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Essais Science 02 Max Weber EN
Essais Science 02 Max Weber EN
Theory tests
science
Second trial :
“Critical studies to serve logic
of cultural sciences ”(1906)
Max WEBER
Second trial :
“Critical studies to serve logic
of cultural sciences ”(1906)
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Contents
I.
II.
Page 4
Paris, Librairie Plon, 1965, 539 pp. Collection: Research in human sciences
maines, no 19.
Page 5
By Max Weber
[1906]
1 The notes with lowercase letters (a, b, c…) are those of Max Weber, the
others, in Arabic numerals (1, 2, 3), are those of the translator. JMT.
Page 6
[215] When one of our best historians feels the need to make
account to himself and to his colleagues about the aims and methods of his work, he does not
can only arouse an interest which goes beyond the circles of specialists, already for the
simple reason that he thus goes beyond the domain of his own discipline and tackles this
him epistemological considerations. It follows, of course, first of all a
a number of consequences of a negative nature. As a result of their development
Currently, logical categories have become the subject of a special discipline.
cialized like others. Also, when you want to handle them with real safety,
is it advisable to maintain with them a daily trade in the image of what is
passes into other disciplines. Of course, Édouard Meyer (38 ), the author of
the work Zur Theorie und Methodik der Geschichte (Halle 1902) which we al-
let us take care, cannot and will not pretend to maintain this constant
intellectual trade with the problems of logic, any more than
the author of these lines. The epistemological reflections that he offers us
in this book do not therefore constitute, so to speak, the medical report-
cin, but that of the patient, and it is as such that they must be appreciated and
understand. The specialist in logic and the theory of knowledge finds
For this reason, many formulations of E. Meyer and maybe there
will he ultimately discover nothing new for his own ends. But that does not harm
to the importance of this writing for the particular disciplines neighboring the history
roof 2 . Precisely [216] the most important works of specialists in
theory of knowledge use arrays formed "ideally" portrayed
both on the aims and methods of knowledge in the different sciences and
2 I hope that for this reason we will not put this criticism, which deliberately protests
poses precisely to unravel the weaknesses of the formulations of this historian, on behalf of
the "mania of the one who thinks he knows everything better" [ Besserwisserei ]. The mistakes a
eminent writer are more instructive than the exactitudes of a nullity in science. We
therefore have no intention of accounting for the positive work of É. Meyer: at
on the contrary we just want to learn, thanks to his imperfections, how he tried
to solve with more or less success certain important problems of the logic of history
roof.
Page 7
hover therefore so high, above the heads of the practitioners, that they
hard to recognize oneself with the naked eye in the midst of these discussions. For this reason the
methodological discussions originating in their own environment can sometimes
help them become more aware of their own problems, by
spite and, in a sense, because of the imperfect formulation of the point of view
of the theory of knowledge. Due to his penetrating clairvoyance, the exposition
of Ê. Meyer precisely offers specialists in neighboring disciplines the possibility
to build on a whole series of points in order to settle some questions of
logic that is common to them with "historians" in the narrow sense of the term.
This is the purpose of the discussions which follow. We will begin by elucidating
one after the other a number of particular logical problems, in reference to
reference to Meyer's work, to then examine on the basis of the point of view
to which we have reached a certain number of recent works on logic
cultural sciences. We will purposely start with pu-
surely historic, and it was not until during the subsequent discussions we
we will rise to social disciplines in search of "rules" and "laws",
as a result of the so frequent attempts hitherto made to delimit the partial nature
theory of the social sciences in relation to the natural sciences. He mingled
always the tacit presupposition that "history" is only a pure compilation.
tion of materials or at least a simple "descriptive" discipline which,
so much for the best, would with difficulty accumulate "facts" intended to serve
from building stones to the “real” scientific work that would begin from then on. It
is true, professional historians have unfortunately contributed a great deal
to consolidate this prejudice by the way in which they sought to found the original
nality of "history" in the specialized sense of the term, insisting on the fact that the
"historical" work would be something qualitatively [217] distinct from
"scientific" work, for the reason that "history" would have nothing to do with
"Concepts" and "rules". Since under the persistent influence of
“Historical school”, we also usually give nowadays a “historical” foundation.
risk ”to political economy and that, just as twenty-five years ago, the report
with the theory continuing to remain problematic, it seems judicious to ask
der once again what is basically understood by "historical work" in the sense
logic. It is good to settle this question first on the ground of what
without discussion and by universal consent we call “historical” work,
question with which precisely the work which is the subject of this criticism deals with
first place. Édouard Meyer begins by warning us against
timation of the significance of methodological studies for the practice of history
roof. The most extensive methodological knowledge is not yet helpful.
sounds a historian; inaccurate methodological designs do not determine
necessarily an erroneous historical practice, but prove in the first place
only that the historian has formulated and misinterpreted the correct maxims
your own work. On this point we must essentially agree with Meyer.
The methodology can never be anything other than a reflection on the means
which have been verified in practice, and the fact of taking expressly
Page 8
He first devotes his talk to the theories which have recently sought to
transform historical science from methodological points of view and it
thus formulates the conception that he especially submits to critical discussion
(pp. 5 and following):
a) the "accidental",
b) the "free" decision of concrete personalities,
c) the influence of "ideas" on human activity;
However
3 This could also happen to Meyer if he wanted - as will be shown again - to take
some of his assertions too seriously.
Page 9
and finally
4 This “chance” is, for example, the basis of “so-called games of chance” such as the game of dice or the
lottery. The absolute impossibility of knowing the connection between certain aspects of the conditions
which determine the result and the result itself is constitutive of the possibility of
of probabilities ”in the narrow sense.
Page 10
he also makes an exact distinction between the causal concept of chance (the "ha-
sard said relative ”) and 2) the totally different concept of teleological chance .
In the first case, the "accidental" effect is opposed to that which should be "expected"
according to the causative elements of an event that have been brought together in a unit
conceptual, which means that the "accidental" is what it is not possible to
cause a causal drift , according to the general rules of becoming, of the conditions
which alone are taken into account, but which results from the intervention of a
factor which is "outside" of them (pp. 17-19). In the case of chance t-
leological, the "accidental" [220] is opposed to the "essential" [Wesentliche], namely that it
it is a matter of constructing for the purposes of knowledge a conception eliminating
certain elements of reality "not essential" for knowledge (those which are
called "accidental" or "singular"), or whether it is a question of judging certain ob-
real or ideal jets as likely to serve as "means" for a
"End", in which case some properties pass alone as practical means.
mentally "important", the others becoming practically "indifferent" (pp. 20-
21) 5 . To tell the truth, the way in which Meyer expresses himself leaves much to be desired (particularly
at the bottom of page 20 where he conceives of this opposition as that of "events
things ”and“ things ”); we will also see later (during the sec-
2), when we discuss his position on the concept of development
ment, that he has not fully explored the logical implications of this problem.
However, what he says is sufficient for the purposes of historical practice.
Page 11
What Meyer calls "free will" contains nothing new, in his opinion (p.
14}, no contradiction with the "axiomatic principle of sufficient reason"
which, from his point of view, also possesses in the field of human activity
an unconditional value. He thinks that the opposition between "freedom" and
"Necessity" finds its solution in a simple distinction of our way of
see things. In the latter case we consider the "become" [ das Gewor-
deme ] , so that the activity, including the decision that was actually taken,
then passes for "necessary". In the first case we consider the course of
things "in the process of becoming" [werdend], that is to say as not yet being given and
therefore as not being "necessary", but as a "possibility" among a
infinity of others. From the point of view of a development "in the making" we cannot
never say that a human decision could not have taken another
meaning that the one she actually took (later). " We can not,
he explains, we do without "I want" [ich will] whatever the human action.
Maine. "
1) to the fact that it is purely and simply of elements of the given which are
"Calculable", that is to say which can be represented quantitatively, and
Page 12
6 See for example the work by Liepmann, Einleitung in das Strafrecht (1900).
Page 13
or rather - since history has answered this question in the affirmative - For-
what the decision to go to war was precisely at that moment the means
property to achieve the goal of the unification of Germany.
We will not raise the question whether subjectively. Meyer has cleared
in fact distinguished between these two ways of posing the problem: only the second
conde 'would obviously be suitable for an argument on historical causality.
than. In fact, in an exposition which proposes to be, not a work of re-
cettes for diplomats, but of "history", this second aspect which consists by its
form in a "teleological" judgment on the historical situation under the
categories of "means" and "end" clearly has the meaning of facilitating a
on the historical and causal significance of the facts, therefore to establish
that at that time we did not "lose the opportunity" to make this decision, because
that - according to Meyer's expression - the "carriers" of the decision had the
"Strength of soul" to stick to it firmly, despite all obstacles. He thus establishes
what causal value should be attributed to this decision and its preconditions
[ Vorbedingungen ] of characterological order and others, therefore in what
extent and in what sense, for example, the presence of these "qualities of character"
constituted a "factor" of historical significance. We must obviously distinguish very
strictly this sort of problem which causally brings back a becoming
history determined by the actions of concrete men of the problem of
tion and the importance of ethical “responsibility” .
[224] One could interpret this last expression of Meyer in the sense
purely "objective" of a causal attribution of certain effects to the qualities
Given "characteristics" and "motives" of the participating personalities,
these being explained in their turn by these character qualities and by
many other circumstances of the "environment" and the concrete situation. Alone-
one thing is sure to strike us is that Meyer just points to-
ment in another passage of his work (pp. 44, 45) the "search for mo-
tifs ”[ Motivenforschung ] as“ secondary ”in history 7 . He alleges as
reasons that this research mostly exceeds the limits of what we
7 It is not clear what is meant here by "search for motives". In any case-,
it goes without saying that we do not regard the decision of a concrete personality as a fact
truly "ultimate" only on condition that it appears to us as "pragmatically" ac-
cidental, that is, if it seems not to be accessible to a reasonable interpretation or
not deserve it, following the example of the confused ordinances of Tsar Paul, inspired by
mence. Moreover, one of the most indisputable tasks in history has always been
to understand the external "actions" given empirically as well as their results in
function of the "conditions", " ends" and "means" of action given historically.
Even Meyer does not do otherwise. In addition, the "search for patterns" - that is to say
the analysis of what has been effectively “wanted” and of the “reasons” for this will - is of a
share the means of preventing this analysis from degenerating into a non-historical pragmatics and
on the other hand one of the main sources of "historical curiosity", - because we also want to
(among others) see " how the will" of man is transformed in its "meaning"
under the action of the web of “historical destinies”.
