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3 The Experimental Approach
3 The Experimental Approach
75
H. F. Cohen, Quantifying Music
© Springer Science+Business Media Dordrecht 1984
76 CHAPTER 3
both will make the same number of percussions. Hence they constitute a
unison. The air waves do not cut through each other, or break each other, but
they concur entirely. When one part of the string is twice as long as the other,
the resulting octave is obviously formed by percussions that have a ratio of
2: I, since in the time the longer part needs for one percussion the shorter
one will have performed two. In other words, every percussion of the longer
string coincides with every second percussion of the shorter one, "since
there is no one who does not know that the longer the string, the slower
its motion".4 In the case of the fifth, too, the number of vibrations per unit
time is inversely proportional to the respective string lengths, hence their
ratio is as 3: 2. Here coincidence will not occur until the shorter string has
performed three vibrations, and the longer one two. As a result the product
of the numbers for the length and the vibrations per unit time of the shorter
string (2 X 3) will equal the product of the corresponding numbers for the
longer string (3 X 2). Extending this result to all consonances, we get the
fol1owing se ries ofproducts (Figure 34):
Unisonll octave IfIfth I fourth I major sixth I major third I minor third I minor sixth
[
1 2 6 12 15 20 30 40
Fig.34.
which numbers correspond with each other in a wonderful proportion [non absque
mirabili analogia]. Now the pleasure that the consonances give to hearing comes from
their softening the senses, while, to the contrary, the pain that originates from the
dissonances is born from sharpness, as you can easily see when organ pipes are tuned. s
demonstrate that the ratios of the consonant intervals are also to be found
in the proportions of their products. (For instance, the product for the
fifth is to the product for the fourth as 6: 12 = 1: 2, which is the ratio of
the octave.) But this is just empty number speculation, devoid of any physical
or musical significance. 7
The historical importance of Benedetti's remarks on consonance is to be
found in another aspect of it (which Palisca certainly did not overlook,
though). It has to do with Benedetti's introducing some properties
of sound into his theory of consonance. What he had to say on sound was
in itself far from new. Greek Antiquity had yielded two distinct accounts
of the production and the propagation of sound. One of these was intimately
connected with atomism. It centered on the idea that the voice or the musical
instrument emits little sound particles that fly through the air and eventually,
in reaching a listener's sense of hearing, are turned into audible sound. The
riyal account conceived of sound as originating in the air being regularly
shocked, or struck, by the voice or the musical instrument. The mode of
propagation of these strokes was held to be similar to the way little waves
are brought forth by throwing a stone into quiet water. The chief point of
both theories was to make it clear how sound can be transmitted from the
source to the listener's ear without the medium that carries the sound being
transmitted at the same time. The emission theory achieves this in a very
straightforward manner, while the point of the wave analogy is that it provides
a mechanism by means of which not the air itself, but only its to and fro
motion is being transmitted from the sound-producing agency to the ear. 8
Benedetti evidently adopted the latter explanation, which had always been
the more popular one. He states explicitly that the air waves do not intersect,
nor break each other, though he does not tell us why this is so.
What is really new in Benedetti's account is his linking up, in a quantitative
fashion, this ancient wave analogy with the problem of consonance. Before,
the musical intervals had always been primarily associated with string lengths.
Differences in pitch had been quantified in terms of the ratios of these
string lengths. Benedetti now takes as his starting point the regular strokes
that are produced by a vibrating string. He realizes that at different intervals
the number of these strokes per unit time is inversely proportional to the
lengths of the strings that are sounded. Apparently he takes this property
to be self-evident, as there is no trace in his ac count of even an attempt to
prove it (such as was to be done later by Galileo and by Beeckman; see
Sections 3.3.1. and 4.1.1.).
From the connection that has thus been established between the musical
78 CHAPTER 3
intervals and the vibrational motion of the sounding string, Benedetti derives
his coincidence theory of consonance. And this explanation of consonance
is not based on numerology, like Zarlino's, nor on geometry, like Kepler's:
for the first time in the history of musical theory consonance is explained
in physical terms. This is why the passage is historicaHy important, even
though no one at the time appears to have noticed this, and even though
Benedetti himself used his theory only for proving something trivial, and
thus appears hardly to have been aware o[ the theory's real explanatory
power.
Yet, despite this very serious limitation, the fmal sentence of Benedetti's
letter displays some understanding of the fact that, if the coincidence theory
of consonance was to explain anything at aH, it should not be restricted to
a purely physical description, but that human sensation should somehow
be accounted for as weH. This Benedetti does by referring to the 'softness'
the ear is made to feel by the vibrations coming from the consonant intervals,
and the 'sharpness' caused by the dissonances. Obviously such a statement
betrays an awareness of the problem rather than provide the solution. But as
a first step it certainly deserves to be noticed.
Summing up, then, Benedetti's contribution to the theory of consonance,
we are certainly entitled to regard him , as Palisca c1aimed, as the first pro-
pounder of what we have termed the coincidence theory of consonance.
However, to use an expression coined by Kepler far Copernicus, 'he had no
idea how rich he was'.9 He hardly saw what problems the theory was able
to solve, and he had an even dimmer awareness of the problems the theory
would run into itself. But such is the fate of those whom history terms
'forerunners' .
As has been shown on pp. 40/1, musical theory teaches that every singer has
to face the dilemma of either adjusting the purity of at least some consonant
intervals or continually changing pitch by one or more syntonic commas.
