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Physical Communication: A.S. Namitha S.M. Sameer
Physical Communication: A.S. Namitha S.M. Sameer
Physical Communication
journal homepage: www.elsevier.com/locate/phycom
article info a b s t r a c t
Article history: An inherent issue of multiple-input multiple-output orthogonal frequency division multiplexing (MIMO-
Received 28 February 2017 OFDM) technique is its high peak-to-average power ratio (PAPR) over distinct antennas. Selective
Received in revised form 23 August 2017 mapping (SLM) is one of the most prevalent methods to reduce the PAPR without inducing any signal
Accepted 21 September 2017
deformation in OFDM or MIMO-OFDM systems. The main drawback of the SLM technique is the need for
Available online 27 September 2017
sending side information (SI) with each OFDM data symbol for retrieving the transmitted data. In this
paper, we present a low complexity SLM technique using Hadamard sequence to substantially reduce the
Keywords:
Orthogonal frequency division PAPR in MIMO-OFDM systems without the need for transmitting SI thus resulting in improved data rate/
multiplexing (OFDM) bandwidth efficiency. Simulation studies show that the proposed method achieves a significant reduction
Multiple-input multiple-output (MIMO) in PAPR and improves the bit error rate (BER) performance of the communication system as compared to
Peak-to-average power ratio (PAPR) some prevailing methods.
Selective mapping method (SLM) © 2017 Published by Elsevier B.V.
Side information (SI)
High power amplifier (HPA)
Complementary cumulative distribution
function (CCDF)
https://doi.org/10.1016/j.phycom.2017.09.009
1874-4907/© 2017 Published by Elsevier B.V.
A.S. Namitha, S.M. Sameer / Physical Communication 25 (2017) 128–138 129
a substantial reduction in PAPR, the average power increase is a system, each antenna at the transmitter side sends independent
disadvantage of this scheme whereas this is absent in the method data stream so as to maximize the data transmission rate. The
proposed in this paper. Also, this scheme requires 3 IFFT operations proposed H-SLM technique is applied to the independent data
per iteration and hence its computational complexity is higher sequence of each transmitting antenna separately as shown in
than the method proposed in this paper. In [16], a new PAPR Fig. 1. The input data stream d1f , d2f , . . . , dNt
f is partitioned into Nt
reduction technique referred to as trellis-assisted constellation parallel streams by a serial to parallel (S/P) converter. Each such
subset selection (TACSS) for OFDM is proposed. But this method stream of data is then given to the OFDM signal generation by
exploits some redundant bits per data symbol exclusively for PAPR passing through another S/P converter, proposed H-SLM process-
j
reduction which degrades the spectral efficiency of the system. ing and IFFT block i.e., each data stream df , j = 1, 2, . . . , Nt of
Many PAPR reduction schemes proposed for SISO-OFDM system dimension N × 1 is converted to the time domain OFDM signal
can also be applied to spatial multiplexed, space time block coded by the IFFT block of length N. Then, the generated OFDM signal
and space frequency block coded MIMO-OFDM systems. A novel that has reduced PAPR is passed through a parallel to serial (P/S)
adaptive TR scheme is proposed in [17] to reduce PAPR for the converter and transmitted after inserting cyclic prefix (CP) and
MIMO-OFDM system by iteratively performing the TR scheme on radio frequency (RF) processing.