Page 14
The judgment which recognizes the correctness of a mathematical theorem has absolutely no
have nothing to do with an investigation seeking to establish how we arrived
psychologically to establish this theorem nor with that which would have for
object to see if the highest form of "mathematical imagination" would not be
possibly that an epiphenomenon [ Begleiterscheinung ] of certain abnormali-
anatomical tees of the "mathematician brain" ( 47). Likewise, it does not serve as a
vantage before the forum of the "consciousness" of knowledge by empirical science
that the personal motive of which we have taken the moral measure is quite simply
causally conditioned. Likewise, finally, when we judge the aesthetic value
than a mess, it is absolutely useless to be convinced that its realization
tion should be regarded as as determined as the work of the genius who
painted the Sistine Chapel. Causal analysis never delivers judgmental judgments.
their 9 and a value judgment is absolutely not a causal explanation.
It is for this reason that the appreciation [ Bewertung ] of a phenomenon, by
example the "beauty" of a phenomenon of nature, moves in another sphere
than that of its causal explanation. For the same reason, making the
historical actors "responsible" to their own conscience or to the
court of a god or a man, as well as any other intrusion of the problem
What is wrong with the supposition which suggests that the "freedom of
to want ", no matter how one understands it, would be identical to" irrationality "
activity or that the latter would be determined by the former, skip to
eyes. The specific ability to "confuse all predictions", which is also great,
but no more than that of the "blind forces of nature", is the privilege
- of the fool 11 . Indeed, these are the actions that we are aware of having carried out.
FOA rationally we accompany the contrary the highest degree of
empirical feeling of "freedom", which means those we have acquired
compline in the absence of a physical or psychic "constraint", of "affections"
passion and "accidental" disturbances disturbing the clarity of judgment,
in short those by which we pursue a clearly conscious "goal" with
recourse to "means" which are the most adequate according to our knowledge,
that is, according to the rules of experience [227]. If history had only to do
Page 16
Max Weber, Essays on the Theory of Science. Second attempt (1906) 16
activity "free" in this sense, that is to say rational, its task would be infinite.
ment facilitated. Indeed, we could then infer unambiguously the goal, the
"Motive" and the "maxim" of the agent from the means implemented, and all
the irrationalities which form in the vegetative sense of the equivocal expression that
constitutes the “personal aspect” of an activity would be eliminated. As long as
any action which develops in a strictly teleological sense is an application
cation of rules of experience which indicate the appropriate "means" to attain
dyeing a goal, history would be nothing more than an application of these rules 12 .
The fact that the action of the individual cannot be interpreted in such a pu-
rationally rational and that not only irrational "prejudices",
reflection and errors on the facts, but also the "temperament", the "affections
tions ”and“ states of mind ”disturb his“ freedom ”, and consequently also
that its activity participates in very different proportions to the "absence of
empirical "gnification" of the becoming of nature, all this contributes to making it im-
possible a purely pragmatic story. However, human activity shares a precise
this kind of "irrationality" with the singular events of nature.
Consequently, whenever the historian speaks of the "irrationality" of activity
human vity as a factor that disturbs the interpretation of the causal connections
dirty and historical, it does not at all compare empirical historical activity with
the future of nature, but with the ideal of a purely rational activity, it is
that is, with an activity determined quite simply by its end and absolutely oriented
ment according to the appropriate means.
12 See on this question the explanations I gave in my study on Roscher and Knies
( 49). A strictly rational action - this is how it could be called - would be a
Pure and simple "adaptation" to the given "situation". Menger's theoretical schemes
(50) include, for example, as a presupposition in itself the strictly ra-
tional to the "market situation" and clearly present the consequences in the sense
of an "idealtypical" purity. History would be nothing more than a "pragmatics of adapting
tation '- to which LM Hartmann, for example, would like to reduce it - if it were not simply
that an analysis of the genesis and the interweaving of the various "free" activities, that is to say ab-
firmly rational from the teleological point of view, accomplished by singular individuals. -
If we strip the concept of adaptation of its teleological and rational meaning as
Hartmann, he ends up becoming totally tasteless for the story, as well as we will still have
the opportunity to show it further.
13 He still says to this place in an unhappy way; “Historical research proceeds by inference
relationship of the effect to the causes. "
Page 17
Page 18
we all apply, without any difficulty, and certainly von Below and Meyer
understood, the concept of "development governed by law". The fact that a being is
born or will be born of a fetus really appears to us as a regulated development
by laws and yet it is indisputable that things can "take place au-
trement ”, under the influence of external“ accidents ”or of a“ defective ”constitution.
theological ”. During the controversy waged against the theoreticians of the "development
loppement 'it can obviously be nothing other than to grasp correct-
the logical meaning of the concept of "development" and of delimiting its scope,
because obviously it is not possible to eliminate it purely and simply by
arguments like this. Meyer himself is the best example. Indeed,
two pages later already, in a note on page 27 where the concept of Moyen
Age is referred to as a "well-established" concept (?), It again proceeds
entirely according to the outline of his introduction to the History of Antiquity which he
just disavowed. And in the text of the same page he states that the
term "necessity" means only. in history that the "probability" (of a
historical effect resulting from given conditions) "is very high, so that
development as a whole exerts pressure in the direction of an event.
is lying ". However, he certainly did not want to say more with his remark on
the unification of Germany. And, when he emphasizes in this regard that,
despite everything, this unification could possibly not have been done, it is appropriate
to recall that he had also insisted on the possibility of a "disturbance"
[230] of the astronomical forecast by a celestial body which goes astray. In fact, he
there is in this respect no difference compared to the singular events of the
nature, because even in the explanation of nature, as soon as we are dealing with it
of concrete events, the judgment of necessity is neither the only form nor even
the most important under which is manifested the category of causality. It would be
Too long to explain this question in detail 15 .
We will probably not be on the wrong track in assuming that Meyer has come to
be wary of the concept of "development" following his discussions with J.
Wellhausen ( 54 ). We know that these turned essentially (not exclusively)
ment) around the following opposition: should we interpret the development of
Judaism as having been determined essentially from the "inside" (hence
in an evolutionary way) or by the intervention of "external origin" by
concrete historical fatalities (therefore epigenetically), mainly under
the effect of the "granting" of the "Law" on the part of the king of Persia who in this obeyed
political motives (therefore for reasons specific to Persian policy and not, inherent
annuities to the peculiar nature of Judaism); Anyway, in comparison to
the formulation of the introduction to the History of Antiquity one cannot speak
of an improvement when Meyer declares on page 46 that the "universal" appears
as a presupposition having "in substance" (?) a "negative" action or
more exactly restrictive which "would fix the borders within which the
locate the infinite possibilities of historical development ”, while at the question-
Page 19
[231] This questionable formulation of the relations between the "universal" and the
"Particular" is not peculiar to Meyer nor even limited to historians of his
their. On the contrary! It is also at the base of the popular idea, shared
by many modern historians, - but not by Meyer - following which he
In order to rationally build the historical enterprise into a "science
of the individual ”, start by determining the“ concordances ”[ Übereinstim-
mungen ] in human developments, as a result of which a "re-
sidu "in the form of" singularities "[Besonderheiten] and" independent elements "
composables ”[Unteilbarkeiten], of which Breysig ( 56 ) once said that they constitute
killed the "finest flowers" _ In view of the naive opinion which believes that the
vocation of history would be to become a "systematic science", such a
design naturally represents a certain "progress" and it approximates
already much more from historical practice . Nevertheless, it is her turn
great naivety. The attempt to understand the "historical" significance of
Bismarck who would disregard everything he had in common with all
other men in order to retain only what was "particular" to him would constitute a
quite informative and fun attempt for a beginner. Presupposing
(as always, when it comes to logical discussions) the ideal entirety of
materials, one could for example consider as a residue, as one of these
"Fine flowers", the sign of specific recognition of "individuality"
covered by the technique of the criminal police, namely his "fingerprints
les ”, whose loss would then be simply irreplaceable for history. At
case where one would be indignant at such an example by arguing that "obviously"
only "mental" or "psychic" qualities and phenomena should
take into account the historical point of view, one could study his life
daily private. Assuming that we know her completely, she will
would certainly offer an infinity of manifestations of life which do not meet
in no other man in these combinations and constellations, and yet he
them would not be of more interest than fingerprints. If after that
it is objected that "obviously" only the historically "important" elements of
Bismarck's life come into consideration for science, logic would have to
16 This formulation recalls that of certain currents of thought in honor in the socio-school
Russian logic (Michaïlowski, Karjejew and others). In his book Problemen des Idea lis-
mus (ed. Nowgorodzow, Moscow, 1902) Th. Kistiakowski discusses it in the study consa-
created at the Russische Soziologenschule und die Kategorie der Möglichkeit in der sozialwis-
senschaftlichen Problematik. We will come back later (55 ).
Page 20
to reply that this term of "obviously" contains the problem which, in his opinion, is
decisive, given that it asks what is the logi-
only historically "important" elements.
[232] Regarding this kind of attempt, we can make two kinds of remarks.
ques. By always assuming the absolute completeness of the materials, we realize
in the first place that it cannot be completed, even in the future
distant, this exercise of subtraction, and that after having disregarded all
an infinity of "common characters" [ Gemeinsamkeiten ] there would always remain
another infinity of elements so that, even if one zealously pursued
for a whole eternity this effort of abstraction, we would not have approached a
no question: what is basically "essential" for the story in this
mass of peculiarities - We notice in the second place that for the manipulation of
these subtractions one presupposes an absolutely complete intelligence [ Einsicht ]
of the course of becoming causal in a sense such that no science in the world
can even propose it as an ideal goal. In fact, in the realm of history,
such a "comparison" [ Vergleichung ] presupposes that one has already made a
"Selection" by reference to "cultural meanings", and it is this selection
tion which positively determines the purpose and direction of the causal imputation after
to have put out of circuit [ Auschaltung ] a whole infinity of elements, as well
"General" than "particular" of the "given". The comparison of events ana-
logues then intervenes as a means of this imputation, and for sure, to my
opinion too, as one of the most important ways, although most of the
time we are far from making satisfactory use of it. We will see later what
is the logical meaning. .
Despite all these discussions the professional historian will keep when
even the impression that we find in the ideas of Meyer that we criticize here
the ordinary germ of "truth". In fact, it almost goes without saying when a historian
nothing of this value tells us about its own working method [233]. Several
times, it is true, he succeeded in stating in an almost logically correct way.
recte what is exact in its conception. Especially at the top of page 27 where
he says of the "stages of development" that they are " concepts" which can be
serve as a "common thread" to discover and group the facts, and especially
also in the many passages where it operates with the category of "possibility".