Now what does she or he do in practice?
larlino solved the dilemma by evading it. Galilei's solution, despite (or
perhaps because of) his stridently polemical style, is so ambiguous as to
admit rather different interpretations, provided by Palisca (1961) and Walker
(1978). Palisca interprets the controversy as a clear-cut one between obscu-
rantist number mysticism and the modern experimental method. In contrast,
Walker is mainly concerned to show that the conflict resulted from "the
basic agreement between [larlino and Galilei], coupled with the desperate
wish to contradict each other" .13
On the origin of the controversy both historians agree. Galilei, up to
around 1572 a faithful upholder of larlino's ideas on just intonation, came
to doubt these as a result of his correspondence with the Florentine humanist
Girolamo Mei (discovered and edited by Palisca). Mei's main points were,
in Walker's brief summary:
first, that mathematical theory and musical practice were unlikely to coincide exactly,
since the ear could tolerate considerable divergences from any mathematically exact
scale; secondly, that it was more likely that singers airned at Pythagorean intonation
[ ... I ; and, finally, in a later letter, he suggested that Galilei should test this empirically
by tuning two lutes in the two scales and then comparing intervals on them with those
actually sung. 14
that well-trained singers do indeed sing an intervals in just intonation, and that, since
their system of intonation is therefore necessarily unstable, it is very complicated and
difficult to describe - Galilei would need another whole book to do so. Thus Galilei
too evades any attempt at solving the problem of instability, though he at least admits
its existence. But what is peculiarly exasperating for the historian is that he nowevidently
agrees with Zarlino and that the whole controversy has been a bogus one. Moreover,
he even explicitly admits this agreement: if Zarlino will abandon his distinction between
THE EXPERIMENT AL APPROACH 81
natural and artificial scales and instruments, Galilei says, "I will at onee admit that
what we sing today agrees more with this syntonon of Ptolemy than with any other
distribution" .16
Walker then goes on to consider that much of the confusion that marks this
particular polemic between Galilei and Zarlino comes from the ambiguous
use both made of the words 'natural' and 'nature'. If 'natural' is meant in the
sense of 'given as a universal psychological datum', then the just consonances
cannot but be regarded as natural, since all musically sensitive people have
always agreed that these particular intervals are by far the sweetest. But if
human sensation is left out of the definition of the concept of nature, so that
only what is given in the external world is to be called 'natural', then, Walker
assures us, Galilei was perfectly right in refusing to consider the just conso-
nances as natural. For in his time, when the true physical cause of consonance
had not yet been discovered, the connection between sound and number was
necessarily to be seen as fortuitous. 17
So now we see, surprisingly, that not only the controversy between
Zarlino and Galilei on intonation in singing was imaginary rather than real:
Palisca and Walker, too, now appear to disagree only on a minor point, both
taking for granted the fundamental issue at stake here. In attempting to show
why Galilei's argument was better than Zarlino's, they in fact demonstrated
only what prevented Galilei from replacing the senario by a new, physical
explanation of consonance. For both historians' idea of the consonances
being given only in human experience 18 is tantamount to denying the validity
of the central issue the history of which we are pursuing in this book, namely,
where does the apparent match between the simple ratios of the consonances
and the human sensation of musical beauty co me from? Zarlino had at least
attempted to explain the match. So had the Pythagoreans. So would be done
by Kepler and a plethora of other scientists in the centuries to come. But
evidently Galilei, reasoning along lines quite similar to Stevin, believed he
could get rid of the problem of consonance by rejecting it. According to both
Palisca and Walker this is sound musical empiricism; from the point of view
developed in this book it is nothing but premature scepticism. The fact that
the gap between the externally given ratios and the psychic experience of
beauty is not easily to be filled (as noted before, the gap is still with us) does
not imply that it could not at least be narrowed by trying in some way to
redefine the issue involved. Surprisingly, Galilei himself unintentionally
contributed to such aredefinition.
82 CHAPTER 3
Walker is surely right in his contention that not genuine disagreement, but
personal hatred provided the central motivation for Galilei's attacks on
Zarlino. For Galilei's pronouncing 'natural' an intervals, whatever their
ratios, was not his only attempt to destroy the senario. He tried to smash
it in another way as wen, that is in fact incompatible with the first one, and
thus reveals that his main concern was to contradict Zarlino at all costs.
Galilei's argument is basically very simple. It had always been supposed
that Pythagoras' demonstration of the simple ratios of the consonances was
not only valid for string lengths, but also for string tensions (doubling the
weight allegedly yielding the octave), or for the volumes of bells. (According
to some surely apocryphal tradition Pythagoras would even have discovered
his laws by listening to, and subsequently measuring the weights of, several
hammers that in being banged on an anvil by a blacksmith whose shop
he passed by happened to give the consonances).19 But Galilei, in his 1589
Discorso intorno alle opere de Giosello Zarlino, and also in several unpub-
lished manuscripts, demonstrated "by means of experiment, the teacher of
all things" ,20 that the ratios for the consonances as given by string lengths
are by no means universally valid. Galilei observed that if one compares
not the lengths of strings, but their tensions, the traditional ratios do not
hold at all. For experiment shows that, when one and the same string is
stretched successively by different weights, in order to get the octave one
has to suspend from the string not a weight twice as heavy as the first one,
but lour times as heavy; similarly, in order to get the fifth, the weights have
to be in the ratio 9: 4 = 3 2 : 2 2 • In other words, in terms of string tensions
the intervals are in a squared proportion to the weights. Thus the senario
is exploded: the consonances are not necessarily contained in the first six
integers.
This was a very good, and, in Galilei's time, irrefutable argument (even
though it is incompatible with his own previous rejection of all natural
regularity for the consonances; also we shall see shortly that Galilei's own
son was to succeed in reinstating the senario, albeit in a way decisively
different from Zarlino's). However, Galilei partly spoiled his argument
at once, in that he could not withstand the temptation to make the symmetry
complete. He stated that, just as the one-dimensional string length gives a
direct proportionality, and the two-dimensional weight gives a squared
proportionality, just so the pitches of three-dimensional bodies like pipes
correspond to the cubed proportionality. Thus an organ pipe of a volume
THE EXPERIMENT AL APPROACH 83
of 1 would give the octave against a pipe of volume 8. But, as Walker has
pointed out, this is simply not true; in fact every organ builder could have
told Galilei that the pitch of a pipe, given its material and shape, is roughly
proportional to its length, not at al1 to its volume. In Walker's words, "the
mathematical scheme has been elaborated without even the most rudimentary
empirical check, and it has gone wrong". 21
String tension was not the only variable beside string length of which
Galilei discovered experimentally that it influenced pitch. He described several
other experiments in an unpublished manuscript that has been analyzed
by Palisca:
Galilei noted the results of testing strings of various materials. He found that to produce
a true unison two strings had to be made of the same material, of the same thickness,
length, and quality, and stretched to the same tension. Ir any of these factors was absent,
the unison would be only approximate. Moreover, he discovered that if a lute were
strung with two strings, one of steel and one of gut, and these were stretched to the best
possible unison, the tones produced by stopping the strings at various frets would no
longer be in unison. 22
It is these results above all that mark the transition that was gradual1y taking
place from a purely mathematical towards a more empirically oriented
treatment of musical matters.