the antenna which has the maximum PAPR. Another simplified The discrete time domain OFDM signal with N subcarriers at jth
j
version of TR method with low computational complexity is pro- transmitting antenna is denoted as dt and can be expressed as
posed for the PAPR reduction by combining with the cross antenna
N
rotation and inversion method for the MIMO-OFDM system in [18]. j 1 ∑ j j2π k(n−1)
dt (k) = √ df (n)e N n = 1, . . . , N (1)
The SLM scheme is extended for MIMO-OFDM system in [19], N n=1
and it assures substantial reduction in PAPR. In [20], the authors
j
proposed a small overhead SLM (s-SLM) method for space time where k = 1, . . . , N, j = 1, . . . , Nt , df (n) is the nth bit of the
block coded (STBC) MIMO-OFDM system. A modified version of j
frequency domain data sequence = [djf (1), djf (2), . . . , djf (N)]T
df
SLM, named as directed SLM (d-SLM), is proposed for MIMO-OFDM j
in [21]. Some PTS based methods also have been extended for modulated onto the nth subcarrier of the OFDM system and dt =
j j j
PAPR reduction in MIMO-OFDM. Ordinary PTS (o-PTS) proposed [dt (1), dt (2), . . . , dt (N)] . The PAPR of the OFDM signal at jth trans-
T
in [22] and alternative PTS (a-PTS) presented in [23] are examples mitter can be defined as the ratio of maximum power to its average
of such methods. A cooperative PTS (co-PTS) is proposed in [24] power as given below
which has low computational complexity. A modified version of [⏐
j
⏐2 ]
max ⏐dt (k)⏐
⏐ ⏐
PTS named as spatial and temporal shifting/interleaving (STS/STI) 1≤k≤N
in the form of circular shifting and interleaving is depicted in [25]. PAPRj = [⏐ ⏐2 ] (2)
j
But all of the SLM and PTS extension methods for MIMO-OFDM E ⏐dt (k)⏐
⏐ ⏐
discussed above demands SI to be sent to the receiver along with
⏐2
each transmitted data block for retrieving the original data. The
⏐
j
where E [⏐dt (k)⏐ ] is the average power of the data block at the
⏐ ⏐
requirement of SI necessitates massive bandwidth overhead and
the erroneous detection of the SI bits over the channel will lead to jth transmitter. The PAPR of the overall MIMO-OFDM system is
significant degradation in the BER performance of the receiver in defined as the maximum of all the individual PAPR of each trans-
MIMO-OFDM system. mitting antenna and can be expressed as
In this paper, we propose a modified SLM method for space
PAPRMIMO = max PAPRj .
{ }
(3)
division multiplexing (SDM) or spatial multiplexing (SM) MIMO- j=1,...,Nt
OFDM system using Hadamard sequence, named as Hadamard
The probability that the instantaneous power of an OFDM signal to
(H)-SLM. This method is capable of providing either improvement
be greater than a particular threshold value (PAPR0 ) is generally
in PAPR reduction performance or reduction in computational
computed as a performance measure for quantifying the PAPR
complexity depending on system constraints without the need for
reduction efficiency of any method. This is defined as comple-
transmission of any SI to the receiver. Here, we superimpose the
mentary cumulative distribution function (CCDF) where CCDF=1-
SI at particular locations within the data sequence according to
cumulative distribution function (CDF). The CDF or the probability
specially chosen Hadamard sequences by optimizing the proposed
that PAPRj is below the threshold level PAPR0 can be written as
objective function. This is achieved by providing more energy at
a particular location of the data block sent from each OFDM trans- )N
Pr(PAPRj ≤ PAPR0 ) = 1 − e−PAPR0
(
(4)
mitter of the MIMO-OFDM system, according to specifically chosen
Hadamard sequence. SI can be detected at the receiver based on where 1 − e−PAPR0 is the CDF of instantaneous amplitude of the
this energy difference between the data bits of the received signal. OFDM symbol and Pr represents the probability [26]. The CCDF of
Once the SI is detected at the receiver, the actual data sequence PAPR of the OFDM signal at the jth transmitting antenna is given
can be retrieved by performing the reverse processes of steps by
performed at the transmitter side. )N
Pr(PAPRj > PAPR0 ) = 1 − 1 − e−PAPR0
(
Rest of the paper is organized as follows. The system model, (5)
PAPR problem in MIMO-OFDM system and its performance mea-
where j = 1, ..., Nt . The CCDF of PAPR of the MIMO-OFDM system
sure are discussed in Section 2. The proposed SI-free H-SLM
can be defined as
method for SM-MIMO-OFDM system is described in Section 3. In
Section 4, results of extensive simulation studies are presented.
)NNt
Pr(PAPRMIMO > PAPR0 ) = 1 − 1 − e−PAPR0 .
(
(6)
The conclusion of the paper is given in Section 5.
