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Am J Clin Nutr 2014;99:1525–42. Printed in USA. Ó 2014 American Society for Nutrition 1525
1526 WEAVER ET AL
Until recently, much preservation and processing of food were 2010, the goal of only 2 objectives was met, exceeded, or moved
done at home; only within the past 100 y has large-scale food in the right direction; for 3 objectives no change was shown; and
processing become an industrial process. The basic steps involved for 15 objectives the outcome moved away from the target (5).
Population growth The US population is expected to reach 352 million in 2025, up from 304 million in 2011. By 2050, the world
population is expected to reach 10 billion, up from 7 billion in 2011.
Food insecurity Environmental disasters, climate change, and the global recession have sorely tried the food security system. Food
prices have risen in many countries, including the United States.
Globalization of the food supply Today, the American food supply comes in part from other countries and travels long distances to reach
consumers. This globalization poses transportation, storage, and food safety challenges that must be managed,
especially for raw foods such as fruit and vegetables and seafood. Traditional methods used by regulators to
ensure product safety have proven insufficient to deal with a global food supply with much food production and
processing being done in remote parts of the world and imported into the United States (8–10).
Food-borne illness Better surveillance and detection techniques in the United States and globally have increased the capacity to
monitor the cause of food-borne illnesses such as Campylobacter, Salmonella, Escherichia coli O157, and
others as well as Listeria monocytogenes (11).
Aging population and increased As populations throughout the world live to older ages, the influence of diet-related chronic degenerative diseases
noncommunicable chronic also increases, and these changes have given rise to new dietary needs. The leading causes of preventable death
degenerative diseases worldwide include several conditions that are associated with diet, including hypertension, high cholesterol,
malnutrition and poor diet, overweight and obesity, alcohol abuse, and physical inactivity (12). The links
The factors that affect the future food supply are outlined in has been considerable public controversy over the nutritional
Table 1 (8–14). Although adequate food for all and global food contribution that processed foods make to the American diet.
security continue to be major goals worldwide, in recent years, Consumer research by the International Food Information Council
global food production has outpaced population growth, such (IFIC)11 shows that 43% of consumers are concerned about some
that there has been an increase in food energy available per person aspects of processed foods (21). The many issues currently being
(15, 16). Distribution injustice remains a problem, however, and debated include views on nutritional quality, freshness, safety,
some still do not receive enough to eat (17, 18). In addition to origin (locally grown compared with grown elsewhere), health-
economic, political, and social reform, more widespread use of fulness, sustainability, techniques used for raising them (organic
methods to preserve, store, and distribute foods in developing compared with nonorganic and genetically modified organisms),
countries can help to alleviate some problems of under- and and perceived ethical aspects of production. This ASN scientific
malnutrition due poor food distribution (2, 19). Also, improve- statement focuses on the role of processed foods in one area of
ments in the capacity to process foods (eg, to safely preserve, these concerns only: the nutritional value of processed foods.
store, and transport food) are needed to reduce food wastage and Specifically, this scientific statement 1) provides an introduction
to better ensure an adequate food supply as the world’s population to how processed foods contribute to the health of populations,
grows (17, 20). Nutrition scientists, public health professionals, 2) addresses the role of processed foods in providing “nutrients to
agricultural economists, food scientists, and other professionals encourage” (ie, dietary fiber, vitamin D, calcium, and potassium,
dedicated to meeting the food and nutritional needs of people and, for some, iron, folate, and vitamin B-12) and “constituents to
around the globe recognize that fresh, local foods cannot meet limit” [ie, energy, sodium, added sugars, and saturated fat, as
all nutritional requirements. Food processing is necessary (1). specified in the 2010 Dietary Guidelines for Americans (22)],
National and global goals for nutrition and health can only be
accomplished by incorporating attention to food processing into
social and economic reforms. 11
Abbreviations used: HPP, high-pressure processing; IFIC, International
Although nutritional security (quality) and food security Food Information Council; IR, ionizing radiation; PEF, pulsed electric field
(quantity) both depend on food processing, in recent years there processing.