Page 21
This question can be formulated with Meyer in the following terms: "What
are among the events of which we are aware those which are "historical
ques ”? He responds first of all in a very general way: "Is historical
that which exerts an action and which is past ”[ was wirksam ist und gewesen ist ] .
The "history" therefore consists of the causally important element of a
concrete and singular connection. For now we will neglect all the others
questions which are grafted on this definition to note in the first place that
Meyer already abandons the design he proposed on page 36 on page 37.
It is clear, in his own words, that even "by limiting oneself to what has
exercised an action, the number of singular events ”still remains despite
all infinitely large ”. And then he asks himself with reason: from what
is the "selection that every historian makes among these events" oriented? D-
answer: “according to historical interest. »He adds after having made some
rations that we will examine later that in this respect there is no "standard
absolute "[234] and to show that this is so he gives an explanation which,
as said, abandon the thesis of the limitation of the "historical" to what
"Exercises an action". It takes as a pretext a remark that Rickert used to
as an example and declares: "The fact [...] that Frederick William IV renounced
German imperial crown constitutes a "historic" event, while it
is perfectly indifferent to know which tailors were
ted his uniforms ”( 57), but he adds at the bottom of page 37: “No doubt,
for political history, the tailor in question will remain historically most of the time.
completely indifferent, but we can very well admit in spite of everything
that it can represent a historical interest for a history of fashion for example-
ple or for a history of the tailoring profession or prices, etc. "
This remark is undoubtedly relevant; however, if Meyer wanted to examine
things a little closer, he could hardly escape him than the "interest"
that we find in the first case and that we find in the second
have important differences in their logical structure and that whoever
Page 22
not taking care risks confusing two equally different categories, what-
that often confused, than those of the "raison d'être" and the "raison de
know "[ Realgrund und Erkenntnisgrund ] . Since this example of the tailor
is not entirely unequivocal, let us first try to elucidate this difference by
choosing a completely different case which particularly highlights the confusion
if we.
In a study entitled Entstehung des Staates [...] bei Tlinkit und Iroke-
sen 17 , K. Breysig tried to show that there are certain phenomena among these tribes
nomenes which he interprets as constituting the "origin of the State from a
parental constitution ”, so that these phenomena would take on the importance
representative of a species. In other words, they would represent the form "typi-
that "of the constitution of the States, and consequently they would have, as he says, a
“Validity” and even “ almost universal historical significance ”.
17 Schmollers Jahrbuch, 1904, p.483 (58 ). I naturally do not go into the detail of this
study to discuss its positive value. On the contrary, I presuppose the correctness of all
affirmations of Breysig as also that of all the other examples of this kind that I will have
opportunity to use as an illustration.
Page 23
18 This does not mean that these X-rays could not also take the figure of "facts
historical ”, taking place for example in a history of physics. This one could
among other things to be interested in the "fortuitous" circumstances which contributed to provoke this day.
there, in the laboratory of Röntgen the constellation which brought the radiation, which by
consequently leads causally - this is only a supposition - to the discovery of the "law" in
question. It is clear that the logical status raised by these concrete rays in this framework would be
entirely different. This is possible because in this case they played a role in a
context linked to values (for example that of "scientific progress"). We might say
that this logical difference would only be the consequence of taking a leap into the
proper domain of the "sciences of the mind", by neglecting the cosmic effects of these rays
concrete. In reality, it matters little whether the concrete object "valued", for which these rays have
had significant causal "significance", was "physical" or "psychic" in nature,
provided that it had a meaning for us, that is to say that we attribute a value to it.
Once we have presupposed the effective possibility of knowledge oriented towards this
point, the concrete cosmic effects (physical, chemical or other) of these rays
concrete could (theoretically) also become, where appropriate, "historical facts",
condition however - which in truth it is difficult to construct - that the causal development
on the basis of these effects has led to a concrete result which would constitute a "historical individuality.
risk ”, that is to say which would be“ valued ”by us as universally significant in
its individual uniqueness. It's only because we don't see how it is
could be that this attempt does not make sense, although the thing is theoretically pos-
sible.
Page 24
2) the integration of the "singular fact" as a link, that is to say as " reason-
his being " in all real, so concrete, using also, among others
the products of the construction of concepts, either on the one hand as heuristic means
ticks, or on the other as means intended for the presentation of a question. This
difference envelops the opposition between what Windelband calls procedure
“Nomothetic” and Rickert “naturalistic” procedure (ad 1) and on the other hand the
logical goal of the "historical sciences of culture" (ad 2) (60 ). It contains in
at the same time the only legitimate meaning allowing to call history a science of
reality [Wirklichkeitswissenschaft]. It means - and the previous expression does not
can signify nothing other than in history the singular and individual elements in-
trent into account not only as a means of knowledge, but
quite simply as an object of knowledge, just as the causal relationships
sales are important not as a reason to know, but as a reason
to be. For the rest, we shall see again how inaccurate is the popular idea and
naive according to which history is a simple description of pre-existing realities
aunts or a simple reproduction of the "facts" 20 .
19 Max Weber wrote there, on the sidelines of the princeps edition : “Jump up! To intercalate
this sentence: Where a fact comes into play as an example of a generic concept
that, it is a means of knowledge, but every means of knowledge is not the exemplary
of a kind ”.
20 The expression "science of reality" in the sense that we give it here remains whole-
ment conforms to the logical essence of the story. The misunderstanding contained in the interpretation
popular use of this expression, when she sees it only as a simple "description" without presupposition.
sitions, has been the subject of a conclusive development by Rickert and Simmel (61).
Page 25
This is the case with the example of Rickert's “tailors” [238] criticized by Meyer.
like shards or "indifferent persons" known by the inscriptions.
The fact that determined tailors delivered the King of Prussia with dis-
completed has, in all likelihood, only a causal meaning while
quite minimal, even for the historical and cultural causal set of the "evolution
of fashion ”or that of the“ tailor's trade ”. It would only matter if he
was the result of this concrete delivery of historical e ects , which means if the
personality of the tailors or if the fortune of their business had been causally
"Important", from any point of view, for the transformation of
fashion or tailor's trade and if this historical circumstance had at the same
time was causally determined by precisely delivering these uniforms.
On the other hand, it is certain that the cut of the uniforms of Frederick William IV and
the fact that they came from specific workshops (e.g. Berlin) can
have as means of knowledge for determining fashion, etc.,
exactly the same 'meaning' as any other susceptible element.
ble to facilitate fashion research at this time. In this case, the uniforms
of the king are taken into account as examples of a generic concept to
construct, they therefore only have the value of a means of knowledge, while the
refusal by the king of the imperial crown, which had served as an element of comparison
sound, is important as a concrete link in a historical whole , that is
say as real cause and effect within a series of real and determined changes
born. This distinction is absolutely fundamental from a logical point of view and it
will undoubtedly remain so for eternity. Even if these two points of view which differ
toto coelo can intersect in intertwining as varied as possible in
the practice of cultural scientists - something that happens cons-
and is the source of the most interesting methodological problems.
feeling - it is nonetheless true that no one will understand the logical essence
that of "history" which does not know how to distinguish them carefully.
All in all, Édouard Meyer presented on the relationship between these categories
logically different lines concerning what is historically "important"
two radically incompatible points of view. On the one hand he confuses, like
as we have seen, in connection with the "historical interest" that we take in what
historically exerts an "efficiency", the real links of historical connections
riques (refusal of the imperial crown) and the facts (the uniforms of Frederick
William IV, inscriptions, etc.) which may become important for history
as a means of knowledge. On the other side [239] - and that will be the question
which we will deal with now - it accentuates the opposition between
"What exerts a historical action" and all the other objects of our knowledge
actual or possible that it comes to making assertions about the limits of
the "scientific
imposing couldinterest" of history
only strongly suchtheir
deplore as allimplementation.
the friends of his
Hework already so
writes,
in fact, at the bottom of page 48: “I believed for a long time that what is characteristic
ristic, that is to say the specifically singular trait by which an institution or
an individuality is distinguished from other analogues, would be the decisive factor of
Page 26
selection that the historian must make. This is undoubtedly so, but it does not
be taken into account for history only insofar as we can
let us grasp ... the particular nature [Eigenart] of a culture only in its
characteristic features; so it is never a question, from the point of view of history, that
in a way that only helps us to understand [...] the historical action exerted
by this culture. These remarks are quite correct, as all the
your previous explanations; the same is true of the consequences that Meyer
derives from it, namely that the popular conception of the "meaning" of the individual
and personalities in history poses the problem badly, that the "personality" does not
never be in totality, but only by its causally im-
bearing in the historical context such as history constructs it, that the signifi-
historical cation of a concrete personality, as a causal factor, has nothing
common with the general "human" meaning of this same personality.
as "intrinsic value", finally that the "inadequacies" of a personal
being in a prominent position can be causally important.
This is all perfectly correct. Despite this, it remains to give an answer to the
question: is it fair, or let us say rather in what sense is it fair to say that,
from the point of view of history, the analysis of cultural contents has no other goal than that of
to understand the effectiveness of the cultural phenomena in question?
We immediately grasp the logical significance of this question when we consider
the consequences that Meyer draws from it.
risks, all specimina fortitudinis? It is clear that in these cases we do not hold
also account that decisive events and conditions for the whole
historical causal ble (62 ). This is so, at least according to the logical principle, of-
then that history separated from the mythology of heroes. And now that
is it really biography? It is clearly wrong (or else it is a
simple rhetorical hyperbole) to say that "all the details [...] of the external life
and intimate of the hero ”must enter into a biography - although the“ studies
goethean ”which Meyer thinks perhaps can lead him to believe. It's about
only in the latter case to collect the materials in order to collect everything
which could possibly be of importance to Goethe's story, either to
title of direct element in a causal series - therefore as historically "fact"
important - either as a means of acquiring knowledge of historically important facts
so many, therefore as “sources”. However, it remains clear that in a biography
of Goethe's scientist do not come into consideration as part of the description
tion than the facts which are truly "significant".
[241] We come up against here, it is true, an ambiguity of the logical meaning of the
concept of meaning. It must therefore be subjected to an analysis which, as
will see, is able to shed light on what is basically "grounded" in the design
de Meyer, but also the inadequacies in the formulation of his theory, in
as long as it only makes "what historically exercises an action" the object
Of the history.
