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who have written about this institution -
Sociology of Caste and the Senart, Nesfield, Risley, Ibbetson and
B R Ambedkar's Legacy
because the general belief in purity is tied
to priestly ceremonialism, in societies gen-
erally and the caste system is no different.
Nesfield's emphasis on the "absence of
KALPANA KANNABIRAN messing" between members of different
castes as the key to the understanding of
Marking a century of debate, No! It was not like that at all caste is in Ambedkar's view a mistaking of
It was different as all truths are effect for cause, because social intercourse
scholarship and politics, three
from the tales that get told. (of which messing is part) is limited in a
texts by B R Ambedkar, Who tells the tale and who it is told to that consists of self-enclosed units.
system
M N Srinivas and Kancha Ilaiah,
Oft shape the truth.1 What might later have developed into a re-
when read in intersection, present ligious injunction or acquired a prohibitory
character
essay focuses on three texts that was originally only "a natural
rich possibilities both for an
read together and in relation
result to
of caste, i e, exclusiveness" (Ambedkar
understanding of caste and more
2002a:of
each other speak to the sociology 244, emphasis added). Risley and
importantly for a re-examination
caste in Ibbetson, says Ambedkar, "[make] no new
ways very different from hitherto
of the sociology/legal canonical readings. The three texts are
point deserving of special attention" (ibid:
B R Ambedkar's Castes in India244,
(1917),
256). The trouble with western schol-
ethnography of caste and its
M N Srinivas' Sanskritisation (1952)
ars wasand
that they tended to identify nuclei,
genealogy. Ambedkar offered a
Kancha Ilaiah's Dalitisation and Hindui- around which castes have formed - occu-
multilayered, counter-hegemonic
sation (1996).2 While Ambedkar's textpation, tribal survivals, new beliefs, cross-
stands
reading of caste that was lost on on its own - foundational, solidbreeding and migration (ibid: 255). They
also tended to draw on their own historical
at least three generations ofand seminal, the essays by Srinivas and
Ilaiah speak to Ambedkar's text in waysexperience resulting in an overemphasis
sociologists and possibly accounts
that are broadly representative of the socio-on the role of colour in the caste system.
for several of the conservative In general, Ambedkar finds that Euro-
logy of caste and dalit studies, respectively.
trends we have seen in the social
Marking a century of debate, scholarshippean scholars of caste "have taken caste
very lightly as though a breath had made
and politics, these three texts when read in
sciences in institutions of higher
it" (ibid: 261). Ketkar on the other hand,
intersection, present rich possibilities both
learning. What is particularly
for an understanding of caste and morehe suggests, has advanced the study of
interesting is the silence in importantly
the for a re-examination of thecaste significantly, perhaps because unot
field of sociological work for only is he a native, but he has also brought
sociology/legal ethnography of caste and
at least five decades after a critical acumen and an open mind to
its genealogy. The first three sections will
summarise, what I see as, the key formula-bear on his study of caste" (ibid: 244, em-
Ambedkar's contribution to
tions in these three texts and the fourth phasis added). Ketkar speaks of the prohi-
the sociology of caste. will explore the intersectional reading. bition of intermarriage and membership
by autogeny as the two critical character-
1 Ambedkar on the Genesis istics of caste. While he is the only scholar
of Caste who defined caste in its relation to a
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PERSPECTIVE
2 Srinivas on Sanskritisation
thatsurplusare
man could not be burnt on castes;
the
one funeral
caste; The main the
pyre of his wife "simply because features of caste as embodied ino
imitation and excommunication (ibid: varna, Srinivas recounts, are a single all-
he is a man" (ibid: 249) and a person who
261-62). Caste does not have a divine or India hierarchy, which is clear and immu-
wields authority "as a maker of injunc-
religious origin. Existing practice was tions..." (ibid: 249, emphasis added). table
Nor and consists of four varnas, with the
merely codified by Hindu law-givers. could he be condemned to celibacy, fifth be- "literally 'beyond the pale' of caste"