he re for the first time the musical instrnment was made the subject oi theo-
retical analysis. Now the musical instrument constitutes a piece of 'artificial
nature' par excellence. What is valid for the Scientific Revolution as such
applies to the new musical science as weil: theorists began to make use of
the treasures of empirical evidence hidden in the workshops of the instrument
makers. This development, which would find a first culmination point in the
work of Mersenne, was clearly adumbrated by Vincenzo Galilei. He inferred
from elementary musical practice with string instruments that pitch can be
varied by changing not only the length or the tension of astring, but also
its thickness or the material it is made of.
However, here was also the limit of Galilei's experimentalism. For, as we
have seen, he could not withstand the temptation to round off his rejection
of the senario by a ne at schema that, however, ran counter to e~mentary
fact.
So two basic results remain: the consonances had appeared to correspond
equally to other ratios than just those of string lengths, and a beginning had
been made at tapping the information the musical instrument had in store
for musical science. It was from this starting point that Vincenzo's son was
to transform the science of music.
More than any other scientist's, Galileo's work marks the transformation
from Aristotelian to modern science. 24 Though he made important contri-
butions to a great variety of fields, such as observational astronomy, his work
in mechanics above all provided the essential break-through. This applies in
particular to his law of inertia (used for defending the Copernican theory),
and to his laws of free fall and projectile motion, published in 1638 in the
Discorsi e dimostrazioni matematiche intorno iz due nuove scienze attenenti
alla Mecanica & i Mo vimenti locali ('Discourses and Mathematical Demonstra-
tions Concerning Two New Sciences, Pertaining to Mechanics and Motion').
To a large extent Galileo's work on moving bodies turned into a model for
many other fields affected by the Scientific Revolution. It became exemplary
in two essentially different, though related respects:
- it is mathematical in that the relationships between the parameters
are quantitative, in that the proofs are geometrical, and, above all, in that
the properties of falling and projected bodies are logically derived from a
set of apriori postulates;
- it is experimental in that not daily experience, but nature subjected to
86 CHAPTER 3
GALILEO GALILEI
THE EXPERIMENTAL APPROACH 87
artificial manipulation provides both the starting point and the final empirical
check of the axiomatic system.
Thus Galileo's work on motion combines the defining features of the
mathematical and the experimental approaches to nature. This combination,
however, occurs almost nowhere else in his work; in other fields his experi-
mental approach is much more evident than the mathematical. This applies,
for instance, to the brief passage in the Discorsi that is devoted to music:
there is hardly a vestige of mathematization to be found in it, but it is c1early
pervaded by a sense of how the manipulation of nature can reveal its hidden
properties. In how far this sense corresponded to experiments carried out in
reality we shall see presently.
The Discorsi consist of four 'Days' mIed with learned conversations between
Salviati (Galileo's mouthpiece), Sagredo (a mixture of second mouthpiece,
intelligent layman, and representative of earlier enlightened viewpoints),
and Simplicio (the Aristotelian whose lack of understanding gives occasion
to explaining the issue on ce more in the simplest terms conceivable). The
discussion of music occurs at the end of the First Day, in the context of a
discussion on pendulums. Though brief, it is packed with information.
The aim of the discussion is stated at the outset: Salviati wants "from easy
and sensible Experiments, [to] deduce Reasons of the wonderful Accidents
of Sounds",25 and Sagredo begs him to concentrate on the explanation of
sympathetic resonance and of the consonances and their ratios. In order to
do so, Salviati starts from pendulums. He states three properties of a swinging
pendulum.
First, through whatever arc a given pendulum is made to swing to and
fro, the duration of one complete vibration is always the same. This property
(known as 'isochronism') is - wrongly - c1aimed to be exact1y valid for
anyarc.
Second, the longer the pendulum, the fewer the number of vibrations per
unit time, such that the lengths are inversely proportional to the squares
of the numbers of vibrations. A numerical example is given that illustrates
the idea, but is not intended to refer to an experiment actually performed.
Here, as in many other places, Sagredo stops to marvel at such unexpected
properties of nature, contradicting both daily experience and apriori expec-
tation, but nevertheless true.
The third property is that every pendulum has a natural vibrational duration
88 CHAPTER 3
of its own: "it is impossible to make it vibrate in any other Period than that
which is natural to it". 26 This is demonstrated by reference to the common
experience that only one definite pushing rhythm is capable of reinforcing
the swinging motion of a pendulum. By carefuUy pushing or pulling at the
proper moments (namely, precisely at the end of each complete vibration)
is it possible for one man alone to raise, for instance, enormous beUs.
This third property of pendulums is then invoked to explain the phe-
nomenon of sympathetic resonance. Galileo's explanation is quite similar to
Kepler's. He founds it on the analogy between the proper frequency of a
pendulum and of astring, and then goes on to show that the vibrational
pulses of a plucked string, after being transmitted through the air, tend to
reinforce, and thus to sustain, the vibrational motions of another string
tuned at the unison, whereas the induced vibrations of a differently tuned
string are immediately dampened by lack of correspondence. Just as Kepler
had done, Galileo extends the explanation to strings tuned at the octave
and the fifth, thus again leaving it unclear why after the fifth dampening
overtakes vibrating.