To clearly grasp the different points of view from which the "facts" of
cultural life can come into scientific consideration, we will choose
as an example the letters from Goethe to Mme de Stein. It is certainly not -
let's say it right off the bat - the given and perceptible "fact" of the scribbled paper that comes in
taken into account for the story. It is, in fact, only a means of knowing this
another "fact", namely that Goethe felt the impressions he expresses, that he
put them in writing and sent them to Mrs. de Stein and that he received from her
answers whose approximate meaning can be guessed by correctly interpreting
the "content" of Goethe's letters ( 63). This fact, which must be inferred by <4 interpreted
tation ”of the meaning of his letters, possibly using“ scientific ”means
auxiliaries, but which in truth we understand on reading could first
Let us admit further that this is not so and suppose that these experiences
do not contain anything characteristic in any respect for Goethe's originality
compared to his contemporaries and that they would constitute something which
responds only to a "type" of conduct of life specific to certain environments
Germans of that time. In this case they would not add any new element.
calf for the historical knowledge of Goethe, but they could
Page 29
21 It goes without saying that this does not prove, for example, that logic would be in error when it
draws a rigorous distinction between these views - possibly even within
of the same scientific presentation. This misunderstanding is the basis of some absurd objections
made to Rickert.
Page 30
Let's recap. We have seen that the letters to Mme de Stein or more precisely
the content of Goethe's expressions and experiences that they share with us.
vrent have taken on various "meanings". Going up from the last to the
first we see that
a) in both cases (nos. 4 and 5) they are the example of a genre and they are
therefore means of knowing the general essence of the experiences
in sense 4 and 5; - than
c) they are a causal element of a historical whole (no 1). In the cases
(a) (that is to say nos 4 and 5) one cannot speak of "signification" from the point of view
of history only insofar as the generic concept constructed using this
singular example can become important under certain conditions - that we
we will see later - for the use of the control [ Kontrolle ] of the historical proof-
than. On the other hand, when Meyer limits the "sphere of history" to "what is
effective ”- following what corresponds to No. 1 or (c) of the previous table - it
is impossible that this could mean that the second category of cases of "if-
gnification ”(those in division (b) remain outside the scope of history.
in other words, there are facts which are not themselves elements of series
historical causal factors, but which serve to reveal the facts that deserve to be
grés in these causal series. This is the case, for example, with the elements of the
response from Goethe who "illustrate", that is to say, make known
the decisive “originality” of its literary production or else the essential aspects
tials of the development of manners in cultivated society of the eighteenth century. [245]
In short, there can be no question of history neglecting once and for all this
category of facts, either in a "Goethe story" (in case no. 2), or in
a "history of manners" in the 18th century (in case no. 3). Besides the work
Even de Meyer shows that he cannot do without this kind of means of
awareness. What is meant by this is that these elements are unique-
ment of "means of knowledge" and not "of the elements of the historical whole.
risk ”. However, the biography and the "studies on antiquity" do not use in another
meaning these "characteristic" details. It is therefore clear that it is not here that
finds the stumbling block for É. Meyer.
22 The discussion of this special case will be the subject of a more precise study in one of the sections
following. We will therefore intentionally leave open the question of knowing in
to what extent it should be considered from a logical point of view as a separate case. For reasons
sounds of greater security we will only add for the moment that this does not disturb any
nothing the clarity of the logical opposition between historical use and nomothetic use
facts. In fact, in no case does the concrete fact come into play in this regard in a way.
"historical" lesson, that is to say as a link in a concrete causal series, in the sense
that we have established here.
Page 31
Page 32
patible with "science", only where, for example about the value of pen-
EEM Capital of Marx, standards are taken into account (for pre-
feels those of thought). But even in this case an objective "evaluation"
of the object (in our example, the logical "correctness" of the categories
lines of Marx) is not something that necessarily corresponds to the goal of a
"Interpretation" and elsewhere where we are dealing with "cultural values" and
no to "standards" it would constitute a task which goes beyond the limits of
the “interpretation”. It is open to an individual to deny personally, without
no logical or practical absurdity - for that is the question - any "validity"
to the products of the literary and artistic culture of Antiquity or to the feeling
religiously contained in the Sermon on the Mount, as it may
to refuse it to this mixture of ardent passion and asceticism with all the
fine flowers of the poetic life contained in the letters to Madame de Stein. It does not
In no way follows that this negative “interpretation” [247] would therefore be “undermined”.
cloud of all value ”, because it can notwithstanding and precisely for this reason him
bring a "knowledge", in the sense that it broadens as we usually say its
Intimate "life" and its "intellectual horizon", that it makes it capable of seizing pos-
sibilities and nuances of a certain lifestyle and to reflect on them, to develop
per intellectually, aesthetically and morally (in the broadest sense
of the word) by differentiating his own ego and making his "soul" so to speak
more “value sensitive”. The "interpretation" of intellectual creation is
thetics and ethics operate here in the same way as the previous one and there is therefore
so many "legitimate" reasons to affirm that "history" is in a certain sense of
the “art” than to designate the “sciences of the mind” as “sub-
jectivantes ”[ subjektivierend ]. But here we are reaching the limit at the same time
extreme of what we can still call "reflexive elaboration of the empirical",
because it is no longer a question of "historical work" in the logical sense.
It is clear that what Édouard Meyer calls (on page 55) "a philological study
that of the past ”corresponds to this form of interpretation which starts from relations by
timeless essence of "historical" objects, that is to say of their "validity
axiological ”[Wertgeltung], and helps us to“ understand ”them. This is what indi-
that the definition he gives of this aspect of scientific activity, when he
states on page 55 that it "transposes the products of history into the present and
considers them for this reason statically [zuständlich] ”, that it treats its ob-
jet "not in the making or as exercising an action in history, but as
of being ”[seiend] and therefore considers it, unlike history,
in all its aspects [ allseitig ]. This is therefore an "exhaustive interpretation
singular creations ”, first of all literature and art, but it also aims,
as Meyer expressly says, political and religious institutions,
customs and representations and "finally the whole of the culture of a period
considered in its unity ”. It goes without saying that this kind of "interpretation" has no
nothing "philological" in the sense of a specialized discipline in the field of
linguistic. Indeed, the interpretation of the literal "meaning" of a literary object and
the "interpretation" of its "ideal" content or of its "meaning" understood as
Page 33
If we had to look for the difference between these two ways of seeing only in
what one (axiological analysis ") considers its objects" statically "and the other
be (the "history") as subject to a "development" or again in that
one would be a "transverse" section and the other a "longitudinal" section in
in the past, their opposition would obviously have very little importance. For
hatching his sons (we see it in Meyer's own work), the historian is also
obliged to start from certain “given” preliminary points that he presents “stati-
cement ”, and during the presentation it always happens that at some point he gathered
seems the "results" of "development" into a "state" [Zustand] by a
kind of cross section. Meyer will undoubtedly not refuse the quality of work
"Historical" to a monographic description devoted to the composition so-
church of the Athenian ecclesia at a determined period [249], provided that it was
proposes to contribute to the elucidation of the causal and historical conditionality of
this assembly on the one hand and its influence on the "state" of the political situation.
than in Athens on the other. Likewise Meyer will certainly admit that the difference
between these two ways of seeing lies in the fact that the "philological" work
(in the sense of an "axiological analysis") takes where appropriate and perhaps norma-
23 We call it this essentially to distinguish it from the interpretation which is only literal.
rale. The fact that in reality this distinction is regularly neglected cannot constitute a
obstacle to their logical separation .
Page 34
take into consideration the facts which are also important for
the “history”, but possibly also others which remain foreign to the “history”.
toire ”, therefore facts which 1) are not themselves rings of a
historical causal chain, and which 2) cannot be used as
means of knowledge of the facts of the first category, in short which do not generally
ral with the "history" none of the reports we have reviewed so far.
What can these other relationships be? Or should we admit that the analysis
axiological would be foreign to any relation with historical knowledge,
whoever she is ?
Page 35
sance to these letters and at the same time the letters themselves 24 [251], all true
that it is moreover that the causal "explanation" taken in itself and practiced
à la Düntzer ( 67) here, as everywhere else, only provides "information
fragmentary ”. It goes without saying that the interpretation which we have called "analysis
axiological ”is the guide of the other, of that which is“ historical ”, that is to say
causal. The first reveals the "valued" elements of the object whose explanation
causal constitutes the problem of the second or even the "axiological analysis"
creates the starting points where the causal regression is tied and gives it the
Determining "points of view" without which it could only move towards
Page 36
Page 37
value "possible, that is, if I transform these objects into" historical individualities
risks ”, this means that I myself become aware and I make people aware of
cience to others, by means of interpretation, of the concrete, singular
the sole and ultimately unique "ideas" (let us for now use this
term borrowed from metaphysics) in which the political structure in question
tion (for example the "State" in the time of Frederick the Great) or [253] the persona
ity in question (for example that of Goethe or Bismarck) or the literal work
in question (for example, Marx's Capital ) were "incarnated" and "ac-
compline ”. And, if we set aside the always dangerous metaphysical language and
elsewhere superfluous, one can also formulate things as follows: this means that I
lopps in an articulated form the points of application of the "evaluative attitudes
ves' possible that the segment in question of reality reveals and because of which
he claims to have a more or less universal meaning - that we must distinguish between
greedily for its causal "meaning" .
27 When I look at the economic and social conditions of the formation of an “ex-
concrete pressure ”of Christianity or of Provençal chivalrous poetry, I do not
at all of these manifestations [254] phenomena which have "value s" only by virtue of
their economic significance . The way in which the different scientists or the various disciplines
traditionally separated demarcate their "domain" for purely technical reasons.
The issues relating to the division of labor are obviously of no logical importance here.
Page 38
salt ”(= general) than to believe that one could express the truth in one
proposition or to accomplish morality in a single act or to incarnate the beautiful in one
only work.
But let us return to Édouard Meyer and his efforts to take a closer look at the
problem of historical "significance". The reflections that we have just
have, in fact, moved us away from the sphere of methodological problems in order to
bring us to touch those of the philosophy of history. At the level of a re-
bending which is maintained strictly on the ground of the methodology there is no
another way to justify the selection of certain singular elements in order to
be the subject of a historical study than that which proceeds by reference to the present
this effctive of a corresponding interest. At this level where we do not take care of the meaning
of this interest, the relation to values could not effectively signify more.
So Meyer is reassured, and rightly so if we place ourselves at this point of
view, considering that the existence of this interest, however mediocre it may be, is sufficient for the
roof. However, certain obscurities and contradictions in his explanations
trent with sufficient clarity how annoying is the absence of an orienta-
tion of its reflection according to the philosophy of history.