MIMO
It is obvious from (6) that the PAPR raises as the number of
2. System model and PAPR problem in MIMO-OFDM transmit antennas Nt increases. Also, the SI bits required to be sent
to the receiver increase tremendously along with the increase in
A MIMO-OFDM system that uses SM with Nt transmit antennas Nt as described in [20]. Hence, it is extremely relevant to propose
and Nr receive antennas is considered here for developing the an efficient PAPR reduction method for the MIMO-OFDM system
proposed H-SLM method for PAPR reduction. In SM- MIMO-OFDM without the requirement of SI.
130 A.S. Namitha, S.M. Sameer / Physical Communication 25 (2017) 128–138
Fig. 1. System model of SM-MIMO-OFDM transmitter for the proposed H-SLM PAPR reduction method.
3.1. H-SLM method for jth transmitter of the SM-MIMO-OFDM system All entries of the defined square matrix B except the diagonal ele-
ments are either +1 or −1 as in the case of Hd where |bnn | = E ∀n,
The proposed H-SLM method for PAPR reduction of the OFDM E is the energy constant with |E | > 1, bn = [b1n , b2n , . . . , bNn ]T
signal transmitted over jth antenna of the SM-MIMO-OFDM system and n = 1, . . . , N .
is shown as a block diagram in Fig. 2. In this method, several alter- We denote the M selected orthogonal vectors from B as
native representations of the original data stream of jth transmitter pj1 , pj2 , . . . , pjM . The Hadamard multiplication of these selected
j
df are generated by the Hadamard multiplication with special phase sequences with the data signal generate M candidate se-
phase sequences. The candidate sequences of jth transmit antenna quences. The phase factors in the phase sequence vector pjm will
jm
are denoted by d̃f where m = 1, . . . , M , j = 1, . . . , Nt and M rotate the corresponding phase of the data signal in such a way
is the number of candidate sequences which is also called as SLM as to get reduced PAPR. The selection procedure of the phase
A.S. Namitha, S.M. Sameer / Physical Communication 25 (2017) 128–138 131
Algorithm 1
1.Choose an integer value for SLM length M where M < N
2.Define a vector g = [g(1), ..., g(M)] where g(m) = 0 ∀m, m =
1, ..., M
3.For m = 1 : M
Choose a random integer value for k where 1 ≤ k < N
and k ̸ = g(m) ∀ m
Choose pjm = bk̂
g(m) = k
end
the average power of mth candidate sequence of the jth transmit- domain OFDM data symbol vectors d̃1s 2s
t and d̃t are transmitted
ter. The objective function can be alternatively formulated as from the 1st and 2nd OFDM transmitter respectively where d̃1s t =
js
[⏐
j
⏐2 ] IFFT(d̃1s
f ) and d̃ 2s
t = IFFT( d̃2s
f ). As described in Section 3.1, d̃f
max ⏐IFFT(df ◦ pjm )⏐
⏐ ⏐
js
is the candidate sequence selected for transmission from the jth
d̃f = min ⏐2 ] . (12) transmitter.
1≤m<M
[⏐
j
E ⏐IFFT(df ◦ pjm )⏐
⏐ ⏐
The frequency domain received signal vectors from the 1st
and 2nd OFDM receiver are respectively represented by y1 and y2
js
The time domain candidate sequence d̃t is selected for trans- where
mission from the jth transmitter after inserting CP and subsequent
js js js j y1 = H11 d̃1s 2s
f + H21 d̃f + n1 (13)
RF processing where d̃t = IFFT(d˜f ) and d˜f = df ◦ pjs . Here,
we assume that pjs = bkj , j = 1, . . . , Nt i.e., we represent the and
column index selected from B for the reduction of PAPR at the
y2 = H12 d̃1s 2s
f + H22 d̃f + n2 (14)
jth OFDM transmitter as kj . The Hadamard product of bkj with
js
( ) ( )
j
the data block df provides high energy at kj th element of d˜f . 1 , h2 , . . . , hN , H21 =diag h1 , h2 , . . . , hN ,
where H11 =diag h11 11 11 21 21 21
decreasing the energy of all other bits except the high energy bit. between the mth transmitter and nth receiver as depicted in Fig. 3.
