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Psychiatry, Psychology and Law


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Battered women and bad science: The limited validity


and utility of battered woman syndrome
a
Marilyn McMahon
a
School of Law & Legal Studies , La Trobe University , Bundoora, VIC, 3083 E-mail:
Published online: 01 Sep 2009.

To cite this article: Marilyn McMahon (1999) Battered women and bad science: The limited validity and utility of battered
woman syndrome, Psychiatry, Psychology and Law, 6:1, 23-49, DOI: 10.1080/13218719909524946

To link to this article: http://dx.doi.org/10.1080/13218719909524946

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Battered Women and Bad Science:
The Limited Validity and Utility
of Battered Woman Syndrome
Marilyn McMahon
School of Law & Legal Studies, La Trobe University.
Downloaded by [McMaster University] at 15:57 25 November 2014

I
n 1991 the Supreme Court of South Australia held that evidence of battered woman syndrome had been
erroneously excluded from the trial of two female defendants. The Chief Justice commented that battered
woman syndrome appeared to be a 'recognised facet of clinical psychology' and that 'methodical studies by
trained psychologists' had revealed typical patterns of behaviour for abusive males and their female victims (R v
Runjanjic and Kontinnen. 1991, p. 118 per King CJ). This article critically examines the scientific basis and status of
battered woman syndrome with particular focus on the methodology and conclusions of Lenore Walker, the
psychologist who is generally credited with developing and promoting this syndrome. Other relevant studies that
utilise the concept of battered woman syndrome are also examined. Problems are identified in the definition,
conceptualisation and utilisation of the syndrome, and substantial methodological deficiencies are noted in the key
empirical studies upon which the syndrome is based. Additionally, it is questioned whether expert evidence by
psychologists is necessary on this issue in contemporary Australia. Hence, contrary t o the conclusions of King CJ, it
is suggested that the scientific base for battered woman syndrome is deeply flawed and that contemporary
Australian courts should be wary of accepting expert evidence concerning battered woman syndrome.

[Battered woman syndrome] now appears to be Although expert testimony regarding the battered
a recognised facet of clinical psychology in the woman syndrome has been widely endorsed by
United States and Canada. It emerges from the the courts, commentators and statutes, the
literature that methodical studies by trained battered woman syndrome lacks empirical
psychologists of situations of domestic violence support as a clinical syndrome. (Schopp, Sturgis
have revealed typical patterns of behaviour on the & Sullivan, 1994, p.12).
part of the male batterer and the female victim,
and typical responses on the part of the female
victim. It has been revealed, so it appears, that Battered Woman Syndrome: The
women who have suffered habitual domestic
violence are typically affected psychologically to
Australian Forensic Context
the extent that their reactions and responses differ Expert evidence concerning battered woman
from those which might be expected by persons syndrome has now been accepted in Australian
who lack the advantage of an acquaintance with courts on many occasions (Rogers, 1996) and has
the results of those studies.
(R v Runjanjic; R v Kontinnen, 1991. p. 118
been the subject of extensive professional
per King CJ). commentary (e.g., Freckelton, 1994; Sheehy,

Correspondence to: Marilyn McMahon, School of Law & Legal Studies, La Trobe University, Bundoora VIC 3083. Email:
m.mcmahon@latrobe.edu.au

PSYCHIATRY. PSYCHOLOGY AND LAW


VOLUME 6 NUMBER I 1999 pp. 23-49 23
MARILYN McMAHON

Stubbs & Tolmie, 1992) and discussion in the Cases in which evidence of battered women
media (e.g., Zdenkowski, 1992; Kissane, 1998). syndrome is tendered to a court usually involve
Expert testimony on the syndrome was first circumstances where a woman has committed a
accepted at the appellate level in South Australia prima facie criminal act and seeks to have expert
in 1991 when the South Australian Court of testimony regarding her prior history of abuse
Criminal Appeal ruled in R v Runjanjic; R v given to the court in order to mitigate or absolve
Kontinnen that a trial judge had erroneously her from legal responsibility for that act. In
excluded expert evidence concerning battered Osland vR (1998) Kirby and Callinan JJ. empha-
woman syndrome. The facts of this case disclosed sised that the introduction of evidence that a
an unusual application of battered woman defendant experienced battered woman
syndrome: the appellants, both women, were syndrome was not in itself conclusive but must
convicted in the Supreme Court on charges of be linked to relevant legal principles and the
false imprisonment and causing grievous bodily particular facts of a case. Accordingly, evidence of
harm to a third woman. They raised battered battered woman syndrome is not a defence per se
woman syndrome in the context of their defence to a criminal charge, and must be used in
of duress, arguing that they had each been conjunction with existing defences in the crimi-
psychologically and physically abused their
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nal law or be given as part of a presentencing plea


partner, Hill. They argued that their wills had (/? v Lorenz, 1998).
been overcome by fear of Hill's violence. Hence,
when they abducted another woman upon his The potential forensic application of battered
demanding that they do so, they claimed that woman syndrome is considerable, with sugges-
diey were not acting independently and volition- tions that it could also be applied to smuggling,
ally. The trial judge excluded the evidence of a robbery, theft, arson, and other charges that must
psychologist regarding battered woman be coupled with intent (Walus-Wigle & Meloy,
syndrome; on appeal, the court held that the 1988). The forensic relevance and significance of
evidence should have been admitted. Battered battered woman syndrome is clear, for as Walker
woman syndrome has also been introduced as (1991) has stated, 'Most battered woman will
part of the defence of duress for females charged have some contact with the legal system..', (p.28).
with fraud against the Commonwealth However, considerable debate has occurred
Department of Social Security (Winnett v regarding the public policy implications of accept-
Stephenson, 1993; cited in Easteal, Hughes and ing expert evidence on battered woman syndrome
Easter, 1993) and armed robbery (R v Lorcnz, in criminal trials (Walker, 1984a; Sheehy, Stubbs
1998). Additionally, expert testimony relating to & Tolmie, 1992; Zdenkowski, 1992; Dershowitz,
battered woman syndrome recently has also been 1994; Easteal, 1996; Greenwood, 1996; Rogers,
admitted in trials in Australia in support of the 1996; Faigman & Wright, 1997) and many
defences of self-defence (e.g., R v Hickey, 1992), feminists have been critical of the syndrome
self-defence and provocation (e.g., R v Gilbert, (Comack; 1987; Donovan, 1991; 1993; Dobash
1993; Osland v R, 1998), in mitigation of & Dobash, 1992; Sheehy, Stubbs & Tolmie,
sentence (e.g., R v Woolsey, 1993; R v Taylor, 1992; Rogers, 1996).
1994) and has influenced the exercise of prosecu- Radier less attention has been directed to the
torial discretion in relation to the prosecution of actual development, scientific basis (reliability
criminal cases (Alcorn & Stenberg, 1992). and validity) and contemporary status of the
Finally, in R v Kina (1993) a battered woman's syndrome. Most courts in the USA that have
successful appeal against conviction for murder considered this issue have concluded that contin-
was based on the fact that poor communication uing research and recognition have made battered
between the appellant and her lawyers had effec- woman syndrome a reliable scientific theory
tively denied her satisfactory legal representation (Coffee, 1986; Murphy, 1992; Blowers &
and the capacity to make informed decisions on Bjerregaard, 1994; Duncan, 1996). By 1993 in
the basis of proper advice (Hancock, 1997). Florida the scientific status of battered woman
Battered woman syndrome was one of the factors syndrome was accepted as a matter of law; the
identified by the majority of the court as having court in Rogers v State (1993) holding that:
contributed to the poor communication. Because battered woman syndrome is now
generally accepted in the relevant scientific

24
BATTERED WOMEN AND BAD SCIENCE THE UMITED VAUDITY AND UTILITY OF BATTERED WOMAN SYNDROME

community [there is no] necessity for a case- • Whether the scientific basis of the theory has
by-case determination that the scientific been generally accepted.
knowledge regarding the syndrome is suffi-
ciently developed to permit a reasonable Contemporary commentators have been divided
as to whether battered woman syndrome meets
opinion to be given by an expert, (p. 1098).
the Daubert standard (Duncan, 1996; Faigman &
The American Psychological Association has
Wright, 1997; Goodyear-Smith, 1997), however
endorsed the validity of the syndrome in amicus
at least one court in the United States has found
briefs filed in several cases where battered women
that the syndrome satisfies the Daubert test
killed their abusers (e.g., State v Kelly, Amicus
(United States v Brown, 1995). Although the
Briefs, 1986) concluding that 'The underlying
Daubert test has not thus far been adopted in
theories used by these experts are well-developed, Australia2, where the Frye test of general accept-
well-recognised theories previously applied in ability within the relevant professional commu-
other contexts and simply adapted to the study of nity remains dominant in most jurisdictions,3 the
battered women' (p.255). Browne (1990), an early impact of this standard for determining the
co-worker of Walker, asserted in 1990 that contin- admissibility of scientific evidence is likely to have
uing research on the syndrome had generated a considerable impact. Additionally, criticism of
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considerable amount of scientific data and a large battered woman syndrome has come from social
pool of experts and predicted fewer successful legal commentators and theorists who have scathingly
challenges to the admissibility of expert testimony criticised the empirical research from which the
concerning battered woman syndrome. As previ- theory was developed (Faigman, 1986; 1995;
ously noted, in Australia the Chief Justice of the Acker & Toch, 1985; Brown, 1997; Schopp et
Supreme Court of South Australia held that al., 1994) or emphasised unresolved issues in the
evidence of battered woman syndrome was admis- application of the theory in the forensic context
sible because the syndrome was accepted as a (Schuller and Vidmar, 1992; Freckelton, 1994;
scientifically established facet of psychology, and Schopp et al., 1994). Legal scholars have closely
incorporated selected references on the syndrome examined the general (and increasing) use of
into his judgement (R v Runjanjic; R v Kontinnen, 'syndrome' evidence in Australian and American
1991). His views were subsequendy endorsed by courts (Freckelton, 1994; Dershowitz, 1994;
Newman J. in R v Woolsey (1993). Downs, 1997). These authors raised substantive
questions concerning the scientific validity of
Nevertheless, it is also true that on several battered woman syndrome.
occasions (principally in the early 1980's)
American courts have ruled that battered woman Stubbs and Tolmie (1995) noted that discus-
syndrome did not constitute a scientific 'field of sion of battered woman syndrome has tended to
expertise' and excluded expert testimony on this fall into two broad categories, either directed at
issue (e.g. Buhrle v State, 1981; State v Thomas, the research and methodology underlying the
1981; Hawthorne v State, 1985). Reexamination theory or the use of the syndrome as a feminist
of the scientific basis of battered woman legal defence strategy. The current paper belongs
syndrome has also followed from the develop- to the first category and seeks to continue the
ment by the United States Supreme Court of a critical examination of the construction and valid-
new federal standard for the admissibility of ity of battered woman syndrome with particular
scientific evidence in Daubert v Merrell Dow reference to the forensic context in Australia.
Pharmaceuticals Inc. (1993). The Daubert case However, before proceeding to identify some of
emphasised that such evidence must be "derived the difficulties associated with the use of battered
from the scientific method" (p. 2795 1 , also see woman syndrome, it is appropriate to provide a
Goodman-Delahunty, 1997) and requires judges brief outline of the elements of the syndrome
to consider: (derived from the work of Lenore Walker), and
describe related empirical investigations.
• The testability of the scientific theory
• The error rates associated with the theory Battered Woman Syndrome
• Whether relevant research has been published Lenore Walker conducted seminal research in
in peer-reviewed publications this area and has been credited with naming the