(Srinivas 1977: 3). Relations between
Because caste does not have scriptural cause he is an asset to the group. The only
origins therefore, it need not to be justi- way balance can be maintained with
castes are expressed in terms of purity and
pollution;
fied or rationalised on the grounds that it reference to a surplus man is to find him a Hindu theological ideas like
was ordained by the Shastras (ibid: 255). samsara, karma and dharma are woven
wife from girls below marriageable age,
To elaborate this further, Indian society so that the balance in the marriageable
into the fabric of caste, although the extent
is characterised by an elaborate custom cohort is not disturbed. Sati, enforced of their spread is not known. There are
of exogamy, which prohibits marriage widowhood, and girl marriage are the hundreds of jatis which are endogamous
between sapindas (blood kin) as well as three mechanisms through which endo- groups that can be roughly clustered
around the four varnas. Although "Hari-
sagotras (of the same class). The rules of gamy, and by extension caste is preserved
exogamy are so rigid that any infringe- and perpetuated (ibid: 250-52). jans or Untouchables" fall outside the
ment or violation invites rigorous penal- varna system, at the level of the region,
Debunking the theory of the religious
they are integrated through the perform-
ties. Over this exogamous society is over- and textual origin of caste and the central
ance of economic tasks (ibid: 3-4). While
laid the principle of endogamy. There is a role attributed to Manu, Ambedkar asserts
difference between racial or tribal endo- that caste existed long before Manu,
Brahmins occupy a position of dominance
in scriptural descriptions and the work of
gamy where the universe is large and whose role was limited to codifying exist-
coterminus with cultural homogeneity, ing rules and preaching them.5 Nor he Brahmin scholars, Srinivas suggests that
says
there are several sources of dominance
and caste endogamy where a homogeneous were the Brahmins responsible for impos-
that operate locally, vesting power, au-
population is split into mutually exclusive ing the caste system on the non-Brahmin
thority
units within which both the principles of population. Essentially a class system, the and prestige in non-Brahmin castes
exogamy and endogamy operate in all Brahmins enclosed themselves and the as well. There are known instances of
their rigidity. This "superimposition ofothers followed the logic of "the infectionkings having the power to raise the status
endogamy on exogamy means the creation of imitation" (ibid: 257). Following from of castes in their kingdom and having
of caste" (ibid: 246, emphasis in original). Gabriel Tarde, Ambedkar suggests thatthe sole authority to ratify expulsion of
But clearly it is far from easy to recon- the tendency towards enclosure amongpersons from castes (ibid: 39).
cile the principle of endogamy with the the non-Brahmin castes, followed two In this context,
principle of exogamy. For this to be possi- laws of imitation. First, that imitation [s]anskritisation is the process by which a
ble, there must be in place complex rules flows from the higher to the lower, the 'low' Hindu caste, or tribal or other group,
of marriage that take account of the diffi- source of imitation enjoying prestige in changes its customs, ritual, ideology and
culties in maintaining an even sex ratiothe group; second, that the extent and in- way of life in the direction of a high, and fre-
quently, 'twice-born' caste.
among persons of marriageable age fromtensity of imitation varies in proportion to
marriageable groups within a caste: "the distance, understood in its sociological Sanskritisation is generally accompanied by,
problem of caste, then ultimately resolves sense. In Tarde's words, "the imitation of and often results in, upward mobility for the
itself into one of repairing the disparitythe nearest, of the least distant, explains caste in question; but mobility may also
occur without Sanskritisation and vice versa.
between the marriageable units of the two the gradual and consecutive character of
However, [it] results only in positional
sexes within it" (ibid: 247, emphasis inthe spread of an example that has been set
changes in the system and does not lead to
original). Imbalances in the sex ratio aris-by the higher social ranks" (cf: 258). In the any structural change (ibid: 6).
