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EVA MARIE G.

GUTIERREZ Class Notes for 16 June 2011


Law 156 – Part I. The Law on Public Officers and Civil Service Page 1 of 10

I. INTRODUCTION – Concepts and Principles duties as an employee, agent or subordinate official, of any rank or
class, shall be deemed to be a public officer (RPC).
A. Public Office and Public Officers
A public official is an officer of the Government itself, as
1) Definitions distinguished from the officers and employees of
instrumentalities of the government (Gonzales v Hechanova).
A public office is the right, authority, and duty created and This is ordinarily used synonymously with public officer.
conferred by law, by which for a giver period of time, either
fixed by law or enduring at the pleasure of the appointing
power, an individual is invested with some portion of the
sovereign functions of the government, to be exercised by 2) Purpose and Nature
him for the benefit of the public (MECHEM; Aparri v. CA).
Public Office, as a Public Trust
A public officer is such an officer as is required by law to be
o Holders regarded as public servants
elected or appointed, who has a designation or title given to
o Holders subject to highest standards of
him by law, and who exercises functions concerning the
public, assigned to him by law (DE LEON, citing AmJur). accountability and service -

ARTICLE XI – ACCOUNTABILITY OF PUBLIC OFFICERS, Section 1.


(14) "Officer" as distinguished from "clerk" or "employee", refers to a
Public office is a public trust. Public officers and employees must,
person whose duties, not being of a clerical or manual nature,
at all times, be accountable to the people, serve them with utmost
involves the exercise of discretion in the performance of the
responsibility, integrity, loyalty, and efficiency; act with patriotism
functions of the government. When used with reference to a person
and justice, and lead modest lives (1987 CONSTITUTION).
having authority to do a particular act or perform a particular
function in the exercise of governmental power, "officer" includes
any government employee, agent or body having authority to do the
act or exercise that function.
Public Office, not Property

(15) "Employee", when used with reference to a person in the public o Holder subject to removal or suspension according to
service, includes any person in the service of the government or law.
any of its agencies, divisions, subdivisions or instrumentalities. o Holder without vested right in any public office.
(ADM. CODE OF 1987, Introductory Provisions).
o Holder’s right in nature of privilege entitled to
Art. 203. Who are public officers. — For the purpose of applying the protection.
provisions of this and the preceding titles of this book, any person o Holder’s right personal to him.
who, by direct provision of the law, popular election or appointment
by competent authority, shall take part in the performance of Public Office, not a Contract
public functions in the Government of the Philippine Islands, of
shall perform in said Government or in any of its branches public o Creates no contractual relation between holder and
the public.
EVA MARIE G. GUTIERREZ Class Notes for 16 June 2011
Law 156 – Part I. The Law on Public Officers and Civil Service Page 2 of 10

o Exists by virtue of some law. not to those who were already in the service of the LRC as
o Generally entitles holder to a compensation. deputy register of deeds at the time of the issuance and
implementation of the EO.
Security of Tenure in Public Office as property for
purposes of due process Ruling: NO.

CASE: National Land Titles and Deeds Registration The question of whether or not a law abolishes an office is
Administration v. Civil Service Commission (1993); one of legislative intent about which there can be no
Campos Jr. controversy whatsoever if there is an explicit declaration in
the law itself. Sec. 8 of EO 649 mandates that from the
Facts: Violeta Garcia is an LLB graduate and civil service moment the implementing order is issued, all LRC positions
eligible. She was appointed Deputy Register of Deeds under are deemed inexistent.
permanent status. However, she was later assigned as
Register of Deeds II pursuant to EO 649 which restructured The abolition of an office within the competence of a
the Land Registration Commission to NLTDRA on temporary legitimate body if done in good faith suffers from no
appointment for not being member of the bar – a new infirmity. Two questions therefore arise: (1) was the abolition
requirement under EO 649. Upon expiration of her carried out by a legitimate body?; and (2) was it done in good
temporary appointment she was terminated from service. faith?

