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Jamapsychiatry Thyrian 2017 Oi 170051
Jamapsychiatry Thyrian 2017 Oi 170051
Jamapsychiatry Thyrian 2017 Oi 170051
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IMPORTANCE Dementia care management (DCM) can increase the quality of care for people
with dementia. Methodologically rigorous clinical trials on DCM are lacking.
OBJECTIVE To test the effectiveness and safety of DCM in the treatment and care of people
with dementia living at home and caregiver burden (when available).
INTERVENTIONS Dementia care management was provided for 6 months at the homes of
patients with dementia. Dementia care management is a model of collaborative care, defined
as a complex intervention aiming to provide optimal treatment and care for patients with
dementia and support caregivers using a computer-assisted assessment determining a
personalized array of intervention modules and subsequent success monitoring. Dementia
care management was targeted at the individual patient level and was conducted by 6 study
nurses with dementia care–specific qualifications.
MAIN OUTCOMES AND MEASURES Quality of life, caregiver burden, behavioral and
psychological symptoms of dementia, pharmacotherapy with antidementia drugs, and use of
potentially inappropriate medication.
Author Affiliations: German Center
for Neurodegenerative Diseases
RESULTS The mean age of 634 patients was 80 years. A total of 407 patients received the (DZNE), Greifswald, Germany
intended treatment and were available for primary outcome measurement. Of these patients, (Thyrian, Hertel, Wucherer, Eichler,
248 (60.9%) were women, and 204 (50.1%) lived alone. Dementia care management Michalowsky, Zwingmann,
Hoffmann); Department of
significantly decreased behavioral and psychological symptoms of dementia (b = −7.45; 95% CI, Psychiatry and Psychotherapy,
−11.08 to −3.81; P < .001) and caregiver burden (b = −0.50; 95% CI, −1.09 to 0.08; P = .045) Greifswald Medical School, University
compared with care as usual. Patients with dementia receiving DCM had an increased chance of of Greifswald, Greifswald, Germany
(Hertel); Institute for Community
receiving antidementia drug treatment (DCM, 114 of 291 [39.2%] vs care as usual, 31 of 116
Medicine, Section Epidemiology of
[26.7%]) after 12 months (odds ratio, 1.97; 95% CI, 0.99 to 3.94; P = .03). Dementia care Health Care and Community Health,
management significantly increased quality of life (b = 0.08; 95% CI, 0 to 0.17; P = .03) for Greifswald Medical School, University
patients not living alone but did not increase quality of life overall. There was no effect on of Greifswald, Greifswald, Germany
(Dreier-Wolfgramm, Hoffmann);
potentially inappropriate medication (odds ratio, 1.86; 95% CI, 0.62 to 3.62; P = .97).
German Center for
Neurodegenerative Diseases (DZNE),
CONCLUSIONS AND RELEVANCE Dementia care management provided by specifically trained Rostock, Germany (Kilimann, Teipel);
nurses is an effective collaborative care model that improves relevant patient- and Department of Psychosomatic
Medicine, Rostock University Medical
caregiver-related outcomes in dementia. Implementing DCM in different health care systems Center, Rostock, Germany (Teipel).
should become an active area of research. Corresponding Author: Jochen René
Thyrian, PhD, German Center for
TRIAL REGISTRATION clinicaltrials.gov Identifier: NCT01401582 Neurodegenerative Diseases (DZNE),
site Rostock/Greifswald,
JAMA Psychiatry. 2017;74(10):996-1004. doi:10.1001/jamapsychiatry.2017.2124 Ellernholzstr. 1/2, 17489 Greifswald,
Published online July 26, 2017. Germany (rene.thyrian@dzne.de).