Next, the explanation of sympathetic resonance by the correspondence
of vibrations is illustrated by an experiment with a glass placed in avessei,
and filled nearly to the rim with water. If with the top of a finger the rim
is gently rubbed, a musical note is produced and simultaneously the water
is made to undulate very regularly;
but the Tone of the Glass happening sometimes to rise an Eighth higher, I have seen
at that very Instant every one of the said Waves to divide themselves into two: which
Accident most plainly proves the form of the Octave to be the Double. 27
first because, if the vibrations of a string are too fast to be clearly seen, so will be the
waves in the water, and secondly, because I have not yet succeeded in making asounding
glassjump an octave. 28
It turned out that the higher the sound was made by moving the chiseI
faster, the closer the little lines got to each other; also the experimenter feIt
the chiseI tremble in his hand.
Thus here, with the help of an early forerunner of the gramophone reeord,
a method has been found to eount vibrations, and, as a resuIt, to determine
exaetly the true ratios of the eonsonances. And lo! when the ehisel was
induced to give asound of a certain pitch and then one a fifth higher (both
tuned to harpsichord strings), in the same space they produeed 30 and
45 little lines, respeetively, "which, indeed, is the Form attributed to the
Diapente [Fifth]". 31
Walker has pointed out (the first to do so in 340 years) that this famous
experiment is very unlikely to have been performed in reality:
Galilei had thus discovered a means of recording musical vibrations exactly, permanently
and in a form that enabled one to compare frequencies precisely. Why did no one eise
use it? Why has no one ever used it? Leaving on one side mechanical problems, such as
what made the chiseljump so regularly, we can see that there is a flaw in the experiment,
even if we accept all the facts as Galilei recounts them. He counted the spaces of the two
strokes within the same distance and found the required ratio of 3: 2. But on his own
90 CHAPTER 3
saying he moved the ehisel faster when produeing the higher note; it therefore traversed
this distanee in less time than the stroke producing the lower note, and, if the ratio
of frequencies was 3: 2, should have made less than forty-five lines eompared with the
lower stroke's thirty. The experiment eould only possibly have produced valid results
if he had eompared the number of lines or spaees made during the same unit of time, not
within the same distance.
One can only suppose that this was one of Galilei's so-called 'thought-experiments',
about which he had not thought quite enough, though he tells the story with wonder-
fully eonvincing realism. I was greatly relieved to notice this mistake, since otherwise
I should have had to waste a lot of time ineffeetively seraping brass plates with ehisels. 32
As a first example he discusses the octave, that (since the unison is really
only one sound) is "the first and most grateful Consonance". 34 Here every
second pulse of the upper string coincides with a pulse of the lower one;
something comparable is true for the fifth (3: 2) and the fourth (4: 3).
But in the case of the whole tone (9: 8) only one of nine pulses coincides,
"and all the rest are Discords, and fall upon the Timpanum irregularly and
troublesomely, and thence by the Ear are esteem'd as Dissonances". 3S
At this point Simplicio requires a more detailed exposition of the mecha-
nism involved, which Salviati gives for the octave and the fifth. These
demonstrations being exactly similar, it suffices here to summarize only
the discussion of the fifth, which runs as follows. A vibration is supposed
to 'strike' ('percuss') at its beginning and at its end. Now let AB represent
the vibration of the string that emits the lower note, and CD the higher (see
Figure 35). AB is divided into three equal parts, and CD into two. The time
needed for passing from A to E counts for one moment:
THE EXPERIMENT AL APPROACH 91
A E- o B
I
.
I 4
,
C D
Fig.35. From: Discorsi, p. 104.
After two moments the higher string strikes in D, but the lower one, having
arrived in 0, does not yet strike. When it does, at the third moment, in B,
the other one is half-way DC, so again there is only one stroke that reaches
the ear; also during this third moment the directions of the vibrations are
opposite. At the fourth moment again there is only one stroke, in C, and not
until six moments have passed do the strokes finally coincide; the procedure
is then repeated for as long as the vibrations go on. This, Sagredo is made
to exc1aim, explains not only why the octave is more consonant than any
other interval, but it also ac counts for the peculiar nature of the fifth, which
"produces such a Titillation upon the Cartilage of the Timpanum, that,
allaying the Sweetness by a Mixture of Tartness, it seems at one and the same
Time to kiss and bite".36
Finally Salviati describes an experiment in order to demonstrate visibly
what happens to the ear when struck by consonances and by dissonances;
here the first two laws of the pendulum mentioned at the beginning of the
previous seetion come in. Let three lead balls hang by strings of lengths 16
(=4 2 ), 9 (=3 2 ), and 4 (=2 2 ) respectively, and let them swing simultaneously
through arbitrary ares. Then the vibrations will coincide at every fourth
vibration of the longest string, and "this Mixture of Vibrations is the same
with that which being made in Strings of Instruments, presents to the Ear
an Eighth with an intermediate Fifth". 37
And so, by varying the lengths of the strings, all sorts of combinations
of intervals can be made visible. Thus it is confirmed that, when the ratios
are incommensurable, and therefore never coincide, or when the vibrations
coincide only after long intervals of time,
then the Sight is confounded by the irregular and confus'd Order of irregular Inter-
mixtures, as the Ear with Regret receives the intemperate Impulses of the Air's Tremu-
lations, which, without Order or Rule, successively strike its Timpanum or Drum. 38
3.3.3. Conclusions
The brief, lI-page passage on music summarized in the two previous sections
derives its capital importance for the history of our problem from its form
and style rather than its originality. Here the coincidence theory was stated
briefly, compactly, authoritatively, iri a brilliant and convincing style that
succeeded even in hiding so me of the weaker spots for more than three
centuries to come. 40 Together with Mersenne's work, this passage would
become the starting point of all subsequent musico-scientific inquiry for at
least half a century.