Ruling of LC: CSC directed Garcia to be restored to her In the case at bar, the authority of the President to carry out
position as Deputy Register of Deeds II or its equivalent in a valid reorganization in any branch or agency of the
the NALTDRA. It held that under the “vested right theory” Government is constitutionality granted. As for good faith,
the new requirement should not apply to Garcia but only to EO 649 was enacted to improve the services and better
new applicants after EO 649 took effect. systematize the operation of the LRC. A reorganization is
carried out in good faith if it is for the purpose of economy or
Arguments: NALTDRA contends that EO 649 abolished all to make bureaucracy more efficient.
existing positions in the LRC and transferred their functions
to the appropriate new offices created by said EO, which On the "vested right theory"; there is no such thing as a
newly created offices required the issuance of new vested interest or an estate in an office, or even an absolute
appointments to qualified office holders. EO 649 applies to right to hold it. Except constitutional offices which provide
Garcia, and not being a member of the Bar, she cannot be for special immunity as regards salary and tenure, no one
reinstated to her former position as Deputy Register of can be said to have any vested right in an office or its salary.
Deeds II. None of the exceptions to this rule are obtaining in this case.

Issues: WON the new requirement (membership in the Bar) The position which private respondent Garcia would like to
under the law (EO 649) applies only to new applicants and occupy anew was abolished pursuant to EO 649, a valid
EVA MARIE G. GUTIERREZ Class Notes for 16 June 2011
Law 156 – Part I. The Law on Public Officers and Civil Service Page 3 of 10

reorganization measure. There is no vested property right to


be re employed in a reorganized office. Not being a member
of the Bar, the minimum requirement to qualify under the 4) Creation of Public Office
reorganization law for permanent appointment as Deputy
o Generally. An office is created by some constitutional
Register of Deeds II, she cannot be reinstated to her former
or statutory provision or by the authority conferred
position without violating the express mandate of the law.
by it.
Legal Basis – Laws and cases cited: 1973 Consti; Dario v o By Congress. Except for such offices as are created
Mison by the Constitution, the creation of public offices is
primarily a legislative function.
Distinctions o By the President. Power to inactivate or reorganize
bureaus, agencies and offices under the executive
department e.g. President’s continuing power to
3) Elements (DE LEON, citing State v Taylor) reorganize the structure of the OP under the Admin
Code of 1987.
1. It is created by the Constitution or by a law or by o The power to create an office generally includes the
some body or agency to which power to create the power to modify and abolish it, and the power to
office has been delegated; create and abolish offices carries with it the power to
2. It must be invested with an authority to exercise fix the number of positions and the salaries of
some portion of the sovereign power of the State to be emoluments of the holders thereof and to provide the
exercised for the public interest; funds for the office created. The power is inherently
3. Its powers and functions are defined by the legislative.
Constitution, or by law, or through legislative
authority;
4. The duties pertaining thereto are performed 5) Kinds/Classification of public officers/public officers
independently, without the control of a superior
o As to nature of functions – civil, military
power other than law, unless they are those of an
o As to creation – constitutional, statutory
inferior or subordinate officer, created or authorized
o As to the department of government to which it
by the legislative and placed by it under the general
belongs – legislative, executive, judicial
control of a superior officer or body; and
o As to branch of government served – national, local
5. It is continuing and permanent in nature and not
occasional or intermittent. o As to whether exercise of discretion is required –
quasi-judicial, ministerial
o Existence of definite tenure, continuance of office o As to compensation – lucrative office/office of
holder, permanence of office – NOT material profit/office coupled with interest, honorary office
EVA MARIE G. GUTIERREZ Class Notes for 16 June 2011
Law 156 – Part I. The Law on Public Officers and Civil Service Page 4 of 10