The average energy of the modified data block is adjusted such The AWGN noise vectors at 1st and 2nd receiver are represented
that it remains the same as that of the original data block by by n1 with variance σ12 and n2 with variance σ22 respectively.
maintaining the energy of all the other data bits except the high
d̃1s
|E |−1
[ ] [ ][ ] [ ]
energy bit as 1 − N −1 . It is assumed that kj is the SI that is required y1 H11 H21 n1
= f
+ . (15)
to be detected at the jth OFDM receiver for retrieving the original y2 H12 H22 d̃2s
f
n2
data sequence transmitted from the jth OFDM transmitter. The [ ]
d̃1s
[ ] [ ] [ ]
absolute values of all elements of the vector bkj are unity except the r y1 r H11 H21 r n1
We denote y = ,H = , d̃ = f
and nr = .
kj th element where the kj th bit is provided with an energy constant
y2 H12 H22 d̃2s
f
n2
E and |E | > 1. We can detect the value of kj from the jth receiver by r r r
Here, y , d̃ and n are vectors of order 2N × 1 and H is a matrix of r
132 A.S. Namitha, S.M. Sameer / Physical Communication 25 (2017) 128–138
[ ] [ ]
J1 Q
dimension 2N × 2N. The first and second half of yr represents the 1 × N, J2N = J2
, J1 = JN σ12 , J2 = JN σ22 and QT = Q⟨v⟩
.
received signal vector of 1st and 2nd receiver respectively. Hence, (⏐ ⏐ ⏐ ⏐ 2N ×N 2N ×N
2 2 ⏐2 )
The matrix H̃r = diag ⏐hr1,1 ⏐ ⏐hr2,2 ⏐ , . . . , ⏐hr2N ,2N ⏐ where hri,j is
⏐
the received signal vector of the 2 × 2 MIMO-OFDM system can be
expressed as the (i,⎡j)th element of the matrix⎤Hr , i and j varies from 1 to 2N,
|E |2 |b12 |2 · |b1N |2
yr = Hr d̃r + nr . (16) Q = ⎣ 21 |
|b 2
|E |2 · · ⎦and Q⟨v⟩ denotes the column-
· · · ·
The ith element of yr is given as follows |bN1 |2 · · |E |2
wise shifted version of Q to the right by v . By varying v from 1 to N,
yi r = hr i,i d̃ri + hr i,i+N d̃ri+N + nri for i = 1, . . . , N (17) we provide all possible combinations of k1 and k2 in the objective
function defined in (27). Our aim is to minimize the objective
yi r = hr i,i−N d̃ri−N + hr i,i d̃ri + nri for i = N + 1, . . . , 2N (18) function as follows
where h i,j is the (i, j)th element of H and
r r
d̃ri
is the ith element 2N
∑
⏐wij ⏐ .
⏐ ⏐
of dr . As mentioned, it is assumed that p1s = bk1 and p2s = bk2 . min (28)
v=1,...,N , j=1,...,N
Hence, k1 and k2 are the column indices needed to be detected from i=1
the received symbol vector of the considered MIMO-OFDM system. For each value of v , we can vary the value of j from 1 to N.
The square of the absolute value of ith element of d̃r is expressed Let αv be the minimum value of the objective function in (28) at
as v th right shift and βv be the value of j at which we get minimum
value αv for the objective function where α = [α1 , . . . , αN ] and
⏐ ⏐2 ⏐ ⏐2
i = 1, . . . , N
⏐ r⏐
⏐d̃i ⏐ = ⏐df 1 (i)bi,k1 ⏐ for (19)
⏐ ⏐2 ⏐ β = [β1 , . . . , βN ]. Now, we have to find the value of v and j
⏐2
i = N + 1, . . . , 2N and at which we get minimum value for (28). A simplified objective
⏐ r⏐
⏐d̃i ⏐ = ⏐df 2 (q)bq,k2 ⏐ for
(20) function is defined as follows:
q = i − N.
min αv . (29)
Since the normalized energy v=1,...,N
⏐ of each
⏐2 bit of the⏐ transmitted
⏐2 data
symbol is given as unity, ⏐df 1 (i)⏐ = 1 and ⏐df 2 (i)⏐ = 1 for Let Iα be the value of v at which we get minimum value for the
i = 1, . . . , N . Hence, (19) and (20) can be respectively written as objective function in (29), then kˆ1 = βIα and kˆ2 = k1 − Iα .