“The selection (in history), says Meyer on page 37, is based on historical interest
risk that the present finds to an effect or a result of development, so
that she feels the need to follow in the footsteps of the elements that produced her. " And one
a little further on, on page 45, he interprets this sentence by saying that the "historian
finds in himself the problems which allow him to approach his subject ”. Those
statements agree entirely with what we have said; in addition, it is
there from the only exact meaning that it is possible to give to Meyer's declaration (which
we have criticized above) saying that in history we "go back from the effect to the
cause ”. It is therefore not [255] question as he believes that there is a way
proper to history to handle the concept of causality, because the "historical causes
significantly ”are only those that the regression, starting from one segment
of culture to which one “attributes a value”, must necessarily welcome
read as an essential element in itself: this is what has been called the principle-
of "teleological dependence", although this notion is quite ambiguous. Se
then asks the question: should the starting point of causal regression always
be an element of the Present, as Meyer suggests if we trust the text
that we have just quoted? In reality, Meyer does not have a well-defined position on
this point. We note, as all our explanations have already shown, that
that especially with him a clear indication of what he basically means by "efficaci-
historic tee ”. Indeed, following the objections made to it by others, if
we admit that only "that which exerts an influence" [ was wirkt ] finds place in
history, one cannot escape, whatever the subject of the historical account, by
example its History of Antiquity, to the following cardinal question: what state
final [ Endzustand ] and what elements of this state should be taken as a basis for the title
effect caused [ Bewirkte ] by development. history to be described and by
therefore to decide which facts to eliminate as historically
Page 39
At the top of page 37, however, he leaves another way out by writing:
“We can also be educated on what has been historically effective
[256] in contact with the past, as we imagine one of its moments as
here. »In this case we can, of course, start from any point of view.
and introduce by the imagination any element of civilization as a
"efficient" factor, but then the delimitation that Meyer wanted precisely
establish collapses. In spite of everything, the following question would always be asked: what is
the element that a history of antiquity chooses as a selection criterion for
determine what is important to a historian? By adopting the way of
see Meyer, we would have to admit a "final state of the history of antiquity",
that is to say a cut [ Einschnitt ] which would pass for the "final moment" ap-
property. But what is it? The reign of Emperor Romulus or that of Justinian
where perhaps more probably that of Diocletian? In this case, all that is
"Characteristic" of this terminal period , of this "age of old age" of the
tiquity would undoubtedly and fully enter the description as
figuring its outcome, since these characteristics would form the ob-
throw of the historical explanation; moreover, before anything else, all
the facts that have been causally essential (effective) in this process of
"Aging". On the other hand, it would be necessary to eliminate from an exposition devoted for example
ple to Greek civilization all that at that time (at the time of the emperor
Romulus or Diocletian) no longer exerted any “cultural influence”. Being
given the state of literature, philosophy and in general of civilization to
at this time, we should exclude a terribly important part of what has
general "price" in our eyes in a History of Antiquity. Fortunately
we do not have to deplore the absence of it in Meyer's work itself.
Whatever the immensity of the primary object that we have chosen - let us take
as an example the current state of the whole of "modern civilization", that is
say the Christian civilization, capitalist and constitutionalist which, of Europe,
"Radiates" over the whole world, therefore a formidable aggregate of ë va-
their cultural "which is considered as such under the" points of view "
more diverse - the causal regression which proposes to "explain" it historically -
ment will be forced to neglect, especially if it dates back to the Middle Ages and
antiquity, an enormous quantity of objects, because, at least in part, they do not
are not causally important. However, objects thus neglected can awaken
our "evaluative" curiosity "for themselves" [258] considerably and
thus become in their turn "historical individualities" who call for their
aside a new "explanatory" causal regression. Of course you have to agree
that in this case "historical" curiosity remains specifically mediocre, because
Page 41
Max Weber, Essays on the Theory of Science. Second attempt (1906) 41
Page 42
Page 43
When, to explain that the present does not become the object of "history",
Meyer invokes exclusively the reason that we do not yet know and that we do not
can not yet know what are the elements that will prove to be "effective
cient 'in the[ future,
historicity it is certain that(subjective)
Ungeschichilichkeit] this allegation concerning
of the present isthe non- at least
relevant,
within certain limits. It is only the future that will definitively decide the
causal significance of the events of the present, as "causes". It's not
however not the only aspect of the problem, even if as here one makes natural-
of external elements, such as the absence of sources, for example
full of archives, etc. Not only has the immediate present not yet become
a historical 'cause', but neither is it a historical 'individuality'.
that no more than a "lived experience" [Erlebnis] is the object of empirical knowledge.
that at the moment when it is accomplished "in me" or "around me". Any "eva-
to express ourselves in this way, a “contemplative” moment.
tif ": it not only contains neither the first value judgment im-
medium of the "subject" which takes a position, but its essential content is, as
as we have seen, a knowledge of possible "relations to values" ; she presupposes
therefore, at least theoretically, the faculty of changing "point of view" with regard to
of the object. We usually express this by saying that we must first find a
"objective" attitude [261] with regard to the experience lived before it is
comes "object of history", which precisely does not mean in this case
that it exerts a causal "action".
Page 44
Page 45
28 Indeed, it is only then that one can approach the discussion on the different
possible principles of a "classification of sciences".
Page 46
However, these "studies" are not only conditioned by this, but also by
the originality of certain eminent specialists and above all by the "importance"
that the culture of classical antiquity has had until now for our own
education of the mind. Let us therefore try to formulate in a radical way and therefore
purely theoretical the points of view which it is in principle possible to adopt from
before ancient civilization.
1) The first affirms the absolute validity of the value of ancient culture;
we find its imprint in humanism or also for example in the work
by Winckelmann (74 ) and finally in all the varieties of what is called the
"Classicism" that we will obviously not examine. in detail. According to this
conception, in case we push it to its extreme consequences and for
as much as the "Christian" character of our civilization and the products of rationalization.
lism do not introduce "complements" or "modifications", the elements
elements of ancient culture are quite simply the at least vir-
tual of the culture in general, not because they had a "causal influence" in
sense of Meyer, but because they must exert a causal action on our
education by virtue of the absolute validity of their value. Also ancient culture
is it in the first place the object of the interpretation in usum scholarum with a view to raising
his own nation at the height of a cultivated people. This is how philology in
broadest sense of "knowledge of what is known" (Erkenntnis des Er-
kannten) (75 ) sees in principle. in antiquity something suprahistoric
and timeless validity.
Page 47
where its cultural content is suitable for becoming a means of knowledge with a view to
the construction of general "types". But in contrast to the first "concept
tion ”it is not a valid cultural norm on a permanent basis and in contrast to
the second it is not the absolutely unique object of its kind of an evaluation
contemplative and singular.
Page 48
2. -Objective possibility
and adequate causality in history.
[266] "The outbreak of the Second Punic War," says E. Meyer (p. 16),
is the consequence of a decision of Hannibal, that of the Seven Years' War of a
decision of Frederick the Great, that of the War of 1866 a decision of Bis-
marck. They could all have made another decision, and other personalities
[...] would undoubtedly have taken another; as a result, the course of history
would have been quite different. "He adds in footnote 2 at the bottom of the same page:" He does not
This is in no way a question of asserting or contesting that in these cases the wars in
cause would not have taken place; this question is absolutely insoluble and idle. "
Apart from the ambiguous relation between this second sentence and the declarations
previous rations of Meyer on the relations between "freedom" and "necessity" in
history, it is important to speak out against this position which asserts that questions
to which we cannot give an answer or at least an incontestable answer.
ble would therefore be simply "idle". It would be unfortunate, even
for empirical science, if the supreme problems to which we do not
no answer had never been raised. In truth, this is not about this
sort of "supreme" problems, but of a question which on the one hand is "beyond
sée ”by events, to which on the other hand we cannot positively give
no unequivocal answer in the state of our current knowledge. and possible and which, finally,
if we consider it from a strictly "deterministic" point of view, calls into question
dice consequences of something which "could not happen" as it is
"determining circumstances". Despite this, there is absolutely nothing "oi-
seux ”to ask the question: what could have happened if Bismarck had not taken the
decision to go to war? It concerns, in fact, the decisive point for the struc-
historical turation of reality, namely: what causal meaning must be
to attribute to this individual decision within the totality of the infi-
very many who had to be arranged precisely in this way and
not from another to bring about this result, and what is the place of this decision
in the historical account? If history claims to rise above a simple
chronicle of events and personalities, he has no other [267] way
than asking questions like this. And as far as she is a
science, it has always done it that way.
Page 49
31 This remains true despite (the criticism of Kistiakovski ( loc. Cit. P. 393) which remains external to
this concept of "possibility".
Page 50
that if the decision had been different it would not have evolved into conflict, nor
in general nor under the action of political constellations which determine
The course and development of events were born in these various periods. Because
otherwise this decision would not have historically been more important than the
fire. The judgment affirming that, if one modifies or omits in thought a
singular historical event [ einzelne Tatsache ] in a complex of condi-
historical relationships, it would have followed, with regard to certain historical relationships
cally important, a development different from historical events,
therefore appears to be of considerable value in determining the "significance
history of this event, even if the historian believes in praxi not to have to
to develop and to base consciously and explicitly such a judgment which
in exceptional cases, in particular when there is a dispute about this
Historical "significance". It is evident that this fact should have prompted examination.
of the logical nature of this sort of judgment which relates to the outcomes
what "should" have been expected in the event of omission or modification of an item
causally singular in a complex of conditions, and invite to a study of
their importance for history. We will try to get some clarity on this
topic.
One understands, among other things, the distress of the logic of history 32 [269] in the fact that
decisive research on this important question has not been undertaken
by historians or theorists of historical methodology, but by
representatives of specialties far removed from this discipline.
The theory of what is called the "objective possibility" which will be discussed
here is based on the work of the eminent physiologist von Kries 33 (78 ) and using
currentation of this concept on the works of those who claim to be von
Kries or criticize him, first of all the criminalists and then the jurists, specialists
especially Merkel, Rümelin, Liepmann, and recently Radbruch 34 ( 79). In the
32 It seems appropriate to state here expressly that the categories which we will continue to discuss
tion in the following pages find application not only in the sphere of specia-
ciality usually called "history" but also in any "historical" imputation
of any singular event, including those of inert nature. The category of
"Historical" is taken here as a logical concept and not as a technical concept
specific to a specialty.
