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1) Adoption the Constitution, the law or jurisprudence; or rule is recommended in order to avoid a

2) executed “whimsically or arbitrarily” in a tragedy where a mother has seen her baby torn
THIRD DIVISION manner “so patent and so gross as to amount to away from her. No man can sound the deep
an evasion of a positive duty, or to a virtual sorrows of a mother who is deprived of her
refusal to perform the duty enjoined.” What child of tender age. The exception allowed by
[ G.R. NO. 154994 AND 156254, June 28, constitutes grave abuse of discretion is such the rule has to be for ‘compelling reasons’ for
2005 ] capricious and arbitrary exercise of judgment the good of the child: those cases must indeed
as that which is equivalent, in the eyes of the be rare, if the mother’s heart is not to be
JOYCELYN PABLO-GUALBERTO, law, to lack of jurisdiction. unduly hurt. If she has erred, as in cases of
PETITIONER, VS. CRISANTO adultery, the penalty of imprisonment and the
RAFAELITO GUALBERTO V, Same; Same;  There can be no (relative) divorce decree will ordinarily be
RESPONDENT.  question that a court of competent sufficient punishment for her. Moreover, her
jurisdiction is vested with the authority to moral dereliction will not have any effect upon
CRISANTO RAFAELITO G resolve even unassigned issues.—There can the baby who is as yet unable to understand the
GUALBERTO V, PETITIONER, COURT be no question that a court of competent situation.”
OF APPEALS; HON. HELEN B. jurisdiction is vested with the authority to
RICAFORT, PRESIDING JUDGE, resolve even unassigned issues. It can do so Same;  Same; Statutory
REGIONAL TRIAL COURT when such a step is indispensable or necessary Construction; The word “shall” in Article
PARAÑAQUE CITY, BRANCH 260; AND to a just resolution of issues raised in a 213 of the Family Code and Section 6 of Rule
JOYCELYN D. PABLO-GUALBERTO, particular pleading or when the unassigned 99 of the Rules of Court has been held to
RESPONDENTS. issues are inextricably linked or germane to connote a mandatory character.—The word
those that have been pleaded. This truism “shall” in Article 213 of the Family Code and
applies with more force when the relief granted Section 6 of Rule 99 of the Rules of Court has
Actions;  Pleadings and Practice; Post has been specifically prayed for, as in this case. been held to connote a mandatory character.
Office; Registry Receipts; The date of filing Article 213 and Rule 99 similarly contemplate
may be shown either by the post office stamp Same; Same;  Pleadings and a situation in which the parents of the minor
on the envelope or by the registry receipt.— Practice;  Verifications; Under Rule 38 of the are married to each other, but are separated by
The records disclose that Joycelyn received the Rules of Court, verification is required only virtue of either a decree of legal separation or
CA’s August 30, 2002 Decision on September when relief is sought from a final and a de facto separation. In the present case, the
9, 2002. On September 17, she filed before this executory Order.—Joycelyn’s Motion need parents are living separately as a matter of fact.