ing from the death of a spouse within a context of caste society those castes
caste - "surplus women" and "surplus men" situated "nearest to the Brahmins have The sources of Sanskritisation could be
- then are dealt with in one of three imitated all three customs. . .whereas thosevarna based or based on landownership
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- = :^^==r====EE
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PERSPECTIVE =
country, interests
through similarity
by shutting
literature, art andout does
other
strug- no
gle, Ilaiah much a feature
attempts of the
While
to encapsulate differen
echoing
that A
change in his their isolation
formulation an
of almost
from
the notionstart
one anothe
of
dalitisation. nations" (Ambedkar
Challenging Srinivas' 2002b:
description 2
of Sa
funda-
mental assumption that
with his guage
assertion of imitatio
brahminical
that and
man enj
dominant ty
world in caste
views speaks
society
provide of the
because
models for p
"as
upward mobility
injunctions models
for dalits,
[he] he - Brahmin
proposes
is most a
often a
centring of dalit
all" (AmbedkarShudram
society (Sriniva
as a model
2002a: 269, em
worthy of emulation eloquent
ed,),, Ambedkar
in that in prov
it already her
challenges
the dominant dered reading
tendency masks a process e
of sovereignty,
towards hegemony
and decades
oppression. later mic
in and system
Agamben's obse
What is the about
striking impunity exclusion
these enjoyed
three against
by the
essays
is who,
that all three "having
of them the
offer legal to
power
explanations
According the
that mirror each
theother either
validity oforin method or
Untouchables
the ar
law, legally
and contact with H
in substance. self
But outside
it is a crooked
the law"mirror,
(Agambe
of the other four
which shows aThis radicalthat
reflection formulation of the
is incomplete,
social and even f
ritu
distorted theoretical
or
inverted, and
as we practical
shall
castes soon
of impl
see.
a region ar
The fulcrum of Ambedkar's argument iswas
the caste-gender
jans complex
are an integra
that castes arelost
borntoand perform
sociology
thrive throughcertain
till very e
recen
the
agriculture, they a
use of tainly
gendered not reflected
violence, either
patriarchal in
rela- t
messengers and sw
tions within Srinivas
castes and
and his followers.
exclusionary pro- E
drum at village f
cesses between castes.
while he Membership
attempts within
to on
leaves grapple
which wit
p
the caste is controlled
plexity munity
and
and takes dinners
initial (S
regulated
some s
sis added).
through the direction
use does
of sati, not succeed
enforced widow-in
hood and girl Ambedkar's
marriage. In The bald
critique
a radical observa
intp a tho
depar-
ture from thetheory
reformof scheme
dalitisation.
position, Harijan
Ambedkar's
articulation of Speaking
these issues possibility
about
ties imitationforas th
the question a
of the cess in
annihilation ofcaste
caste formation,
especially Amb
untouch
to the rejection
of women's subjugation violence.
Srinivas' formulations
within are
caste. It is at t
strikin
There
is a further
complexity incolonial
(notwithstanding his the scholarsh
fact
argument.that
isspirit,
The anti-social speaking on the ethnograp
essentially of
in Ambedkar's caste
view,
which pushes and Srinivas
a group stark
of
to protect contradictio
caste mobility
its own
1857
Essays from Econom
A compilation of essays that were first published in
Available from
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All use subject to https://about.jstor.org/terms
=^=^-
into adopting
justice and the ways of the dalits
law,intime and for at least five
espe
subsequent
Article 17
Ilaiah's account. especially,decades the
With Srinivasof about Ambedkar's contribution
Con to
vides the
violence and force figure political
in pseudo-nominal fra
the sociology of caste. What were the con-
of terms (where details of treatment are siderations that entered into the building
untouchability.8
Further, the
merely mentioned as matter of academicof the corpusempiri
of Indian sociology in the
sion based on
as distinct from humane interest), ratherlatter half of the 20ththe
century that erased a
than in the structural, constitutive terms
debasement of labour
Ambedkar so completely?
that Ambedkar foregrounds.
formance of While Ilaiahdegrading
critical
does take notecomponent
of the structural impact ofNOTES o
of the "untouchable" castes is twisted in violence, and attempts to map the route toî Vasanth Kannabiran, "Menakaa", unpublished,
May 2008.