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Effectiveness and Safety of Dementia Care Management Original Investigation Research
D
ementia is a public health priority that affects 47.5 mil-
lion people worldwide.1 The rapidly growing number Key Points
of people with dementia presents a challenge to the
Question What is the effect of dementia care management, a
health care systems. People with dementia need comprehen- model of collaborative care, on the treatment and care of people
sive medical, nursing, psychological, and social support to de- with dementia and their caregivers in primary care?
lay the progression of disease and sustain autonomy and so-
Findings In this randomized clinical trial of 634 people with
cial inclusion. Primary care has been identified as the first point
dementia, dementia care management significantly reduced
of contact for people with dementia and is thus a promising neuropsychiatric symptoms and caregiver burden and increased
setting for identification, comprehensive needs assessment, use of antidementia drugs compared with care as usual. Dementia
and initiating dementia-specific treatment and care.2 How- care management was found to be a safe intervention.
ever, primary care systems worldwide are insufficiently pre-
Meaning Dementia care management may significantly improve
pared for these tasks.3-6 the outcomes of treatment and care among people with dementia
Evidence-based interventions alleviate the burden of dis- and caregiver burden and should be incorporated into routine
ease, as no curative treatment is currently available. Involv- care.
ing caregivers in intervention is important because they pro-
vide the largest proportion of care for people with dementia.
The burden of informal care7-9 is the main determinant of nurs- vention group and a care as usual (CAU) group. The study pro-
ing home admissions of people with dementia,10,11 and infor- tocol was approved by the Ethical Committee of the Chamber
mal care contributes the most to total care costs.12,13 General of Physicians of Mecklenburg-Western Pomerania, Germany
challenges in the management of dementia include provid- (registry number BB 20/11). The reporting of this study fol-
ing antidementia drug treatment, addressing neuropsychiat- lows the CONSORT statement24 and its extensions regarding
ric symptoms and behavioral problems, reducing inappropri- cluster-randomized,25 pragmatic trials26 with nonpharmaco-
ate psychoactive medication use, and managing caregiver logic treatments.27 The design, eligibility and inclusion crite-
burden.14 Collaborative care programs address these chal- ria, intervention, and baseline characteristics of the trial have
lenges. There is some evidence that programs for general prac- been described in detail elsewhere.21-23,28 The full trial proto-
titioner (GP)–based dementia care can be successfully imple- col is available in Supplement 1.
mented into health systems.15 However, presently the scientific
evidence does not match the enthusiasm for these programs.16 Clusters
There is a need to test the effectiveness of care management General practices were the unit of randomization and deter-
before implementation in primary care.17 mined the patients’ group status. A total of 854 GPs in 5 mu-
A Cochrane review18 from 2015 analyzing 13 randomized nicipalities of Mecklenburg-Western Pomerania were invited
clinical trials revealed beneficial effects of care management, to participate by mail. General practitioners expressing an in-
specifically in reducing patients’ behavior disturbance, and terest in the study were visited by the investigators to convey
caregivers’ burden and depression as well as in improving care- additional detailed information about the study. Finally, 136
givers’ well-being and social support. However, there is hetero- GPs (15.9%) gave written informed consent to participate and
geneity in interventions, study designs, sample size, and out- agreed to adhere to the DelpHi trial protocol. There were no
comes measured. Thus, the review concluded that studies that restrictions regarding the GPs’ treatment of patients.
are rigorous in design and intervention delivery are needed.18
Intervention modules and a standard set of outcome mea- Participants
sures should furthermore be clearly defined to improve General practitioners assessed the eligibility of patients (≥70
comparability.18-20 years, living at home) and systematically screened patients who
The present randomized clinical trial describes the effec- met the inclusion criteria using the DemTect procedure.29 This
tiveness of dementia care management (DCM) on relevant pa- interview-based instrument is widely used for dementia
tient- and caregiver-oriented outcomes, including (1) quality screening in GP practices in Germany and is more sensitive than
of life, (2) caregiver burden, (3) behavioral and psychological the Mini-Mental State Examination for detecting milder forms
symptoms of dementia, (4) pharmacotherapy with anti- of cognitive impairment (DemTect, 98% vs Mini-Mental State
dementia drugs, and (5) use of potentially inappropriate Examination, 46%).30,31 Thus, it is possible that some pa-
medication (PIM). Dementia care management uses a tients screened positive for dementia by the DemTect proce-
well-defined, computer-supported, 21 and model-based dure are not considered cognitively impaired according to the
intervention22 implemented by specifically trained nurses.23 Mini-Mental State Examination (score 27 to 30 of 30).
