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The Many Meanings of Constitutional Morality: Dr. Abhinav Chandrachud
The Many Meanings of Constitutional Morality: Dr. Abhinav Chandrachud
Introduction:
Indian constitutional law is no stranger to judicially invented tests. The “basic structure”
doctrine, the “classification test”, the old “arbitrariness” and new “manifest arbitrariness”
tests – these are all judicially crafted inventions that find no express reference in formal
constitutional text. The doctrine of constitutional morality is a relatively recent addition
to this list of judge-made innovations. It came in for heavy criticism after the Supreme
Court’s Sabarimala judgment. 2 It became the subject matter of much scholarly
discussion 3 especially after the Attorney General of India, K.K. Venugopal, was
extensively reported in the press as having criticized it as a “dangerous weapon”.4 More
recently, the Supreme Court seems to have grown wary of its use. In the string of
significant judgments delivered by the Supreme Court on the eve of Chief Justice
Gogoi’s retirement in November 2019, involving questions as diverse as Ayodhya,5
Rafale,6 the Right to Information Act7 and the Finance Act,8 “constitutional morality”
1
J.S.D. (Stanford), J.S.M. (Stanford), LL.M. (Harvard). Advocate, Bombay High Court. A shorter version
of this paper appeared in Bloomberg Quint.
2
Indian Young Lawyers Association v. State of Kerala, (2018) SCC Online SC 1690.
3
Andre Béteille, “Constitutional Morality”, Economic and Political Weekly, vol. 43, no. 40, pp. 35-42
(2008); Pratap Bhanu Mehta, “What is Constitutional Morality?”, Seminar (2010), available at:
https://www.india-seminar.com/2010/615/615_pratap_bhanu_mehta.htm (last visited 1 November 2019);
Aradhana Cherupara Vadekkethil, “Constitutional Morality in the Indian Constitution by Surabhi Shukla”,
South Asian Law Discussion Group Blog, Faculty of Law, University of Oxford, 12 March 2018, available
at: https://www.law.ox.ac.uk/current-students/graduate-discussion-groups/south-asian-law-discussion-
group/blog/2018/03-0 (last visited 1 November 2019); Kalpana Kannabiran, “The scope of constitutional
morality”, The Hindu, 4 October 2018, available at: https://www.thehindu.com/opinion/lead/the-scope-of-
constitutional-morality/article25115335.ece (last visited 1 November 2019).
4
See, Apoorva Mandhani, “Constitutional Morality A Dangerous Weapon, It Will Die With Its Birth: KK
Venugopal”, Livelaw, 9 December 2018, available at: https://www.livelaw.in/constitutional-morality-a-
dangerous-weapon-it-will-die-with-its-birth-kk-venugopal/ (last visited 1 November 2019); Gautam Bhatia,
“India’s Attorney General is Wrong”, Scroll.in, 21 December 2018, available at:
https://scroll.in/article/905858/indias-attorney-general-is-wrong-constitutional-morality-is-not-a-dangerous-
weapon (last visited 1 November 2019); G.V. Mahesh Nath, “Constitutional Morality – A Need for
Consensus on the Concept”, SSRN, 10 April 2019, available at:
https://papers.ssrn.com/sol3/papers.cfm?abstract_id=3353874 (last visited 1 November 2019).
5
M. Siddiq v. Mahant Suresh Das, Civil Appeal Nos. 10866-10867 of 2010, judgment dated 9 November
2019.
6
Yashwant Sinha v. Central Bureau of Investigation, Review Petition (Crl.) No. 46 of 2019, judgment
dated 14 November 2019.
7
Central Public Information Officer, Supreme Court of India v. Subhash Chandra Agarwal, Civil Appeal
No. 10044 of 2010, judgment dated 13 November 2019.
was conspicuous by its absence. The task of defining it has recently been referred to a
bench of seven judges of the Supreme Court.9
Constitutional morality has meant different things at different points in time. To
th
the 19 century British historian of Greece, George Grote, it meant a culture of reverence
for the constitution among the people, which would ensure a peaceful government. In the
Constituent Assembly, Dr. B.R. Ambedkar used it as a rhetorical device to justify the
inclusion of banal details in the Constitution – details concerning matters of
administration. In subsequent years, the Supreme Court made passing references to
constitutional morality in its judgments, within different contexts. Today, constitutional
morality essentially means two things: firstly, the opposite of popular morality, and
secondly, the spirit or essence of the Constitution.