In this section we shalllook into three aspects of Galileo's musical theory:
its originality, the nature of the vibrations he posited, and the nature of the
experiments he invoked in order to clarify his thought.
First, the rather involved problem of originality. Clearly the co re of
Galileo's musical discourse consists of the combination of ideas of Benedetti's,
who had applied the vibrational nature of musical sound to the problem of
consonance, and of Vincenzo Galilei's, who had shown that there is more
than one type of 'natural' ratios for the consonances. As to the latter, it is
fairly obvious that Galileo took the argument froIll his father: he shared his
father's musical interest (he was himself an accomplished lutanist); he lived
at horne at the time Vincenzo did his experiments with strings; he inherited
and preserved the latter's unpublished manuscripts; he put the argument in
the mouth of Sagredo, thus more or less disclaiming priority. With Benedetti
the situation is different. Though the 1585 Diversarnm speculationum ...
Liber contains important adumbrations of Galileo's work on both motion
and music, Galileo appears not to have known it. 41
Whether or not Galileo owed much to his father and to Benedetti, he
certainly handled the legacy in an independent way. As compared to Vin-
cenzo, he carefully avoided his mistake of the cubed ratio for the intervals
produced by the organ pipe; he also defmed much more explicitly the func-
tional dependence of pitch on both thickness and material (taken together
as 'weight'). Finally, he used in a more outspoken way the musical instrument
as a sour ce of experimental evidence for the musical theorist. And unlike
Benedetti, Galileo at least attempted to prove the proportionality of pitch
and frequency that the former had just taken for granted.
THE EXPERIMENT AL APPROACH 93
a property of nature that simply does not hold, all three fictitious experi-
ments 01 Galileo's illustrate in themselves valid propositions. So here we
have found some material that confirms a characteristic often attributed to
Galileo: the incredible 'intuition', or 'sleepwalking' quality that enabled hirn
so often to derive basically correct insights from totally wrong arguments.
So, as far as musical science is concerned, Galileo was an experimentalist
in that 'artificial nature' (in this case: the musical instrument) underlay many
of his theories; he was also an experimentalist in that the properties he
derived from it were essentiaIly correct; but he was not, insofar as he did
no quantitative measurements, and preferred a beautiful description of an
experiment to actually doing it. We shall see presently that Mersenne was
to overcome these fmallimitations of the experimental method.
[unison 1: 1 1]
octave 2: 1 2
fifth 3: 2 6
fourth 4: 3 12
major sixth 5: 3 15
major third 5: 4 20
minor third 6: 5 30
minor sixth 8: 5 40
Fig.36.
may weIl have neglected to draw up the table because he was aware of the
new difficulties it entailed):
- As noticed before on pp. 63-5, in musical practice the status of the
fourth as a consonance had become rather questionable, and certainly it
was considered by most musicians to be less consonant than the major third.
However, the above table places the fourth higher in the hierarchy of the
consonances than its riyal. So how to account for that?
- The order given by the table for the thirds and sixths is much more
explicit than musical practice warranted. In particular, musical experience
provided no reason for giving the major sixth a higher status than the major
third. So, again, how to match theory and practice?
- A more fundamental objection that could be made (Galileo did not
make it) is the following. If the above table is valid, the intervals represented
by the frequency ratios 7: 4 and 7: 5 should be considered consonances
as weH, the former in preference even to the minor third (as 28 < 30), the
latter preceding the minor sixth (as 35 < 40). But these intervals had always
been considered as very harsh dissonances. (Kepler had succeeded in getting
rid of them through the inconstructibility of the heptagon). We shall see that
for adherents of the coincidence theory there were three ways out of the
dilemma: to dec1are it insoluble, to manipulate the table, or to pronounce
the intervals with 7 to be consonances after all. Either way, they would
become a touchstone for every theory of consonance, and they have remained
so to this very day.44
- The problem of the intervals with 7 only highlights an even more fun-
damental problem implicit in the coincidence theory: there is no longer a
clear-cut distinction between consonance and dissonance. For to allow the
96 CHAPTER 3
product for the minor sixth to determine the boundary between consonance
and dissonance is just as arbitrary as Zarlino's senario: it is as unjustified to
stop at 6 (or, if need be, 8) as it is to stop at 40. The coincidence theory
cannot possibly explain why the coincidence of every 8th vibration of the
upper string is still perceived as pleasant, but no longer every 9th vibration.
So now we can see why Kepler was to remain the only one ever to state a
clear-cut scientific distinguishing criterion between consonance and disso-
nance: within some- 10 to 20 years after Hannonice Mundi the distinction
had become irrevocably blurred. And again, this development coincides with
what happened in musical history : the new treatment of dissonance in early
Baroque music instigated by, among others, Galileo's father, made obsolete
any sharp theoretical distinction. In musical practice as in musical theory
the boundary between consonance and dissonance had become fluid; the
problem of consonance had undergone a fundamental transformation, occa-
sioned by music and science alike.
Another important function of the coincidence theory was that it naturally
gave rise to a search for hosts of new facts, such as the quantitative deter-
mination of the frequency of a musical note; the various factors that influence
change of pitch; tone production in pipes and drums, and so on. In other
words, the coincidence theory of consonance became the origin of the
science of acoustics, as will be demonstrated more extensively in the next
section.
Finally, even apart from the many problems raised by the sc ale of degrees
of consonance that followed from the coincidence theory, the theory itself
was confronted with two very serious obstacles.
- The first, obvious as it may seem to be, was to be neglected for more
than a century. Galileo had correctly observed that incommensurable terms
of a ratio cause the vibrations, after the simultaneous beginning, never again
to coincide. Hut such is precisely the nature of all tempered intervals. So
how can we possibly perceive tempered consonances as still rather agreeable?
The theory predicts that any tempering would totally destroy the consonant
effect; so how to reconcile theory with practice?