⏐ ⏐2 ⏐ ⏐2 ⏐ ⏐2 ⏐ ⏐2 If kˆ2 < 1, then kˆ2 = kˆ2 + N. The value of kˆ1 and kˆ2 are the
i = 1, . . . , N
⏐ r⏐
⏐d̃i ⏐ = ⏐df 1 (i)⏐ ⏐bi,k1 ⏐ ≃ ⏐bi,k1 ⏐ for (21) detected column indices and the kˆ1 th and kˆ2 th column of B are
⏐ ⏐2 ⏐
⏐ r⏐ ⏐ 2 ⏐ ⏐2 ⏐ ⏐2 the detected SI vectors. The estimate of the original data symbols
⏐d̃i ⏐ = ⏐df 2 (q)⏐ ⏐bq,k2 ⏐ ≃ ⏐bq,k2 ⏐ transmitted from
[ ] 1s
[ ]the 1st and 2nd OFDM transmitter are given by
(22) dˆf bk̂
for i = N + 1, . . . , 2N and 2s = d̂r ⊘ bk̂
1 where d̂r is the estimate of the transmitted data
dˆf 2
q=i−N symbol d̃r and ⊘ represents the Hadamard division operation.
where square of the absolute value of all non-diagonal elements of
B is unity i.e., 3.3. Computational complexity of H-SLM transmitter
⏐bi,k ⏐2 = 1 ∀ i, i = 1, . . . , N , i ̸= k1
⏐ ⏐
1
(23a) The proposed H-SLM method at the transmitter side requires
⏐bi,k ⏐2 = E 2 for i = k1
⏐ ⏐ one IFFT operation in each iteration and M number of iterations
1
(23b)
are required to solve (12) where M is known as the SLM length. For
a single N point IFFT operation, the number of complex multipli-
⏐bi,k ⏐2 = 1 ∀ i, i = 1, . . . , N , i ̸= k2
⏐ ⏐ cation required = N2 log2 N and the number of complex additions
2
(24a)
required = N log2 N. Accordingly, each IFFT operation needs the
⏐bi,k ⏐2 = E 2 for i = k2 .
⏐ ⏐
2
(24b) number of real multiplications = 2 N log2 N and the number of
real additions = 3 N log2 N. The computational complexity of jth
rewritten
Accordingasto (21) and (22), (17) and (18) can be respectively
H-SLM transmitter in a MIMO-system is 2MNlog2 N real multipli-
cations and 3MNlog2 N real additions where j = 1, . . . , Nt and
⏐ r ⏐2 ⏐ r
⏐yi ⏐ = ⏐h i,i bi,k + hr i,i+N bi+N ,k + nr ⏐2 for i = 1, . . . , N
⏐
1 2 i (25)
⏐ r ⏐2 ⏐ r Nt represents the number of transmitting antennas. Hence, the
⏐yi ⏐ = ⏐h i,i−N bi−N ,k + hr i,i bi,k + nr ⏐2
⏐
1 2 i total computational complexity of the MIMO-implementation is
for i = N + 1, . . . , 2N . (26) 2MNNt log2 N real multiplications and 3MNNt log2 N real additions
as we apply the proposed H-SLM technique individually to each
It can be noted from (25) and (26) that the energy of the first and transmitter of the MIMO-OFDM system.