It was perhaps Chief Justice A.P. Shah of the Delhi High Court who first used
constitutional morality as a counterpoise to popular morality. In this form, constitutional
morality requires courts to disregard societal morals while testing the validity of
government action. For example, while examining the constitutional validity of Section
377 of the Indian Penal Code, which made “carnal intercourse against the order of
nature” a criminal offence, the Delhi High Court looked at the values of the Constitution
and not at popular morals or whether Indian society considered homosexuality to be
desirable or not.
In the NCT of Delhi judgment,10 Chief Justice Dipak Misra used constitutional
morality synonymously with the spirit, soul or conscience of the Constitution. In this
formulation, constitutional morality is a second basic structure doctrine. It enables courts
to test government action by looking not merely at the formal provisions of the
Constitution but also at its undefined spirit or essence. For instance, though the preamble
to the Constitution refers to India as a secular country, there is no “establishment
clause”11 in the Constitution akin to the first amendment to the U.S. Constitution. In other
words, there is no provision in the Constitution which expressly bars an official state
8
Rojer Mathew v. South Indian Bank, Civil Appeal No. 8588 of 2019, judgment dated 13 November 2019.
9
Kantaru Rajeevaru v. Indian Young Lawyers Association, Review Petition (Civil) No. 3358 of 2018,
majority judgment dated 14 November 2019.
10
(2018) 8 SCC 501.
11
The first amendment to the U.S. Constitution says: “Congress shall make no law respecting an
establishment of religion, or prohibiting the free exercise thereof…”.
2
religion in India, as even a country with an established religion like the U.K. can be
secular. In a concurring judgment in the NCT of Delhi case, one judge held that
secularism was a part of constitutional morality. This would theoretically enable courts to
apply establishment-clause-like jurisprudence in Indian constitutional law. The basic
structure doctrine enables constitutional courts to examine the validity of constitutional
amendments by examining whether they violate the “basic structure” of the Constitution.
Likewise, constitutional morality, in its spirit-of-the-Constitution articulation, allows
constitutional courts to examine the validity of all government action, not merely
constitutional amendments, by looking at the “spirit”, “soul” or “conscience” of the
Constitution.
This paper examines the different meanings of constitutional morality in the
Indian constitutional law context. Part 1 traces its origins to George Grote’s history of
Greece. Part 2 explains how it was in vogue in the U.S. when Ambedkar arrived there to
study at Columbia University. It was at Columbia that Ambedkar took courses on Greek
history, where he might have been exposed to Grote’s writings. In the Constituent
Assembly, Ambedkar justified including mundane details of administration in the
Constitution by arguing that India’s people lacked a culture of constitutional morality,
that democracy was a “top-dressing” on an otherwise undemocratic Indian soil. Part 3
looks at the fleeting references that were made by the Supreme Court to constitutional
morality in subsequent decades. Part 4 examines how constitutional morality has been
used in contrast to popular morality, in judgments concerning homosexuality, adultery,
rape, and the Sabarimala temple. Part 5 looks at how the Supreme Court has used the
phrase constitutional morality as a synonym for the rule of law. Part 6 examines the
formulation of constitutional morality as a second basic structure test involving an
analysis of the “spirit”, “soul” or “conscience” of the Constitution. This paper then
concludes by discussing whether constitutional morality can be considered to be
dangerous as Attorney General Venugopal has argued.