o According to legality of title to the office – de jure, de Department. A public office may be created through any of
facto the following modes: (1) by the Constitution (fundamental
(DE LEON) law), (2) by law (statute duly enacted by Congress), or (3) by
authority of law. Congress can delegate power to create
CASES positions and it has vested the President power to reorganize
executive agencies and redistribute functions.
Secretary of DOTC v Mabalot (1998); Buena
In the instant case, the creation and the establishment of
Facts: DOTC Secretary Garcia issued Memo Order No. 96-
LTFRB-CAR Regional Office was made pursuant to the third
735 directing LTFRB to transfer the functions of LTFRB-CAR
mode – by authority of law, which could be decreed by EO
to DOTC-CAR pending the creation of a Regular Franchising
issued by the President or an order of an administrative
Regulatory Office. Mabalot filed a petition for certiorari and
agency pursuant to Sec. 17, Book V of the Adm. Code of
prohibition with prayer for TRO against DOTC. Lower court
1987. The assailed orders were made pursuant to AO 26
issued a TRO enjoining the implementation of the Memo.
directing various departments to establish regional offices in
Thereafter, Secretary Lagdameo issued Dept. Order No. 97-
the CAR. Thus the act is valid because it is as if the
1025 establishing DOTC-CAR as regional office of LTFRB in
establishment of LTFRB-CAR was done by the President.
CAR subject to the direct supervision and control of LTFRB
Central Office, for purposes of economy and effective Moreover, the President has continuing authority to
coordination. reorganize the National Government for a valid purpose
which includes the DOTC to which it has direct control and
Ruling of LC: RTC declared both administrative issuances
supervision; in turn, the DOTC Secretary exercises
null and void.
administrative supervision and control over the LTFRB.
Arguments: Mabalot argues that a transfer of the powers
Legal Basis – Laws and cases cited: Adm. Code of 1987 Sec.
and functions of the LTFRB Regional Office to a DOTC
17 Book V and Sec. 20 Book II; Sec. 17, Art. VII, Consti;
Regional Office or the establishment of the latter as an
Larin v Executive Secrectary
LTFRB Regional Office is unconstitutional for being an
undue exercise of legislative power.

Issues: WON Memo Order No. 96-735 and Dept. Order No. Preclaro v Sandiganbayan (1995); Kapunan
97-1025 are valid administrative issuances.
Facts: DOST employed Engr. Claro Preclaro  under a
Ruling: YES. written contract of services as Project Manager so supervise
the construction of one of its buildings. Preclaro was
The President through his duly constituted political agent
accused and convicted of graft and corruption by the
and alter ego, the DOTC Secretary in the present case - may
legally and validly decree the reorganization of the
EVA MARIE G. GUTIERREZ Class Notes for 16 June 2011
Law 156 – Part I. The Law on Public Officers and Civil Service Page 5 of 10

Sandiganbayan for soliciting a chunk of the contractor’s Maniego v People (1951); Bengzon
profit.
Facts: Feliciano Maniego y Catu was a laborer charged with
Arguments: Preclaro appeals by insisting Sandiganbayan issuing summons and subpoenas for traffic violations. He
has no jurisdiction over him since he is not a public officer had also been permitted to write motions for dismissal of
as defined under RA 3019 because he was neither elected prescribed traffic cases against offenders without counsel,
nor appointed to a public office. Rather, he is just a private and to submit them to the Court for action, without passing
individual hired on a contractual basis for a particular through the regular clerk. He was accused and convicted of
project and for a specified period. bribery for accepting P10 in exchange for fixing a case of a
traffic violator.
Issue: WON Preclaro is a public officer putting him under
the coverage of RA 3019 and the jurisdiction of Arguments: Accused appeals claiming that he is not a public
Sandiganbayan officer within the meaning of RPC and he was merely
exercising public functions (in connection to which he was
Ruling: YES. charged and convicted) temporarily.

The definition in Sec. 2 (b) of RA 3019 is not restrictive as Issue: WON under the circumstances of the case, the
indicated by the word “includes”. The terms "classified, accused is considered a public officer thus completing the
unclassified or exemption service" were the old categories of elements of the offense charged (RPC, Art. 210 – Direct
positions in the civil service which have been reclassified bribery).
into Career Service and Non-Career Service by PD 807
providing for the organization of the CSC and by the Adm. Ruling: YES.
Code of 1987. Non-Career service includes contractual
personnel. Petitioner is a public officer within the meaning of Art. 203
RPC, which includes all persons "who, by direct provision of
Petitioner falls under the non-career service category law, popular election or appointment by competent
(formerly termed the unclassified or exemption service) of the authority, shall take part in the performance of public
Civil Service and thus is a public officer as defined by Sec. functions in the Philippine Government, or shall perform in
2(b) of the Anti-Graft & Corrupt Practices Act (R.A. No. said government or any of its branches, public duties as an
3019). employee, agent or subordinate official or any rank or class."
That definition is quite comprehensive, embracing as it does,
The fact that petitioner is not required to record his working every public servant from the highest to the lowest. For the
hours or did not take an oath of office became unessential purposes of the Penal Code, it obliterates the standard
considerations in view of the provisions of the law. distinction in the law of public officers between "officer" and
"employee".
EVA MARIE G. GUTIERREZ Class Notes for 16 June 2011
Law 156 – Part I. The Law on Public Officers and Civil Service Page 6 of 10