second half of the received signal vector is almost identical to that
of the sum of k1 th and k2 th column of B respectively multiplied
3.4. Computational complexity of H-SLM receiver
with the corresponding channel coefficients. Hence, an objective
function is formulated to subtract all possible combinations of k1
The only significant price to pay for employing the proposed H-
and k2 from the received signal vector to get the error values. The
SLM technique compared to the conventional SLM based methods
combination of k1 and k2 at which we get the minimum error will
is a slight complexity increase at the receiver side due to the use
be the detected column indices. An error matrix W is defined in
of the SI detection block. Computational complexity analysis of the
which each entry denotes the error value, as given below
SI detection block of the proposed H-SLM is discussed here. The
W = (p ⊗ 1) − J2N − H̃r QT (27) computational complexity of the SI detection using HSLM-R-SI for a
⎡ ⎤ single receiver in a MIMO-OFDM system can be calculated in terms
w1,1 w1,N
· ·
of real multiplications and additions / subtractions required to
⎣ w2,1 · · · ⎦, pi = ⏐yri ⏐2 , i = 1, . . . , 2N ,
⏐ ⏐
where W = · · · · implement (27). The term pi = |yri |2 requires 2 real multiplications
w2N ,1 · · w2N ,N and one real addition and hence the vector p requires 2Nr N real
p = [p1 , p2 , . . . , p2N ]T , 1 is a vector of all ones with dimension multiplications and Nr N real additions where Nr =2 is considered
A.S. Namitha, S.M. Sameer / Physical Communication 25 (2017) 128–138 133
for the illustration of the proposed method in Section 3.2. In (27), this detection algorithm as a binary hypothesis testing problem
2Nr N 2 real subtractions are needed since the three terms p ⊗ 1, J2N based on the presence of one of the two signal structure for |yi |2
and H̃r QT are Nr N × N matrices. The complexity of implementing where each signal has a unique statistical description or PDF [14].
JN σ 2 is not taken into account since this is required to be computed Obviously, the optimum threshold of the maximum likelihood
only once for a particular SNR. Besides this, another 2Nr N 2 real (ML) detection algorithm is exactly half way between the means
multiplications and Nr N 2 real additions are required in order to of the two possible densities which is equal to the cross over point
implement (28). Hence, the total computational complexity of the of the two likelihood functions. Hence in this case, the optimal
2
proposed HSLM-R-SI for a MIMO-OFDM system is Nr (2N + N 2 ) real decision threshold can be fixed as γ = 1+2E . The probability of
multiplications and 2Nr (N + N 2 ) real additions/subtractions. misdetection of one SI bit at the jth receiver can be written as
∫ γ
3.5. Bit error rate (BER) and probability of SI detection error (Psde ) PjM = fw (w )dw (37)
analysis of the HSLM-R-SI in SM-MIMO-OFDM system 0
where µ = ±E.
In the proposed algorithm, we have considered that hri is known γ
( √ )
−w+2E 2 2w E
∫
at the receiver. Hence, we can take the distribution of yri as that 1
PjM = e 2σ 2 J1 0, dw. (38)
2πσ 2 σ2
⏐ ⏐2
of nri which is Gaussian. In the proposed algorithm, pi = ⏐yri ⏐ is 0
used in the minimization metric ⏐ ⏐2 given in (27). It may be noted For the integration operation in (38), we have used a built in
that the correct mapping of ⏐yri ⏐ leads to the proper execution function ’NIntegrate’ of the mathematical computation software
of rest of the algorithm proposed ⏐ ⏐2in our paper. If the probability ‘Mathematica 10’. As it is considered that hi is known for the
distribution function (PDF) of ⏐yri ⏐ is known, then the probability analysis, PjM is derived for additive white Gaussian noise (AWGN)
of misdetection of SI can be derived using that PDF. channel. The probability of correct detection of one SI symbol with
Let yi = u + jv , hence |yi |2 = u2 +v 2 where u and v are assumed N bits without error at the jth receiver is given by
to be Gaussian with mean µ√and variance σ 2 . Let √w = u + v ,
2 2
Table 1
Comparison of simulated and theoretical values of PbMIMO and Psde
MIMO
using HSLM-R-SI in MIMO-OFDM system.
MIMO MIMO
E SNR Psde simulation Psde theoretical BER (PbMIMO ) simulation BER (PbMIMO ) theoretical
5 0.16 0.2 0 .0039 0 .0041
2 10 6.5×10−5 7.4 ×10−5 0 2.9 ×10−7
15 0 2.2 ×10−13 0 8.5 ×10−16
5 2.8×10−2 1.3 ×10−3 0.0028 0 .0032
3 10 0 0 0 7.9 ×10−20
15 0 0 0 5.7 ×10−32
5 0 9.7 ×10−6 0 .0018 0 .001
4 10 0 0 0 1.5 ×10−20
15 0 0 0 4.5 ×10−37
PAPR characteristics of conventional SLM [6], M-SLM [28], class- where k = 1, . . . , N, xout (k) denotes the time domain OFDM
III SLM [13], modified SLM [29] and low complexity SLM [30] are js
signal after adding HPA nonlinearity using Rapp model, d̃t (k) is
also plotted in the same figure for comparison. It can be noted from the transmitted OFDM signal from the jth antenna, Vsat indicates
the figure that a reduced value of M is sufficient for the proposed the saturated output voltage of the SSPA and P is known as the
A.S. Namitha, S.M. Sameer / Physical Communication 25 (2017) 128–138 135
Table 2
Comparison table that demonstrates the key difference between the proposed H-SLM with some prevailing PAPR reduction methods.