25
MARILYN McMAHON

'battered woman syndrome', a term that has The Empirical Research


gained acceptance among lawyers, mental health
Lenore Walker has reported two major research
professionals and the American Psychological
studies (Walker, 1979; 1984b) which she has also
Association (Schuller & Vidmar, 1992). She uses
discussed in several articles and book chapters
the term to describe both a pattern of violence
against a woman by her male partner and its (Walker, 1977-78; 1983; 1984a; 1989; 1991;
psychological impact upon her. At varying times 1993; 1995; 1996). Additionally, she sum-
Walker and her colleagues defined battered marised the characteristics of a group of legal
woman syndrome as 'a general pattern of reaction cases involving battered woman syndrome with,
to physical and psychological abuse inflicted on a which she has been involved (Walker, 1989). Her
woman by her spouse' (Walker, 1984a, p. 1178), many publications report her research findings,
'a collection of specific characteristics and effects their public policy implications, forensic signifi-
of abuse that result in a woman's decreased cance and die outcomes of relevant legal cases in
ability to respond effectively to the violence the USA.
against her' (Douglas, 1987), and' a set of partic- Walker's research occurs within the broad
ular symptoms, characteristics and problems framework of 'positivist psychology', modified by
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experienced by a woman in an ongoing physically her commitment to a feminist research orienta-


abusive relationship with a man...These charac- tion. 5 It is important to note that Walker's
teristics include fear, shame, isolation, guilt, theorising on battered woman syndrome is
depression, passivity, learned helplessness, tradi- purportedly derived from her empirical research;
tional sex role attitudes, low self-esteem, and
hence, the strength of the syndrome rests entirely
dependency (Kromsky & Cutler, 1989).
on the adequacy of that research.
Battered woman syndrome has two unusual Walker's (1979) initial findings were based on
features. It describes: a non-random sample of'more than 120' battered
a) the pattern of violence in the relationship as women and caseworkers who had contacted, or
well as the psychological and behavioural were employed by, social service agencies in the
sequelae for the female victim, and
USA and England (Walker, 1983, n . l ) . She
b) the behaviour and psychological characteris- followed this initial study with in-depth inter-
tics of both the abusive male and the female views and psychological testing on a larger sample
victim. With the exception of the disorder of American women obtained through referrals
folii a deux, there are few mental disorders
from women's refuges, hospitals, medical centres,
where the diagnosis explicitly and directly
lawyers, police, community groups and through
applies to a dyad.
advertising (Walker, 1984b). Four hundred and
Battered woman syndrome is not a specific thirty five battered women from the Rocky Basin
category of mental disorder that is recognised in area of the USA were interviewed. After excluding
The Diagnostic and Statistical Manual of Mental
incomplete and unusable data, a sample of 403
Disorders—IV* (American Psychiatric
women remained. Demographic information,
Association, 1994), although Walker (1984b;
personality profiles and details of battering
1991; 1992; 1993) and Regehr (1995) suggest
that it is usually subsumed within the diagnostic incidents were obtained from these women, who
criteria for Post-Traumatic Stress Disorder (see were paid for their participation in the research
appendix one for Walker's suggested DSM—MR study Thus, in both research studies, the informa-
diagnosis of battered woman syndrome). tion on battered women was obtained from 'self-
Posttraumatic stress disorder refers to a set of report data from a self-referred and voluntary
symptoms that follow exposure to a traumatic sample' (Walker, 1984, p. 228). Additionally, as
event that cause an individual to experience fear, most of the women were not living with their
helplessness or horror (American Psychiatric abusive partner at the time of interview, the data
Association, 1994). Features of post-traumatic were retrospective (Walker, 1983).
stress disorder, including intense nightmares,
grief, severe panic, guilt and denial have also been The Definition of 'Battered Woman*
specifically identified in battered women who Walker has not devoted great attention to defin-
killed their abusers (Levit, 1985). ing 'battered woman syndrome' but has devel-

26
BATTERED WOMEN AND BAD SCIENCE: THE UMITED VAUDITY AND UTIUTY OF BATTERED WOMAN SYNDROME

oped detailed definitions of the term 'battered cycle of violence' to explain the dynamics of an
woman" (Walker, 1979; 1984b). For example: abusive relationship (e.g., see the expert testi-
a battered woman is a woman, 18 years of age mony of the psychologist Fugler in R v
or over, who is or has been in an intimate Kontinnen, 1992, p. 47). Walker suggested that
relationship with a man who repeatedly battered women typically experienced abuse in a
subjects or subjected her to forceful physical cyclical pattern involving three stages. The cycle
and/or psychological abuse is repeated and over time the violence is said to
(Walker, 1984b, p. 203). escalate both in frequency and severity (Walker,
An 'intimate relationship' is a relationship having 1984b). However, she noted that over time in a
a romantic, affectionate, or sexual component. battering relationship, tension building (stage 1)
'Repeatedly' simply means more than once. Note became more common and loving contrition
that the abuse may consist of psychological (stage 3) became less frequent (Walker 1984b,
and/or physical abuse and includes verbal harass- 1990). A woman qualified for battered woman
ment, excessive jealousy, placing restrictions on
syndrome if she experienced the complete cycle
the woman's activities, nonverbal and verbal
more than once (Walker, 1979). The 3 stages
threats of future punishment, sexual assault and
Walker (1979; 1984b) described are:
actual physical attack with/without injury
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(Walker, 1983). Although none of the women in


i) The Tension Building Stage Tension begins to
Walker's (1984b) study were victims solely of
build in the relationship as the woman senses that
psychological abuse, she emphasised that a
the man is becoming "edgy' and more prone to
woman could develop battered woman syndrome
react negatively to frustrations. This stage includes
subsequent to psychological abuse without physi-
little episodes of violence — both physical and
cal violence6. Additionally, although the defini-
verbal — which are quickly terminated. For
tion originally applied only to adult heterosexual
relationships in which a woman was the victim, example, the man may become verbally abusive
Walker (1992) subsequently extended the then quickly apologise and become docile again.
syndrome to other types of abusive relationship During this stage the woman is hyper-vigilant,
(e.g. male homosexual and lesbian relationships attempting to avert violence by anticipating her
and incestuous relationships). partner's moods and needs. In some relationships
the duration of this first stage is relatively
The Cycle of Violence
constant, but in most relationships it varies due to
the influence of other situational variables.
Walker believed that the identification of a three- Battered women who kill their abusive partners
stage 'cycle of violence" in the abuse of battered are most likely to kill him during the tension-
women was a key theoretical aspect of her study; building phase (Murphy, 1992; Walker, 1979).
the three stages she describes are the:
(i) tension building stage ii) The Acute Battering Stage This is the stage in
(ii) acute battering stage which acute physical violence occurs. The physi-
cal violence is accompanied by psychological
(iii) kindness and contrite, loving behaviour stage
abuse in most cases (Walker, 1984b).
From this 'cycle of violence' arose the psychologi- Anticipation of this second stage results in severe
cal sequelae that constituted a large part of psychological stress for the battered woman: 'she
battered woman syndrome. Additionally, the becomes anxious, depressed and complains of
cycle is forensically significant for, in circum- other psychophysiological symptoms' (Walker,
stances where there is a time gap between an 1979, p . 6 1 ) . T h e incident itself may last
abusive partner's threat of death or serious bodily anywhere from 2 to 24 hours, with the intensely
harm and a battered woman's prima facie crimi- violent period estimated to average 15 to 30
nal act (e.g., killing a sleeping, abusive partner), minutes. The incident is usually initially followed
the cycle provides the 'psychological' link for the by shock and denial, followed by listlessness,
battered woman between the two temporally depression and helplessness (Walker, 1979).
distinct events (Faigman & Wright, 1997). According to Walker, most battered women do
Expert testimony on battered woman not seek help immediately after an attack unless
syndrome typically repeats Walker's 'three-stage medical attention is needed. Specific, practical

27
MARILYN McMAHON

coping strategies employed by battered women animals exhibited 'learned helplessness'. Learned
included temporarily getting away from the helplessness in humans is, according to Walker,
abuser and contacting law enforcement agencies. characterised by passive and submissive behav-
Less frequently, the woman physically retaliates iour, the narrowing of cognitive capacity to
against her abusive partner. exercise choice, and is associated with contradic-
tory beliefs: the battered woman believes that her
Hi) The Kindness and Contrite Loving Behaviour male partner is loving, yet could kill her. She
Stage The battered women reported that during becomes convinced that there is no escape.
this stage the batterer realised that he has gone too Another important consequence of 'learned
far and attempted to make it up to them. He apolo- helplessness' is changed perceptions of violence:
gised profusely, showed kindness and remorse, tried the battered woman, living constantly with fear,
to help and promised that the violence would not became impervious to the seriousness of the
recur (Walker, 1984b). However, in some relation- violence and death (Walker, 1979). Essentially,
ships this stage was simply characterised by an Walker argued that battered women had child-
absence of tension or violence without remorseful hood experiences and adult experiences in the
behaviour (Walker, 1984b; 1996). During this battering relationship that led them to develop
stage the battered woman's victimisation became passivity, despair and hopelessness, to become
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complete as she hoped that the violence would end, desensitised to the seriousness of the violence
that her partner's loving and contrite behaviour which they experienced and to increasingly
would become the norm, and she accepted her perceive that they had no option other then to
situation and remained in (or returned to) the remain with their abuser.
relationship. Conversely, it is during this stage that It is important to note that Walker's theoris-
a battered woman is most likely to leave her abuser ing on learned helplessness has changed during
(Walker, 1979). the past two decades. In her earlier work Walker
(1979, p. 47) emphasised the passivity associated
TTie Psychological Sequelae with battered woman syndrome:
Walker stated that the psychological impact of Once the women are operating from a belief
battered woman syndrome began with feelings of of helplessness, the perception becomes reality
helplessness, guilt and lowered self-esteem. An and they become passive, submissive,
abused woman initially sought to control the 'helpless'. They allow things that appear to
them to be out of control to actually get out of
abusive incidents by identifying the causes of her control.
partner's aggression and modifying her behaviour
accordingly. However, as the abuse continues, the As the cycle of violence was repeated, the
woman learned that, regardless of her actions, she battered woman increasingly felt powerless to
could not control the beatings and she began to control or influence what happened to her and
assume that she had no control over her environ- lived in a state of constant fear, perceiving that
ment (Walker, 1979). As a consequence of her there was no escape from her situation.
constant sense of lack of control the woman Subsequendy, Walker modified her use of the
developed a 'psychological paralysis' or 'learned concept of learned helplessness, abandoning the
helplessness', accompanied by depression. notion of psychological paralysis and extreme
passivity and replacing it with a characterisation of
The theoretical background of 'learned battered women as having a limited repertoire of
helplessness' was derived from Martin Seligman's behaviours:
laboratory experiments with animals, in which he Learned helplessness does not mean that the
exposed them to random and variable aversive woman is helpless
stimulation from which they initially could not (Walker, 1991, p. 24).
escape, a process that Walker (1992) suggested
'probably produced a laboratory version of Walker (1996, p. 343) subsequently has referred
PTSD' (p. 330). After being exposed to painful, to the "myth" that battered women are passive
unavoidable stimuli, the animals in Seligman's and helpless and now emphasises that learned
experiments subsequendy failed to utilise readily helplessness simply means that battered women:
lose the ability to perceive that what they do
available opportunities to escape the aversive
will make a difference in protecting themselves
situation. Seligman theorised that his tortured
from the noncontingency between response