Also, for purposes of punishing bribery, the temporary agency or instrumentality thereof, including government-
performance of functions is sufficient to constitute a person owned or controlled corporations. However, since the law did
a public official. The accused, although originally assigned to not provide who “public officers” are, the Court adopted the
the preparation of summons and subpoenas, had been definition of public officers in jurisprudencemas provided by
allowed in some instance to prepare motions for dismissal of Mechem: A public office is the right, authority and duty,
traffic cases. created and conferred by law, by which, for a given period,
either fixed by law or enduring at the pleasure of the
creating power, an individual is invested with some portion
of the sovereign functions of the government, to be exercised
Laurel v Desierto (2002); Kapunan
by him for the benefit of the public. The individual so
Facts: Former VP Salvador Laurel was named chairman of invested is a public officer.
the National Centennial Commission and by virtue of which
The characteristics of a public office, according to Mechem,
he became the Executive Officer of Expocorp, a corporation
include the delegation of sovereign functions, its creation by
organized to undertake the Freedom Ring Project in
law and not by contract, an oath, salary, continuance of the
connection to the centennial celebration. In 1999, Senate
position, scope of duties, and the designation of the position
investigations ensued on the allegations of graft and
as an office.
corruption against Salvador (and others) as NCC and
Expocorp head. The Blue Ribbon Committee recommended NCC is a public office because it performs executive
further investigation and filing of appropriate cases by the functions by implementing the policies set forth in the
Ombudsman. Ombudsman took cognizance. Constitution regarding history and cultural heritage thus
satisfying an important element of public office: the
Arguments: Laurel sought the dismissal of the case against
delegation of sovereign functions. It also follows that he is a
him by contending that NCC is not a public office and he, as
public officer.
chairman of NCC and Expocorp is not a public officer as
defined under the Anti-Graft and Corrupt Practices Act (RA That petitioner allegedly did not receive any compensation
3019). during his tenure is of little consequence. A salary is a
usual but not a necessary criterion for determining the
Issues: (1) WON NCC is a public office; (2) WON
nature of the position. It is not conclusive. The salary is a
chairmanship in the NCC and Expocorp makes petitioner
mere incident and forms no part of the office. Where a
Laurel a public officer within the meaning of RA 3019.
salary or fees is annexed, the office is provided for it is a
Ruling: (1) YES; (2) YES. naked or honorary office, and is supposed to be accepted
merely for the public good. Hence, the office of petitioner as
The Ombudsman has the power to investigate any NCC Chair may be characterized as an honorary office, as
malfeasance, misfeasance and non-feasance by a public opposed to a lucrative office or an office of profit, i.e., one to
officer or employee of the government, or of any subdivision,
EVA MARIE G. GUTIERREZ Class Notes for 16 June 2011
Law 156 – Part I. The Law on Public Officers and Civil Service Page 7 of 10

