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Engineering Geology: Roohollah Kalatehjari, Ahmad Safuan A Rashid, Mohsen Hajihassani, Mehrdad Kholghifard, Nazri Ali
Engineering Geology: Roohollah Kalatehjari, Ahmad Safuan A Rashid, Mohsen Hajihassani, Mehrdad Kholghifard, Nazri Ali
Engineering Geology: Roohollah Kalatehjari, Ahmad Safuan A Rashid, Mohsen Hajihassani, Mehrdad Kholghifard, Nazri Ali
Engineering Geology
journal homepage: www.elsevier.com/locate/enggeo
a r t i c l e i n f o a b s t r a c t
Article history: The present study developed a new method to calculate the unique direction of sliding. In addition, a computer
Accepted 2 June 2014 code was written to generate a realistic three-dimensional model of slopes and perform slope stability analysis.
Available online xxxx The application of the presented method was verified by re-analyzing two benchmark slope stability problems
from the literature and a hypothetical slope stability problem including four different slopes. This method is
Keywords:
suitable for geometrically complex slopes since there is no need to define a symmetrical plane for the slope.
Slope stability
Factor of safety
Moreover, the automatic process of the presented method makes it suitable for use in advanced search
Direction of sliding algorithms to determine the critical slip surface of slopes. These outcomes may contribute to managing the
Limit equilibrium method problems of conventional two-dimensional and three-dimensional slope stability analyses in terms of complex
Slip surface slopes and resolve the shortcomings of the previous methods in determining the direction of sliding.
© 2014 Elsevier B.V. All rights reserved.
1. Introduction longitudinal direction, especially when the geometry and other charac-
teristics of the slope are complex in the third dimension. One of the
New analytical methods and the integration of new technologies main features of a 3D analysis is the 3D shape of the slip surface,
and instruments in slope stability analysis have provided advanced which has been studied by several researchers. This parameter can
analysis, monitoring, and precautionary methods for landslides and significantly affect the result of analysis by increasing the value of the
slope failures (e.g. Dai et al., 2002; Donati and Turrini, 2002; Jing and factor of safety (FOS) as a result of the end effect of the slip surface in
Hudson, 2002; Lee et al., 2004; Terhorst and Kreja, 2009; Jiao et al., 3D analysis (Baligh and Azzouz, 1975; Chen and Chameau, 1983;
2012; Zhang et al., 2012; Jiang et al., 2013; Jiao et al., 2013; Lowry Leshchinsky et al., 1985; Liang et al., 1999; Rassam and Williams,
et al., 2013; Massey et al., 2013). However, the limit equilibrium method 1999; Arellano and Stark, 2000; Huang and Tsai, 2000). The other signif-
(LEM) has remained a popular slope stability analysis method because icant feature of 3D analysis of slope stability is the direction of sliding
of its simple principles, understandable approach, and reliable results (DOS). The nature of 2D analysis requires the sliding body to move
(Kahatadeniya et al., 2009; Mendoza et al., 2009; Di Maio et al., 2010; through an assumed direction, but it is possible to calculate the DOS in
Ferrari et al., 2011; Zheng, 2012; Huang, 2013; Kalatehjari and Ali, a 3D problem. The DOS is an angle calculated anticlockwise from the
2013; Thiebes et al., 2013). Assessment of the stability of slopes by positive x-axis to the route of sliding which shows the direction of
LEM is applied in two-dimensional (2D) and three-dimensional (3D) movement of the sliding mass in the x–y plane (Figure 1). This param-
analyses. Both of the methods have limitations in terms of modeling eter was introduced by Huang and Tsai (2000) when calculating the
and analyzing the shape of slopes and real sliding procedure. Particular- 3D FOS. The importance of this parameter should be addressed as it
ly, two-dimensional analyses mainly reduce the problem to the plain- affects the value of the FOS and eventually the determined critical slip
strain condition. All of these 2D methods ignore the third dimension surface (CSS). Disregarding the DOS in the calculation of 3D FOS may
of the problem by considering infinite width for the slope. Obviously, cause miscalculations in the stability analysis of slopes.