1528 WEAVER ET AL
3) identifies the responsibilities of various stakeholders in im- AN ANALYSIS OF THE ROLE OF PROCESSED FOODS IN
proving the American diet, and 4) reviews emerging technologies THE AMERICAN DIET
and the research needed for a better understanding of the role of A direct comparison of nutrient and nonnutrient constituents in
processed foods in a healthy diet. processed compared with fresh foods would not be useful in an
analysis of the role of processed foods in the American diet
because of the wide range of composition of each. Instead, this
Definitions of processed foods committee evaluated the contribution of processed foods to the
Perhaps some of the confusion surrounding processed foods nutrients to encourage and the constituents to limit as recom-
can be clarified by stating some simple operational definitions at mended by the 2010 Dietary Guidelines for Americans (22). We
the outset. To process food means to use a series of mechanical or examined intakes from energy and selected nutrients over the
chemical operations to change or preserve it. An Institute of Food past $30 y in the 1976–1980, 1988–1994, and 2001–2008
Technologists scientific review (1) described processing as “one or NHANES (Figure 3). The analysis included persons aged $2 y
more of a range of operations, including washing, grinding, with reliable records and excluded pregnant and lactating
mixing, cooling, storing, heating, freezing, filtering, fermenting, women. The numbers of subjects included were 19,170, 27,953,
extracting, extruding, centrifuging, frying, drying, concentrating, and 33,207 for the 1976–1980, 1988–1994, and 2001–2008
pressurizing, irradiating, microwaving, and packaging.” Many NHANES, respectively. All analyses were adjusted for the rel-
staples in the diet, such as bread, cheese, and wine, bear little or evant complex sample design of each NHANES sample period.
no resemblance to their starting commodities and are highly To assess changes over time, Z-tests were used to compare
TABLE 2
Categories of processed foods as proposed by the International Food Information Council1
Type of food Examples
Foods that require processing or production (also called “minimally Washed and packaged fruit and vegetables; bagged salads; roasted and
processed”) ground nuts and coffee beans
Foods processed to help preserve and enhance nutrients and freshness of Canned tuna, beans, and tomatoes; frozen fruits and vegetables; puréed and
foods at their peak jarred baby foods
Foods that combine ingredients such as sweeteners, spices, oils, flavors, Some packaged foods, such as instant potato mix, rice, cake mix, jarred
colors, and preservatives to improve safety and taste and/or add visual tomato sauce, spice mixes, dressings and sauces, and gelatin
appeal; does not include “ready-to-eat” foods listed below
“Ready-to-eat” foods needing minimal or no preparation Breakfast cereal, flavored oatmeal, crackers, jams and jellies, nut butters, ice
cream, yogurt, garlic bread, granola bars, cookies, fruit chews, rotisserie
chicken, luncheon meats, honey-baked ham, cheese spreads, fruit drinks,
and carbonated beverages
Foods packaged to stay fresh and save time Prepared deli foods and frozen meats, entrées, pot pies, and pizzas
1
Reproduced with permission from reference 24 (www.foodinsight.org/understandingourfood.aspx).
NUTRITIONAL CONTRIBUTION OF PROCESSED FOODS 1529
dietary fiber (36%), vitamin A (24%), vitamin C (73%), vitamin E foods included ready-to-eat cereals (fortified with B vitamins
(20%), and potassium (31%) in the diet and ,10% of calories including folate, iron, and other nutrients) and milk (fortified
(and sodium) and ,2% of added sugars. Fruit and vegetables with vitamins A and D). With the use of data from NHANES
that were processed by being frozen, canned, or dried provided 2003–2006, these researchers reported the percentage of the
w33% of the dietary fiber, w50% of the vitamin C, w45% of population with nutrient intakes below recommended levels
the potassium, and approximately two-thirds of the sodium [estimated adequate requirement] and above the upper tolerable
provided by all forms (including fresh) of these foods (w220 levels from foods assuming intake of only naturally occurring
mg/d) (Figure 4). nutrients and then intake from foods with additional nutrients
Another effort evaluated the contribution of processed foods in from enrichment and fortification. If enrichment and fortification
which nutrients were added by either enrichment or fortification were not present, large percentages of the population would
to mean nutrient intakes in America (29). Those researchers have had inadequate intakes of vitamins A, vitamin C, vitamins
defined “enrichment” as replacing nutrients lost in processing D, vitamin E, thiamin, folate, calcium, magnesium, and iron.
and “fortification” as adding nutrients at higher amounts than When nutrients from enrichment and fortification were included,
naturally occur in the food. Examples of enriched foods were the percentages of the population with inadequate intakes de-
grain products, especially breads, whereas examples of fortified creased substantially for vitamin A, vitamin D, folate, and iron.