which salary, compensation or fees are attached. But it is a (1) YES. The Adm. Code of 1987 provides for the
public office, nonetheless. organization of the CSC while the Resolution re-arranged the
administrative units with the goal of streamlining operations
Neither is the fact that the NCC was characterized by E.O. and improving delivery of service. These changes in internal
No. 128 as an “ad-hoc body” make said commission less of a organization were rendered necessary by, on the one hand,
public office. the decentralization and devolution of the Commission's
functions effected by the creation of 14 Regional Offices and
Other notes: Torio v Fontanilla not applicable; Court adopted
95 Field Offices of the Commission throughout the country,
ruling in In Re Corliss.
to the end that the Commission and its staff may be brought
closer physically to the government employees that they are
mandated to serve. It appears that the two petitioners were
Fernandez v Sto. Tomas (1995); Feliciano the most qualified to act as Regional Directors to where they
were assigned. Hence it appears that CSC was moved by
Facts: Repondents Patricia Santo Tomas and Ramon legitimate considerations.
Ereneta, Jr., Chairman and Commissioner, respectively of
Civil Service Commission issued Resolution No. 94-3710 Moreover, the Adm. Code allows CSC to make internal
which made several changes in the organization of CSC changes in its organization, which is precisely what
Central Office. Among them is the merger of the OCSS happened in this case. The Congress, by enumerating the
[Office of Career Systems and Standards], the OPIA [Office of offices in the Adm. Code did not mean to freeze the
Personnel Inspection and Audit] and the OPR [Office of organization but in fact delegated to CSC the power to
Personnel Relations], to form the RDO [Research and reorganize itself.
Development Office].
(2) NO. Firstly, appointments to the staff of the Commission
Petitioner Fernandez who was then serving as Director of are not appointments to a specified public office but rather
OPIA, was assigned as Regional Director of Regional V while appointments to particular positions or ranks. Petitioners
Petitioner de Lima who was then serving as Director of OPR are appointed to specific positions but not to specific
was assigned to Region III. Petitioners instituted present stations. Taking this along with the prerogative of the
Petition (Certiorari, Prohibition and Mandamus with TRO). Commission under the Adm. Code to make reassignments,
petitioners’ re-assignment did not involve any violation of the
Issues raised: (1) WON respondents validly issued the constitutional right of petitioners to security of tenure
assailed Resolution; (2) WON it violated petitioners’ considering that they retained their positions of Director IV
constitutional right to security of tenure. and would continue to enjoy the same rank, status and
salary at their new assigned stations which they had enjoyed
Ruling:
at the Head Office of the Commission in Metropolitan Manila
as required by the law. Petitioners had not, in other words,
EVA MARIE G. GUTIERREZ Class Notes for 16 June 2011
Law 156 – Part I. The Law on Public Officers and Civil Service Page 8 of 10

acquired a vested right to serve at the Commission's Head demurrer on the ground that it did not allege facts sufficient
Office. to constitute a cause of action, because Act No. 3107 was
constitutional and because Mr. Segovia being sixty-five years
Secondly, the above conclusion is compelled not only by the old had automatically ceased to be justice of the peace.
statutory provisions relevant in the instant case, but also by
a long line of cases decided by this Court in respect of CFI Cebu denied the demurrer.
different agencies or offices of government.
Issue: Whether Act No. 3107 which provides, that justices of
o DECS v CA (1990) – Secondary Principal II the peace and auxiliary justices of the peace shall be
o Fernando et al v Sto. Tomas et al (1994) – Mediators- appointed to serve until they have reached the age of sixty-
Arbiters in the NCR five years, should be given retroactive or prospective effect.
o Quisumbing v Gumban (1967) – District Supervisor
Ruling: Following sound canon of statutory construction
o Miclat v Ganadem (1960) - Welfare Officer Incharge,
that a statute operates prospectively only and never
Division of Urban, Rural and Community
retroactively, unless the legislative intent to the contrary is
Administration, Social Welfare Administration
made manifest either by the express terms of the statute or
o Sta. Maria v Lopez (1970) – transfer of the Dean,
by necessary implication; Act 3107 should be given
College of Education, University of the Philippines to
prospective effect only, and so is not applicable to justices of
the Office of the President, UP not allowed.
the peace and auxiliary justices of the peace appointed
before Act No. 3107 went into force.

Segovia v Noel (1925); Malcolm The rule applies with reference to public offices. Though
there is no vested right in an office, which may not be
Facts: Vicente Segovia was appointed justice of peace of disturbed by legislation, yet the incumbent has, in a sense, a
Dumanjug, Cebu which he continuously occupied until right to his office. If that right is to be taken away by statute,
reaching the age of 65 when he was ordered by the Secretary the terms should be clear in which the purpose is stated.
of Justice to vacate the office according to the new law Act
No. 3107. Since then, Pedro Noel, the auxiliary justice of the
peace has acted as justice of the peace for the municipality
Dario v Mison (1989); Sarmiento
of Dumanjug.
Facts: When President Aquino came into power, she
Segovia instituted a quo warranto proceedings in the CFI of
proceeded to reorganize the government, upon which Mison,
Cebu to to inquire into the right of Pedro Noel to occupy the
the Commissioner of Customs sent notices of termination to
office of justice of the peace, to oust the latter therefrom, and
394 Custom officials. Some sought reinstatement from CSC
to procure reinstatement as justice of the peace of
which the latter granted to 279 of them while the others
Dumanjug. To this complaint, Pedro Noel interposed a
went directly to SC. Mison also filed a petition questioning
EVA MARIE G. GUTIERREZ Class Notes for 16 June 2011
Law 156 – Part I. The Law on Public Officers and Civil Service Page 9 of 10