slopes are generally limited in the third dimension and involve some Starting with Anagnosti (1969), several 3D methods based on LEM
changes in the longitudinal direction. Therefore, performing a 3D anal- have been established to analyze the stability of slopes by considering
ysis may best present the slope condition including the changes in its the third dimension. The majority of these methods are limited in prac-
tice, however, because of their assumptions and limitations. Adopting a
plane of symmetry for the sliding mass is a common assumption in 3D
⁎ Corresponding author.
methods which is equal to assuming the DOS (e.g. Hovland, 1977;
E-mail addresses: kjroohollah2@live.utm.my (R. Kalatehjari), ahmadsafuan@utm.my,
ahmadsafuanutm@gmail.com (A.S. A Rashid), mohsen_hajihassani@yahoo.com Chen and Chameau, 1983; Dennhardt and Forster, 1985; Leshchinsky
(M. Hajihassani), kholghifard.m@gmail.com (M. Kholghifard), nazriali@utm.my (N. Ali). et al., 1985; Ugai, 1985; Leshchinsky and Baker, 1986; Baker and
http://dx.doi.org/10.1016/j.enggeo.2014.06.002
0013-7952/© 2014 Elsevier B.V. All rights reserved.
Please cite this article as: Kalatehjari, R., et al., Determining the unique direction of sliding in three-dimensional slope stability analysis, Eng. Geol.
(2014), http://dx.doi.org/10.1016/j.enggeo.2014.06.002
2 R. Kalatehjari et al. / Engineering Geology xxx (2014) xxx–xxx
Please cite this article as: Kalatehjari, R., et al., Determining the unique direction of sliding in three-dimensional slope stability analysis, Eng. Geol.
(2014), http://dx.doi.org/10.1016/j.enggeo.2014.06.002
R. Kalatehjari et al. / Engineering Geology xxx (2014) xxx–xxx 3
unique on the horizontal plane for all columns, but different angles
are produced as projections of the DOS on the base of columns.
Conversely, in the second and third assumptions the DOS is not a unique
angle on the horizontal plane and can be calculated as the mean angle of
directions of sliding of different columns. In this case, the space sliding
angles on the base columns can be either different or equal. Fig. 3
depicts the three assumptions.
As a basic principle of LEM, the sliding mass is assumed to be a rigid
body on the verge of failure. This principle is repealed if the soil columns
move towards or away from each other. Also, the sum of forces and
moments in static equations is no longer valid in the mentioned cases
(Cheng and Yip, 2007). Consequently, the first assumption is the only
true option which can obtain a unique DOS. The definition of FOS as
the ratio of resisting forces to driving forces and the Mohr–Coulomb
failure criterion can be used to calculate the value of FOS at the base of
each column.
0 0
Ci; j ¼ ci; j Ai; j ð3Þ
0
Ni; j ¼ Ni; j −Ui; j ð4Þ
where at the base of column (i,j) Fsi,j is the value of FOS, Sfi,j is the shear
strength, N′i,j is the effective normal force, C′i,j and c′i,j are the total and
average effective cohesion of the soil, respectively, Ui,j and ui,j are the
Fig. 2. Internal and external forces acting on a typical column.
total and average pore water pressure, respectively, Ai,j is the true
area, and ϕ′i,j is the effective friction angle.
the soil column, Lzi,j is the external vertical load, Lxi,j and Lyi,j are the The shear and effective normal forces at the base of column are
external horizontal loads in the x- and y-directions, Fevi,j is the vertical vectors and can be expressed by their components in three main direc-
force induced by seismic force, Fehxi,j and Fehyi,j are the horizontal forces tions as follows.
induced by seismic force in the x- and y-directions, Exi − 1,j and Exi,j
are the intercolumn normal forces in the x- and y-directions, Eyi,j − 1
n o n o
and Exi,j are the intercolumn normal forces in the y-direction, Xxi − 1,j Si; j ¼ Sxi; j ; Syi; j ; Szi; j ¼ Si; j f 1ij ; f 2ij ; f 3ij ð6Þ
and Xxi,j are the vertical intercolumn shear forces in the x-direction,
X yi,j − 1 and X xi,j are the vertical intercolumn shear forces in the
y-direction, Hxi − 1,j and Hxi,j are the horizontal intercolumn shear n o n o
0 0 0 0 0
forces in the x-direction, Hyi,j − 1 and Hxi,j are the horizontal inter- Ni; j ¼ Nxi; j ; Nyi; j ; Nzi; j ¼ Ni; j g1ij ; g2ij ; g3ij ð7Þ
column shear forces in the y-direction, and Si,j and Ni,j are the shear
force mobilized and the total normal force at the base of the column, re- where the components of each force are described in the x-, y-, and
spectively. The points of action of forces are clarified in the formulation z-directions as Sxi,j, Syi,j, and Szi,j for Si,j and N′xi,j, N′yi,j, and N′zi,j for
procedure and the convention signs of forces are positive when they act N′i,j, respectively. Moreover, the unit vectors of force are described in
in the positive direction of axes. the x-, y-, and z-directions as f1, f2, and f3 for base shear force and g1,
g2, and g3 for base normal force, respectively.