Court a Motion for a 30-day extension of time not have been verified because of the
to file a petition for review on certiorari. This provisional nature of the April 3, 2002 Order. Same;  Same; Convention on the
Motion was granted, and the deadline was thus Under Rule 38 of the Rules of Court, Rights of the Child; The principle of “best
extended until October 24, 2002. A further verification is required only when relief is interest of the child” pervades Philippine
perusal of the records reveals that copies of the sought from a final and executory Order. cases involving adoption, guardianship,
Petition were sent to this Court and to the Accordingly, the court may set aside its own support, personal status, minors in conflict
parties by registered mail at the Biñan, Laguna orders even without a proper motion, whenever with the law, and child custody.—The
Post Office on October 24, 2002. This is the such action is warranted by the Rules and to Convention on the Rights of the Child provides
date clearly stamped on the face of the prevent a miscarriage of justice. that “[i]n all actions concerning children,
envelope and attested to in the Affidavit of whether undertaken by public or private social
Service accompanying the Petition. Petitioner Same; Judgments;  The requirement welfare institutions, courts of law,
Joycelyn explained that the filing and the in Section 1 of Rule 36 (for judges to state administrative authorities or legislative bodies,
service had been made by registered mail due clearly and distinctly the reasons for their the best interests of the child shall be a primary
to the “volume of delivery assignments and the dispositions) refers only to decisions and final consideration.” The principle of “best interest
lack of a regular messenger.” The Petition is, orders on the merits, not to those resolving of the child” pervades Philippine cases
therefore, considered to have been filed on incidental matters.—The requirement in involving adoption, guardianship, support,
October 24, 2002, its mailing date as shown by Section 1 of Rule 36 (for judges to state clearly personal status, minors in conflict with the law,
the post office stamp on the envelope. The last and distinctly the reasons for their dispositions) and child custody. In these cases, it has long
sentence of Section 3 of Rule 13 of the Rules refers only to decisions and final orders on the been recognized that in choosing the parent to
provides that the date of filing may be merits, not to those resolving incidental whom custody is given, the welfare of the
shown either by the post office stamp on the matters. The provision reads: “SECTION 1. minors should always be the paramount
envelope orby the registry receipt. Proof of its Rendition of judgments and final orders.— consideration. Courts are mandated to take into
filing, on the other hand, is shown by the A judgment or final order determining the account all relevant circumstances that would
existence of the petition in the record, pursuant merits of the caseshall be in writing personally have a bearing on the children’s well-being and
to Section 12 of Rule 13. and directly prepared by the judge, stating development. Aside from the material
clearly and distinctly the facts and the law on resources and the moral and social situations of
Same;  Same; Same;  Same; The which it is based, signed by him, and filed with each parent, other factors may also be
Registry Bill does not reflect the actual the clerk of court.” considered to ascertain which one has the
mailing date—it is the postal Registration capability to attend to the physical,
Book that shows the list of mail matters that Parents and Children;  Custody;  The educational, social and moral welfare of the
have been registered for mailing on a award of temporary custody is provisional children. Among these factors are the previous
particular day, along with the names of the and subject to change as circumstances may care and devotion shown by each of the
senders and the addressees.—The postmaster warrant—even the award of child custody parents; their religious background, moral
satisfactorily clarifies that Registry Bill No. 88, after a judgment on a marriage annulment is uprightness, home environment and time
which shows the date November 2, 2002, not permanent as it may be reexamined and availability; as well as the children’s emotional
merely discloses when the mail matters adjusted if and when the parent who was and educational needs.
received by the Biñan Post Office on October given custody becomes unfit.—The award of Same;  Same; The so-called “tender-
24, 2002, were dispatched or sent to the temporary custody, as the term implies, is age presumption” under Rule 213 of the
Central Mail Exchange for distribution to their provisional and subject to change as Family Code may be overcome only by
final destinations. The Registry Bill does not circumstances may warrant. In this connection, compelling evidence of the mother’s
reflect the actual mailing date. Instead, it is the there is no need for a lengthy discussion of the unfitness.—There is express statutory
postal Registration Book that shows the list of alleged finality of the April 3, 2002 RTC Order recognition that, as a general rule, a mother is
mail matters that have been registered for granting Crisanto temporary custody of his to be preferred in awarding custody of children
mailing on a particular day, along with the son. For that matter, even the award of child under the age of seven. The caveat in Article
names of the senders and the addressees. That custody after a judgment on a marriage 213 of the Family Code cannot be ignored,
book shows that Registry Receipt Nos. 2832-A annulment is not permanent; it may be except when the court finds cause to order
and 2832-B, pertaining to the mailed matters reexamined and adjusted if and when the otherwise. The so-called “tender-age
for the Supreme Court, were issued on October parent who was given custody becomes unfit. presumption”under Article 213 of the Family
24, 2002. Code may be overcome only
Same; Same;  The general rule that by compelling evidence of the mother’s
Same;  Certiorari; Words and children under seven years of age shall not be unfitness. The mother has been declared
Phrases;  Grave abuse of discretion is separated from their mother finds its raison unsuitable to have custody of her children in
committed when an act is 1) done contrary to d’être in the basic need of minor children for one or more of the following instances:
the Constitution, the law or jurisprudence, or their mother’s loving care.—The general rule neglect, abandonment, unemployment,
2) executed “whimsically or arbitrarily” in a that children under seven years of age shall not immorality, habitual drunkenness, drug
manner “so patent and so gross as to amount be separated from their mother finds its raison addiction, maltreatment of the child, insanity
to an evasion of a positive duty, or to a virtual d’être in the basic need of minor children for or affliction with a communicable disease.
