism,
including Dred Scott v. Sandford and Brown v. Board of Education ,
respectively . 3 0
“One single object... [will merit] the endless gratitude of society: that
of restraining the judges from usurping legislation. And with no body
of men is this restraint more wanting than with the judges of what is
commonly called our General Government .” 3 1
Learned Hand
A judge who served on the United States District Court for the
Southern District of New York from 1909 to 1924 and on the United
States Court of Appeals for the 2nd Circuit from 1924 to 1961. He was
also a judicial philosopher and a leading proponent of judicial
restraint.
According to the New York Times, Hand "was committed to neither a
conservative nor a liberal agenda, but to a creed of judicial restraint
he had learned at Harvard Law School from J.B. Thayer and had
reinforced by his own experience of democracy."
Hugo Black
An associate justice on the U.S. Supreme Court from 1937 to 1971 and
a strong supporter of judicial restraint. He believed that the power of
making laws should be reserved for the legislature and wrote that
"power corrupts, and unrestricted power will tempt Supreme Court
justices just as history tells us it has tempted other judges."
This doctrine states how domestic courts will abstain from passing
judgement over the acts of a foreign sovereign done in its own territory.
Liberal restraint was shown in Whole Woman's Health v
Hellerstedt in which the 1973 decision of Roe v Wade was upheld in favor
30
https://ballotpedia.org/Judicial_restraint (last accessed June 12, 2021)
31
University of Virginia Library,”Thomas Jefferson,” (last accessed June 12, 2021)
of a woman's right to abortion. Cases on abortion have been heard since
then, and while some have placed limitations on it, or allowed individual
states to decide on those limitations, the unwillingness of the Court to
overturn this decision remains.
Conservative restraint was shown in Glossip v Gross in which
support was built in favor of the continued use of lethal injection . The
case suggested that prisoners could only challenge the method of
execution by providing an alternative method of execution. The Court
argued that it was the responsibility of the prisoner to demonstrate that
the execution method caused severe pain, not the responsibility of the
state.
In the Philippines, the common ‐ law principle of judicial restraint
serves the public interest by allowing the political processes to operate
without undue interference. 3 2
32
Sinaca vs Mula, G.R. No. 135691, September 27, 1999
33
Estrada v. Sandiganbayan, G.R. No. 148560, November 19, 2001
34
Francisco, Jr. v. The House of Representatives, G.R. No. 160261, Bellosillo J., Separate Opinion, November 10,
2003
(a) PPA v. Court of Appeals : If there is no showing of grave
abuse of discretion on the part of a branch or
instrumentality of the government, the court will decline
exercising its power of judicial review.
Even when all requisites for justiciability have been met, judicial
review will not be exercised when the issue involves a political question.
35
http://www.prohealthlaw.com/2015/02/principle-of-judicial-restraint.html (last accessed June 12, 2021)
36
An Act to Ordain and Institute the Civil Code of the Philippines [CIVIL CODE], Republic Act No. 386, art. 8
(1950).
accordingly. There are some judges who rely on precedents (earlier
judicial decisions) 3 7
Thus, the debate over judicial activism and restraint is as old as our
republic. Although the general meaning of the terms "judicial activism"
and "judicial restraint" is thus commonly understood, application of the
terms often is unclear, particularly in the complex regulatory context in
which policy are made. At least two sources of confusion can be
identified. First, activism and restraint are not unitary concepts, but rather
are composed of distinct, yet interrelated ideas. 3 8 Second, although the
debate over activism and restraint developed in the field of constitutional
law, a context in which the application of the concepts of activism and
restraint is relatively straightforward, the debate in recent years has
moved into the regulatory arena, a context in which the implications of a
decision in terms of activism and restraint are more complex.
37
https://opinionfront.com/judicial-restraint-vs-judicial-activism (last visited June 13, 2021)
38
https://scholarship.law.vanderbilt.edu/cgi/viewcontent.cgi?article=2559&context=vlr p. 347 (last visited June 12,
2021)
39
https://scholarship.law.vanderbilt.edu/cgi/viewcontent.cgi?article=2559&context=vlr vol 42:343 (last accessed
June 12, 2021)
The main difference between the two theories lies in the extent of
power exercised by the judiciary. While judicial restraint limits the power
of a judge to interpret law in a broad manner or strike down a legislation;
in judicial activism, the judge takes more freedom to deviate from
conventional interpretation, so that a law can be applied to a given set of
facts. He can overrule laws as well as judgments. According to the
philosophy of judicial restraint, there is no scope of interpretation of the
Constitution, and changes can be made through amendments only. In case
of judicial activism, Constitution can be interpreted in a broad manner.
According to the theory of judicial restraint, the judge must stick to the
laws enacted by the legislature and should uphold them unless they are
unconstitutional. In judicial activism, the judge can interpret laws
according to the changing needs of the society and prevent injustice.
While judicial restraint is intended to prevent judges from exercising
arbitrary power over the life and liberty of citizens, judicial activism
encourages them to exercise more power to shape social policies and to
correct injustices, especially when the other wings of the government fail
to do so.
Those who claim that the Supreme Court has authority to make law
are known as advocates of judicial activism. Those who teach that the
Court’s authority extends only to resolving disputes in accordance with
law made by Congress are known as judicial restraint. The controversy
over the legitimacy of the Supreme Court’s formulating social policy has
entered a new phase on the argument for judge-made law to the extreme of
its logic, thus clarifying the issue and facilitating choice of the proper
role of the Supreme Court easier.
Conclusion
40
https://opinionfront.com/judicial-restraint-vs-judicial-activism (last visited June 13, 2021)
the pro-development results are not explainable solely as the product of
neutral exercise of institutional restraint, these decisions reflect policy
activism by the court.
It is true that if judges take up the tasks of the executive and legislature in
their own hands then some issues are bound to arise such as lack of
expertise and distorting the doctrine of separation of powers. Though the
Court has not made any declaration on rendering decisions based on non-
legal considerations, the implications of its decisions reflect the Court’s
recognition of the need to protect the welfare of society. But then the
Philippine scenario also requires the creativity and application of personal
minds of the judges while interpretation due to the complexity of cases in
the present times. Perhaps this difficulty rests on the greater caution that
the Court needs to take when it acts as a political Court.
Recommendation
In the words of Justice Cruz, “an assertive and activist Supreme Court is
likely to venture boldly into the realm of political questions and claim the
right to resolve them according to its own lights even at the risk of
antagonizing the other departments. On the other hand, a timorous
judiciary will probably cling to the conventions and in the interest of
harmony, or perhaps its own convenience and security, choose not to rush
in where angels fear to thread.” 4 1
41
Isagani A. Cruz, Philippine Political Law, 470-471 (2014).