3. Calculation of the unique direction of sliding Fig. 4 shows different angles and shear forces at the base plane of a
typical column. The base inclinations in the x- and y-directions are
This paper utilizes the definition of DFOS introduced by Huang and calculated at the center of the base of the column and the unique DOS
Tsai (2000) to obtain different values of FOS in different directions. is calculated anticlockwise from the positive x-direction in the direction
This is possible by calculating the corresponding resisting and mobiliz- of S′i,j.
ing forces in each direction. A similar procedure to Huang et al.'s Where for column (i,j), a′ is the unique DOS on the x–y plane, ai,j is
(2002) was employed to calculate the directional FOS in the x- and the projection of DOS on the base plane, θi,j is the angle between the
y-directions. In order to discretize the acting forces in the x- and sides of the column on its base plane, axi,j is the inclination of the base
y-directions, the DOS and its space angle on the base of each column of the column calculated in the x-direction at its center, ayi,j is the
are needed. Three different assumptions can be made for a DOS on the inclination of the base of the column calculated in the y-direction at
verge of failure in a 3D slope stability analysis based on the column its center, Sxzi,j and Syzi,j are the components of Si,j in the x–z and y–z
method. First, soil columns move in the same order and have a unique planes, respectively, and S′i,j is the projection of Si,j on the x–y plane.
DOS. The second assumption states that soil columns move towards The definition of directional FOS was introduced by Huang and Tsai
each other and the third one is that soil columns move away from (2000). Based on this concept, the value of FOS can be calculated in
each other. If the first assumption is taken into account, the DOS is any direction as the ratio of components of resisting forces to deriving
Please cite this article as: Kalatehjari, R., et al., Determining the unique direction of sliding in three-dimensional slope stability analysis, Eng. Geol.
(2014), http://dx.doi.org/10.1016/j.enggeo.2014.06.002
4 R. Kalatehjari et al. / Engineering Geology xxx (2014) xxx–xxx
Fig. 3. Three assumptions of the DOS: (a) soil columns move in the same order, (b) soil columns move towards each other, and (c) soil columns move away from each other.
forces at the base of column along that direction. Consequently, the Sfi; j
Fsy ¼ ð9Þ
FOS in the x- and y-directions can be obtained by calculating the Syzi; j
components of resisting and driving forces at the base of the columns
in the x–z and y–z planes, respectively. The resultant values of FOS
On the other hand, the following equations can be obtained by using
in the x- and y-directions are known as DFOS and are obtained by
the law of sines for the force polygons of Si,j and S′i,j at the base of the
substituting the components of forces in the FOS equation. The DFOS
column and the x–y plane, respectively.
can be calculated by the following equations as Fsx and Fsy, respectively.
Since LEM assumes that the sliding mass is a rigid body, the values of Sxi; j
DFOS have to be the same for all columns in each direction to simulta- Sxzi; j ¼ ð10Þ
cos axi; j
neously drive the columns to the verge of failure.
Sfi; j
Fsx ¼ ð8Þ Syi; j
Sxzi; j Syzi; j ¼ ð11Þ
cos ayi; j
0 0
Sxi; j ¼ cos a S i; j ð12Þ
0 0
Syi; j ¼ sin a S i; j ð13Þ
Sxzi; j sin θi; j S sin a
Si; j ¼ ¼ yzi; j i; j ð14Þ
sin θi; j −ai; j sin θi; j
Then, Eqs. (8) and (9) can be revised on the basis of the unique DOS
with the help of Eqs. (10) to (13) as follows.