refusal to perform the duty enjoined.”—To their mother’s loving care. In explaining the
begin with, grave abuse of discretion is rationale for Article 363 of the Civil Code, the Same;  Same; Homosexuality; Sexual
committed when an act is 1) done contrary to Code Commission stressed thus: “The general preference or moral laxity alone does not
prove parental neglect or incompetence—to sufficient proof of any compelling reason to of the spouses who stated that [the mother]
deprive the wife of custody, the husband must separate the minor from his mother, custody does not care for the child as she very often
clearly establish that her moral lapses have should remain with her. goes out of the house and on one occasion, she
had an adverse effect on the welfare of the saw [Joycelyn] slapping the child.
child or have distracted the offending spouse The Case
from exercising proper parental care.— ‘Art. 211 of the Family Code provides as
Crisanto cites immorality due to alleged Before us are two consolidated petitions.  follows:
lesbian relations as the compelling reason to The first is a Petition for Review[1] filed by
deprive Joycelyn of custody. It has indeed been Joycelyn Pablo-Gualberto under Rule 45 of the ‘The father and the mother shall jointly
held that under certain circumstances, the Rules of Court, assailing the August 30, 2002 exercise parental authority over the persons of
mother’s immoral conduct may constitute a Decision[2] of the Court of Appeals (CA) in their children.  In the case of disagreement, the
compelling reason to deprive her of custody. CA-GR SP No. 70878.  The assailed Decision father’s decision shall prevail, unless there is a
But sexual preference or moral disposed as follows: judicial order to the contrary.’
laxity alonedoes not prove parental neglect or “WHEREFORE, premises considered, the
incompetence. Not even the fact that a mother Petition for Certiorari is hereby GRANTED.  ‘The authority of the father and mother over
is a prostitute or has been unfaithful to her The assailed Order of May 17, 2002 is their children is exercised jointly.  This
husband would render her unfit to have hereby SET ASIDE and ANNULLED.  The recognition, however, does not place her in
custody of her minor child. To deprive the wife custody of the child is hereby ordered returned exactly the same place as the father; her
of custody, the husband must clearly establish to [Crisanto Rafaelito G. Gualberto V]. authority is subordinated to that of the father.
that her moral lapses have had an adverse
effect on the welfare of the child or have “The [respondent] court/Judge is hereby ‘In all controversies regarding the custody of
distracted the offending spouse from directed to consider, hear and resolve minors, the sole and foremost consideration is
exercising proper parental care. [petitioner’s] motion to lift the award of the physical, educational, social and moral
custody pendente lite of the child to welfare of the child, taking into account the
Same;  Same; Same;  It is not enough [respondent].”[3] respective resources and social and moral
for a father to show merely that a mother is a The second is a Petition for Certiorari[4] filed situations of the contending parties.
lesbian—he must also demonstrate that she by Crisanto Rafaelito Gualberto V under Rule
carried on her purported relationship with a 65 of the Rules of Court, charging the ‘The Court believes that [Joycelyn] had no
person of the same sex in the presence of appellate court with grave abuse of discretion reason to take the child with her.  Moreover,
their son or under circumstances not for denying his Motion for Partial per Sheriff returns, she is not with him at
conducive to the child’s proper moral Reconsideration of the August 30, 2002 Caminawit, San Jose, Occidental Mindoro.
development.—Based on the above Decision.  The denial was contained in the
jurisprudence, it is therefore not enough for CA’s November 27, 2002 Resolution, which ‘WHEREFORE, pendente lite, the Court
Crisanto to show merely that Joycelyn was a we quote: hereby awards custody of the minor, Crisanto
lesbian. He must also demonstrate that she Rafaello P. Gualberto X to his father, Crisanto
carried on her purported relationship with a “We could not find any cogent reason why the Rafaelito G. Gualberto V.’