3
In the 19th century, a British historian by the name of George Grote wrote an authoritative
12-volume history of Greece without ever having visited that country.12 This was not
particularly uncommon for British historians to do at that time. James Mill, for instance,
wrote his three-volume history of India in the early 19th century without ever having
visited India. 13 In the fourth volume of his treatise on Greece, 14 Grote wrote of
Cleisthenes of Athens, a statesman who was considered to be the founder of Athenian
democracy.15 In the time of Cleisthenes, wrote Grote, “the great Athenian nobles had yet
to learn the lesson of respect for any constitution”.16 Cleisthenes’s contemporaries would
pursue their own ruthless ambitions “without any regard to the limits imposed by law”.17
In order to preserve Athenian democracy, Cleisthenes therefore had to kindle, in the
citizens of Athens, a “passionate attachment” to the Constitution. It was necessary, said
Grote, to “create in the multitude… that rare and difficult sentiment which we may term a
constitutional morality”.18 Grote defined “constitutional morality” as follows:
“[A] paramount reverence for the forms of the constitution, enforcing
obedience to the authorities acting under and within those forms, yet
combined with the habit of open speech, of action subject only to definite
legal control, and unrestrained censure of those very authorities as to all
their public acts, - combined too with a perfect confidence in the bosom of
every citizen, amidst the bitterness of party contest, that the forms of the
constitution will be not less sacred in the eyes of his opponents than in his
own.”19
Grote said that constitutional morality existed in England since the Glorious
Revolution of 1688 and in the U.S. He cautioned that it was not a “natural sentiment” and
that it was extremely difficult to “establish and diffuse [it] among a community, judging
12
“George Grote”, Encyclopaedia Britannica, available at: https://www.britannica.com/biography/George-
Grote (last visited 30 October 2019).
13
“James Mill”, Encyclopaedia Britannica, available at: https://www.britannica.com/biography/James-Mill
(last visited 30 October 2019).
14
George Grote Esq., Greece (New York: Peter Fenelon Collier, 1899), available at:
https://babel.hathitrust.org/cgi/pt?id=hvd.hw20pr&view=1up&seq=7 (last visited 31 October 2019).
15
Russell Meiggs, “Cleisthenes of Athens”, Encyclopaedia Britannica, available at:
https://www.britannica.com/biography/Cleisthenes-of-Athens (last visited 30 October 2019).
16
Grote, supra note 14, at p. 153.
17
Ibid.
18
Ibid., at p. 154.
19
Ibid.
4
by the experience of history”.20 He also wrote that constitutional morality was “the
indispensable condition of a government at once free and peaceable”.21
Importantly, the notion of “constitutional morality” was not meant to be used by
institutions resembling courts in Cleisthenes’s Athens to invalidate the will of the
democratic majority. Grote explained that it was a “sentiment” which had to be
“established and diffused” in a community in order to ensure that a government could be
established there which would be “free and peaceable”. In Grote’s formulation,
constitutional morality meant the following things:
20
Ibid.
21
Ibid., at p. 155.
22
Ibid.
23
“in the 1910s”, available at:
http://www.columbia.edu/itc/mealac/pritchett/00ambedkar/timeline/1910s.html (last visited 31 October
2019).
5
had delivered an address before the Pennsylvania Bar Association where he had spoken
about Grote’s “constitutional morality”.24 Guthrie had lamented how, at that time, there
was a “growing tendency throughout the country to disregard constitutional morality”,
that there was “impatience with constitutional restraints” and “criticism of the courts for
refusing to enforce unconstitutional statutes.” He believed that the “essence” of
constitutional morality was “self-imposed restraint” that must be exercised by legislative
bodies. In short, Guthrie had spoken about how there was a demand in the U.S. during
that period for absolute legislative power unchecked by judicial review. This, he had
argued, was contrary to the spirit of constitutional morality. Guthrie’s speech was soon
read out in the House of Representatives in the U.S.
In other words, “constitutional morality” was in vogue in the U.S. when
Ambedkar arrived there. In the academic year 1914-15, Ambedkar took the course
“History 121” at Columbia University, which included elements of Greek history.25 It is
also possible that he came across the work of Grote in that course.