PAPR reduction technique Distortionless Requirement for Transmit power BER degradation Reduction in
sending SI enhancement data rate
proposed H-SLM yes no no no no
PTS with new phase sequence [31] yes yes no yes yes
PTS with GPW and RPW [32] yes yes no yes yes
M-SLM [28] yes no yes no no
Clipping noise-based tone injection scheme [15] yes no yes no no
Trellis-assisted constellation subset selection [16] yes no no no yes
Fig. 6. BER performance of a 2 × 2 MIMO-OFDM system with conventional SLM, Fig. 7. BER performance of the SISO-OFDM system with conventional SLM, M-SLM,
M-SLM, modified SLM and the proposed H-SLM methods under AWGN channel. modified SLM and the proposed H-SLM methods under Rayleigh fading channel.
Fig. 12. Comparison of BER performance of the receiver with the conventional SLM
and proposed H-SLM method under Rayleigh fading channel in a SIMO and MIMO
Fig. 10. The probability of SI detection error for a 2 × 2 MIMO-OFDM system, OFDM systems.
obtained with the proposed H-SLM technique as a function of SNR with different
values of E under Rayleigh channel.
MIMO
Fig. 10 demonstrates the Psde of the proposed method with
HSLM-R-SI as a function of SNR, for five different values of energy
perfect knowledge of SI. The proposed technique with HSLM-R-
constant E under Rayleigh channel conditions. Results in the graph
SI can achieve the maximum achievable BER performance from MIMO
show that the Psde of the proposed method with HSLM-R-SI
an SNR value of 15 dB onwards while the conventional SLM, M-
SLM and modified SLM have inferior performance compared to the decreases with increase in the value of E. On account of having a
one we proposed. The BER performance of the conventional OFDM unit energy for all the data bits, the proposed method with HSLM-
system with HPA nonlinearity (P = 1.2) without applying any R-SI at E = 1 is unable to detect the SI and hence the PsdeMIMO
=1
MIMO
PAPR reduction method is also depicted in the graph for the sake for all SNR values. Proposed method attains acceptable Psde at
of comparison. E = 2.5 and 3 as illustrated in the figure. The simulation values of
The dependence of the proposed HSLM-R-SI on the value of E MIMO
Psde with the proposed method is compared with its theoretical
is demonstrated in Fig. 9 by plotting the BER performance versus values in Fig. 11 under AWGN channel conditions. The PsdeMIMO
values
several values of E for two different SNR values of 20 dB and
obtained from the simulation studies with the proposed method
30 dB. It is visible from the graph that the BER performance of
exhibit only slight variations from the corresponding theoretical
the communication system using H-SLM with known SI does not
rely on the value of E and it shows the maximum achievable values. Finally, the BER performance of a 1 × 2 SIMO-OFDM system
performance. But, the BER performance of the proposed method under Rayleigh fading channel, with the proposed HSLM-R-SI and
with HSLM-R-SI improves as the value of E increases to a particular conventional OFDM is compared with that of a 2 × 2 MIMO-
extend since the increased value of E provides a better distinction OFDM system in Fig. 12. It is evident from the graph that the BER
between energy of the data bits of the received symbol and thus performance of the receiver using the proposed method HSLM-
reduces the chance of erroneous detection of SI. At SNR = 30 dB,
R-SI in a 1 × 2 SIMO-OFDM system is far better than that of a
the proposed method with HSLM-R-SI achieves the mentioned
2 × 2 MIMO-OFDM system. Note that the BER value achieved by
maximum achievable performance with E = 2 and a further
increase in E does not have any impact on the BER performance. the proposed method with HSLM-R-SI at SNR of 15 dB is 10−2.1 in
The proposed method with HSLM-R-SI with SNR = 20 dB attains a MIMO-OFDM system where it is reduced to 10−1.2 in the case of
the same from E = 3 onwards. a SIMO-OFDM system at the same SNR value.