28
BATTERED WOMEN AND BAD SCIENCE THE UMITED VAUDITY AND UTILITY OF BATTERED WOMAN SYNDROME

and outcome in the relationship...battered remain in the situation being repeatedly


women begin to concentrate on coping strate- bashed. That pretty well defines what the
gies that have the highest prediction of being battered wife is.
successful; they do not use many behaviours
that have a lower probability of being protec- Related Empirical Work on the
tive, including terminating the relationship.
(Walker, 19%, p. 343-344).
Battered Woman Syndrome
Decoding Walker's technical language, it appears There is now a voluminous literature on domes-
that her current conceptualisation of learned tic violence and the psychological and behav-
helplessness has four key elements: ioural consequences of abuse by a male on his
i) learned helplessness does not mean that a
partner. Walker (1979, 1984a, 1984b, 1991)
draws on this literature to support many of her
woman is helpless; conclusions about battered woman syndrome.
ii) learned helplessness is manifested in the Indeed, it is the entwining offindingsfrom other
battered woman's beliefs and behaviour researchers working in the field of domestic
iii) due to her experiences in the abusive relation- violence with her own empirical findings that
ship, the battered woman no longer believes complicates a precise delineation and evaluation
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that her actions or behaviour can alter her of battered woman syndrome. However, insofar
experience of abuse. She believes that no as Walker purports to create a particular
matter what she does she will still be abused, syndrome, with co-occurring symptoms, under-
iv) as a consequence of her beliefs about her pinned by the concepts of learned helplessness
limited efficacy in dealing with her partner's and the cycle of violence, she is positing a situa-
violence, the battered woman mainly uses tion somewhat different from the general,
coping/protective strategies that she believes are descriptive material on domestic violence
most likely to reduce the abuse, and abandons provided by other researchers. The material
coping/protective strategies where she cannot considered in this section is restricted to those
predict the outcome (Walker, 1991, p. 24-25) studies which explicitly use the concept of
or that she perceives are less likely to reduce the battered woman syndrome or which Walker has
abuse (Walker, 1996, p. 344). cited as indicative of the syndrome.
'Learned helplessness' is the aspect of battered As yet, there is no research that comprehen-
woman syndrome that is emphasised by expert sively replicates Walker's research with battered
witnesses in criminal trials and has influenced women. Duncan's (1996) claim that 'later studies
judges (see R v C, 1993; R v Bradley, 1994, per have confirmed much of Walker's theory'is exces-
Coldrey J.). However, many expert witnesses in sive.7 In relation to the psychological sequelae of
Australia have chosen to rely on Walker's earlier abuse, partial support for Walker's (1984b)
work , emphasising the passivity of battered battered woman syndrome has come from a
women, and have not acknowledged the shift in number of studies. Gleason (1993) investigated
her theorising on this critical issue. Thus, a levels of psychopathology in a small sample of
psychologist called by the defence in R v Hickey battered women using a structured interview (the
(quoted in Yeo, 1992) stated: Diagnostic Interview Schedule) and found
extremely high prevalence for psychosexual
...learned helplessness relates to the woman
feeling totally unable to do anything about her
dysfunction, major depression, post-traumatic
environment, cannot get away, is unable to stress disorder, generalised anxiety disorder and
utilise any resources, in fact, does not have the obsessive compulsive disorder. He concluded that
resources to cope with the situation. Therefore 'These diagnoses appear to reflect the major
they are stuck in the situation. They are components of the battered woman syndrome...'
normally quite dependent people, people if (Gleason, 1993, p. 53). While the high levels of
you like, who initially when they get into a depression, anxiety, psychosexual dysfunction and
relationship, place a great deal of emphasis on post traumatic stress disorder are consistent with
their mate, on the man, taking responsibility
for their lives. This is when he starts to bash
Walker's (1984b) description of battered woman
her. She can't get away. She hasn't got the syndrome, the addition of obsessive compulsive
resources to cope herself. Therefore they disorder is a new addition to the syndrome (not

29
MARILYN McMAHON

specified by Walker in any of the three original to leave die relationship; might believe diat their
empirical studies, but apparendy first mentioned husband could kill them; and might be
in an article in 1992). Thus, Gleason's (1993) persuaded to stay by promises of no further
study simultaneously supports several features of violence.8 Obviously, this consensus of opinion
Walker's battered woman syndrome and — does not validate Walker's theory but it does
through the introduction of a new element of demonstrate acceptance widiin a relevant section
psychopathology (obsessive compulsive disorder) of the scientific community of her findings — a
— demonstrates the lack of precision in die origi- factor that is a component of the Daubert test
nal delineation of the syndrome. and central to the admissibility of scientific testi-
Dutton and Painter's (1993) research with mony in the United States under the standard
battered women investigated three aspects of established by Frye v United States (1923)
battered woman syndrome: trauma symptoms, (Duncan, 1996), a standard which was appar-
self-esteem and attachment to the abusive ently adopted by King CJ in R v Runjanjic; R v
partner. They concluded that, as predicted, Kontinnen (1991). However, it should also be
battered women experienced high rates of trauma noted that there was no consensus on two aspects
symptoms, lowered self-esteem and heightened of Walker's theory that have particular forensic
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'paradoxical attachment' to the batterer. These significance: these experts did not believe that
effects were all significandy correlated, a finding battered women could predict future violence,
which supports the idea that they constitute a nor did diey believe that battered women might
syndrome or complex. Similarly, Anson and Sagy provoke a violent incident to get it over with
(1995) believed that their investigation of (Dodge & Greene, 1991). Thus, while the
battered women in Israel provided general findings from diis study may pardy explain the
support for battered woman syndrome insofar as acceptance of Walker's findings within the scien-
diey found diat battered women were more likely tific community, they demonstrate neither the
than non-abused women to both tolerate and validity of her research nor universal acceptance
blame themselves for violence in the marriage of key aspects of her dieorising.
and were economically, sexually and socially
dominated by their husbands. Additionally, the Unresolved Issues in the Construction
unsurprising finding that the abused women and Application of Battered
were likely to be 'more nervous and less happy' Woman Syndrome
than non-abused women was taken as support for
Walker's theory (Anson & Sagy, 1995, p. 298). Walker (1984b) frequently acknowledged the
However, these authors also reported that the limitations of her original empirical research and
battered women diat they interviewed 'were not called for further research; however, she did not
powerless, isolated, or traditional women' (Anson adequately address the problems that arose from
these limitations or appropriately limit her
&Sagy, 1995, p. 301).
conclusions. As previously noted, she blended the
Further support for battered woman results of her own empirical research with the
syndrome is claimed from a survey of American findings of others, thereby creating difficulties in
experts in domestic violence. Responses from establishing the empirical basis for the syndrome
forty-five expert researchers in the area of wife that she describes. While her pioneering, detailed
abuse to a survey which investigated expert work with victims of domestic violence brought
opinions and beliefs regarding battered women considerable attention to the circumstances and
revealed a high degree of consensus on key issues psychological difficulties confronting these
relevant to battered woman syndrome (Dodge & women, the precarious empirical basis of the
Greene, 1991). The findings from this study syndrome is inadequate to justify the elaborate
suggested diat, consistent with Walker's studies theorising and testimony on battered woman
and theorising, most of tKese experts believed syndrome that has occurred in the forensic
that battered women: blame themselves for the context in the past two decades (Faigman, 1995).
violence; are not masochistic; are anxious, Revisiting the original research studies illustrates
depressed and dependent; would find it difficult the profound problems that weaken that research.

30
BATTERED WOMEN'AND BAD SCIENCE: THE UMITED VAUDITY AND UTILITY OF BATTERED WOMAN SYNDROME

Methodological Problems in the Empirical Research Kirby J. believed that bias in the sample selection
As previously noted, the key empirical basis for of respondents to Walker's research resulted in
battered woman syndrome is found mainly in three the overrepresentation of 'Caucasian women of a
studies of battered women conducted by Lenore particular social background' {Osland v R, 1998,
Walker in the late 70's and early 80's in the USA p. 34)' and suggested that the syndrome may
(Walker, 1979; 1984b; 1989). This research base is therefore 'misrepresent many women's experi-
characterised by methodological flaws, conceptual ences of violence' (p. 34)
imprecision and internal inconsistency. Like much of the empirical research in family
violence, Walker's studies were conducted primar-
No Control Groups ily with abused women who sought shelter or
Each of the three empirical studies conducted by other help (Anson & Sagy, 1995). Walker (1983,
Walker lacked a control group. Walker (1984b) 1984b) acknowledged bias in her samples in
justified the lack of a control group on grounds of relation to both demographic characteristics and
financial cost and time. She later also claimed that experience of abuse. In relation to her larger
'sophisticated statistical methodologies' used in research study, Walker acknowledged that the
the 1984 (b) study 'made it unnecessary to use sample over-represented women in professional
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an experimental-control group research model' occupations (Walker, 1983) and may have under-
(Walker, 1989, p. 9). A strategy she devised to represented women who were severely battered or
overcome this considerable limitation in her who were experiencing relatively low levels of
(1984b) study was to use some of the women as violence (Walker, 1984b). Thus, the sample was
their own control group by obtaining information skewed towards professionally employed women
from them about non-battering relationships in who, after experiencing moderate levels of
which they had been involved. Subsequently, violence, left their abusive partner: 'self-selected
Walker compared the women's' experiences in the survivors' (Walker, 1984b, p. 229). It is simply
battering and non-battering relationships. unknown just how representative Walker's
The absence of control groups bedevils many samples were of the total population of battered
aspects of Walker's research. For example, in the women in the USA and how reliable was the
absence of a control group it is simply unknown information reported, a point that Walker herself
whether the levels of depressions and self-esteem acknowledged but then dismissed by stating 'our
reported by Walker's (1984b) respondents are data are as reliable as can be expected from a
significantly different to those of a comparable survey type of research' (p. 228). Reliance on this
sample of women in intimate, heterosexual, non- data in Australia is even more risky as the similari-
battering relationships. Additionally, in relation ties in the population of interest (battered women
to women with battered woman syndrome who with battered woman syndrome) in the USA and
kill their abusive partners — a group of Australia is unknown.
enormous forensic interest — it has not yet been
established whether the percentage of women Discrepancies in the Data Reported
with battered woman syndrome who kill their Occasionally, discrepancies occur in the data
abusive partner is higher than the base rate in the reported by Walker. For example, Walker
appropriate control population (Morse, 1990). (1984b) reported that the number of battered
women who themselves were physically violent
The Samples: Representativeness and towards their abusive partner was 'small' (p.
Inconsistent Descriptions 150), and stated that only '15% of those in a
As previously noted, the two principal studies violent relationship and 5% of those in a non-
upon which Walker relies for the construction of battering relationship [reported] the use of
battered woman syndrome were a preliminary violence' (p. 150). However, inspection of Table
study of 'more than 120' battered women and a 13 in her book reveals that nearly one quarter
subsequent research study investigating the (24%) of the women in a battering relationship
experiences of 403 battered woman. Many reported that they 'occasionally' or 'frequently'
commentators, both legal and feminist, have used physical force to get something they wanted
been critical of the adequacy of the sample on (p. 174), a proportion that, arguably, is not
which Walker conducted her research. Thus, 'small' and which cannot be reconciled with