- As if all this were not enough, the coincidence theory suffered from one
more defect, that had been predicted by Kepler (see pp. 31/2). For what
precisely was the connection between the regularity with which the eardrum
was struck by the vibrations generated by the consonant intervals, and the
musical beauty perceived by the human soul? ür, formulated differently,
did not the coincidence theory leave completely unexplained what happens
in between the eardrum being subjected 'to a perpetual Torment of bending
THE EXPERIMENTAL APPROACH 97
MARIN MERSENNE
THE EXPERIMENT AL APPROACH 99
for Galileo. However, his scientific style was quite different from Galileo's.
In the words of Crombie:
Mersenne concluded that the only knowledge of the physical world available to men
was that of the quantitative externals of effects, and that the only hope of science was
to explore these externals by means of experiment and the most probable hypotheses.
[ ... ] [Galileo and Descartes] aimed at certainty in physical science; Mersenne, dis-
believing in the possibility of certainty, aimed at precision. 45
We have suggested before that the science of acoustics grew out of the experi-
mental approach to the problem of consonance. The analysis of consonance
in terms of the coincidence of vibrations transmitted through the air to
the ear generated a host of new questions, and the first answers constitute
together the beginnings of the science of sound, in particular, but not exclu-
sively, of musical sound. Though it is both customary and practicable to
divide Mersenne's work into an acoustical and a musical part, to him they
were but different aspects of the one science of harmony. The fact that
Mersenne's acoustical researches were primarily aimed at reinforcing his
theory of consonance is perhaps nowhere made more evident than in the two-
page summary of Harmonie universelle he added during the last stages of the
press, under the title Abrege de la Musique speculative, for the benefit of the
(undoubtedly numerous) readers "who do not have the leisure to read our
Treatises in their entirety". 50 This unusually succinct abstract summarizes
the theory of music in five points:
(1) "Sound is nothing but a percussion [batternent] of the air, taken up
by the sense of hearing when it is touched by it". 51 Loudness is determined
by the violence of the percussion, which in its turn is proportional to the
amount of air struck; pitch is proportional to the velocity of the percussions,
that is, to their number per unit time.
(2) The relative sweetness of the consonances is deterrnined by how often
the percussions that make up their sounds coincide. All simple consonances
are comprised in the first six integers; "they represent the number and
comparison of their percussions". 52
(3) The relative sweetness of the consonances is calculated as folIows.
If the percussions of a certain interval unite, for example, every second time
(the octave), it is sweeter than if they unite, for instance, every third time
(the fifth). But if the percussions unite equally often, as is the case with the
fifth (3: 2) and the twelfth (3: 1), the smaller number of vibrations of the
string that ernits the lower note makes the interval sweeter than the other;
thus the twelfth is a sweeter consonance than the fifth.
(4) Given astring of a certain length, thickness, and material, quadrupling
its tension makes its sound rise one octave.
(5) The velo city of straight sound is 230 'toises' (453 meters) per second,
THE EXPERIMENTAL APPROACH 101
independent of loudness and the direction of the wind; the echo's velocity
is 162 'toises' (319 meters) per second.
Thus for Mersenne the essential consequences of the analysis of sound
in tenns of percussions of the air are the explanation and the grading of
consonance, the laws of sounding strings, and the quantitative determination
of sound speed. Some other acoustical results are discussed briefly in the
next section.
3.s.2. Some Properties of Sound
Sparked off by the new interest in the properties of the vibrational motion
of the air occasioned by the new, physical explanation of consonance, in
Mersenne's hands the science of sound at once became an autonomous and
independent discipline in its own right. Among the most basic properties
of sound stated by Mersenne are the following:
- Frequency and pitch. After having established, once and for all, that the
number of vibrations per unit time defmes pitch, and the amount of vibrating
air loudness, Mersenne proceeded to determine quantitatively the frequency
of a note of given pitch - a task Galileo thought impossible, since the vibra-
tions are too rapid to be counted by sight. He immediately put his results
to practical use by proposing to standardize pitch, which was a sensible idea
in an age when 'standard pitch' varied per musical genre, per city, and per
guild. Mersenne also established which frequency defmes the bottom limit
of audibility for the human ear. (In the Aristotelian universe, all phenomena
are unreflectingly considered as perceivable; part of the Scientific Revolution
consists of the growing realization that nature hides many phenomena beyond
our immediate sense perception, such as microbes, or the moons of Jupiter,
or inaudible vibrations ofthe air).
- Vibrating strings and air columns. Mersenne discusses extensively the
variables that detennine the pitch of sounding strings, and fonnulates their
quantitative relationships in a set of proportions that, taken together, come
down to the following fonnula: frequency is proportional to the square root
of string tension, and inversely proportional to string length as well as to the
square root ofthe string's thickness. 53
This result does not differ substantially from Galileo's, yet it is rightly
known as Mersenne's law. For, while Galileo just stated it, Mersenne carried
out a great many experiments in order to establish, not only the law itself,
but also the deviations from the ideal phenomenon to be observed in practice,
and even, to fmd a general second order correction factor accounting for
the deviations.
102 CHAPTER 3
In Section 3.4. we enumerated half a dozen new problems that faced anyone
embracing the coincidence theory of consonance, and we also noticed that
Galileo ducked them all. Mersenne, in contrast, confronted them head-on. In
doing so, he applied his acoustical findings discussed above to the explanation
of consonance. Thus with Mersenne an extremely fruitful interplay began:
the coincidence theory of consonance, which through its internal develop-
ment had brought forth the science of acoustics, immediately began to be
reinforced by its own offspring.
As we have seen, four of the new problems arose from the table of degrees
of consonance that foIlowed from the theory. Mersenne's adopting the
coincidence theory thus forced him to accept the table as weIl.58 However,
he feIt very unease ab out it, precisely because of those four problems - the
relative degree of consonance of the fourth and of the thirds and sixths, the
place of the intervals with 7, and the distinction between consonance and
dissonance. Nearly the whole Livre des consonances in Harmonie universelle
104 CHAPTER 3
HARMONIE
VNIVERSELLE
[Unison) [Unison)
Octave (2: 1) Octave
Fifth (3: 2) Fifth
Fourth (4: 3) Major third
Major sixth (5: 3) Minor third
Major third (5: 4) Major sixth
Minor third (6: 5) Minor sixth
Minor sixth (8: 5) Fourth
Fig.38.