the decision of the CSC. RA 6656 was also passed, providing Melecio-Herrera, dissenting: Sec. 16, Art. 18 Consti
that all officers and employees who are found by CSC to recognizes that reorganization pursuant to Proc. 3 may be
have been separated in violation of this Act, shall be continued during the transition period.
reappointed or reinstated. The validity of this law was also
put into question.

Issue: All parties agree on the validity of the reorganization Mathay v CA (1999); Ynares-Santiago
per se, leaving the question only on its the nature and
Facts: During his term as Mayor of Quezon City, Mr. Brigido
extent.
R. Simon appointed private respondents to positions in the
Ruling: Invariably, transition periods are characterized by Civil Service Unit (“CSU”) of the local government of Quezon
provisions for "automatic" vacancies. They are dictated by City. Civil Service Units were created pursuant to PD 51.
the need to hasten the passage from the old to the new However PD 51 was never published in the Official Gazette.
Constitution free from the "fetters" of due process and
CSC issued Memorandum Circular No. 30, directing all Civil
security of tenure.
Service Regional or Field Offices to recall, revoke and
At this point, we must distinguish removals from disapprove within one year from issuance of the said
separations arising from abolition of office (not by virtue of Memorandum, all appointments in CSUs created pursuant
the Constitution) as a result of reorganization carried out by to PD 51 on the ground that the same never became law.
reason of economy or to remove redundancy of functions. In Among those affected by the revocation of appointments are
the latter case, the Government is obliged to prove good private respondents in these three petitions.
faith. In case of removals undertaken to comply with clear
For Quezon City CSU employees, the effects of the circular
and explicit constitutional mandates, the Government is not
were temporarily cushioned by the enactment of City
hard put to prove anything, plainly and simply because the
Ordinance No. NC-140, Series of 1990, which established
Constitution allows it.
the Department of Public Order and Safety (“DPOS”). Mayor
The present Constitution does not provide for automatic Simon remedied the situation by offering private
vacancies; removals not for cause must be resulting from respondents contractual appointments which he renewed,
reorganization which passed the test of good faith. and then renewed once more by Mayor Mathay. Upon the
expiry of the appointments however Mayor Mathay refused
RA 6656 does not run counter to the transitory provisions of to renew them further.
the new Constitution on removal not for cause (Sec. 16, Art.
18 Consti); it is constitutional. On appeal, CSC ordered the automatic reinstatement of the
respondents to DPOS pursuant the QC Ordinance.

Ruling: Section 3 of the said Ordinance is invalid for being


inconsistent with B.P. 337 (old LGC) for it directs the
EVA MARIE G. GUTIERREZ Class Notes for 16 June 2011
Law 156 – Part I. The Law on Public Officers and Civil Service Page 10 of 10

absorption of the personnel of the defunct CSU into the new


DPOS. The Ordinance refers to personnel and not to
positions. Hence, the city council or sanggunian, through
the Ordinance, is in effect dictating who shall occupy the
newly created DPOS positions. However, a review of the
provisions of B.P. 337 shows that the power to appoint rests
exclusively with the local chief executive and thus cannot be
usurped by the city council or sanggunian through the
simple expedient of enacting ordinances that provide for the
“absorption” of specific persons to certain positions.

By ordering petitioner to “reinstate” private respondents


pursuant to Section 3 of the Ordinance, the Civil Service
Commission substituted its own judgment for that of the
appointing power. This cannot be done. In a long line of
cases,[11] we have consistently ruled that the Civil Service
Commission’s power is limited to approving or disapproving
an appointment. It does not have the authority to direct
that an appointment of a specific individual be made. Once
the Civil Service Commission attests whether the person
chosen to fill a vacant position is eligible, its role in the
appointment process necessarily ends. The Civil Service
Commission cannot encroach upon the discretion vested in
the appointing authority.

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