31
MARILYN McMAHON

Walker's general comments on this issue. Indeed, interviewers who were both familiar with the
Walker's reported low frequency of physical broad issue of domestic violence and her previous
violence by battered women is inconsistent with work. Walker prescribed her earlier book {The
the reports of other researchers. For example, Battered Woman), which outlined her theory of
more than half the battered women recently learned helplessness and the cycle of violence, as
surveyed in Israel and the USA reported using required reading for her interviewers prior to
physical violence against their abusive partner conducting their interviews. As the interviewers
(Anson & Sagy, 1995; Jacobson, Gottman, also scored and coded the interviews that they
Gortner, Berns & Shorn, 1996). While the conducted, it is possible that their prior knowl-
defensive use of physical violence by battered edge of Walker's theory of violence and use of
women should not be equated with the violence the concept of learned helplessness not only
of their partners, the relatively high level of biased the way in which they conducted their
violence exhibited by battered women has impor- interviews but also distorted the way in which
tant implications in the forensic context and is they scored them (Brown, 1997).
inconsistent with the passivity emphasised in the
concept of'learned helplessness'. Scoring of the Interviews Many of the questions
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used by the interviewers in Walker's (1984b)


Secondary Sampling study were open-ended. Given the interviewers'
King CJ stated that relevant psychological litera- familiarity with the research hypotheses and their
ture revealed 'typical patterns of behaviour on the important role in rating respondents' answers to
part of the male batterer' (R v Runjanjic; R v open-ended questions, it is disconcerting to note
Kontinnen, 1991, p. 118). However, it should be that interviewers scored and coded the interviews
noted that in Walker's (1979, 1984b) studies all that they conducted. 'Experimenter expectancies'
data pertaining to male batterers were derived may therefore have significantly influenced the
from information provided by their female results obtained in the study (Faigman, 1986).
partners. As Walker (1979, p. xvii) stated: Additionally, no detailed information was
I am aware that this book is written from a provided concerning scoring instructions or
feminist vision. It is a picture of what happens guidelines that were given to the interviewers,
in a domestic violent act from the perspective thereby increasing uncertainty concerning
of only one of the two parties... scoring of interviewees' responses. Finally,
Thus, the extensive information obtained on male although it was claimed that 'Comparison
batterers — more than one-third of the tables between interviewers' responses indicated a high
presented in Walker's (1984b) study contained level of agreement' (Walker, 1984, p. 96) there is
information about dieir background, personality, no reporting of any measures of interrater relia-
attitudes and behaviour — was derived from this bility. Thus, the results reported may have been
'secondary sampling' approach. While such an subject to distortions resulting from interviewer
approach is consistent with a feminist research expectancies and inconsistencies.
orientation (McHugh, 1993) and undoubtedly Other significant problems occur in Walker's
provided valuable insights from the victims' (1984b) study in relation to the analysis of data.
perspective, relying solely on the womens' percep- Composite variables are created without either
tions of their abusers provides a particular theoretical or statistical justification (e.g., the
perspective on intimate, dyadic violence. Hence, computing of combined scores for the variables
it is more accurate to indicate that this literature fear, anxiety and depression: Schopp et al., 1994)
depicts victims' perceptions of the typical pattern
and no statistical tests of significance are reported
of behaviour of the male batterer.
(Faigman. 1986). Both these features signifi-
cantly weaken the strength of the study.
The Interviews
The Interviewers: Experimenter expectancies The Interview Schedule Walker's studies have
Although Walker (1984b, p. 222) acknowledged been criticised for using leading questions and
that 'ideally, of course, those who collect data thereby promoting 'hypothesis guessing' by
should be unaware of the hypotheses being respondents (Faigman, 1986). Additionally,
tested' she contravened this principle by using contrary to conventional practice, which requires

32
BATTERED WOMEN AND BAD SCIENCE THE UMITED VAUDITY AND UTILITY OF BATTERED WOMAN SYNDROME

the use of an identical questionnaire for all (Walker, 1979). The idea of a stage of momen-
respondents, the interview schedule changed tary duration raises considerable skepticism about
during the course of Walker's (1984b) study. She die validity of die 3 stage model and indicates die
(1984b) noted that 'Four different forms [of die need for greater clarity on die notion of a 'stage'
questionnaire] were tried until a satisfactory in the 3 stage cycle of violence. Furthermore,
interview schedule was finalised. All forms except important forensic issues remain unresolved. It is
for the pretest were used in the final analy- not clear whether a battered woman must experi-
s i s - W a l k e r , 1984b, p. 226). Although the ence the full cycle of violence to qualify for
purpose of die revisions was to 'shorten the inter- battered woman syndrome or whether partial
view' (p. 226), the format of important items experience would satisfy the criteria for the
relating to sexual assault were varied from open- syndrome (Freckelton, 1994).
ended questions to closed questions employing Finally, detailed, empirical research on this
forced-choice response categories during the issue has not supported Walker's model. Dutton
course of the research study. and Painter (1993) explicidy researched this aspect
of battered woman syndrome and found no
Conceptual Problems in Walker's Research evidence of a 3 stage cycle of violence in the
The Cycle of Violence
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abusive relationships that they investigated. They


Walker's (1979; 1984b) 3 stage cycle of violence concluded that intermittency of abuse (i.e.
has been criticised (e.g., Faigman, 1986; Schuller extreme positive behaviour and extreme negative
& Vidmar, 1992). Inspection of her own data behaviour occurring with temporal contiguity),
reveals that only 65% of the cases involved a rather than a 3 stage cycle, characterised the
tension-building stage prior to the battering and abusive relationships of battered women.
in only 58% of die cases did a period of loving Additionally, diey concluded that it was intermit-
contrition follow die battering incident. (Walker, tency of abuse, rather than the predictability of
1984, p. 96-97). Additionally, Walker (1984b; abuse per se, diat contributed to battered woman
1996) noted that the loving contrition phase was syndrome. Longitudinal research on die frequency
absent in some relationships and, in others, and severity of abuse in battering relationships has
disappeared over time, causing her to modify also not supported Walker's theorising. Walker
descriptions of the third phase of the cycle (1984b) predicted that both severity and
(Walker, 1996). Faigman (1986), reanalysing the frequency of abuse would increase in battering
data provided by Walker (1984b), concluded relationships over time10. However, Jacobson et al
that only about thirty-eight per cent of her (1996) reported that, in couples who were still
respondents actually experienced die entire cycle living together at the end of their 2 year study
of violence. Thus it is clear that the 3 stage cycli- investigating domestic violence, 54% of the
cal pattern of violence was not common to all the batterers had decreased the frequency and severity
battering relationships investigated by Walker of their abuse. Thus, rigorous empirical research
and may not characterise relationships of long has failed to support Walker's dieorising concern-
duration. While it is unrealistic to criticise ing the cycle of violence in abusive relationships.
Walker's dieory for not providing a perfect expla- This finding, combined with inadequacies in
nation for battering in intimate relationships, it is Walker's own research, casts considerable doubt
disconcerting diat she did not adequately address upon the validity and utility of this aspect of
the variation in her own data nor seek to identify battered woman syndrome.
factors that could have caused variation from the
predicted cyclical pattern of violence. Learned helplessness and Agency
Additionally, it is unclear what Walker means The applicability of the learned helplessness
when she refers to a 'stage' in the cycle of paradigm to battered women has been
violence. While she broadly indicated the average questioned. Faigman (1986), returning to
or expected duration of each stage in die cycle of Seligman's original experiments, noted that
violence and emphasised the importance of inducing learned helplessness in dogs made it
factors unique to die abusive couple, she has also virtually impossible to retrain them to engage in
indicated diat a stage may last for years (Walker, behaviour that would avoid the aversive stimulus
1979, n. 23 p. 58) or 'be over in a moment' and/or enable diem to escape from their painful

33
MARILYN McMAHON

environment. He queried the application of seeking help and/or using physical violence,
Seligman's model to battered women who left strategies that were relatively rare with women in
the abusive relationship or killed their abusive non-abusive heterosexual relationships (Anson &
partner (also see Schopp et al., 1994). Similarly, Sagy, 1995). Hence, although King CJ in R v
some commentators simply have argued that Runjanjic; R v Kontinnen (1991) stated that 'The
characterising battered women who kill their battered woman rarely seeks outside help because
abuser as helpless is illogical (Tomlie & Stubbs, of fear of further violence' (p. 118), such a
1992; Nicolson & Sanghvi, 1993). Feminist conclusion is inconsistent with both Walker's
commentators have objected to the representa- original research and subsequent relevant research
tion of (battered) women as irrational beings, in domestic violence. Significantly, this miscon-
psychopathologically motivated to commit their ception may also seriously disadvantage battered
offences (McCarthy, 1994; Hinchdiffe & Lloyd, women who do retaliate to their partner's
1996"). These theorists have been critical of violence as they will not fit the profile of
Walker's emphasis on the passivity and victimisa- Walker's 'battered woman'.12
tion of battered women which they believe has Battered woman syndrome also cannot
the inevitable consequence of portraying them as
explain why some women do leave the abusive
"Agentless, almost somnambulistic..."
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relationship while others do not (Comack,