Study enrollment started January 1, 2012, and ended De-
cember 31, 2014. The follow-up period ended on March 31,
2016. Patients who screened positive for dementia were in-
Methods formed about the study by their GP, invited to participate, and
Trial Design asked to provide written informed consent. If the patients listed
The Dementia: Life- and Person-Centered Help in Mecklenburg- a caregiver, he or she was asked to participate as well. When
Western Pomerania (DelpHi) trial was a pragmatic, GP-based, patients were unable to provide written informed consent, their
cluster-randomized intervention study with 2 arms, an inter- legal representative was asked to sign the consent form on their
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Research Original Investigation Effectiveness and Safety of Dementia Care Management
behalf. General practitioners received allowances for screen- Bayer-Activities of Daily Living Scale; and health care re-
ing (€10 [US $11.15] per patient) and study enrollment (€100 source use, especially institutionalization.43,44
[US $111.54] per patient).
Sample Size
Intervention No previous data on the main outcome measures were avail-
Dementia care management aims to provide optimal care by able for sample size calculation. Therefore, sample size was
integrating multiprofessional and multimodal strategies for im- estimated based on theoretical assumptions. In the design, the
proving patient- and caregiver-related outcomes within the minimally important difference for determining the effective-
framework of the established health care and social service sys- ness was considered to be of at least a small effect, defined by
tem. It was developed according to current guidelines,32,33 tar- Cohen d (Cohen d = 0.2).45 Comparing 2 groups at a signifi-
geted at the individual participant level, and delivered at pa- cance level of α = .05, assuming a statistical power of 80% and
tients’ homes by 6 nurses with dementia-specific qualifications an intraclass correlation with clustering by GP practice of 0, a
supported by a computer-based intervention-management sys- sample size of 310 persons per group would have been
tem (IMS) to improve systematic identification of patients’ and sufficient. 45 Considering the longitudinal design, we ac-
caregivers’ unmet needs. The nurses conducted an in-depth counted for a loss over time of 35% (eg, death or withdrawal
assessment. Based on these data, the IMS generated an indi- of informed consent) and determined that 477 persons per
vidual preliminary intervention task list, and the nurses dis- group with complete data sets would have been needed to be
cussed and finalized the task list in a weekly interdisciplinary included in the study. We estimated that GPs would identify
case conference with a nursing scientist, a neurologist/ 1000 patients over the course of 2 years. Recruitment turned
psychiatrist, a psychologist, and a pharmacist. Afterwards, the out to be slower than expected. Thus, recruitment was pro-
list of intervention tasks was summarized in a semistandard- longed from 2 to 3 years. The achieved sample size allows to
ized GP information letter. This letter was then discussed be- detect a medium effect size (Cohen d = 0.5).45
tween the GP and nurse to establish an individual treatment
plan. During the first 6 months of the intervention period, the Randomization and Allocation
nurse conducted 6 home visits with an average duration of 1 We used simple 1:1 randomization without stratification or
hour, carrying out his or her standard intervention tasks in close matching. This procedure was sufficient because of the high
cooperation with the caregiver, the GP, and health care and so- number of expected clusters in our study.46 General practition-
cial service professionals. During the subsequent 6 months, ers were not informed of their randomization status. However,
the study nurse monitored the completion of all intervention because of the type of intervention, GPs became aware of their
tasks. In line with the Pacala scale34 for intensive case man- status throughout the course of the study. Patients were re-
agements, each study nurse delivered intervention to, on av- cruited and enrolled by participating GPs but allocated to the
erage, 60 patients with dementia. Training, intervention, and study group by study center. Because baseline assessment, pri-
the IMS are described in more detail elsewhere28,35 and in the mary outcome assessment, and delivery of intervention needed
eAppendix in Supplement 2. to be performed by the same nurses, blinding was not possible.
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Effectiveness and Safety of Dementia Care Management Original Investigation Research
136 Randomized
4011 Patients screened for dementia 2827 Patients screened for dementia
(≤70 years, living at home) (≤70 years, living at home)
73 General practitioners included 52 General practitioners included
707 Eligible patients (DemTect score, <9) 460 Eligible patients (DemTect score, <9)
61 General practitioners included 44 General practitioners included
408 Patients provided informed consent 226 Patients provided informed consent
58 General practitioners included 37 General practitioners included
as a significant regression coefficient of the study group vari- sis plan, were conducted by stratifying the models by pa-
able. Sensitivity analyses were performed by introducing ran- tients’ living situation, identifying whether the intervention
dom slopes for the difference of DCM vs CAU and the baseline would show stronger effects in persons living alone or not liv-
variable of the outcome and recalculating the P values and 95% ing alone.