33 Über den Begriff der objektiven Möglichkeit und einige Anwendungen desselben, Leipzig
1888. Von Kries had already set out important preliminaries of these discussions in his
Prinzipien der Wahrscheinlichkeitsrechnung.
ture of the historical Note
"object", there are only the in advance
most that,
elementary as a result
rudiments ofof
thethe na- of
theory
von Kries which are important for historical methodology. Not only is he not
possible to take into account in the causal examination of history the principles of what we know
shovels in the narrow sense the "calculus of probabilities", but already the simple attempt to use
similarly his points of view call for great caution.
34 The most penetrating critique of the application of von Kries theory to legal problems
ques has been made so far by Radbruch
Page 51
35 Among the statistical theorists who come closest to von Kries' conceptions
we must cite L. von Bortkiewitsch, Die erkenntnis-theoretischen Grundlagen der Wahrschein-
lichkeitsrechnung in the Conrads jahrbücher, 3 Folge, t. XVIII (see also t .. XVIII
), and in DieTheorie der Bevö1kerungs- und Moralstatistik nach Lexis (ibid. t. XXVIT). Of
even A. Tschuprow places himself on the ground of von Kries' theory, but I have unfortunately
I could not read his article on Moralstatistik in the Brockhaus-Ephronschen Enzy-
klopädischen Wörterbuch (80 ). However, see his article onAufgaben der Theorie der Statis-
tik in Schmollers Jahrbuch, 1905, p. 421. I cannot approve the criticism of Th. Kistia-
kovski (in his work on Problemen des Idealismus, pp. 378 et seq.) which, it is true, does not
only sketch the question, subject to a more detailed discussion to come. He blames this
theory (p. 379) to use a false concept of causation based on Stuart Mill's logic, and
more particularly to use the categories of "compound cause" and "cause by-
tielle ”, categories which would be based on their side on an anthropomorphic interpretation of
causality (in the sense of "efficiency"), this point is also pointed out by Rad-
bruch, op . cit. p. 22. However, this idea of "efficiency or, to use a newer expression
be which is absolutely identical to it in terms of meaning, the "causal link" is absolutely
inseparable from any causal study that reflects on the series of qualitative changes indi-
viduals. As for the need (and the obligation) not to burden this link with presuppositions
superfluous and dangerous metaphysics, we will come back to this later (on questions of
plurality of causes and elementary causes, see the considerations of Tschuprow, op. cit .
p. 436). Let us add only one remark: the "possibility" is a "constitutive" category.
( formend), i.e. its function is to determine the selection of the links
causality to be collected in the historical account. Matter formed historically on the other hand
does not contain "possibilities", at least ideally; subjectively, the historical account
very rarely succeeds in establishing judgments of necessity, but, objectively, the former
posed. is undoubtedly always subordinate to the presupposition that the causes to which we
"Imputes" the effect are to be considered as the "sufficient reasons" for the appearance of this effect.
fet, - of course, together with the infinity of "conditions" which, because they do not
not of "historical interest", are only summarily indicated in the discussion. This is
why the use of this category does not at all imply the conception, for a long time
time exceeded by the theory of causality, according to which certain links of the
actual causal connection would have somehow remained 'in abeyance' until the moment of
their intervention in the causal chain. Von Kries (op. Cit. P. 107) exposed, to my
opinion, absolutely convincingly the opposition between his theory and that of Stuart
Mill. (On all this, see also below). One thing is certain, is that "Stuart Mill has
he too discussed the category of possibility and even incidentally formed the concept of causal-
adequate ty (see Stuart Mill, Werke, deutscheAusgabe by Gomperz, III, p. 262).
Page 52
was the "cause" of a determined external effect? This question clearly has the
same logical structure as that of historical causality. Indeed, just like
history, problems concerning the practical social relations of men
between them, and especially those of justice, are oriented in an "an-
thropocentric ”, which means that they take care of the meaning
human "actions" . As with causal conditionality
of an event having resulted in a damage which must be expiated according to the
the penal code or repair according to the civil code, the problem of causality in his-
toire is also and always oriented towards the attribution of concrete effects to causes
its concrete, and not towards a deepening of " legalities " [ Gesetzlichkeiten ]
abstract. It is true, at the end of this common part of the road, the case law
dence and especially criminology slant towards a way of posing the problem.
problem which is specific to them, since there is another question: under what conditions
tions [271] and when the objective purely causal attribution of an effect to
is the action of an individual sufficient to qualify it as an act involving subjection
t really the "guilt" of the agent? Indeed this question is no longer a pro-
purely causal problem which could be resolved by observation of the facts
bling "objectively" by causal perception or interpretation; on the contrary he
it is a problem of forensic policy oriented according to ethical values.
ques and others. Indeed, it is a priori possible, really frequent and current-
commonly understood that the meaning of legal norms which is explicitly notified or
that must be elucidated by interpretation leads to the existence of a "fault",
within the meaning of the criminal law in question, is to be subordinated in the first place to certain
subjective circumstances on the agent's side (intention, determined capacity sub-
jectively to "predict" the outcome and the like); by that the meaning
fication of categorical differences in the ways of making connections
causal factors can be significantly altered 36 . However, for the first
stages of our discussion, this difference in the purpose of the research has
it doesn't matter. Also, together with legal theory will we try
to ask at this level: how the attribution of a concrete "effect" to a
In principle, is a singular "cause" possible and achievable, given that there is always
days in truth an infinity of causative elements which determined the appearance of a
Singular "event" and that in fact the totality of the singular causative elements
was necessary for the event to occur in its concrete form?
36 Modern law targets the agent and not the act (cf. Radbruch, op. Cit. P. 62) and is interested in the
Subjective 'fault', whereas history, in so far as it claims to remain a science, is
relies on the objective reasons of concrete events and the consequences of concrete “acts”,
without trying to indict the “agent”. Radbruch rightly founded his cry
von Kries' tick on this fundamental principle of modern law - which, however, is not valid -
lable for any right. This is why he recognizes the validity of von
Kries in some cases like those of the so-called crimes which caused unsuccessful results.
wanted (p. 65) or those of responsibility for "abstract possibilities of interference
these ”(p. 71), responsibility for lost profits and the responsibility of“ ir-
responsible ”, in short wherever objective causality is the only one involved (p. 80). However, the story is
is precisely in a very similar logical situation.
Page 53
Page 54
Max Weber, Essays on the Theory of Science. Second attempt (1906) 54
fication does not intervene in the real course of events, but already when the
essential elements in concreto and only interesting ones seem not to have been
causal relationship with him
The fact that this battle provoked the "decision" between these two "possi-
bilities ”, or at least influenced it considerably, clearly constitutes -
for us who are not Athenians - the only reason that we are there-
generally of historical interest. It would not be possible to establish the "meaning
fication ”without estimating these“ possibilities ”and irremediably cultural values.
which, according to our retrospective study, “depended” on this decision,
otherwise we wouldn't really see why we wouldn't put on this battle
Page 55
on the same level as a brawl between two Caffres or Indian tribes neither for-
what we should not take more seriously in order to deepen the stu-
pide "fundamental idea" of the history of the world according to Helmholt ( 82), such
that it is exposed in the well-known “modern” collective work 37 .
When certain modern historians, after having been constrained by the force of
things, to delimit the "meaning" of a concrete event by a reflection
explicit and an explanation of the 'possibilities' of development, in particular
come to apologize after the fact [275] for having used this category apparently
indeterminist of 'possibility', this attitude cannot be logically justified.
ment, nothing. We find an example of this in the work of K. Hampe on
Conradin ( 83). In it we see the author making an extremely informative account of
the historical "significance" of the battle of Tagliacozzo in the light of a
study of the various "possibilities" between which the purely "accidental outcome"
such ”of the battle“ decided ”(following very specific tactical incidents)
liers) and then suddenly change his mind to add: "But history does not know
no possibilities. "To this we must answer: becoming conceived as" objecti-
vé ”[ objektiviert ] thanks to the deterministic axioms does not“ know ”the possibilities.
bled, because in general he does not know the concepts - but the "history" them
still knows , assuming it claims the title of science. Each line of
any historical account and even any selection of archives and sources intended for
the publication contain or more exactly must contain "judgments
possibility ”, if the publication claims to have a“ knowledge value ”
session ”.
37 It goes without saying that this judgment does not concern all the studies included in this work.
collective, because there are also works that are absolutely "old-fashioned"
as to the method, others which are remarkable. The idea of a kind of political "fairness"
social in history who would like - finally! - grant to the Kaffir and Indian peoples-
nes, so outrageously neglected until then, a place at least as important as
Athenians and who, to mark very clearly this "equity", would establish a distribution of the
historical material according to geography, is simply naïve.
Page 56
When, to the question: has such and such a train already passed such and such a station? we respond :
it is possible, it means that the one who answers thus does not know subjectively
no fact which would exclude the possibility of it, but also that it is not in me either.
sure to assert the fact. It is therefore a question of not knowing. But when Meyer judges
that in Greece, at the time of the Battle of Marathon, a theocratic development
religious was "possible" or "probable" in certain circumstances, it means
on the contrary that certain elements of the historical data were objectively pre-
sents, which means that they can be established with objective validity, and that if
we eliminate in thought the battle of Marathon (and of course another
considerable number of other elements of the actual course of events) or if
we think it could have happened otherwise, these elements would have been
positively "able" (to use a familiar criminologist phrase)
gie), following the general rules of experience, to lead to this development
is lying. The "knowledge" on which this sort of judgments is based to motivate [ be-
gründen ] the "meaning" of the battle of Marathon is, according to all these
considerations, on the one hand a knowledge of certain "facts" which can be proven by
the sources that they belonged to this historical situation (namely "ontolo-
") and on the other hand - as we have already seen - a knowledge of certain rules
Known experience, especially of how the
men are used to reacting to given situations [277] (namely "nomolo-
gique ”). We will examine later the nature of the "validity" of these "rules
of experience ”. One thing is in any case certain: to justify his decisive thesis
on the "significance" of the battle of Marathon, Meyer would be obliged in the event of
challenge to break down this "situation" into its "elements" until
our "imagination" could apply to "ontological" knowledge the "no-
Page 57
mological ”empirical, drawn from our own individual experience and from the
knowledge of the behavior of others, to enable us to judge posi-
tively that this combined action [ Zusammenwirken ] of the facts - under the condi-
we have modified in thought in a specific sense - "was at,
even ”to lead to the result which is affirmed as“ objectively ”possible.
corn. Which only means that, if we conceive "in thought" this result
as having to actually take place, we would grant these facts thus modified.
thought the value of "sufficient causes" [zureichende Ursachen ] .