(Coughlin, 1994).
1987). This is particularly problematic as nearly
As previously noted, Walker's theorising in half (46%) of the women in Walker's (1.984b)
relation to learned helplessness in battered study had left their abusive partners at some
women has changed during the past twenty years, point before they were interviewed (Walker,
with decreasing emphasis on their 'passivity'. 1983). It might be anticipated that battered
Indeed, Walker's (1984b) original data clearly women who exhibited higher levels of learned
indicated that these battered women were not helplessness would be least likely to leave the
passive and agentless — they frequently took relationship, but empirical research has failed to
action in relation to their situation. At least one- support this hypothesis (McDonald, 1989).
fifth of the women temporarily left their home In summary, in the forensic context, the
immediately after a battering incident, 25% of concept of learned helplessness and the construc-
the women reported that they had left the tion of the 'agentless' women with battered
batterer permanently and, in the last battering woman syndrome raise three profound,
incident prior to being interviewed, 49% of the
unresolved issues:
women reported that they immediately sought
'outside help' after the battering (Walker, 1984, a) It is not clear how Walker's most recent
p. 170, Table ll).Thirty nine percent of the formulation of learned helplessness (Walker,
women reported that at some point they had 1991) can explain the actions of a woman
obtained a restraining order against their abuser who kills her abusive spouse. Walker has
(Table 17, p. 179) and 33 (8%) of the women emphasised that battered women progres-
reported that they had tried to kill their abuser. sively restrict themselves to a limited reper-
Walker (1984b, p. 150) noted that 'The proba- toire of behaviours which have the most
bility that the woman will seek help increases highly predictable consequences within their
over time..', and subsequently concluded that familiar situation (Walker, 1989). Women
'the data indicate that most battered women fight with battered woman syndrome avoid novel
back at some time (Walker, 1992, p. 325). Other responses — such as leaving their abusive
researchers have established that many battered partner — that would "launch them into the
women engage in diverse actions to end the abuse unknown" (Walker. 1989, p. 51). However,
(Kuhl, 1986; Hilberman & Munstrom, insofar as the killing of an abusive spouse
1977-78; Levit, 1985; Gelles & Strauss, 1988) constitutes a novel action, it is not part of an
and have described a diverse range of coping existing, restricted repertoire of responses and
skills that are used by battered women (Browne, hence cannot readily be explained within this
1987; Ewing, 1987). For example, a recent framework of 'learned helplessness.'
survey of battered women in Israel, noted that
Additionally, Walker's theorising on this
more than half the battered women reported
point is fundamentally irreconcilable with

34
BATTERED WOMEN AND BAD SCIENCE: THE UMITED VALIDITY AND UTIUTY OF BATTERED WOMAN SYNDROME

Seligman's work with animals, from which battered women are held to be extremely
her theorising is purportedly derived. attuned (hyper vigilant) to signs of violence
Seligman noted that, once subject to 'learned from their partner and hence able to interpret
helplessness', the animals in his experiments certain conduct as indicative of imminent
displayed continuing and consistent passivity. attack or a more severe attack but, conversely,
Yet Walker's more recent comments on the effects of the battering are said to have
learned helplessness emphasise not passivity, dulled their perceptions of violence so that
but selective behavioural responses on the they become impervious to the danger
pan of the battered women, thereby demon- confronting them. Cases in which battered
strating a significant departure from
woman syndrome is used to support a claim
Seligman's work and constructing a complex
of self defence and/or provocation selectively
and confusing portrait of the battered
utilise one of these two inconsistent aspects of
woman. As Blackman (1989, p. 192) has
commented: Walker's theorising.

The suggestion that battered women are c) Further problems arise when battered woman
'helpless' is really a misnomer. Battered women syndrome is used in conjunction with claims of
self defence or provocation. Focusing on the
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are often resourceful and active in their efforts


to avoid violence in the context of the relation- battered woman's general psychological state,
ship... Furthermore, especially for battered especially her 'earned helplessness', is
women who kill, the suggestion in Walker's sometimes substituted for consideration of the
language that they must be 'helpless' if they reasonableness of her actions, a necessary
have been battered can function to predispose a element of both self defence and provocation.
jury against them The jurors may believe that a The effect of this emphasis is that die rational-
helpless woman could never pull a trigger, that ity of a woman's conduct is disregarded and
a helpless woman could only endure the abuse, her psychopathology correspondingly empha-
but could not respond in kind. sised, a fact that has enraged feminist commen-
b) Walker (1979) stated that women with tators, been argued to be incongruent with the
battered woman syndrome became impervi- reality of the battered woman's situation and
ous to the seriousness of the violence and inconsistent with the legal requirements of self
possible death from their abuser. This finding defence (Schopp et al., 1994; Faigman &
is hard to reconcile widi the acute apprehen- Wright, 1997). As Leader-Elliot (1993) has
sion of imminent death or great bodily harm commented in relation to self defence, an
claimed by female defendants who have relied emphasis on the psychological incapacities
on battered women syndrome as part of a inherent in battered woman syndrome 'has the
claim of self defence or provocation (e.g. R v paradoxical effect of transforming an assertive
Hickey, 1992). However, Walker also argued act of self defence into a manifestation of
that battered woman syndrome invested weakness and incapacity' (p. 411).
women with a special ability to perceive Conversely, some experts have sought to locate
forthcoming violence from an abusive the reasonableness of a woman's conduct within
partner, even in the absence of overt, behav- a framework that employs battered woman
ioural indicators (Walker, 1993). This aspect syndrome and emphasises her mental distress and
of Walker's theorising has been particularly disorder. Thus, Gillespie (1989) has argued that
important in forensic cases. For example, in the central role for the expert witness giving
Osland v R (1998), both Gummow and evidence in relation to battered woman syndrome
Gaudron JJ. noted the heightened arousal or is to establish the reasonableness of the defendant
awareness of danger which may be experi- woman's conduct.14 However, experts who seek
enced by battered women and emphasised to perform this role are simply "going beyond the
the relevance of this factor to the defences of
data". Battered woman syndrome is not well-
provocation and self-defence.13 Nevertheless,
suited to establishing the 'reasonableness' of the
on this critically important forensic issue, the
battered woman's conduct in either provocation
theory relating to battered woman syndrome
or self defence and cannot explain the sudden
is internally inconsistent: on the one hand,
loss of control required in provocation (Nicolson

35
MARILYN McMAHON

& Sanghvi, 1993; Hinchcliffe & Lloyd, 1996). Several commentators have been critical of
As Murphy (1992, p. 282) has noted: the concept of a syndrome employed by Walker
the feet remains that no amount of scientific and her colleagues (e.g., Freckelton, 1994). Many
study can prove that an act is reasonable. Such feminists object to the stereotyping which they
determinations arc value judgements, not believe is implicit in the construction of a
scientific conclusions. syndrome (Crocker, 1985; Sheehy, Stubbs &
When psychologists or psychiatrists evaluate the Tolmie, 1992;Bricker, 1993; Nicolson &
actions of a defendant with battered woman Sanghvi, 1993), others object to the vague and
syndrome as reasonable, they are offering both a ill-defined manner in which the term is used
legal conclusion and a value judgement — (Faigman, 1986). Although Walker claims to
neither of which is legitimately derived from have identified a syndrome, the manner in which
expertise in battered woman syndrome. her results are presented (e.g. thirty six univariate
In summary, it appears that the two aspects of tables attached as an appendix to her 1984b
battered woman syndrome that Walker regards as study) makes it difficult to substantiate her claim.
her key theoretical contributions — the cycle of If, as seems implicit in her study, she employs the
violence and learned helplessness — are also the concept of a syndrome to describe a co-occurring
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least theoretically cohesive, internally consistent group of symptoms, she fails to address funda-
and empirically supported aspects of her work mental aspects of this position. For example, in
the implicity polythetic format of her characteri-
Syndrome
sation of battered woman syndrome, she fails to
Lenore Walker's claim to have identified a specify the symptoms that must co-occur simul-
syndrome common to battered woman has taneously for the diagnosis of battered woman
focused attention on the contemporary definition syndrome to be applicable. It is clear that not all
and scope of syndromes. Surprisingly, Walker symptoms must be present, as not every woman
fails to devote detailed attention to this issue. in Walker's studies was depressed, had low
The original use of the term 'syndrome' by esteem, experienced the complete cycle of
Walker (1979, p . xiv) described the entire violence etc. Thus, significant, unanswered
abusive relationship between batterer and victim, questions remain: what symptoms must be
including the cycle of violence, the characteristics present, at what particular time, for a woman to
of the batterer and his victim and the behavioural satisfy the criteria for battered woman syndrome
and psychological effects on the abused woman. (Faigman, 1986; Freckelton, 1994)?
However, the use of battered woman syndrome
in the courts has focussed on the battered woman Another interesting, implicit feature of
and her psychological state. From this perspec- Walker's (1984b) study is that every participant
tive, the concept of a syndrome implicit in who satisfied the definition of a battered woman
Walker's work seems to be of a co-occurring thereby also met the criteria for battered woman
group of symptoms in battered women, indica- syndrome. Walker never explicitly stated this and
tive of a disturbance in functioning caused by the sometimes appeared confused on this point, but
abusive relationship. Indeed, her definition of it is a necessary implication of her use of the term
battered woman syndrome is generally imprecise. 'battered woman syndrome' in relation to all the
In response to suggestions that a more rigorous participants in her study: participants were
definition of the syndrome be employed so that selected solely on the basis that they met the
research can be standardised and forensic use criteria for being a battered woman (i.e. they had
clarified, Walker (1995) has commented: 'The been battered at least twice by a man with whom
definition is still evolving...so it may be too soon they had an intimate or marital relationship).16
to codify one' (p. 33). This flexibility is impossi- What is implicit in Walker's (1984) study was
ble to reconcile with the requirements of made explicit by subsequent researchers investi-
standardisation and reliability in forensic diagno-
gating battered woman syndrome. Thus Kuhl
sis." The absence of reliable definitional criteria
(1986) stated that battered woman syndrome
is a profound handicap to systematic research and
'delineates a population of women who are physi-
the development of necessary reliability and
cally and psychologically battered by their
validity data for battered woman syndrome.
spouses' (p. 9), thereby equating the syndrome