CIs by bootstrapping (2000 replications). All P values for the pri-
mary analyses are 1-sided. Data analysis and management were
conducted using Stata version 13.1 (StataCorp). Details of the sta-
tistical analyses are provided in Supplement 1.
Results
Participant Flow
Secondary Analyses The CONSORT statement is illustrated in the Figure. Overall,
Because the intervention targeted the patients’ entire social 634 patients provided written informed consent, and a total
system, exploratory prior analyses, prespecified in the analy- of 407 (64.2%) received the intended treatment (DCM, 291
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Research Original Investigation Effectiveness and Safety of Dementia Care Management
Table 1. Regression Analyses for the Treatment Effect of Dementia Care Managementa
Treatment Effect
Primary Outcome Observations, No. b (95% CI) P Value Effect Size
Quality of life (QoL-AD score) 379 0.02 (−0.09 to 0.05) .26 0.07
Neuropsychiatric symptoms (NPI score) 261 −7.45 (−11.08 to −3.81) 0 −0.50
Caregiver burden (BIZA-D score) 241 −0.50 (−1.09 to 0.08) .045 −0.18
Antidementia drug treatmentb 401 1.97 (0.99 to 3.94)d .03 NA
Potentially inappropriate medicationc 401 1.86 (0.62 to 3.62)d .97 NA
b
Abbreviations: BIZA-D, Berlin Inventory of Caregivers’ Burden with Dementia Antidementia drugs: donepezil, rivastigmine, galantamine, memantine, and
Patients; NA, not applicable; NPI, Neuropsychiatric Inventory; Qol-AD, Quality donepezil and memantine.
of Life in Alzheimer’s Disease. c
According to PRISCUS list.
a
Mixed-effect regression analyses with random effects for general practitioner d
Odds ratio (95% CI).
adjusted for age, sex, living situation, and baseline value; the study group was
the predictor of interest; P values are given 1-sided.
[71.5%]; CAU, 116 [28.5%]). Whereas all 407 participants were group (b = 0.08; 95% CI, 0 to 0.17; P = .03) for patients not liv-
included in the per-protocol analyses, in the ITT analyses, all ing alone (Table 4).
patients with valid baseline variables were included (Table 1). According to secondary outcomes, we found no signifi-
In total, 227 patients were lost to follow-up. Most of the pa- cant effect on patient’s cognitive status, daily living activi-
tients dropped out before starting the baseline assessment at ties, or institutionalization. Overall, 24 of 407 patients (5.9%)
home (118 of 634 [18.6%]), which took place on average 138 days were institutionalized 1 year after baseline (DCM, 16 [5.5%] vs
after initial screening by the GP because of the study proce- CAU, 8 [6.9%]).
dure. The dropout rate between completion of baseline and Sensitivity analyses confirmed the results of the ITT analy-
follow-up was lower (94 of 516 [18.2%]) and more frequent in ses. As expected, the clinical characteristics showed serious clus-
the control group (DCM, 46 of 348 [13.2%] vs CAU, 48 of 168 tering, and sociodemographic variables, such as sex, age, and
[28.6%]). There were no statistical differences between pa- living status, were not GP-dependent. The per-protocol analy-
tients assessed at follow-up (n = 407) and those who dropped ses, sensitivity analyses, and the intraclass correlations for the
out before follow-up (n = 227) in age, sex, and DemTect score main outcomes are reported in eTable 4 in Supplement 2.