1530 WEAVER ET AL
FIGURE 7. Amount of energy and selected nutrients contributed to the American diet from minimally processed food, processed foods, and foods from
restaurants and dining halls. Source: NHANES 2003–2008, day 1, ages $2 y. Covariates with age group included energy (kcal), sex, race-ethnicity, and
poverty-income ratio.
The data summarized in this section show that processed foods, American diets. How, then, do we enhance the contribution of
at least as defined by using the IFIC definitions, make significant processed food to nutritional security and food security? In the next
contributions to both constituents to limit and nutrients to en- 2 sections of this statement, we outline the actions we recommend
courage. Thus, processed foods are nutritionally important to to enhance the contribution of processed food to nutritional
1532 WEAVER ET AL
FIGURE 10. Portion of the typical US food dollar contributed by various food supply chain industry groups in 2008. Adapted from reference 44.
1778 Benjamin Rush, Surgeon General, Continental “Diet of soldiers should consist chiefly of vegetables.”
Army
1800 Count Rumford Developed “Rumford’s Soup” as an inexpensive but nutritious ration to feed the
Bavarian poor and European soldiers.
1810 Nicolas Appert, French chef Developed a canning method to preserve food in glass jars for French armies on long
forays. Napoleon awarded Appert a 12,000 franc prize for the development.
1810 Peter Durand, British inventor Received patent from King George III for invention of cylindrical canister made of
iron coated with tin.
1813 Bryan Donkin, John Hall Set up first commercial canning factory and produced first canned goods for the
British Army and Navy.
1846 Henry Evans Invented a machine that could manufacture tin cans at a rate of 60 per hour.
1858 John Ordronaux, Army surgeon Published “Hints on the Preservation of Health in the Armies,” which provided the
basis for the “Dietary Guidelines for Soldiers,” which is similar to today’s US
Department of Health and Human Services/USDA Dietary Guidelines for
Americans.
1864 Eben Horsford, professor Proposed a light-weight, low-volume “marching ration” of roasted wheat or self-rising
TABLE 3 (Continued )
1980s David Schnakenberg, US Army Research During a 60-d long-term feeding trial, problems in inadequate nutrient consumption
Institute of Environmental Medicine and excessive body weight loss were observed and recommendations were made
and implemented to improve the MRE. More acceptable entrée items were
substituted, and a new shelf-stable bread packet, individual bottles of mini Tabasco
sauce (McIlhenny Company), and flavored carbohydrate electrolyte beverage
powders were added.
1990s US Army Natick Research and Development Developed a Fielded Individual Ration Improvement Program (FIRIP) to improve
Center/US Army Research Institute of the variety, acceptability, consumption, and nutritional intake of individual combat
Environmental Medicine rations to enhance performance on the battlefield. A Flameless Ration Heater (FRH)
has been included in most MREs since 1993. There are now 24 different menus,
including 4 vegetarian menus.