36
BATTERED WOMEN AND BAD SCIENCE THE LIMITED VALIDITY A N D UTILITY OF BATTERED WOMAN SYNDROME

with the experience of abuse by a man with Other critics have queried the relationship
whom the woman has an intimate relationship. between battered woman syndrome and specific
Judicial skepticism concerning the use of die mental disorders (Freckelton, 1994). Walker
term 'syndrome' is increasing, suggesting that die (1991) and her colleagues suggested that battered
courts may more rigorously examine syndrome woman syndrome is ' a subcategory of PTSD
evidence — including battered woman syndrome [post traumatic stress disorder]' (Walker, 1991,
— in the future (Freckelton, 1997). The p. 28; also Walker, 1992; 1993; Douglas, 1987;
Victorian Court of criminal Appeal in / v The R v Johnston, 1994)). Research on post traumatic
Queen (1994) was critical of die expert testimony stress disorder has been introduced into expert
of a psychiatrist who gave evidence to the trial testimony in criminal cases involving battered
court concerning the psychological state of the women (Blackman, 1986; Maguigan, 1991). The
complainant in a sexual assault case. The psychia- current version of the Diagnostic and Statistical
trist testified that die alleged victim demonstrated Manual of Mental Disorders (DSM—IV:
'partial [battered woman] syndrome'. The court American Psychiatric Association, 1994) no
noted that the expert witness failed to inform the longer contains the restriction that the distressing
jury about battered woman syndrome and was event be 'outside the range of usual human
critical of die 'extraordinarily wide' definition of experience' (cf DSM III—R: American
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a syndrome provided by the expert psychiatrist. Psychiatric Association, 1987, p. 247) and hence
The definition of a syndrome which was offered increases the scope for the introduction of
to the court: evidence of PTSD in cases involving battered
[A] syndrome is a collection of features in a women (Dutton & Goodman, 1994)".The
patient which goes together to produce a symptomatology shared by both these disorders
whole. It is not an illness because nobody includes: intrusive symptoms (e.g., revivification
knows what necessarily causes it or how it nightmares, flashbacks); avoidance symptoms
comes about. You simply find the correlation (e.g., social withdrawal and general emotional
of factors...and you put these together and say numbing); and arousal symptoms (e.g., sleep
this is a syndrome. It is a collection, a correla- problems, hypervigilance) (Levit, 1991). While
tion of features. Walker (1992) claimed that most battered
]v The Queer, p. 528. women met the criteria for PTSD, she argued
that 'the generic criteria [of PTSD] may not be
Battered Woman Syndrome: A
Diagnosis or a Description?
specifically tailored to measure the entire collec-
tion of psychological symptoms that constitute
T h e general relationship between battered battered woman syndrome' (Walker, 1991, p.
woman syndrome and mental disorder has been 21), but did not establish if, or to what degree,
queried (Freckelton, 1994; Schidler and Vidmar, battered woman syndrome was inadequately
1992). Many feminist critics object to the pathol- subsumed within PTSD. Other researchers have
ogising of battered women which they see as limited their diagnosis of PTSD to the subcate-
inherent in the use of terms such as 'syndrome' gory of battered women who committed a violent
(e.g., Stubbs & Tolmie, ; Bricker, 1993; Brown, act against their abuser (Levit, 1991).
1997).'7 Legoe J., in R v Kontinnen (1992), chose
to conceptualise battered woman syndrome as an Recognising the overlap between battered
'attitude of mind', emphasising that 'It is not a woman syndrome and post traumatic stress disor-
psychological illness' (p. 9) and thereby distin- der, Freckelton (1994) queried whether it was
guishing it (albeit in an illusory fashion) from necessary to have the specific, subordinate
mental disorders." Other commentators have category of battered woman syndrome. Similarly,
questioned whether battered woman syndrome Dutton and Goodman (1994) noted that PTSD
constitutes a diagnostic category and have argued provided 'a parsimonious frame for describing
that it is simply a descriptive term that refers to some of the psychological sequelae of battering
the effects of abuse on a woman (Schuller & because it integrates a number of disparate
Vidmar, 1992; Freckelton, 1994). Consequently, symptoms and at the same time differentiates
the reliability and utility of the diagnosis of them from other psychological difficulties.'
battered woman syndrome has been doubted However, it is dear that not all women with this
(Freckelton, 1994; Schuller and Vidmar, 1992). syndrome satisfy the criteria for post traumatic

37
MARILYN McMAHON

stress disorder (Walker, 1991). Research in the at refuges after being assaulted and leaving the
USA has reponed high, but not complete levels of family home. Hence, it is not possible to deter-
PTSD in battered women: between 31-60% of mine whether the psychological characteristics
battered women living at home and seeking help and personality profile obtained from the battered
from domestic violence programs (Cimino &. women existed antecedent or subsequent to the
Dutton, 1991; Gleason, 1993; Houskamp & Foy, battering relationship and/or simply reflected the
1991) and 40-89% of battered women living in characteristics of that sub-group of battered
refuges for battered women (Gleason, 1993; women who had left abusive partners.. Thus,
Kemp, Rawlings & Green, 1991) met the criteria Walker's adamant assertion that all battered
for PTSD. Hence, the relationship between the women have no pathology prior to the battering
syndrome and PTSD (and other major mental relationship simply cannot be supported through
disorders) requires further explication. her ex postfacto research methodology.
Although Walker claimed that 'the data lead
Personality and Battered Woman Syndrome me to conclude that there are no specific person-
Walker argued that battered woman syndrome ality traits that would suggest a victim-prone
developed solely in response to situational personality for the [battered women' (Walker,
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factors, claiming that there were no personality 1984: p. 7), her basis for this conclusion is scanty.
traits or other factors that predisposed a woman She investigated the personality of her respon-
to enter a relationship in which she was dents through the use of three standardised.
battered.20 Neither her research design nor her measures which explored attitudes towards
data permitted this conclusion. women (the attitudes towards women scale,
Walker strongly rejected the notion that Spence & Helmreich, 1972), locus of control
battered woman had masochistic personalities (Levenson's (1972) locus of control scale) and
that kept them in the relationship with their depression (the CES-D scale: Radloff, 1977). Self-
partner. This issue has been controversial and esteem was measured through the use of a non-
political; psychoanalytically oriented theorists, standardised Likert-style semantic differential
taking their starting point from Helene Deutsch, scale utilising nineteen items. It is dubious
have emphasised the masochistic nature of the whether it is appropriate to claim that these
female personality whereas feminist theorists have combined measures provide an adequate overview
emphatically rejected this view. Empirical of the personalities of the women in the study.
research has revealed a multiplicity of findings, The attitudes to women scale is convention-
with battered women being described as: over- ally viewed as a measure of attitudes, not person-
socialised, submissive, dependent, conforming ality, as it explores attitudes concerning the rights
and selfless (Ball & Wyman, 1977); cautious, and roles of women. Contrary to Walker's expec-
controlling, superstitious, submissive, anxious tations, the battered women in her (1984b) study
and with poor coping skills (Kuhl, 1984). Walker presented themselves as less traditional than other
(1984, 1992) cited research with battered women women. In relation to the self-esteem measure,
using the MMPI by Rosewater (1985) and results for the 19 items were presented individu-
suggested that 'battered woman syndrome is ally. There was no indication that the items were
identifiable by the high scores on MMPI scales presumed to constitute a scale and no justifica-
measuring depression, anger, suspiciousness and tion for the choice of the particular items, a fact
confusion' and that low ego strength was also which is particularly troubling, given the poor
'typically found in repeatedly battered women' face validity of several of the items (e.g. warm-
(Walker, 1991, p. 25). She later noted that cool; calm-excitable; witty-humourless; rational-
somatic symptoms, hysteria, rumination and irrational). Given the plethora of instruments
obsessive-compulsive behaviours may be elevated available to measure self-esteem at the time of
in battered women who have been sexually Walker's original research, the use of non-
abused (Walker, 1993). standardised items is perplexing. Interestingly,
A key problem with much of the empirical the battered women in the research study actually
research on this issue — including Walker's attributed higher self esteem to themselves than
(1979, 1984b) studies — is that subjects are they attributed to others: they viewed themselves
typically drawn from women who have presented as 'stronger, more independent, and more sensi-

38
BATTERED WOMEN AND BAD SCIENCE: THE UMITED VAUDITY AND UTIUTY OF BATTERED WOMAN SYNDROME

tive than other women or men' (Walker, 1984b, helplessness in childhood was not significantly
p. 80). It is therefore unsurprising that Walker related to the degree of learned helplessness that
referred to her own 'confusing results' (Walker, a woman exhibited in a later, adult abusive
1984b: p. 82) and recommended further study. relationship. Additionally, although she had no
However, elsewhere she states that 'the battered information about the battered women who
woman often does not have a sense of compe- participated in her studies before they entered
tency or self confidence in her abilities' (Walker, their abusive relationships (other than retrospec-
1991, p. 22) a comment which does not directly tive, self-reported data), Walker was adamant
flow from her own research study but appears to that these factors did not predispose a woman to
flow from her reliance on a study by Hilberman enter into an abusive relationship, but simply
and Munson (1978). Subsequent discussion of facilitated the development of battered woman
battered woman syndrome (e.g. Douglas, 1987) syndrome once the woman was in a relationship
has chosen to follow Hilberman and Munson's where violence occurred.
(1978) findings on self-esteem, rather then the While there is little empirical research
equivocal findings of Walker (1984b). Thus, it is direcdy on this issue, a study of a forensic sample
conventional for contemporary descriptions of of battered women sought to identify factors that
battered woman syndrome to include informa- differentiated those with battered woman
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tion about a woman's low self-esteem (e.g. see R syndrome from those who did not have the
v Kontinnen (1992); Gray J., quoted in Rogers, syndrome(Levit, 1991).Battered women with
1996), despite the fact that such findings were battered woman syndrome who committed a
not clearly established in Walker's research on violent act against their abuser differed from
battered woman syndrome. battered women who acted for other motivations
insofar as the former group exhibited post
Why Do Some — But Not All— Battered traumatic stress disorder after the violent act,
Women Develop Battered Woman Syndrome? whereas the latter group did not (Levit, 1991).
Not all women who are battered suffer from the Additionally, the women with battered woman
battered woman syndrome... syndrome were characterised by: lower educa-
(Douglas, 1987, p. 40). tional, sociocultural and socioeconomic levels;
Walker (1984b), like several other researchers in morbid dependency on their abusive partner;
this field (Levit, 1991; Kromsky & Cutler, more frequent use of alcohol and other drugs;
1989), acknowledged that not all battered greater anxiety and depression; were more likely
women developed battered woman syndrome to be still living with their abusive partner at the
but did not clearly identify the individual time of the offence; and exhibited significantly
characteristics or situational features that differ- more deficits in cognitive functioning and distur-
entiated battered women who developed bance in mental state on psychological tests (see
battered woman syndrome from those who did Appendix 2 for a summary of the test perfor-
not. However, Walker (1984b) identified several mance of these women). While these findings are
factors that she believed were associated with interesting, and suggest hypotheses for future
increased risk of a woman developing battered research, they are of limited utility, as they are
woman syndrome once she was already in an from an informal, anecdotal report of a number
abusive relationship, including: early and of cases by an individual forensic psychologist.
repeated sexual molestation and assault; large The absence of essential information — the
family of origin; critical or uncontrollable events numbers of women involved, their actual scores
in childhood; leaving home at an early age; tradi- on the psychological tests, the statistical signifi-
tional sex role orientation; and pre-marital cance of the observed differences in performance
pregnancy. Interestingly, Walker's (1984) own etc — indicates that the study is suggestive rather
data do not support her posited relationship than a reliable basis for distinguishing between
between adult and childhood learned helpless- women with battered woman syndrome and
ness. For the 403 women in her (1984b) study, other battered women in the forensic context.
the relationship between childhood learned Additionally, the author misunderstood the
helplessness and adult learned helpless was non- criminal law and posited an illusory antinomy
significant, indicating that experience of learned between battered women who have battered