(eTable 1 and eTable 2 in Supplement 2). The intervention was
safe, as no dropout was reported because of GPs’ advice or
problems with the intervention reported by the patients with
dementia or the caregiver. There was no significant effect of
Discussion
the study group on mortality. In our study, DCM was beneficial for optimizing treatment and
care in patients with dementia. We found medium to large ef-
Baseline Data fects of DCM for community-dwelling patients with demen-
Participant characteristics at baseline and follow-up are sum- tia in primary care on behavioral and psychological symp-
marized in Table 2. Primary outcome measures for baseline and toms, caregiver burden, and pharmacologic treatment with
follow-up are given by group in Table 3. The groups did not dif- antidementia drugs. Referring to neuropsychiatric symp-
fer significantly according to primary outcomes and sociode- toms measured by the Neuropsychiatric Inventory, a de-
mographic variables (eTable 3 in Supplement 2) in the ITT crease in 4 points would be regarded as clinically meaningful.38
analyses data set. In the per-protocol analyses set, the CAU In our analysis, DCM reduced neuropsychiatric symptoms by
group reported a significantly higher quality of life. 8 points, with a larger effect size compared with previous stud-
ies included in the Cochrane review by Reilly et al48 (standard-
Outcomes and Estimation ized mean difference, −0.20; 95% CI of difference, −0.41 to
In the primary ITT analyses, a significant decrease in pa- 0.01; n = 368; I2 = 83%; P = .06). Referring to caregiver bur-
tients’ behavioral and psychological symptoms of dementia den, the effect size of the DCM was medium but larger when
(b = −7.45; 95% CI, −11.08 to −3.81; P < .001) and caregiver bur- compared with other studies (−0.18 vs −0.07).48 Thus, our re-
den (b = −0.50; 95% CI, −1.09 to 0.08; P = .05) was observed sults indicate meaningful clinical relevance. The study meth-
in the intervention group compared with CAU. Patients with ods were in line with the demand to use standardized sets of
dementia receiving DCM had an increased chance of receiv- outcome measures20 and well-defined interventions19 to im-
ing antidementia drug treatment (DCM, 114 of 291 [39.2%] vs prove comparability across studies, and our results contrib-
CAU, 31 of 116 [26.7%]) after 12 months (odds ratio, 1.97; 95% ute empirical evidence to currently inconclusive research18 on
CI, 0.99 to 3.94; P = .03). There was no effect on quality of life DCM approaches in primary care.
(b = 0.02; 95% CI, −0.09 to 0.05; P = .26) or on PIMs (DCM, 77 The results suggest that DCM increased the quality of de-
[26.5%] vs CAU, 19 [16.4%]; odds ratio, 1.86; 95% CI, 0.62 to mentia care. Improvements included a higher use of antide-
3.62; P = .97) after 12 months. The secondary analyses indi- mentia drugs. Although this is a simple proxy for good medi-
cated a significant effect on quality of life in the intervention cal dementia care, the data do not indicate whether drug
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Effectiveness and Safety of Dementia Care Management Original Investigation Research
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Research Original Investigation Effectiveness and Safety of Dementia Care Management
Table 3. Primary and Secondary Outcomes for Care as Usual vs Dementia Care Management
Table 4. Secondary Regression Analysis to Predict Effect of Dementia Care Management Depending on Living Statusa
ARTICLE INFORMATION Study concept and design: Thyrian, Obtained funding: Hoffmann.
Accepted for Publication: June 1, 2017. Dreier-Wolfgramm, Teipel, Hoffmann. Administrative, technical, or material support:
Acquisition, analysis, or interpretation of data: Thyrian, Eichler, Zwingmann, Kilimann.
Published Online: July 26, 2017. Thyrian, Hertel, Wucherer, Eichler, Michalowsky, Study supervision: Thyrian, Wucherer,
doi:10.1001/jamapsychiatry.2017.2124 Dreier-Wolfgramm, Zwingmann, Kilimann, Dreier-Wolfgramm, Eichler, Teipel, Hoffmann.
Author Contributions: Drs Hoffmann and Thyrian Hoffmann. Conflict of Interest Disclosures: None reported.
had full access to all of the data in the study and Drafting of the manuscript: Thyrian, Hertel,
take responsibility for the integrity of the data and Michalowsky, Zwingmann, Teipel. Funding/Support: The study was performed in
the accuracy of the data analysis. Critical revision of the manuscript for important cooperation with and funded by the German Center
intellectual content: All authors.
Statistical analysis: Thyrian, Hertel, Teipel.