2000s US Army Natick Soldier RD&E Center/US On the basis of recommendations of the NAS/NRC/IOM Committee on Military
Army Research Institute of Environmental Nutrition Research, US military began to provide caffeine-delivery systems to
Medicine maintain cognitive performance and physical endurance, particularly in situations
of sleep deprivation. Currently, a caffeine-containing nutrient bar (HOOAH;
D’Andrea Brothers LLC) and a caffeine supplement chewing gum “Stay Alert”
TABLE 4
Responsibilities of our food system for positioning processed foods in the healthy diet
Food system component Responsibilities
Agriculture and food scientists Develop new agriculture procedures for enhancing food quality and evaluating food safety
Invent new technologies for increasing accessibility to healthy processed foods
Food industry Develop new technologies for food preservation and enhancing food quality
Maintain food quality and safety standards
Provide affordable, accessible, healthy processed foods
Develop price structures for healthy foods to reduce food insecurity
Develop and support effective labeling or branding of foods
Educate the public in processing techniques
Define and support food processing research
Develop convenient, tasty alternatives for perishable foods
Grocers, restaurants, food services Provide healthy, tasty, low-cost processed food menu alternatives
Create labeling, branding, and marketing strategies to inform consumers
Educate consumer palates for fresh-tasting processed food items
Inform consumers about preparation techniques
Health care professionals Communicate healthy uses of processed foods
Incorporate healthy processed foods into counseling and educational tools
Develop partnerships with the food industry to meet patient needs
The media Create branding or images of processed foods in healthy meals
Provide information on placing processed foods into a healthy diet pattern or meal
Provide methods for food purchasing and preparation with the use of healthy processed foods
Government Define the contribution of processed and nonprocessed foods in a healthy food pattern (eg, MyPlate)
Show the cost-effectiveness and convenience of incorporating processed foods into the diet pattern
Provide examples of using processed foods in diet patterns for subpopulations
Provide funding for developing new food technologies and for testing the nutrition and health effects of foods
and food products
Nutrition and public health scientists Expand telecommunications technologies and social media to educate consumers regarding healthy processed
food choices
Monitor the impact of processed foods on the population’s nutrition and health
Investigate the impact of processed food consumption on biomarkers of health and disease
Consumers Demand information on food processing and health
Provide feedback to the food industry and scientists about the adequacy of our food system
Encourage public and private partnerships to enhance the quality of our food supply and to reduce food waste
1538 WEAVER ET AL
and Nutrition Task Force, created in 2007 and consisting of future, a major focus will be on ways to use the technologies and
representatives from the Institute of Food Technologists, the knowledge obtained from years of research to address the chronic
IFIC, the Academy of Nutrition and Dietetics (formerly the diseases facing the population. Combined with advances in
American Dietetic Association), and the ASN identified several clinical, genetic, and metabolic medicine, evolving food pro-
areas of common interest, such as the nutritional contribution of cessing approaches will encourage and enhance healthy life-
processed foods to the American diet. However, food growers, styles. In this section we discuss some approaches that are already
processors, and grocers were missing from the group along with in development and speculate on futuristic advances. This in-
food service facilities and the media. Representatives from formation is summarized in Table 5.
governmental regulatory groups also were not included. Meeting
future challenges to provide sufficient, affordable, quality food
Reduce calorie intake
for our growing population worldwide requires integration of the
efforts from all components of our food system. We believe that Food processing approaches that address the obesity epidemic
such a broad-based consortium on all components of the food are critically needed. Overconsumption of calorie-dense foods is
system is essential to enable balanced, prompt responses to one contributor to obesity, typically combined with inadequate
public concerns about the food supply, as has occurred over the physical activity. Food scientists are exploring ways to address this
past decade with regard to processed foods. None of the efforts imbalance by, for example, reducing calorie intake while retaining
of these stakeholders is a substitute for the need for educating pleasurable food experiences, slowing digestion while enhancing
our population on basic food skills and the fundamental relation nutrient bioavailability, improving the palatability and accept-
TABLE 5
Examples of current and future food processing technology innovations and their benefits to consumers
Challenge Innovative technology Consumer benefits
Reduce calorie intake Digestion-resistant starches Reduce risk of obesity, diabetes, and related
∙ Changing starch structures in plants morbidities while maintaining diverse and
∙ Modifying starch chemistry enjoyable diet
Naturally derived noncaloric sweeteners
Fat-reduction processes for food preparation
Enhance gut health Novel types of fiber such as water-soluble Optimize digestive tract performance and reduce risk
Development of prebiotics and probiotics and of disease; resist allergens; enhance well-being
effective biodelivery systems
Reduce salt intake Altered salt crystal structures such as Provide flavor and food quality while reducing