39
MARILYN McMAHON

woman syndrome and those who claimed that changeably and diereby conflate the situational
they acted in self defence. It is possible that a experience of being battered with the psychologi-
woman with battered woman syndrome could be cal condition of battered woman syndrome. This
included in eidier of the two groups that Levit inappropriate fusion of a psychological condition
compared (the battered woman syndrome group with the simple experience of violence is also
and die self defence group), thereby confounding inherent in the controversial remark of Justice
the two groups. Finally, there is die real possibil- Bollen of the Supreme Court of South Australia
ity diat die author has a biased sample of women when he stated that, in his view, a battered
because contact was made widi diem after refer- woman had not been sufficiendy battered to be
ral from their lawyer, who may have already suffering from battered woman syndrome.
decided upon a defence strategy (self-defence Contemporary research in the general area of
simpUciter or a defence involving battered woman trauma suggests that whether a battered woman
syndrome) before contacting the psychologist. develops a psychological disorder such as
Thus, Levit's (1991) claim diat: posttraumatic stress disorder is not simply a
In the Battered Woman Syndrome the function of the level of abuse but is likely to be a
homicide or assault may occur when no physi- function of a complex interplay of: the type and
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cal abuse is taking place and the abuser may severity of abuse; characteristics of the recovery
actually be sleeping or leaving the area....In environment (e.g., family and social support,
cases of self defense the abuser is always in the response of the police and other agencies); and
process of attacking the woman, (p. 32) pre-existing psychological characteristics of the
may be misguided. This distinction may simply woman (Dutton & Goodman, 1994).
be an artifact of die way in which Levit (1991)
obtained his sample: lawyers are less likely to Where Does it End? The Natural History
need evidence of battered woman syndrome of Battered Woman Syndrome
when die woman's violent act is an immediate Freckelton (1994) questioned whether a battered
response to violence, whereas delay will usually woman had to be living with her assailant to
require reference to psychological factors (such as qualify for the diagnosis of battered woman
battered woman syndrome) to assist die defence syndrome and queried whether a woman who
(Kuhl, 1986). Thus, some of the posited differ- had been living apart from her abusive partner
ences between battered women who committed a for six months or more would satisfy the criteria
violent act may simply reflect legal standards and for the syndrome. It is clear both from Walker's
die diagnosis of battered woman syndrome is not early research and her theorising that a battered
itself independent of diose legal standards. woman does not have to be living with her
Hence, on the critically important forensic abuser to meet the criteria for battered woman
issue of distinguishing battered women with syndrome: three-quarters of Walker's original
battered woman syndrome from the general sample were not living with their abuser at the
category of battered women, as yet no reliable time that they were interviewed (Walker, 1983).
criteria have emerged which would permit such Also, it is clear that a woman could be separated
categorisation. The Daubert federal standard for from her abuser for a year and still have the
die admissibility of scientific evidence in die USA diagnosis of battered woman syndrome: 46% of
requires die identification of die error rate associ- the women interviewed in the larger research
ated widi a particular scientific theory, however it project had been out of the abusive relationship
is dear that conceptual imprecision surrounding for more than one year yet still had battered
die battered woman syndrome does not permit the woman syndrome (Walker, 1983; also Walker,
accurate diagnosis of women with this syndrome, 1991). A more difficult task is to determine the
diereby suggesting that the (as yet unknown) error point after the cessation of violence and/or the
rate associated with diagnosis of battered woman termination of an abusive relationship at which a
syndrome would be unacceptably high. battered woman would no longer be expected to
Conceptual imprecision surrounding battered meet the criteria for battered woman syndrome.
women and battered woman syndrome also There is scant information about the 'natural
undoubtedly partly explains the tendency of course' of battered woman syndrome. As previ-
Lenore Walker and others to use the terms inter- ously noted, Walker (1984b, 1996) assumes that

40
BATTERED WOMEN AND BAD SCIENCE THE UMITED VAUDITY AND UTILITY OF BATTERED WOMAN SYNDROME

both the severity and frequency of abuse increases Going Beyond the Data: Battered Women, Abused
in battering relationships over time. However, Children and Victimised Men
there are no longitudinal studies of battered The application of battered woman syndrome to
woman syndrome and most of the data comes cases distinct from the original category of adult,
from reports of younger women (19-40 years) heterosexual battered women is both common
who sought help outside the relationship and dubious but was apparently endorsed by
(Gesino, Smith & Keckich, 1982). Nevertheless, KirbyJ. in OslandvR (1998) who held that:
it is clear that the syndrome does not necessarily However understandable it may be, in its
end with the cessation of violence and/or the provenance and typical manifestations, to
termination of an abusive relationship. Walker confine the notion involved in BWS to
(1991) concluded that battered women who were women in general, and to wives in particular,
able to terminate the abuse often experienced a it is erroneous from the point of view of legal
post-traumatic stress reaction that was less endur- principle. What is relevant is not the sex or
ing than post traumatic stress disorder (Walker, marital status of the victim of long-term abuse.
Nor whether that abuse has been physical
1991). Additionally, she reported that battered
(battering) or otherwise. It is whether admissi-
women at highest risk of depression were ble evidence establishes that such a victim is
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'Women out of the battering relationship for the suffering from symptoms or characteristics
longest time... (Walker, 1983, p. 151) and the relevant in the particular case to the legal rules
women who exhibited the highest levels of applicable to that case.
learned helplessness were those who had been out OslandvR (1998) per KirbyJ, p. 213.
of the abusive relationship the longest. Thus, in
relation to two key elements of battered woman Whilst Kirby J. held that legal principle required
syndrome — learned helplessness and depression that 'the notion involved in BWS' should not be
— battered women who were out of the abusive limited to women, the simple extension of
relationship for more than a year exhibited higher battered woman syndrome that he appears to
levels of pathology than battered women who endorse22 disregards the limited empirical base
were still in the abusive relationship. This from which the syndrome is derived and demon-
intriguing finding is neither adequately explored strates a willingness to generalise psychological
nor explained by Walker21, despite the obvious propositions that is, thus far, unwarranted by the
forensic significance. Thus far, most criminal research base from which the syndrome is empiri-
cases involving women with battered woman cally derived Two recent Australian case illustrate
syndrome have involved circumstances where the this problematic extension of the syndrome. I n / f
woman was either living with her abusive partner R (1994) the Victorian Court of Criminal Appeal
or had recently separated from him. However, queried the relevance of expert testimony
the previous discussion has indicated that a concerning battered woman syndrome in relation
woman who had been living separate and apart to a 29 year old woman who had been sexually
from her abusive partner for more than a year — abused by her father from childhood to early
perhaps indefinitely — could still meet the crite- adulthood, with frequent threatened or actual
ria for battered woman syndrome, thereby violence. A psychiatrist testified that the woman
considerably expanding the scope of the had 'partial' battered woman syndrome. The •
syndrome in the forensic context. court queried the relevance of battered woman
syndrome and noted that insufficient attention
was directed to the effects of long-term sexual
Recent Applications of Battered abuse on the victim, especially the incestual
Women Syndrome in nature of the abuse and the effects arising from
Australian Courts early childhood.
As previously discussed, the application of A further dubious application of battered
battered woman syndrome to abused women woman syndrome occurred in R v McEwen
who commitprima facie criminal acts is problem- (1996) where a young homosexual man killed his
atic. However, two recent Australian cases show abusive partner (see State v Green, 1990 for a
an even more disturbing forensic use of battered similar case in the USA where a lesbian killed her
woman syndrome. abusive partner). At the trial, evidence was given

41
MARILYN McMAHON

to the court that the defendant and the victim Both the aforementioned cases illustrate a
had been in a long-term relationship in which the disturbing extension of battered woman
defendant was repeatedly sexually assaulted and syndrome. Lest it be thought that this was an
psychologically abused by his partner. Expert unwarranted development, Walker (1992; 1993)
testimony by a psychiatrist and psychologist herself had anticipated the extension of battered
suggested that the defendant, McEwen, had woman syndrome to cover both the cases cited
'battered person syndrome', or battered woman here. After listing various categories of abusive
syndrome applied to a non-heterosexual, relationships, including 'battered children who
intimate, abusive partnership. Defence counsel kill abusive parents, battered men who kill their
explicidy argued that battered woman syndrome partners (usually male)...' (p. 322) Walker
was not gender specific (see Simone, 1997). The stressed that 'The common thread between these
jury failed to reach a unanimous verdict. Before seemingly disparate cases is testimony about the
the retrial, the Crown accepted McEwen's plea of psychological knowledge concerning the dynam-
guilty to manslaughter on the basis of provoca- ics of an abusive relationship and its psychologi-
tion. The characterisation of McEwen as a cal impact' (Walker, 1992, p. 323). However, the
'battered spouse' provided the framework for his similarity of these abusive relationships to the
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provocation defence as well as his mitigated relationships investigated in the battered woman
sentence (Simone, 1997). However, the develop- studies is simply asserted — but not established
ment of 'battered person syndrome' as a simple — by Walker (1992). As previously noted,
extension of battered woman syndrome appears Walker's research investigated adult females
erroneous and unwarranted, a 'hetero-relationis- involved in a relationship with an abusive adult
ing' of non-heterosexual relationships (Robson, male partner and her theorising is gender specific.
1990; Bricker, 1993). Difficulties specific to The extension of her findings to incestuous or
battered gays and lesbians, such as the fear of gay and lesbian relationships is unwarranted and
publicising a gay relationship in a homophobic reliance on expert testimony concerning battered
society, the cultural acceptance of male to male woman syndrome may exacerbate, rather than
physical aggression, exclusion from domestic alleviate, the problems confronted by these classes
violence refuges, difficult relations with police, of abused persons. Additionally, the obvious
and stigma from within the gay and lesbian point that abuse (and its psychological sequelae)
communities for publicising violence in these is not limited to female victims in heterosexual
relationships, are just some of the practical relationships does not justify the simple renam-
factors that preclude the simple extension of ing and extension of battered woman syndrome
battered woman syndrome to non-heterosexual to other categories of victims in dependent
relationships (Simone, 1997). More significantly, relationships but suggests the need to appropri-
insofar as the battered gay or lesbian individual ately investigate and identify the dynamics of
does not meet the criteria of battered woman these other diverse abusive relationships.
syndrome, he or she may not be regarded as a
true victim of intimate abuse. Thus, it is has been Do we really need expert testimony on
battered woman syndrome?
suggested that gay and lesbian victims of intimate
abuse, when compared to female victims of abuse The legal justification for the introduction of
by their male partners: are less likely to be expert testimony on battered woman syndrome
economically dependent on their partners; have in criminal trials has been that the situation of
greater similarity in physical size; are more likely battered women, and the psychological effects of
to physically retaliate to abuse (Bricker, 1993) the abuse, are beyond the knowledge and
and are probably less likely to endorse traditional ordinary experience of judges and jurors
gender roles. Such factors, if present, may make (Thyfault, Bennett & Hirschorn, 1987). It is
it difficult for the gay or lesbian victim of believed that members of the public, who may be
intimate violence to meet satisfy the criteria of called upon to act as jurors, endorse numerous
the 'battered woman/battered person syndrome', myths and misconceptions regarding the causes
thereby making expert evidence on this issue of and effects of domestic violence and the reasons
dubious relevance. why women remain with abusive partners
(Walker et al., 1982; Ewing & Aubrey, 1987;