This very simple state of affairs that we have been obliged to present
somewhat complicated way to avoid any ambiguity shows us that,
when we formulate a historical causal connection, we are not using
not just abstraction in the two forms of the process of isolation and
that of generalization, but still that the simplest historical judgment
concerning the historical "significance" of a "concrete fact" is far from being - a
simple recording of facts which are "given". It is not alone-
a categorically formed table of thoughts , but it does not acquire objective
ment of validity only because we add [ hinzubringen ] to reality "don-
born ”all the treasure of our empirical knowledge of a“ nomological ”order.
To all that we have just said, the historian will not fail to object 38
that the actual process in historical work as well as the content ef-
effect of the historical account are quite different. It is the "tact" [Takt] or the "intui-
tion ”[ Intuition ] of the historian, and not the generalizations and knowledge of
"Rules" which would allow causal connections to be inferred: the difference with the
work specific to the natural sciences would consist precisely in the fact that the historian
would have to deal with the explanation of events and personalities who would leave
"To interpret" and "to understand" directly by analogy with our own es-
spiritual sence; with regard to the exposition, it would still be [278] "tact" and
suggestive intuitiveness of the story that would allow the reader to 'relive' the rela-
tion in a manner analogous to that in which the historian would have experienced it and
vement and not discovered by subtle reasoning. It is further argued
that the objective judgment of possibility regarding what "would" have happened
according to the general rules of experience, if one omits or modifies in thought a
singular causal component, would very often be uncertain; more frequently
yet it would be impossible to establish it, so that this basis of the "imputation"
history would, in fact, always be doomed to failure and could in no way be
constitutive of the logical value of historical knowledge. - In the arguments
statements of this kind we confuse above all different things, on the one hand the
psychological process of the formation of scientific knowledge and the
"artistic" form of the presentation of what we have just grasped in order to influence
38 For more details on what will follow, see the explanations in my study on Roscher and
Knies ( 85 ).
Page 58
psychologically the reader and on the other hand the logical structure of
session.
Page 59
This simple conjugal dialogue was therefore already sufficient to make this "experience
lived ”an“ object ”categorically formed, and, like the bourgeois of Mo-
liere who learned to her amazement that throughout his life he had spoken "in
prose ”, this young woman would certainly be just as astonished if a logician
taught her that she made a "causal imputation" in the manner of the historian,
that it has formed “objective judgments of possibilities” for this purpose and that it has
even operated with the category of "adequate causality", which we will explain
soon - because in front of the logic forum there is no difference. An acquaintance
reflective session, even from our own lived experience, can never be
a real "revival" or a simple "photograph" of lived experience, because
the “lived experience”, by becoming an “object”, is always enriched with perspectives
and relationships of which we are precisely not "aware" at the moment when we have it.
" lives ". The representation that one makes by the memory of a personal action
is in no way different in this respect from that which one has of a concrete event
past of "nature" that we have experienced ourselves or that has been reported to us
by others. It is probably not necessary to comment further on the
Page 60
39 We will briefly examine an example that K. Voßler analyzes, ( op. Cit. P. 101),
to illustrate the "powerlessness" of building "laws". he mentions some idiocy
forming within his own family an "Italian linguistic flow in the high seas of the
German guise ”that his children shaped, that parents sometimes imitated in their
conversation with children and whose origin goes back to very concrete reasons that remain
perfectly clear in memory. In this regard, he asks the question: "What is the explanation?
than collective psychology (and we could add, without betraying its thought, no matter what
which science of a "legal" character) could well provide in these cases of linear development.
guistic? "- Considered by itself this phenomenon is, in fact, sufficiently explained pri-
my face, but that does not mean that it could not yet become the object of use and
of a more complete elaboration. First of all the fact that the causal relation is determinable
with certainty (in thought, for that alone matters here) could be used as a heuristic means.
tick with a view to verifying, in connection with other phenomena of linguistic evolution, whether it is possible
possible to discover there the same causal relation, which requires, from the local point of view
geology, the insertion of the concrete case in a general rule. Voßler himself formulated
this rule (p. 102): "The forms used more frequently exert an attraction on
those which are more rarely. " That's not all. The causal explanation that we are pre-
suffices, we have said, prima facie . However, it should not be forgotten either that any
singular causal connection , even the simplest apparently, can be analyzed and de-
infinitely composed and that each time the limits of our causal curiosity fix the point where
we stop. In the present case, it is absolutely not certain that our curiosity
causal must consider itself satisfied with the "effective" course of things as it is presented to us.
An exact observation could possibly teach us, for example, that this "at-
traction ”which conditioned the linguistic transformation in children as well as the imitation
by
verythedifferent
parents ideas
of these linguistic
about creations
the various formsofoftheir offspring
words, was
and one madewonder
might in propor-
whether
is not possible to see why either of these forms occurs more frequently
or more rarely or even not at all. Our causal curiosity would not be satisfied in this case.
only if the conditions of these. appearances were, stated in the form of rules and if the case
concrete was "explained" as a particular constellation resulting from the competition of these
rules under concrete conditions. ¢ would thus open up in the privacy of his home the hunt for
rules and procedures of isolation and generalization which he loathes so much. And for
fills, by his own fault. Indeed, his general conception that the "analogy is
a question of psychic power ”necessarily obliges us to ask the question:
it is not possible to discover and express anything general about these "psy-" conditions.
chiques ”of this sort of“ psychic power relations ”? And we see at first
at a glance that by asking the question in this way, one apparently forcibly introduces into the debate
Voßler's main enemy: "psychology". If in the specific case we content ourselves with
tones of a simple presentation of the concrete course of things, we do it for two reasons: either
we admit first that these "rules" that one could discover by an analysis
in the concrete case do not present any new view for science.
- that is to say that the concrete event has no significant significance as a "means of
knowledge ”[282 [or secondly only the concrete event itself, not having had
efficiency only in a restricted domain, has no universal significance for linear evolution.
guistic and therefore of no importance as a “real historical cause” either.
It is therefore only the limit of our interest and not any logical absurdity that makes
that this phenomenon peculiar to the Voßler family has apparently spared him
I “conceptual elaboration”.
Page 61
40 The attempt to construct positively what "would" have happened can, when undertaken,
lead to monstrous results.
Page 62
The two rifle shots on the night of March in Berlin come in approximate-
ment, according to Édouard Meyer, in this category, - but perhaps not entirely
because, even adopting his point of view, we can still think that they
at least helped to determine the moment when the fighting broke out,
whereas if they had erupted a little later they could have meant a course
different from events.
Page 63
constant and unequivocal (nature of the die, distribution of the balls), in such a way that
all other conceivable circumstances present In relation to these "pos-
sibilities ”no causal relationship likely to fall under a general rule.
rale of experience. The way I grab the cup and shake it before I
play are absolutely determining components of the number of points that
I will obtain in concreto, - however , in spite of the superstition of "pro players
professional ”, there is no possibility of imagining only a rule of experimentation.
rience which would express that a certain way of executing these two movements
physical would be "able" to favor the chance of obtaining a number of -points
determined. This causality is therefore absolutely "accidental", that is to say we,
are justified in saying that the physical movement of the player [285] does not favor
not in general the chance to obtain a certain number of points: occasionally
with each movement the chances of leaving one or the other of the faces appear
as "equal". On the other hand, there is a general rule of experience which says
that, when the center of gravity of the die is eccentric, there is for one of the faces
from this "false" dice more favorable chances of getting out, together with other
very decisive concrete, and one can even express "numerically" the
proportion of these “more favorable chances” of “objective possibility” in repeated
both jets with sufficient frequency.
Despite the recommendations for caution that are usually given correctly
title to those who want to transpose the principles of the calculus of probabilities in
other areas ,. it is however clear that this last case is not without analogy.
in the domain of all concrete causality and therefore also in that of causality.
historical dirtiness, with the reservation that the numerical determination which presupposes
firstly poses "absolute chance" and secondly "aspects" or
quantifiable events as the sole object of interest, is totally dis-
should. Yet despite this shortcoming, we can not only very well formu-
there are general judgments indicating that certain situations "favorably
feels »more or less an identical way of reacting by certain traits in the
beings who face them, but still, when we formulate a proposition of
this kind, we are also able to designate a huge mass of cir-
constancies that could possibly be added to it without altering this general chance.
neral "favorable". Finally, if it is not possible for us to assess in an equi-
evokes, even by the calculation of probabilities, the degree of favorable chance that certain
certain "conditions" exert on a determined effect, we are nevertheless in
measure to assess the relative "degree" of this favorable general luck, thanks to the
comparison with the way in which certain other conditions, modified in the
sée, the “would have” favored it; and when we do in "imagination" this com-
parison thanks to a sufficient number of conceivable modifications of the constellations.
tions, it is always possible, at least in principle, to design a proportion
significant enough determinability to make a judgment on the "degree" of
objective possibility - a problem which alone interests us here in the first place. This
is not only in [286] daily life, but also and above all in his-
that we constantly employ judgments of this sort on the "de-
Page 64
We will therefore adopt the use that since the work of von Kries the jurists,
causality theorists, have established and we will speak of "adequate" causality
in the cases which correspond to the logical type we have just indicated, it is
ie those which express the relation between certain complexes of "conditions"
grasped in their unity by historical reflection and considered in isolation and the effect
which intervened (these conditions being the adequate causes of the elements of the effect
in question). And, just as Meyer does - although he did not elaborate the no-
tion with precision - we will speak of accidental causation when the facts which
exerted an influence on the elements of the event which historically entered
taken into account resulted in an effect which was not "adequate" in this sense.
a complex of conditions grasped by thought in its unity.
To come back to the examples used above, it is therefore necessary to determine logi-
cally the "significance" of the battle of Marathon according to the conception of
Meyer no Not in the sense that a victory for the Persians should have been
consequence a development [287] totally different from the Hellenic culture
and as a result of world civilization - moreover it would not be possible to for-
to emulate this judgment - but in the sense that this other development "would have" been the
adequate consequence of this victory. In the same way we will conceive in a lo-
gically correct Meyer's judgment on the unification of Germany, to which
von Below found fault, if we try to make it intelligible in the light
general rules of experience, considering this unification as the
"adequate" consequence of certain previous events, just like the de-
also comes the March revolution in Berlin if we look at it as the consequence.
adequate quence of a certain general "situation" of a political and social order.