microcrystallization excessive salt intake
Flavor enhancement approaches to replace salt
Enhance health benefits of foods Stabilized omega-3 fatty acids and DHA enrichment Improved dietary quality with enhanced nutrients
of foods and bioactive compounds that enhance health and
Targeted biodelivery with the use of nanotechnology well-being and prevent disease
of antioxidants and other bioactive compounds
Natural colors and flavors derived from plants
Improve food safety and reduce food waste Smart packaging materials Better information about food handling and safety;
Temperature and oxygen sensors means of readily identifying unsafe foods; reduced
Natural antimicrobials handling to avoid contamination; reduced landfill
Edible packaging waste
Reduce allergy Nanotechnology approaches to block antigenic Prevention of allergic responses to foods to enhance
agents quality of life
Plant modifications to reduce antigen exposure
Promote fresh but stable foods Nonthermal processing: high-pressure processing, Access to fresh, high-quality foods year-round at
ionizing radiation, pulsed electric field affordable prices to promote enhanced
Advanced packaging techniques consumption and improve nutrition
Improved plant varieties
Produce age-specific products Optimize nutrients for Improve growth and development; enhance mental
∙ Infants acuity; prevent or treat disease; improve fitness
∙ Children and well-being; prolong quality of life
∙ Pregnancy
∙ Athletes
∙ Midlife
∙ Older adults
NUTRITIONAL CONTRIBUTION OF PROCESSED FOODS 1539
(58). Several noncaloric, intense sweeteners, such as stevia, that can The advent of nanotechnology has allowed the production
replace sugar have recently been developed and many others are of microemulsions that capture nutrients or bioactive com-
being investigated (59). In addition, through the use of the advanced pounds to enhance their stability, retain their functionality, and
tools of nanotechnology and flavor chemistry, future products will define their absorption. Microemulsions may be designed to
have enhanced and nuanced flavors that reduce the need for caloric maintain the functionality of dietary components in a food
sweeteners. Reducing the amount of fat consumed while keeping matrix; in addition, these approaches provide opportunities to
the food enjoyable and fun to eat can be achieved by using novel control when the dietary component is released (or not) during
techniques. For example, making fried potatoes without oil may be the digestive process, thereby allowing finely determined dose
possible by using dynamic radiant frying, which uses a high-heat and exposures to dietary ingredients and nutrients (66). By using
flux to provide the appearance, taste, and texture of fried food nanotechnology-based approaches, food-based multilayered mem-
without using additional oil (60). This process provides the op- branes have been produced that are designed to selectively
portunity to reduce fat by as much as one-third. In addition, the release nutrients along the digestive tract (67). Examples of this
process reduces energy input and eliminates oil waste and asso- approach include microemulsions of phytonutrients that would
ciated chemical contaminants, providing a healthier, safer product. be protected from degradation in a beverage but have high
Providing specific appetite-suppressing compounds in foods bioavailability once consumed. Several biotechnology compa-
without altering flavor or texture is also being studied (61). nies are actively engaged in using nanotechnology tools to
Through the use of nanotechnology approaches, flavors and deliver compounds to the body that scavenge free radicals or
textures may be modified to alter sensory responses to foods, affect specific cellular events associated with cancer. Encap-
Reduce allergy growth and development and chronic disease across the life span.
Another health concern is the increasing incidence of allergic The future of food will include age-specific products that provide
reactions to food components. Nanotechnology approaches are being appropriate nutrients and bioactive compounds for each life
developed that will block antigens in foods so that reactions are stage. For example, substantial work has documented that DHA,
prevented (71). Food technologists are also working with plant ge- an omega-3 fatty acid found in fish oils, is important during
neticists to remove allergens directly from plants. Another approach perinatal brain development. Concentrations of DHA during
to dealing with the increasing problem of autoimmunities in general pregnancy and early life may influence life-long cognition. In
is to create ingredients and food products that replace allergy- addition, short-term DHA supplementation may improve atten-
inducing ones, such as gluten and dairy for the subset of the population tion and behavior in children (77) and delay age-related dementia
unable to consume traditional products including bread and milk. in adults (78). These studies have led to the enrichment of infant
formulas and baby foods, as well as adult products, with DHA.
Future exploration of dietary components and the brain is un-
Promote fresh but stable foods derway as well, including the use of foods to promote cognitive
Consumers are interested in fresh and less processed foods performance (79) and delay age-related decline (80). Many other
while also desiring convenient, low-cost, safe, and shelf-stable examples of age-targeted foods are in development that will lead
products. There is also increasing interest from consumers for to improved fitness and quality of life and that may protect
foods free of synthetic or artificial colors and preservatives. New consumers from chronic diseases such as osteoporosis, dementia,
technologies are emerging that will allow these goals to be diabetes, and heart disease.