Please cite this article as: Kalatehjari, R., et al., Determining the unique direction of sliding in three-dimensional slope stability analysis, Eng. Geol.
(2014), http://dx.doi.org/10.1016/j.enggeo.2014.06.002
R. Kalatehjari et al. / Engineering Geology xxx (2014) xxx–xxx 5
Moreover, by means of the definitions of DFOS in Eqs. (8) and (9) and
substitution of the equivalents of Si,j from Eq. (14) into Eq. (2), Eqs. (17)
and (18) are obtained. Fsi,j is the value of FOS in DOS at the base of each
column. Noticeably, this value has to be unique for each column
base whether it is calculated by Eq. (17) or by Eq. (18) in the x- and y-
directions, respectively. Eq. (19) is achieved by equalizing the third
parts of Eqs. (17) and (18) which are used to find the satisfactory
value of ai,j.
Sfi; j sin θi; j −ai; j Fsx sin θi; j −ai; j
Fsi; j ¼ ¼ ð17Þ
Sxzi; j sin θi; j sin θi; j
0 1
F
−1 @ sx
sin θi; j −ai; j
ai; j ¼ sin A ð19Þ
Fsy
Please cite this article as: Kalatehjari, R., et al., Determining the unique direction of sliding in three-dimensional slope stability analysis, Eng. Geol.
(2014), http://dx.doi.org/10.1016/j.enggeo.2014.06.002
6 R. Kalatehjari et al. / Engineering Geology xxx (2014) xxx–xxx
Table 2
Results of different studies for example 1.
3D method FOS
Present study Huang and Tsai (2000) Difference (%) Cheng and Yip (2007) Difference (%)
body is maintained during the analysis as a principle of LEM and the Considering Eqs. (15) and (16), the values of DFOS in the x- and y-
unique DOS is directly calculated at the end. directions tend to infinity in the following cases:
2 3 When Eq. (23) is satisfied, the overall FOS is obtained by dividing the
−1 4 sin θi; j sum of resisting forces (Sfi,j) by the sum of driving forces (Si,j) for all
ai; j ¼ tan 5 ð21Þ
cos θi; j þ cos ayi; j = tan a0 cos axi; j active columns. Based on Eq. (23), Fsi,j is unique in both directions.
Consequently, the values of Sfi,j and Si,j are unique for each column
whether they are calculated in the x- or the y-direction. Therefore the
0 2 31 overall FOS is calculated by Eq. (24) with the values of Sfi,j and Si,j from
m X
X
0
n
−1 sin ai; j cos ayi; j the x- or y-direction. In the case of infinite DFOS, however, the calcula-
a ¼ @ tan 4 5A=ac ð22Þ
j¼1 i¼1 sin θi; j −ai; j cos axi; j tion of overall FOS can be applied by using the forces in the direction of
finite DFOS.
The main parameters which account for the accuracy of the result
are the 3D method applied to find the FOS, the applied grid width, the
strategy for discretizing the sliding mass, and the shape of the slip
surface. In order to verify the results of the current study, several 3D
benchmark examples were analyzed by the proposed method and the
results were compared with those of previous studies. It should be
noted that a computer code was written in Matlab by the authors to
be used for a 3D model of the slope, generating 3D probable slip
surfaces, and performing the calculations.
4.1. Example 1
Huang and Tsai (2000) applied a sample model to test the perfor-
mance of its two-directional method in finding the DOS and 3D FOS.
Cheng and Yip (2007) re-analyzed the same model by extending 3D
methods based on simplified 2D methods (Janbu, 1954; Bishop, 1955)
to verify their study. Fig. 5 shows the geometry of the corner of a vertical
cut. This example was used especially to verify the performance of the
current study to find the DOS. This was because the corresponding
sliding mass has a symmetrical shape about an axis with inclination of
45° to the x-axis. This direction was predicted to be the DOS.
The example 1 included a five-meter-high vertical cut slope with a
spherical slip surface. The center point of the sliding surface was placed
at the corner of the vertical cut with a radius of 5 m. Table 1 shows the
properties of slope material in example 1.
The 3D model of the example was generated by the presented code.