Decades later, on 4 November 1948, Ambedkar stood up in the Constituent
Assembly of India to move a motion that the draft constitution, prepared by the drafting
committee, be taken into consideration by the Constituent Assembly.26 In his speech in
support of the motion, he explained why seemingly banal details concerning
administration had been incorporated into India’s Constitution rather than being left to be
worked out by India’s parliament. He began by saying that he agreed that “administrative
details should have no place in the Constitution”. However, he then quoted the passage of
Grote’s treatise on the history of Greece which has been extracted above and said that it
was possible for a person to alter the Constitution without formally amending it by
changing the form of its administration.27 This was because “the form of administration
has a close connection with the form of the Constitution.”28
24
See, “Extension of Remarks of Hon. Marlin E. Olmsted, of Pennsylvania, in the House of
Representatives”, 16 July 1912, Congressional Record ID: CR-1912-0716 (available on Lexisnexis.com);
“Bulletin of the New York County Lawyers Association”, Bench and Bar, vol. 2, issue 1, at pp. 31-32
(1912).
25
“Dr. Ambedkar’s Courses at Columbia”, available at:
http://www.columbia.edu/itc/mealac/pritchett/00ambedkar/timeline/graphics/courses.html (last visited 31
October 2019).
26
Constituent Assembly Debates of India, vol. 7, at p. 31.
27
Ibid., at p. 38.
28
Ibid.
6
3. A Fleeting Catchphrase:
For several decades thereafter, stray references were made to the words “constitutional
morality” in Supreme Court judgments. It was referred to, in passing, by two judges in
the Basic Structure case.33 In the First Judges case, one judge found that a violation of a
constitutional convention would “be a serious breach of constitutional morality”.34 In a
concurring judgment delivered in 2003, Justice S.B. Sinha held that though a measure of
affirmative action might be valid under Articles 15(4) and 16(4) of the Constitution, it
would violate “constitutional morality” if it violated the doctrine of equality. In his
words, “[i]t would be constitutionally immoral to perpetuate inequality among majority
people of the country in the guise of protecting the constitutional rights of minorities and
constitutional rights of the backward and downtrodden.”35 In 2013, Justice Dipak Misra
(as he then was) held, in passing, that it was a part of “collective sensibility” to respect
29
Ibid.
30
Ibid.
31
Ibid.
32
Ibid.
33
Kesavananda Bharati v. State of Kerala, AIR 1973 SC 1461 : (1973) 4 SCC 225 (paragraph 747, per
A.N. Ray J; paragraph 1112, per P. Jaganmohan Reddy J).
34
S.P. Gupta v. Union of India, (1981) Supp SCC 87 (paragraph 1077, per Venkataramiah J).
35
Islamic Academy of Education v. State of Karnataka, (2003) 6 SCC 697 (paragraph 118).
7
those who had suffered at the hands of corrupt public officials, because this was “in
consonance with the constitutional morality.” 36 These references to constitutional
morality were too fleeting and insubstantial to have amounted to any serious exposition
of the law.
36
Niranjan Hemchandra Sashittal v. State of Maharashtra, (2013) 4 SCC 642 (paragraph 26).
37
(2009) SCC Online Del 1762.
38
Ibid., paragraph 75.
39
142 Eur. Ct. H.R. (ser. A) (1988).
40
Ibid., paragraph 46.
41
(2009) SCC Online Del 1762 (paragraph 79).
42
Ibid.
43
Ibid.
8
9
struggle for existence over any other notion of social acceptance.”48 Three judges held
that the goal of the court is to transform society,49 or convert public morality into
constitutional morality.
This formulation of constitutional morality as a counterpoise to public morality
appeared again in Joseph Shine v. Union of India.50 The court in that case was concerned
with whether Section 497 of the Indian Penal Code was constitutionally valid. The
section made it a crime for a man to have sexual intercourse with a married woman,
though the married woman was not to be punished as an abettor. The court struck the
provision down. Justice Chandrachud found that the exemption given to married women
from being punished as abettors assumed that a woman was a “victim of being seduced
into a sexual relationship” and that she “has no sexual agency”.51 He held that a woman’s
“purity” and a man’s “entitlement” to “her exclusive sexual possession” may have been
“reflective of the antiquated social and sexual mores of the nineteenth century”, but “[i]t
is not the ‘common morality’ of the State at any time in history, but rather constitutional
morality, which must guide the law.” 52 He added that the constitutional validity of
criminal laws “must not be determined by majoritarian notions of morality which are at
odds with constitutional morality.”53 He concluded by finding that Section 497 denuded a
married woman of “her agency and identity, employing the force of law to preserve a
patriarchal conception of marriage which is at odds with constitutional morality”. 54
“Criminal law”, he held, “must be in consonance with constitutional morality.”55
The judgment of the Supreme Court in Navtej Singh Johar’s case was preceded
by the court’s decision in Independent Thought v. Union of India.56 The second exception
to Section 375 of the Indian Penal Code says that a man who has sexual intercourse with
his wife who is fifteen years of age or over does not commit rape. The court read the
provision down and held that sexual intercourse between a man and his wife did not
48
Ibid., paragraph 598.