Srinivas' account to suggest inclusion a "de-casteised" society, his analysis masks
2 This essay does not review the entire writings of
rather than its opposite. This is in fact a completely the ways in which patriarchal these three authors; neither does it review here
the corpus on caste. It has the limited objective of
regression from Ambedkar's analysis of control structures social relations within
looking at these three essays in comparison, since
the place of labour in the caste system: caste, even in dalitbahujan society. they use a similar concept in the theorising of
caste. My argument here has developed in the
...caste system is not merely division of Yet, the strength of Ilaiah's essay lies in
classroom in NALSAR, and I am grateful to eight
labour. It is also a division of labourers.. At is its attempt to resurrect Ambedkar's Utopia batches of my students for allowing me the space
an hierarchy in which the division of labour- through an inversion of Srinivas' argu- to think through a different position.
3 This homogeneity, it must be clarified, is not an
ers are graded one above the other... This di-
ment. The assumption that the lower ethnic homogeneity, but cultural one. BRAmbed-
vision of labour is not spontaneous, it is not kar (2002a). All citations from Ambedkar are
based on natural aptitudes... [T]his stratifi-
castes imitate the upper castes despite from this source unless otherwise specified.
cation of occupations which is the result of being constantly beaten down by the latter,4 Not dealing with them will mean opening the
caste to the menace of immoral conduct. Empha-
the caste system is positively pernicious... by itself does not describe the whole truth. sis in original.
[It] is not based on choice. . .It is based on the The violence of the upper castes and the5 Elsewhere Ambedkar asserts that the only route
dogma of predestination. Considerations of out of caste, to the realisation of his Utopia lies in
processes of exclusion coexist with a the simultaneous annihilaton of caste and
social efficiency would compel us to recog-
Utopia, a whole different world that dalits destruction of Hindu religion, both of which are
nise that the greatest evil in the industrial
mutually reinforcing. See Ambedkar (2002b).
system is not so much poverty and the suf- have built in stark contrast, both on the6 The similarity of this statement to Ambedkar's is
fering that it involves as the fact that so ground through struggles and in the striking. It is not necessarily the highest caste that
many persons have callings which make no visions of dalitbahujan intellectuals as is imitated but one that is in closest proximity.
Social Change in Modern India, p 13. Emphasis
appeal to those who are engaged in them...
Gail Omvedt demonstrates.9 And perhaps added.
There is a constant desire to evade and
a consideration of this different world is 7 While Srinivas labours over the varna-jati debate,
escape from such occupations which arises Ambedkar in another essay dismisses the Chatur-
where a theory of imitation should take
solely because of the blighting effect which varnya thesis. See Ambedkar (2002b).
property: imitation? What are the methods? What Agamben, Giorgio (1998): Homo Sacer: Sovereignt
and Bare Life, trans by Daniel Heller Roazen
are the consequences? Most important
Dalitbahujans are the most hard-working (Stanford: Stanford University Press).
people in village society. For them it is their of all, what is the objective, location andAmbedkar, B R (2002a): "Castes in India" in Valeri
labour power that is property. If the Dalit- standpoint of the sociologist who is Rodrigues (éd.), The Essential Writings o
BR Ambedkar (New Delhi: Oxford),
waadas had disengaged themselves from the describing processes of imitation? - (2002b): "Annihilation of Caste" in Valerian
labour process, the village economies would Rodrigues (éd.), The Essential Writings of
Very early on, Ambedkar offered us a
have collapsed long ago... They take life as a BR Ambedkar (New Delhi: Oxford).
multilayered, counter-hegemonic readingIlaiah, Kancha (1996): Why I am Not a Hindu: A Sudra
struggle... (Ilaiah 1996: 118-19).
of caste that was lost on at least three Critique of Hindutva Philosophy, Culture and
Political Economy (Calcutta: Samya).
While force and exclusion underwrite generations of sociologists and possibly
Omvedt, Gail (2008): Seeking Begumpura: The Social
Ambedkar's account of imitation as intrin- accounts for several of the conservative Vision of Anticaste Intellectuals (New Delhi:
Navayana).
sic to caste formation (which refers to thetrends we have seen in the social sciences
Srinivas, M N (1977): Social Change in Modern India
entire caste system), force is deployed toin institutions of higher learning. What is (Hyderabad: Orient Longman).
resist imitation in Srinivas' account, andparticularly interesting is the silence in Supiot, Alain (2007): Homo Juridicus: On the Anthro-
pological Function of Law (London and New York:
force is advocated to push dominant castesthe sociological work that emerged at that Verso).
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