Fig. 6 illustrates the generated models of example 1, where the vertical
cut, the sliding body, and the failure model are presented as a, b, and c,
respectively. In order to compare the results of the present study with
Fig. 7. Geometry and properties of example 2. those of the previous studies, two simplified methods including 3D
Please cite this article as: Kalatehjari, R., et al., Determining the unique direction of sliding in three-dimensional slope stability analysis, Eng. Geol.
(2014), http://dx.doi.org/10.1016/j.enggeo.2014.06.002
R. Kalatehjari et al. / Engineering Geology xxx (2014) xxx–xxx 7
simplified Bishop and 3D simplified Janbu were employed to re-analyze results of this study and the previous methods together with the same
the example. The two methods applied in the present study achieved a DOS in all studies demonstrated the accuracy of the current study.
DOS exactly equal to 45°, which was the same as Huang and Tsai's
(2000) and Cheng and Yip's (2007). Moreover, this DOS was found 4.2. Example 2
similar to the predicted direction of the axis of symmetry. These result
demonstrated the ability of the present study to find the DOS. In order to examine the performance of the presented method
Table 2 presents 3D FOS obtained in different studies for example 1. for calculating the unique DOS, a hypothetical slope stability problem
The applied methods of the present study produced results close was generated. Fig. 7 shows the geometry of this example with its
to those of Huang and Tsai (2000) and Cheng and Yip (2007). The geomechanical properties. This example involves four different slopes
difference between the results of this study and the previous results with spherical sliding surface. The boundaries of slopes were constant
for the 3D simplified Bishop method were 0.57% and 1.39%, respectively. and the face was rotated 10° clockwise in each step of the example.
Moreover, the difference between the results of the current study and Consequently, four different directions of sliding were predicted.
Cheng and Yip's (2007) for the 3D simplified Janbu method was 1.33%. All models were generated using the computer code. The top views
Although the same analysis methods were employed, the small dif- of generated models of slope and slip surfaces are shown in Fig. 8, which
ferences between the results could be the effect of applying different illustrates the intersection area between slope surface and slip surface.
methods of discretization and/or different grid widths. Such differences The sliding models are shown in Fig. 9. It can be seen that the shape
were also reported by Huang et al. (2002). Nevertheless, the similar and volume of sliding changed when the slope face angle altered. The
Fig. 8. Generated models of slopes with face angles of (a) 90, (b) 80, (c) 70, and (d) 60° from y-axis.
Please cite this article as: Kalatehjari, R., et al., Determining the unique direction of sliding in three-dimensional slope stability analysis, Eng. Geol.
(2014), http://dx.doi.org/10.1016/j.enggeo.2014.06.002
8 R. Kalatehjari et al. / Engineering Geology xxx (2014) xxx–xxx
Fig. 9. Generated models of sliding for slopes with face angles of (a) 90, (b) 80, (c) 70, and (d) 60° from y-axis.
calculated unique DOS and its corresponding 3D FOS for all conditions by sufficiently small grid width. The high accuracy in determining
are stated in Table 3. the unique DOS and the small difference ratios in calculated FOS
Clearly, the rotation of the slope face caused the unique DOS to demonstrate the ability of the proposed method and the computer
change. Expected and obtained DOS in Table 3 represent logically code to significantly contribute to calculating the unique DOS.
estimated DOS due to the rotation of the slope face and calculated
DOS by the proposed method, respectively. A maximum difference 4.3. Example 3
ratio of 0.4% between the expected and obtained angles of DOS shows
the accuracy of the presented method. According to this finding, the In order to compare the results of FOS between this current study
most unsafe downhill slope can be predicted, which is important for and the study of Huang et al. (2002) an extensive example of slope
both short-term and long-term neighboring engineering activities. As stability was employed. This example had been initially created by
predicted, the value of FOS was equal in all the models with a difference Baligh and Azzouz (1975) before being converted to 3D by Xing
ratio of less than 1.5%. This difference was because of the minor dissim-
ilarity in the modeling of the sliding body caused by the applied column
method. Since the column sides were parallel with the x–z and y–z
planes, any rotation of the slope face could cause a slight change in
the accuracy of the modeling. This problem can be minimized, however,
Table 3
Results of example 2.
Model Slope face angle FOS DOS to x-axis (°) Difference (%)
to y-axis (°)
Expected Obtained
Please cite this article as: Kalatehjari, R., et al., Determining the unique direction of sliding in three-dimensional slope stability analysis, Eng. Geol.