49
Ibid., paragraph 122 (per Misra CJ); paragraph 405 (per Chandrachud J).
50
(2019) 3 SCC 39.
51
Ibid., at paragraph 187.
52
Ibid., at paragraph 143.
53
Ibid., at paragraph 166.
54
Ibid., at paragraph 218.
55
Ibid., at paragraph 219.
56
(2017) 10 SCC 800.
10
amount to rape provided the wife was of the age of eighteen or more.57 In arriving at this
view, the court found that “constitutional morality forbids us from giving an
interpretation to Exception 2 to Section 375 IPC that sanctifies a tradition or custom that
is no longer sustainable.”58
However, in the Independent Thought case, the court did not really apply the
doctrine of constitutional morality, as a counterpoise to popular morality, to its fullest
extent. Had it done so, it could have found the exemption from rape laws granted to
married men by the second exception to Section 375 of the Indian Penal Code to be
completely contrary to constitutional morality. After all, why should a man who sexually
forces himself upon a woman not be considered as having committed rape merely
because the woman is his adult wife? However, the court merely diluted the provision
and removed the exemption as far as it applied to married men who had sexual
intercourse with their below-eighteen-year-old wives.59
In the Sabarimala case,60 the Supreme Court was concerned with the question of
whether a rule that barred women between the ages of 10-50 from entering a Hindu
temple was unconstitutional. Articles 25 and 26 of the Constitution, which confer the
fundamental rights to profess, practice and propagate religion, to establish and maintain
religious institutions, etc., are subject to, among other things, “morality”. The question
was whether the temple entry restriction could be justified because it was in consonance
with “morality”. Answering this question in the negative and holding the restriction to be
unconstitutional, Chief Justice Misra (along with Justice Khanwilkar) held that the word
“morality” contained in Articles 25 and 26 of the Constitution must mean constitutional
morality and not popular morality.61
57
Ibid., at paragraph 107.
58
Ibid., at paragraph 91.
59
However, the court clarified that the issue of marital rape of adult women had not been raised by the
petitioner or intervenor. Ibid., at paragraph 108.
60
Indian Young Lawyers Association v. State of Kerala, (2018) SCC Online SC 1690.
61
Ibid., at paragraphs 110-111. In footnote 2 of his judgment, Justice Nariman disagreed with this
proposition.
11
In a case decided by the Supreme Court in 2014, Manoj Narula v. Union of India,62 the
question involved was whether a person who had a criminal background or against whom
charges had been framed in a criminal case involving moral turpitude could be prevented
from becoming a minister in the central or state governments. The court decided that no
such implied limits could be imposed upon the Prime Minister of India or the Chief
Ministers of the States, though these functionaries would be well advised to consider
excluding such persons from the Council of Ministers. Justice Dipak Misra, speaking for
himself, Chief Justice Lodha and Justice Bobde, referred to Ambedkar’s speech in the
Constituent Assembly on constitutional morality and held that it “basically means to bow
down to the norms of the Constitution and not to act in a manner which would become
violative of the rule of law or reflectible (sic) of action in an arbitrary manner.”63
“Commitment to the Constitution”, he added, “is a facet of constitutional morality.”64 In
this sense, constitutional morality was essentially used as a synonym for the rule of law.
62
(2014) 9 SCC 1.
63
Ibid., at paragraph 75.
64
Ibid.
65
(2018) 8 SCC 501.
66
Ibid, at paragraph 284.1.
67
Ibid., at paragraph 58.