Drawing up these two separate tables implied, of course, giving up the attempt
at scientifically explaining the musical phenomena in question. Proposing
two different tables derives from the sceptical attitude we already came
across in the case of Vincenzo Galilei (pp. 81, 84), and thus fell on fertile
soU in the case of Mersenne, whose attitude towards science was marked by
scepticism to begin with. But Mersenne kept vacillating, despite the pressure
brought to bear on him, by, of all people, Descartes, who urged hirn radically
to separate sweetness and agreeability (more on this in Section 4.2.2.).
Though in the end giving in to Descartes, Mersenne nevertheless did not give
up the attempt to make the two match after all. His continuing doubts are
reflected by the inconclusiveness that characterizes nearly all solutions he
proposed. These solutions were as follows.
The problem whether or not the fourth is more consonant than the major
third, says Mersenne, is one of the greatest difficulties in the science of music,
106 CHAPTER 3
The Intervals with 7 and the Distinction Between Consonance and Dissonance
These elosely interlinked problems are treated in one and the same proposi-
tion, called "Why there are only seven or eight simple consonances".61 As it
is so elose to the heart of the problem of consonance (in asense, it is the
problem of consonance), and at the same time provides such an excellent
sampIe of Mersenne at his best, it seems worthwhile to follow his argument
in some detail.
Mersenne first disposes of the contention that there are only seven con-
sonances because of. the special properties of the number seven, e.g. the
fact that God rested on the seventh day of the Creation. For in the first
place there are eight rather than seven simple consonances (the unison being
a consonance as weIl), and, even if this were not so, appeals to properties
of numbers should be discarded anyway: many numbers occur in nature
that surpass seven. (The summary way he deals with this sort of argument
illustrates once more the width of the chasm separating the new approach to
science from Zarlino's and Salinas' only one generation earlier).
Mersenne then intro duces an extremely interesting consideration that
tends to abolish any distinction between consonance and dissonance whatever.
Just as the telescope reveals the existence of celestial bodies previously
unknown, a purer ear and mind and imagination than those of the practicing
musician at present may be needed in order to discover new consonant
intervals. Man's limitations in this respect are due to his sense of hearing, not
to his reason, for ratios in themselves do not hurt, and since all intervals,
consonant or dissonant, consist of some ratio, an ear that could judge by
reason alone would never be hurt, and would therefore perceive all intervals
as consonant. Logically this argument (that is more compelling in French
than in English, since in French both 'reason' and 'ratio' are rendered by
'raison') should have led Mersenne to a detailed inquiry into the degree of
reasonableness of our actual sense of hearing; but, as we shall see presently,
he hardly did so.
Back to the ratios of the simple consonances. Why do they stop after
6: 5? Why do we perceive 7: 6 and 8: 7 as unpleasant; what is wrong with
7: 1, whlle 16: 1 is clearly consonant? The argument that in 7: 1 the pulses
do not coincide often enough is invalid, since in 16: 1 the coincidence is
even less frequent. Nor is Kepler's solution any better. Surely the sides of
the heptagon are incommensurable to the radius of the circumscribed circle,
but this is completely irrelevant in the case of musical notes, which consist
ofpercussions ofthe air:
108 CHAPTER 3
Plato argues that the hannonic ratios have been engraved into the soul
at its creation, and that it rejoices whenever it comes across representations
of the hannonic Ideas; but this leaves unexplained why 7: 6 ete. had not
been engraved into the soul in the first plaee. The same objection applies to
explanations of consonance in tenns of the 'temperament' of those parts of
the ear and the brain that receive musical sound, or in tenns of the disposi-
tion of eertain 'animal spirits' in the nerves that allegedly are affected in a
more fitting way by the eonsonances than by the dissonanees: none of these
and similar explanations of eonsonanee can account for the fact that there is
a distinction between consonance and dissonance and for why this distinction
occurs where it oceurs.
Thus no sufficient distinguishing criterion has been found. "Nevertheless
we can stick to this nu mb er [of only eight simple consonances] , since practice
confonns to it." 63 Also these intervals are the first ones given by the trumpet,
and they are the ones that display the strongest sympathetic resonanee,
because of the more frequent coincidence of their vibrations.
Nevertheless an these reasons do not satisfy me entirely, the more so since, if musical
pleasure derives from considerations of the mind, which is capable of contemplating all
sorts of ratios, one should be able to say why the dissonant intervals displease it [the
mind] in the case of sounds, since they do not displease it in the case of lines and
[geometrieal] flgures. 64
But in fact musical pleasure does not derive from the mind, as it is not at all
neeessary to be aware ofthe musical ratios in order to enjoy music. Therefore
musical pleasure appears to be natural, hence it does not basically differ
from pleasures provided by the other four senses. The only difference is that
in the case of music we are able to quantify the natural phenomena that are
responsible for our sensations, and therefore "sounds ean shed more light on
Philosophy than any other quality, which is why the seienee of Music should
not be neglected, even if all singing and playing were eompletely abolished
and forbidden" .65
A final eonsideration coneems the intervals with 7:
Since prolonged exercise tends to make sweet and easy what at first seemed rude and
annoying, I do not doubt at all that [ ... ] the ratios of 7: 6 and 8: 7, that divide
THE EXPERIMENTAL APPROACH 109
the Fourth, may become agreeable if one gets accustomed to hearing and enduring them,
and if one uses them properly in melodies and in part-music for evoking the passions,
and for several effects lacking in ordinary Music. 66
Let us try to summarize tbis argument, with due consideration for the
fact that the ideas put forward here by Mersenne are more striking because
of their intrinsic value than because of their logical place in a compelling
chain of arguments leading to adefinite and unhesitatingly stated conelusion.