On the other hand, if we were able to persuade us that without these two fire courses in front of
the Berlin castle the revolution "could have" very probably been avoided,
because one could prove according to the general rules of experiment that without
them the combination of the other "conditions" would not have "favored", or
Page 65
[288] It is too often overlooked that these are abstractions, and even a
quite specific way which finds its analogue in the doctrines of certain
certain jurists, theorists of causality, whose views refer to the conceptions
by Stuart Mill that the aforementioned work by von Kries moreover criticizes in a way
very convincing 42 . Based on Mill who believed that the mathematical quotient
that of probability would indicate, within the complex of existing causes ("objecti-
event ”) at a given moment, the relation between the “ causes ”which “ produce ”
the effect and those that “upset” it, Binding (87 ) also admits that between
conditions which "tend towards an effect" and those which "oppose" it would exist
objectively a relation which would be numerically determinable or at least
evaluable (in particular cases), or which would be under certain conditions
in a "state of equilibrium", and that the process of causality would mean the preponderance
rancid of the first on the seconds 43 . It is obvious that we take in this case
as the basis of the theory of causality the phenomenon of the "conflict of motives" which
manifests itself in the form of an immediate lived experience at the time of
deliberation in human actions. Whatever importance one may
grant to this phenomenon 44 , it remains certain that a rigorous causal knowledge
41 We will see later if we have the means (and which ones) to evaluate the "degree" of
adequacy and if the so-called "analogies" then play a role (and which), especially
in the decomposition of a "complex set of causes" into its "elements" - especially
that we objectively have no key to operate this division. Our way of us
expressing here is therefore necessarily provisional.
42 The extent of von Kries' views' looting 'in this place as in the previous passages
teeth becomes almost embarrassing to me, especially since the formulation is often, by the force of
things, far from equaling in precision that of von Kries. All this is however inevitable,
given the purpose of this study.
43 Binding, Die Normen und ihre Übertretung, I, pp. 41 and following. and von Kries, op. cit . p. 107.
44 H. Gomperz (Über die Wahrscheinlichkeit der Willensentscheidung, Wien 1904, Separat-
druck aus der Sitzungsberichten der Wiener Akademie, Phil.-Hist. KI., T. CXL) makes it the basis
Page 66
Also, when we speak of conditions which "favor" a given effect and of other
very which "upset" him, we can in no way understand by this that some
have, in a specific case, sought in vain to counteract the effect which finally
produced, while the others eventually produced it despite the resistance of the pre-
cedent. On the contrary, this way of speaking always and without exception means
that certain elements of reality, chronologically prior to the effect and that
has isolated in thought, usually "favor" in a general way, according to the
general rules of experience, an effect of this kind, which means, as
as we have seen, that in the surplus [ Überzahl ] of conceivable combinations
possible with other conditions, these elements usually produce this ef-
fet, while others generally produce not this effect, but another.
When, for example, we hear Meyer speak of cases "where everything contributes to a
determined effect ”(p. 27) it can only allude to an abstraction which proceeds
by isolation and generalization and not to a reproduction of a course of events
ments that actually took place. Formulated in a logically correct way,
this means that we can observe causative "elements" and isolate them in
thought and that the expected effect must be conceived as being adequate for them, because
we can only imagine relatively few combinations of these elements.
isolated elements with other causative elements, which would allow us to "wait
dre ”, according to the general rules of experiment, another result. In the cases
where things present themselves [290] to our "interpretation" to the way in which
Page 67
This last expression, as also the use of images of the kind of cel-
the "driving forces" or conversely "obstacles" to a development - to
that of capitalism, for example - or even turns of the kind that
express that a certain "rule" of the causal relation has been "annulled" [ auf-
gehoben ] in a concrete case by sequences of determined causes or
same (formula still more imprecise) when we say that a (i law "has been" annulled)
enacted ”by another“ law ”- all these names no longer present any danger if
we remain aware of their ideal character, that is to say if we do not lose sight of
that they are based on the abstraction of certain elements of the causal chain
real, on the ideal generalization of other elements in the form of judgments
objectives of possibility and on the use of these to order the becoming in
a causal relation of a determined structure 48 . Nevertheless it is not enough for us
not in this case that we recognize and know consciously that all our
"Knowledge" extends to a categorically structured reality and that the "cause
dirt 'for example is a category of our thought, because, with regard to the
"Adequacy" of causality, things are presented in this respect in a way
very special 49 . Although we do not intend to make the ex-
haustive of the appropriate causal category, it seems, however, necessary to
the sole purpose of clarifying and making intelligible the relative nature (conditioned by
each time by the concrete goal of the research) of the opposition between "causality
adequate ”and“ accidental causation ”, to set out at least briefly how
the extremely imprecise content in certain cases of the statement which expresses a
judgment of possibility agrees despite everything with its claim to a "validity"
and despite everything also with the effective possibility of using it in training.
tion of a historical causal series 50 .
47 This expression is certainly not beautiful, but it does not change the existence of the logi-
than.
48 It is only in the event that this is forgotten - as happens too frequently - that the objec-
statements of Kistiakovski ( loc. cit .) against the metaphysical character of this conception of
causality are justified.
49 With regard to these questions, the essential points of view are in part explicitly
exposed, only partly touched upon by both von Kries (op. cit.) and by Radbruch
( op. cit. ).
50 The third section which was to follow was not written.
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( 39 ) These three points of the alleged new direction of history that Weber
lists following Meyer, were exhibited by historian Karl LAMPRECHT
(1856-18i5) in his work: Moderne Geschichtswissenschaft (1st ed., 1905).
See also other works of methodology by the same author: Alte und
neue Ricktungen der Geschichtstswissenschaft (1896) and Einführung in das histo-
rische Denken (1912), who all claim to be naturalistic psychologism and
everything from collective psychology ( Vö1kerpsychologie ) and Logic by W.
Wundt.
( 40 ) This is the work Die Lehre vom Zulall (Tübingen 1870). According to Rickert
(preface to the 3rd and 40th ed. des Grenzen der naturwissenschaftlichen Begriffsbil-
dung, p. XXIII) Weber was initially extremely critical of
Windelband and especially with regard to its famous rectorial conference
de Strasbourg (1894), Histoire et science de la nature published in Präludien (go
ed., Tübingen 1924), t. II, pp. 136-160, which nevertheless had a very great impact
sement in Germany in circles dealing with the human sciences. By
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the sequel, however, Weber approached Windelband and, as we will see more
far, he will always quote it with deference.
( 45 ) Frederick William IV, which will often be discussed in the following pages.
wind, was King of Prussia from 1840 to 1861. Let us recall that he never succeeded in
commoder of the parliamentary regime, that he had to face the riot revolution-
naire of 1848, that he refused the imperial crown proposed to him by the
Frankfurt in the aftermath of the events of 1848 and which he practically abandoned
power until his death in 1861 to his brother, the future Emperor William I
who called Bismarck to power.
( 47 ) Über Willensfreiheit (1st ed. Tübingen / Leipzig, 1904 and 4th ed. 1924).
Weber will return later in section 2, pp. 270-271 of these same Studies
critiques on the issue of causal imputation in criminology. See also
ment the study on Roscher und Knies, pp. 132 and following.
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( 52 ) G. VON BELOW (1858-1927) was one of the very important German historians
mands from the Wilhelminian era. His main works are Die Entstehung
der deutschen Stadtgemeinde (1889); Der Ursprung der deutschen Staatsverfas-
sung (1892); Das ältere deutsche Städtewesen (1898, 3rd ed. 1925); Territorium
und Stadt (1900, 2nd ed. 1923) and Probleme der Wirtschaftsgeschichte (1920).
Like Max Weber and Édouard Meyer he fought the conception of history
by Lamprecht in Die neue historische Methode (1898).
( 53 ) In particular at pp. 56, 64 et seq. and 133 et seq.
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( 59 ) At the time Weber was writing these lines, little was said about the interaction
universal, even in physics. It is also necessary to bring this text closer to what it
said on the previous page of the influence of the decisions of Themistocles. All these
developments are correlative of his conception of infinity as a diversity
inexhaustible from the extensive and intensive point of view and its doctrine of the idealype.
( 62 ) On this question of the relationship between singular acts and the whole, cf. SIM-
MEL, Probleme der Geschichtsphilosophie (5th ed. 1923), P. 139.
( 64 ) In this place the original text says: Diese Interpretation oder, wie wir sagen
wollen, Deutung , etc. Since we have, properly translated Deulung by
interpretation we have left aside the part of the sentence which has only one
expletive character.
( 65 ) On the notion of axiological interpretation, see the study on Roscher and Knies,
pp. 67 et seq., Pp. 89 and 122 as well as the Essay on the meaning of axiological neutrality.
that, pp. 498 and 510.
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( 66 ) On the relationship between Croce and Voßler, see Briefwecksel Benedotto Croce-
Karl Voßler (Berlin / Frankfurt 1955).
( 70 ) All in all, this is the subject of the three volumes of the sociology of religion,
in which Weber tries to specify the originality and the specific characteristics
of European civilization compared to other major world civilizations
the. On this subject, see in particular the foreword to Protestant Ethics and the
of capitalism as well as the Introduction to the Wirtschaftsethik der Weltreligionen
in Gesammelte Aufsätze on Religionssoziologie t. 1, pp. 235-275.
( 73 ) Weber here expresses his disagreement with the conception set out by RICKERT
in Die Probleme der Geschichtsphilosophi e (Heidelberg 1904); see 3rd edict.
1924, c. III, particularly pp. 125 and following.
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( 77 ) These are the incidents which were immediately at the origin of the revolt
lutionary in Berlin in March 1848.
( 81 ) See Ed. MEYER, Geschichite des Altertums , t. IV, I of the 4th edict. 1944.
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( 83 ) The battle of Tagiacozzo (23 August 1268) ruined the hopes of the dynasty of
Hohenstaufen. The work by K. HAMPE (1869-1936) mentioned by Weber is the
Geschichte Konradins von Hohenstaufen (Innsbruck 1894), and the sentence to which
he alludes to says this: "Freilich, die Geschichte kennt kein" wenn ", p. 327.
( 86 ) W. Busch (1832-1908), poet and cartoonist. These verses are taken from
l'Abenteuer eines Junggesellen, part 1 of the Knopp Trilogy (1875-1877). The
quote from the third line seems incorrect. Instead of "dringet in die Seele
ein ”should read“ schneidet in die Seele ein ”. See W. Busch, Såmtliche
Werke in 2 Vol. (1959), t. II, p. 169. The expression of the pallor of thought is
also borrowed from another work by Busch, Pflisch und Pflum: “Der Ge-
danke macht ihn blaß ”, ibid. t. II, p. 456.