(2014), http://dx.doi.org/10.1016/j.enggeo.2014.06.002
R. Kalatehjari et al. / Engineering Geology xxx (2014) xxx–xxx 9
This paper developed a new method to calculate the unique DOS. In By avoiding the problematic situations and automation of the pro-
addition, a computer code was written to generate a realistic 3D model cess, the presented method is able to find the DOS and its corresponding
Table 5
Properties of produced models in different tests of example 3.
Case no. Slip surface Slip surface properties (m) Weak layer Water condition
length (m)
Xc Yc Zc Rx Ry Rz
Note: ps = piezometric surface and ru = coefficient of pore water pressure for both materials.
Please cite this article as: Kalatehjari, R., et al., Determining the unique direction of sliding in three-dimensional slope stability analysis, Eng. Geol.
(2014), http://dx.doi.org/10.1016/j.enggeo.2014.06.002
10 R. Kalatehjari et al. / Engineering Geology xxx (2014) xxx–xxx
Please cite this article as: Kalatehjari, R., et al., Determining the unique direction of sliding in three-dimensional slope stability analysis, Eng. Geol.
(2014), http://dx.doi.org/10.1016/j.enggeo.2014.06.002
R. Kalatehjari et al. / Engineering Geology xxx (2014) xxx–xxx 11
Table 6 References
The ranges of calculated FOS for all cases of example 3.
Case no. Length of slip Range of FOS Anagnosti, P., 1969. Three-dimensional stability of fill dams. Proceedings of 7th. In-
surface (m) ternational Conference on Soil Mechanics and Foundation Engineering, Mexico,
3D simplified 3D rigorous pp. 275–280.
Bishop method method Arellano, D., Stark, T.D., 2000. Importance of three-dimensional slope stability analyses in
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Baker, R., Leshchinsky, D., 1987. Stability analysis of conical heaps. Soils Found. 27 (4),
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to be used in an automatic search for the CSS. It is hoped that with the Geotechnique 32 (1), 31–40.
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analysis. Can. Geotech. J. 40, 675–683.
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The presented method is an innovative way to remove the limita- ings of the 11th International Conference in Soil Mechanics and Foundation Engineer-
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Di Maio, C., Vassallo, R., Vallario, M., Pascale, S., Sdao, F., 2010. Structure and kinematics of
It is able to improve 3D slope stability analysis and provide safer results a landslide in a complex clayey formation of the Italian southern Apennines. Eng.
by predicting the direction of sliding. Moreover, it can remove the con- Geol. 116, 311–322.
flicts of previous methods with the basic limit equilibrium methods Donati, L., Turrini, M.C., 2002. An objective method to rank the importance of the factors
predisposing to landslides with the GIS methodology: application to an area of the
which commonly produce instability in analysis convergence over a log- Apennines (Valnerina; Perugia, Italy). Eng. Geol. 63 (3–4), 277–289.
ical FOS. Therefore, its framework can be applied in other 3D methods Ferrari, A., Ledesma, A., Gonzalez, D.A., Corominas, J., 2011. Effects of the foot evolution on
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Acknowledgment Huang, C.C., Tsai, C.C., Chen, Y.H., 2002. Generalized method for three-dimensional slope
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Hungr, O., 1987. An extension of Bishop's simplified method of slope stability analysis to
This study was conducted as part of a post-doctoral fellowship
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scheme funded by Universiti Teknologi Malaysia (UTM) (PY/2014/ Hungr, O., Salgado, F., Byrne, P., 1989. Evaluation of a three-dimensional method of slope
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Table 7
Comparison between the results of 3D simplified methods for example 3.
Table 8
Comparison between the results of 3D rigorous methods for example 3.
Please cite this article as: Kalatehjari, R., et al., Determining the unique direction of sliding in three-dimensional slope stability analysis, Eng. Geol.
(2014), http://dx.doi.org/10.1016/j.enggeo.2014.06.002
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Please cite this article as: Kalatehjari, R., et al., Determining the unique direction of sliding in three-dimensional slope stability analysis, Eng. Geol.
(2014), http://dx.doi.org/10.1016/j.enggeo.2014.06.002