As to the distinction between consonance and dissonance, Mersenne
first explains that for an ideally 'reasonable ear' the distinction simply would
not exist. Then Kepler's criterion is firmly rejected on physical grounds.
A number of competing explanations of consonance, ineluding the coin-
cidence theory, is found unable to provide a distinguishing criterion at all ,
and in the end Mersenne is forced to admit that no criterion satisfying the
perceptions of the normal human ear can be found.
As to the intervals with 7, they are left in the darkness of dissonance on
the practical ground that there is no room for them in actual music making,
but it is conceded at once that, as soon as such room will be found, they
will be perceived as consonances in their own right. (In Section 6.2.3. we
shall discuss Huygens' discovery that tbis room had already been available
for ages).
One fmal re mark on the intervals with 7. Why is it that the discoverer
of the overtones, the first musical theorist to call attention to the natural
tones, never appeals to these phenomena in order to establish the consonance
of the intervals with 7? For there is a seventh partial tone in the series of
overtones, and the trumpet does sound the seventh natural tone in between
the sixth and the eighth one. But Mersenne is not aware o[ this. He flatly
denies that the trumpet does so, and he even devotes an entire proposition
to explaining why the trumpet leaves tbis gap instead of following the arith-
metical series 1,2,3, ... up to and ineluding 7 (the answer, in a neat logical
cirele, being, of course, that the seventh natural tone would make, after all, a
dissonance with all others).67 And in the case of the overtones, Mersenne
did indeed distinguish the seventh partial, but he gave its ratio to the fun-
damental not as 7: 1, but rather as 20: 3, thus interpreting it as the major
sixth upon two octaves rather than as the natural seventh. 68 In other words,
Mersenne was so convinced of the actual dissonance of the intervals with
7, that he misinterpreted his own pioneer observations, instead of adducing
them in favor of the consonance of these same questionable intervals.
110 CHAPTER 3
As we have seen on p. 96, the coincidence theory cannot account for the
fact that the human ear is affected nearly as pleasantly by the completely
incommensurable ratios of slightly tempered consonances as by the simple
ratios of the pure consonances. It is important to notice that the former
phenomenon (our accepting tempered intervals) does not contradict the
latter (the auditory purity corresponding to the simple ratios). Rather, the
task of a theory of consonance is to account for both phenomena at the
same time. It might be expected that one of the first theorists to discuss
the phenomenon ofbeats was in an excellent position to frame such a theory.
But, though he certainly was aware of the issue, he preferred to fall back on
his well-tried escape position: "our understanding always follows the just
ratios and proportions, though it suffices to approximate them in order to
satisfy the senses" .69
Obviously, rather than an answer this is only a more general formulation
of the original question, for why is it that the senses can be satisfied by
approximate values, whereas the soundness of the theory depends on their
being exact? Solving this basic problem apparently did not belong to Mer-
senne's research program.
Another topic which did not belong to it was the even more fundamental
problem of how the regular striking of our eardrum manages to evoke in our
soul the experience of musical beauty. True, Mersenne leads us slightly
farther into the cavity of the ear than the drum that satisfied Galileo, but
fairly so on the soul takes over again:
... the external air excites the air inside the ear, and it impresses astate of motion upon
the auditory nerve that resembles the one it received; and the mind that is present in
each part of the body, and consequently in the said nerve, perceives at once the move-
ment of the organs of the ear, and thereby judges the qualities of the motion of the
sound, and of the external objects that produce it. Now one could imagine that the
mind is like an indivisible and intellectual point, to which all sense impressions taper,
like an lines of a circle towards their center, or like an the threads of the web of the
spider that spins and weaves them .... 70
So Kepler's 'tribunal of the soul' has now been seated at the exit of the
auditory nerve, but for the rest the analogies drawn by Mersenne in this only
passage he devoted to the problem of hearing are quite as powerless to solve
THE EXPERIMENTAL APPROACH 111
it as Kepler's turned out to be. The question whether perhaps the explanatory
principles that guided the pioneers of the Scientific Revolution were struc-
turally insufficient to deal with the problem of sense perception will be
discussed at the end of the next chapter, after a review of what Beeckman's
and Descartes' mechanistic principles were able to achieve in this crucial
domain of science.
But at least in the case of the organ the one great drawback of equal tem-
perament deters him even more, witness his statement "that it is better to
leave pure the major Thirds", 75 in other words, to maintain some form of
mean tone temperament. Thus Harmonie universelle marks the beginning of
the battle between the two temperaments for keyboard instruments, a battle
that was to go on until, more than a century later, the rise of a new keyboard
instrument, the piano, would fmally decide the outcome.
For anyone who starts a new science, or who applies fundamentally new
methods to an old one, it is impossible to know at the outset what natural
limits are set to their application. As a result there is an inherent temptation
to overextend them. Thus we have seen how Stevin overapplied his axiomatic
method to the science of music; similarly Mersenne did not restrict himself
to the quantification of musical sound and to the concomitant physical
'requantification' of consonance, but he tried to quantify music as well
in domains that would seem, to us, totally and obviously unquantifiable.
However, how could one know before trying?
Such seems to be the idea behind Mersenne's attempts to fmd a method
for, as he once calls it, "composing the best melody of all those that can be
imagined".76 We shall not follow him on his path towards such an 'algebra of
sounds' (in Lenoble's apt phrase), 77 but restrict ourselves to merely noticing
it, and observing that it has something to do with Mersenne's penchant for
mathematical combinations. Just one example of this is his writing out, on
four folio pages, all 720 possible permutations of Ut Re Mi Fa Sol La,
resulting iri breath-taking type pages like the one reproduced in Figure 39.
How it is possible that the same man who was so sceptical about the
explanation of consonance could be so incredibly optirnistic as to fmding
means for mechanically producing beautiful compositions, is a riddle that
THE EXPERIMENTAL APPROACH 113
only a more profound inquiry into Mersenne's musical thought will be able
to solve.
3.5.6. Conclusions