42
BATTERED WOMEN AND BAD SCIENCE THE UMITED VAUDITY AND UTILITY OF BATTERED WOMAN SYNDROME

Kromsky & Cutler, 1989; R v C, 1993). Hence, mitigation of sentence have emphasised the conse-
testimony on battered woman syndrome has quences of that abuse. In seeking justice for
been deemed necessary to assist the court. battered women, battered woman syndrome has
However, much of this research has been been introduced in Australian courts. Although
conducted in the USA during the past fifteen many have been critical of this evidence, some
years and the similarity with attitudes and knowl- commentators have pragmatically viewed this as a
edge in contemporary Australia is unknown. positive development insofar as it has helped to
Whether members of the jury and judges really remedy the plight of battered women. However,
require expert evidence to assist them to under- substantial deficiencies in the methodological basis
stand this form of domestic violence is has been of relevant empirical research, poor conceptualisa-
queried (/ v R, 1994, per Brooking J., p. 536). tion of the notions of learned helplessness and the
Even King CJ, who regarded evidence of battered cycle of violence, internal inconsistency in the
woman syndrome as admissible in a trial in theory, and a confusion of findings legitimately
South Australia, admitted that he had "consid- derived from original research with those derived
ered anxiously" whether such evidence was neces- from the research of others, indicate that the scien-
sary (R v Runjanjic; R v Kontinnen, 1991, p. tific basis of battered woman syndrome is inade-
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121). Recent research, which explored commu- quate. The absence of any independent
nity attitudes to domestic violence in Australia, verification of Walker's (1984b) original research
suggests that the public do not endorse some of and the accumulating studies that provide infor-
the stereotypical attitudes which expert testimony
mation inconsistent with her theorising supports
on battered woman syndrome is said to combat
the view that battered woman syndrome is not
(Reddy, Knowles, Mulvaney, McMahon &
sufficiently scientifically validated to be appropri-
Freckelton, 1997). Respondents in this study did
ately employed in the forensic context in Australia.
not believe that women were responsible for
domestic violence or that this violence was legiti-
mate, nor did they think that victims could Acknowledgments
predict the violence or simply leave the abusive I am grateful to Professors John Willis and Ian
relationship. Another recent community study Freckelton of La Trobe University for helpful
investigated the influence of information on comments on an earlier draft of this article.
battered woman syndrome on attributions
regarding a battered woman who killed her
Endnotes
abusive partner (Ho & Venus, 1995).
Information regarding battered woman 1 Notably absent from the U.S. Supreme Court's
criteria were: sample selection; operationalisation
syndrome had only a moderately positive influ-
of terms; generalisation of results to diverse
ence on attributions concerning the battered
groups and settings; and investigator bias
woman, a finding that may have been due to the (Duncan, 1996). Adequately addressing these
fact that the respondents' initial knowledge about latter factors is generally viewed as essential for
battered woman syndrome was already high (Ho good scientific research and they are the very
& Venus, 1995). These findings raise some matters on which Walker's research has been most
doubt as to whether expert evidence on battered strongly criticised.
woman syndrome is really necessary to disabuse 2 However, the Daubert test has been adopted in
members of a jury of myths and stereotypes New Zealand; see R v Calder (1995); R v Brown
concerning domestic violence. (1997).
3 E.g., S.A.: R v Runjanjic; R v Kontinnen (1991).
Conclusion But see the decision of the Victorian Court of
Criminal Appeal J vR (1974) where the court
Increasing attention directed to the social and expressly rejected the admissibility criterion of the
personal circumstances of battered women has Frye test adopted in R v Runjanjic; R v Kontinnen
highlighted the prevalence and extent of this form (1991), holding that it was not necessary that
of domestic abuse. Criminal cases in which views put forward by experts have general accep-
battered women have introduced evidence of their tance by other experts in the field. For a general
prior abuse as part of a criminal defence or in discussion of this issue see Freckelton (1993).

43
MARILYN McMAHON

4 However, 'battered spouse' and 'battered woman' may become violence-free, there is no way to
as categories of disorder were added to the predict which relationships will escalate and
International Classification of Diseases: Clinical which will not. Therefore, it is wisest to assume
Modified Scheme in 1979. the most common pattern: Abuse will escalate in
5 Walker (1979) stated that her research was guided families characterized by domestic violence
by a "feminist vision" (p. xvii). But note the criti- (Walker, 1996, p. 343).
cisms of Walker's research by feminist critics such 11 After reviewing recent developments in England
as Spiers (1998) who described Walker's position in relation to the use of the defence of provoca-
as 'politically despicable' partly because she tion by battered women, Hinchcliffe and Lloyd
adopted a positivist scientific framework that (1996) make the interesting observation that "It is
endorsed neutrality and objectivity, which Spiers even questionable whether the reinterpretation of
(following Mackinnon) argued was simply a the law will benefit women. The argument that
euphemism for a masculine perspective. victims of domestic violence suffer a syndrome
6 This point is repeated in Walker's (1989) study. which causes them to be susceptible to 'loss of
7 Duncan cites a single study by Gleason (1993) to control', is effectively saying that women who are
support her assertion that later studies have battered are permanently on the edge of insanity.
confirmed Walker's theory. In the discussion of battered women's syndrome,
women are presented as irrational beings, driven
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8 The usefulness of items such as 'might believe that


their husband could kill them' (emphasis added) to unreasonable behaviour which they simply
is questionable as it is possible to endorse this type cannot help. The law now enshrines the concept
of item and simultaneously believe that, on a that the period of 'loss of control', during which
probabilistic basis, it applies to a very small sub- people are not 'masters of their minds', is indefi-
sample of battered women. nite for battered women.'(p. 3)
9 Kirby J. approvingly cited R v Malott (1998) 12 For example, the fact that Cheree Lorenz fought
where the Supreme Court of Canada held that: back against her abusive partner and maintained
'It is possible that those women who are unable to an 'aggressive attitude' toward him was used by
fit themselves within the stereotype of a the prosecution to suggest that she 'did not fit the
victimised, passive, helpless, dependent battered pattern' of battered woman syndrome.
woman will not have their claims to self-defence Interestingly, Crispin J. accepted that Ms. Lorenz
fairly decided. For instance, women who have 'was an assertive and at times aggressive young
demonstrated too much strength or initiative, woman who was able to 'hold her own' in some
women of colour, women whom are professionals, conflict with [her abusive partner]' but was satis-
or women who have fought back against their fied that she was unable to cope with the extrem-
abusers on previous occasions, should not be ity of the violence and was gradually 'emotionally
penalised for failing to accord with the stereotypi- overborne' by her partner (R v Lorenz, 1998,
cal image of the archetypal battered woman' (p. p. 27-29.)
528, emphasis added). The reasoning of the 13 Wilson J for the majority of the Supreme Court
Supreme Court of Canada on this particular point of Canada in R v Lavallee (1990) also emphasised
is unclear. Reference to 'stereotypical images' of the heightened awareness of danger that she
'archetypal' categories should warn the reader of believed characterised battered woman syndrome:
an excessive degree of abstraction. Indeed, it is 'Where evidence exists that an accused is in a
unclear whether the court is referring to commu- battering relationship, expert testimony can assist
nity stereotypes of battered woman syndrome or the jury in determining whether the accused had a
the characteristics which can be legitimately "reasonable" apprehension of death when she
derived from Walker's research. If the latter, then acted by explaining the heightened sensitivity of a
the statement of the court is muddled on at least battered woman to her partner's acts. Without
one point: it is not clear why professional women such testimony I am skeptical that the average
should be less likely to 'fit themselves within the fact-finder would be capable of appreciating why
stereotype' derived from Walker's studies. her subjective fear may have been reasonable in
Although Walker's sample was unrepresentative, the context of the relationship. After all, the
in fact it over-represented professional women, a hypothetical "reasonable man" observing only the
fact that Walker herself has acknowledged final incident may have been unlikely to recognize
(Walker 1983, 1984b). the batterer's threat as potentially lethal.'
10 By 1996 Walker had modified her position 14 "It is extremely important to understand that
somewhat and argued that: Although some battered woman syndrome testimony is offered in
studies suggest that couples who stay together a self-defense trial to shed light on the reasonable-

44
BATTERED WOMEN AND BAD SCIENCE THE UMITED VAUDITY AND UTILITY OF BATTERED WOMAN SYNDROME

ness of the defendant's behaviour...the reason- 20 Note that Walker (1984b) identified factors that
ableness of the woman's perception that she was predisposed a woman to develop battered woman
in serious and possibly lethal d a n g e r , which syndrome once she was in a battering relationship,
required her to resort to a deadly weapon to but argued that these factors did not predispose
defend herself, is the ultimate question in these the woman actually to enter the relationship.
cases. An expert can help die jury to understand 21 It may be that the women who left the abusive
that, given the woman's past experience with her relationship were still being pursued and harassed
batterer and her knowledge of his behaviour by their abusive ex-partner, as research suggests
patterns, her perception of the danger that she that women are most at risk of being killed
was in was in fact perfectly reasonable": Gillespie, immediately after they leave an abusive relation-
1989:p. 159. ship. However, Walker did not explore this issue.
15 Similar imprecision was demonstrated by the 22 Also see Kirby J., Osland v R (1998) 159 ALR
expert psychologist in R v Lorenz (1998) who p. 212-213: 'Some commentators have resisted a
stated that it was not possible to make a diagnosis proposition that BWS should be expressed in
of battered woman syndrome on the basis of terms which are neutral as to the sex of the alleged
'certain inflexible criteria' because 'people respond victim. They argue that BWS is one of those
in different ways'. social facts which, like conception and childbear-
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16 'A woman was considered eligible to participate if ing, is peculiarly specific to women and therefore
she reported that she was battered at least two properly described in such terms...However,
times by a man with whom she had an intimate unlike conception and childbirth, there is no
relationship' (Walker, 1984b, p. 202). Walker did inherent reason why a battering relationship
not report that any of the battered women who should be confined to woman as victims.
participated in her study did not have battered Instances exist where the reverse is the case,
woman syndrome. including in some same-sex relationships of analo-
17 Implicit in much of this criticism is a rejection of gous dependence and prolonged abuse'...
any analyses based on the 'debilitating discourses
of psychology and psychiatry' (McCarthy, 1994
p. 142). A consequence of this approach appears
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helplessness. Victimology, 2. of functioning

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BATTERED WOMEN AND BAD SCIENCE: THE UMITED VAUDITY AND UTILITY OF BATTERED WOMAN SYNDROME

Appendix B
"Psychological Test Trends" for Women who Committed Violent Acts: Women with Battered Woman
Syndrome v Women Who Claimed Self-Defence (from Levit, 1991).

FEMALES WITH BATTERED FEMALES W H O CLAIMED


WOMAN SYNDROME SELF-DEFENCE

WAIS—R: Overall reduction in intellectual functioning. . Intellectual functioning influenced by


reflected in decreases of possibly 20-30 anxiety and depression, otherwise
prorated points.6-12 months after violent basically intactlmprovement noted
a c t exhibits significant improvement in all within days of the violent act
areas of functioning, particularly the intelle-
ctual. After 18 months, intellectual function-
ing returns to normal.
Digit Symbol
4- performance
Digit Span 4. performance
Similarities 4. performance Test performance not Significantly
Picture Completion 4. performance impaired
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Picture Arrangement 4- performance


Comprehension 4- performance

House-Tree-Person Indications of acute anxiety; intense inter- Signs of anxiety, related t o current .
Bender GestaH nalised hostility; depression; withdrawal; situation (i.e. legal proceedings)
and guirtGeneralised disruption in Test results similar t o normal limits.
perceptual processes. May appear like an
acute functional psychosis.
Rorschsch General responses 'sterile' 4- no. of responses Approximates a normal pattern.
Anxiety, depression & withdrawal prominent Orientation intact
Quasi psychotic features not present

49

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