A.S. Namitha, S.M. Sameer / Physical Communication 25 (2017) 128–138 137
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IEEE Trans. Consum. Electron. 56 (4) (2010) 2416–2420. ics & Communication Engineering from Mahatma Gandhi
[8] T. Jiang, X. Li, Using fountain codes to control the peak-to-average power ratio University, India in 2008 and M.Tech. degree from Amrita
of OFDM signals, IEEE Trans. Veh. Technol. 59 (8) (2010) 3779–3785. Viswa Vidyapeetham, Coimbatore, India in 2010. She is
[9] T. Jiang, G. Zhu, Complement block coding for reduction in peak-to-average currently doing her research in the department of Elec-
power ratio of OFDM signals, IEEE Commun. Mag. 43 (9) (2005) S17–S22. tronics and Communication Engineering of the National
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niques for OFDM signals, IEEE Trans. Broadcast. 54 (2) (2008) 257–268. ests include synchronization, peak to average power ratio
[11] H.-B. Jeon, J.-S. No, D.-J. Shin, A low-complexity SLM scheme using additive reduction and sidelobe power suppression techniques in
mapping sequences for PAPR reduction of OFDM signals, IEEE Trans. Broadcast. OFDM based high data rate wireless communication sys-
57 (4) (2011) 866–875. tems and design challenges in cognitive radio systems.
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Alamouti MIMO-OFDM systems without side information, IEEE Signal Process.
Lett. 20 (4) (2013) 383–386. Sameer S. M. (M’06-SM’13) received the B.Tech degree
[13] J.-Y. Woo, H.S. Joo, K.-H. Kim, J.-S. No, D.-J. Shin, PAPR analysis of class-III SLM in Electronics & Communication Engineering from TKM
scheme based on variance of correlation of alternative OFDM signal sequences, College of Engg., University of Kerala, India in 1994, M.Tech
IEEE Commun. Lett. 19 (6) (2015) 989–992. in Telecommunication Systems Engineering and Ph.D. in
[14] N. Taşpınar, M. Yıldırım, A novel parallel artificial bee colony algorithm and its Wireless Communications in 2003 and 2009 respectively
PAPR reduction performance using SLM scheme in OFDM and MIMO-OFDM from Indian Institute of Technology, Kharagpur, India. Af-
systems, IEEE Commun. Lett. 19 (10) (2015) 1830–1833. ter various tenures in academia and industries, he joined
[15] J. Hou, X. Zhao, F. Gong, F. Hui, J. Ge, PAPR and PICR Reduction of OFDM Signals as a Lecturer in the Department of Electronics & Com-
with Clipping Noise-based Tone Injection Scheme, Vol. PP, IEEE, 2016, pp. 1– munication Engineering at National Institute of Technol-
11. ogy Calicut, Kerala, India in 1998 where he is presently
[16] R. Yoshizawa, H. Ochai, Trellis-assisted constellation subset selection for PAPR working as an Associate Professor. He has published 13
reduction of OFDM signals, IEEE Trans. Veh. Technol. (2016). http://dx.doi.org/ journal papers, 33 conference papers and holds two US patents and three patent
10.1109/TVT.2016.2572139. applications. He is a (co-) recipient of best paper awards in Communication from
138 A.S. Namitha, S.M. Sameer / Physical Communication 25 (2017) 128–138
the 17th National Conference on Communications (NCC 2011) held at the Indian is currently serving as the Vice-Chairman of IEEE Kerala Section and MGA nominee
Institute of Science, Bangalore. Sameer S. M. is a senior member of the IEEE and a to 2015 TAB/PSPB Products and Services Committee. His research interests include
regular reviewer of many reputed international conferences and journals. He has synchronization and channel estimation techniques for multicarrier communica-
served on the technical program committees of several international conferences tion systems, optimization techniques for wireless communication, physical layer
and was one of the organizing chairs of 2015 IEEE international conference on issues in cooperative communication systems, cognitive radio, and multimedia
signal processing, informatics, communication and energy Systems (SPICES). He transmission over heterogeneous networks.