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Effectiveness and Safety of Dementia Care Management Original Investigation Research
of Neurodegenerative Diseases and the University 10. Gaugler JE, Yu F, Krichbaum K, Wyman JF. 25. Campbell MK, Piaggio G, Elbourne DR, Altman
Medicine of Greifswald. Predictors of nursing home admission for persons DG, Group C; CONSORT Group. Consort 2010
Role of the Funder/Sponsor: Both funders with dementia. Med Care. 2009;47(2):191-198. statement: extension to cluster randomised trials.
participated in and funded the design and conduct 11. Ornstein K, Gaugler JE. The problem with BMJ. 2012;345:e5661.
of the study; collection, management, analysis, and “problem behaviors”: a systematic review of the 26. Zwarenstein M, Treweek S, Gagnier JJ, et al;
interpretation of the data; preparation, review and association between individual patient behavioral CONSORT group; Pragmatic Trials in Healthcare
approval of the manuscript; and decision to submit and psychological symptoms and caregiver (Practihc) group. Improving the reporting of
the manuscript for publication. depression and burden within the dementia pragmatic trials: an extension of the CONSORT
Additional Contributions: We acknowledge Ines patient-caregiver dyad. Int Psychogeriatr. 2012;24 statement. BMJ. 2008;337:a2390.
Abraham, RN; Ulrike Kempe, RN; Sabine Schmidt, (10):1536-1552. 27. Boutron I, Moher D, Altman DG, Schulz KF,
RN; Vaska Böhmann, RN; Kathleen Dittmer, RN; and 12. Michalowsky B, Flessa S, Eichler T, et al. Ravaud P; CONSORT Group. Extending the
Saskia Moll, RN (Greifswald Medical School, Healthcare utilization and costs in primary care CONSORT statement to randomized trials of
University of Greifswald, Greifswald, Germany); for patients with dementia: baseline results of the nonpharmacologic treatment: explanation and
data collection and intervention delivery; Daniel DelpHi-trial [published online February 3, 2017]. Eur elaboration. Ann Intern Med. 2008;148(4):295-309.
Fredrich, Dipl-Inf (Greifswald Medical School, J Health Econ. 2017. 28. Dreier A, Thyrian JR, Eichler T, Hoffmann W.
University of Greifswald, Greifswald, Germany), and 13. Michalowsky B, Thyrian JR, Eichler T, et al. Qualifications for nurses for the care of patients
Henriette Rau, MSc (German Center for Economic analysis of formal care, informal care, and with dementia and support to their caregivers:
Neurodegenerative Diseases [DZNE], Rostock/ productivity losses in primary care patients who a pilot evaluation of the dementia care
Greifswald, Germany), for information technology screened positive for dementia in Germany. management curriculum. Nurse Educ Today. 2016;
development and support in conducting the trial; J Alzheimers Dis. 2016;50(1):47-59. 36:310-317.
Kerstin Albuerne, MedDok, and Andrea Pooch, BSc
(DZNE, Rostock/ Greifswald, Germany), for data 14. Parmar J, Dobbs B, McKay R, et al. Diagnosis 29. Kalbe E, Kessler J, Calabrese P, et al. DemTect:
collection, data quality assurance, and data and management of dementia in primary care: a new, sensitive cognitive screening test to support
provision; and Viktoria Kim-Böse, MSc, and Kerstin exploratory study. Can Fam Physician. 2014;60(5): the diagnosis of mild cognitive impairment and
Wernecke, PhD (DZNE Rostock/ Greifswald, 457-465. early dementia. Int J Geriatr Psychiatry. 2004;19(2):
Germany), for writing and editing assistance as well 15. D’Souza MF, Davagnino J, Hastings SN, Sloane 136-143.
as administrative assistance in conducting the trial. R, Kamholz B, Twersky J. Preliminary data from the 30. Thyrian JR, Hoffmann W. Dementia care and
All persons mentioned were compensated for their Caring for Older Adults and Caregivers at Home general physicians—a survey on prevalence, means,
contributions as part of their employment. (COACH) program: a care coordination program for attitudes and recommendations. Cent Eur J Public
home-based dementia care and caregiver support Health. 2012;20(4):270-275.
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