12
and is in strict conformity with the basic tenets of the Constitution.”68 “Constitutional
morality”, he added, “means the morality that has inherent elements in the constitutional
norms and the conscience of the Constitution.”69
In his concurring judgment, Justice Chandrachud too referred to constitutional
morality in terms of the spirit of the Constitution. “Constitutional morality”, he wrote,
“requires filling in constitutional silences to enhance and complete the spirit of the
Constitution.” 70 “It specifies norms for institutions to survive”, he added, “and an
expectation of behaviour that will meet not just the text but the soul of the
Constitution.”71 He referred to the basic structure doctrine and held that secularism was
both part of the basic structure of the Constitution and of constitutional morality.72
In his concurring judgment in the case involving the Sabarimala temple,73 Justice
Chandrachud explained this articulation of constitutional morality. He found that
constitutional morality was rooted in “four precepts” contained in the Preamble to India’s
Constitution: justice, liberty, equality and fraternity. To this, he added the principle of
secularism. “These founding principles”, he held, “must govern our constitutional notions
of morality.”74 Constitutional morality, he concluded, “must have a value of permanence
which is not subject to the fleeting fancies of every time and age.”75
In Kantaru Rajeevaru v. Indian Young Lawyers Association,76 the Supreme Court
decided to refer to a larger bench of not less than seven judges of the Supreme Court the
question of how to define constitutional morality. The expression “constitutional
morality”, the court noted, had not been defined in the Constitution, and the “contours of
that expression” needed to be “delineate[d]”, “lest it becomes subjective”.77 On the other
hand, in his dissenting judgment, Justice Nariman reiterated the spirit-of-the-Constitution
formulation of constitutional morality. Constitutional morality, he found, was “nothing
but the values inculcated by the Constitution, which are contained in the Preamble read
68
Ibid.
69
Ibid., at paragraph 63.
70
Ibid., at paragraph 301.
71
Ibid.,
at
paragraph
302.
72
Ibid., at paragraph 308.
73
Indian Young Lawyers Association v. State of Kerala, (2018) SCC Online SC 1690.
74
Ibid., at paragraph 189.
75
Ibid.
76
Review Petition (Civil) No. 3358 of 2018, majority judgment dated 14 November 2019.
77
Ibid, paragraph 5(iii).
13
with various other parts, in particular, Parts III and IV thereof.”78 He held that it had been
explained in several Constitution Bench judgments of the Supreme Court and had risen to
the level of stare decisis.
This conception of constitutional morality is akin to the basic structure doctrine.
Textually speaking, there is no limit to the constituent power of India’s Parliament –
which can, going by the bare text of the Constitution, amend or abrogate any provision of
the Constitution. However, in the Basic Structure case, the Supreme Court held that there
are implied limits on Parliament’s power to amend the Constitution, that Parliament
cannot destroy the “basic structure” of the Constitution. What constitutes the basic
structure is, of course, subject to judicial determination over time. Similarly, the notion of
constitutional morality articulated by the court in the NCT of Delhi case and in Justice
Chandrachud’s concurring judgment in the Sabarimala case, postulates that a
government’s actions can be tested not merely by looking at the formal provisions of the
Constitution but also by ensuring that they do not violate, to invoke the Supreme Court’s
words in the NCT of Delhi case, the “spirit”, “soul” or “conscience” of the Constitution.
This formulation of constitutional morality, like the basic structure test, imposes implied
constitutional limits on the government, rooted in principles of the Constitution that
judges consider to be essential to its existence.
Conclusion:
Neither Grote nor Ambedkar intended constitutional morality to be used by courts to test
the validity of government action. To them, it was an aspiration – a hope that citizens
would inculcate a love for the Constitution which would make it difficult for the
Constitution to be obliterated by the political powers of the day. On this understanding,
some would argue that the defeat handed by the Janata Party to the Indira Gandhi
government at the end of the Emergency marked the rise of constitutional morality in the
Indian electorate.
Decades after Ambedkar’s speech in November 1948, constitutional morality has
meant different things at different points in time. It has been equated with constitutional
conventions, anti-corruption, equality, and the rule of law. However, two meanings now
78
Ibid, paragraph 19.
14
15