person of the same sex in the presence of their [last part of the dispositive portion of our
son or under circumstances not conducive to Decision of August 30, 2002] should be “x x x [O]n April 16, 2002, the hearing of
the child’s proper moral development. Such a deleted, hence, subject motion is hereby [Joycelyn’s] motion to lift the award of
fact has not been shown here. There is no DENIED.”[5] custody pendente lite of the child to [Crisanto]
evidence that the son was exposed to the was set but the former did not allegedly present
mother’s alleged sexual proclivities or that his any evidence to support her motion.  However,
The Facts
proper moral and psychological development on May 17, 2002, [the] Judge allegedly issued
suffered as a result. the assailed Order reversing her Order of April
The CA narrated the antecedents as follows:
3, 2002 and this time awarding custody of the
“x x x [O]n March 12, 2002, [Crisanto
Same;  Same; Habeas Corpus; A writ child to [Joycelyn].  [T]he entire text of the
Rafaelito G. Gualberto V] filed before [the
of habeas corpus may be issued only when Order [is] herein reproduced, to wit:
Regional Trial Court of Parañaque City] a
the “rightful custody of any person is
petition for declaration of nullity of his
withheld from the person entitled thereto.”— ‘Submitted is [Crisanto’s] Motion to Resolve
marriage to x x x Joycelyn D. Pablo Gualberto,
As we have ruled that Joycelyn has the right to Prayer for Custody Pendente Lite and
with an ancillary prayer for custody pendente
keep her minor son in her custody, the writ [Joycelyn’s] Motion to Dismiss and the
lite of their almost 4-year-old son, minor
of habeas corpus and the preliminary respective Oppositions thereto.
Rafaello (the child, for brevity), whom
mandatory injunction prayed for by Crisanto
[Joycelyn] allegedly took away with her from
have no leg to stand on. A writ of habeas ‘[Joycelyn], in her Motion to Dismiss, makes
the conjugal home and his school (Infant
corpus may be issued only when the “rightful issue of the fact that the person referred to in
Toddler’s Discovery Center in Parañaque City)
custody of any person is withheld from the the caption of the Petition is one JOCELYN
when [she] decided to abandon [Crisanto]
person entitled thereto,” a situation that does Pablo Gualberto and not Joycelyn Pablo
sometime in early February 2002[.] x x x [O]n
not apply here. Gualberto.  [Joycelyn] knows she is the person
April 2, 2002, [RTC Judge Helen B. Ricafort]
Same;  Same; Preliminary Mandatory referred to in the Complaint.  As a matter of
heard the ancillary prayer of [Crisanto] for
Injunctions; Unlike an ordinary preliminary fact, the body of the Complaint states her name
custody pendente lite. x x x [B]ecause
injunction, the writ of preliminary mandatory correct[ly].  The law is intended to facilitate
[Joycelyn] allegedly failed to appear despite
injunction is more cautiously regarded since and promote the administration of justice, not
notice, [Crisanto], a certain Col. Renato
the latter requires the performance of a to hinder or delay it.  Litigation should be
Santos, and Ms. Cherry Batistel, testified
particular act that tends to go beyond the practicable and convenient.  The error in the
before the x x x Judge; x x x documentary
maintenance of the status quo.—The ancillary name of Joycelyn does not involve public
evidence [was] also presented[.] x x x [O]n
remedy of preliminary mandatory injunction policy and has not prejudiced [her].
April 3, 2002, x x x [the] Judge awarded
cannot be granted, because Crisanto’s right to
custody pendente lite of the child to
custody has not been proven to be “clear and ‘This case was filed on March 12, 2002. 
[Crisanto.]  [T]he Order partly read x x x:
unmistakable.” Unlike an ordinary preliminary Several attempts were made to serve summons
injunction, the writ of preliminary mandatory on [Joycelyn] as shown by the Sheriff’s
injunction is more cautiously regarded, since ‘x x x Crisanto Rafaelito Gualberto V
returns.  It appears that on the 4th attempt on
the latter requires the performance of a testified.  He stated that [Joycelyn] took their
March 21, 2002, both Ma. Daisy and x x x
particular act that tends to go beyond the minor child with her to Caminawit, San Jose,
Ronnie Nolasco, [Joycelyn’s mother and
maintenance of the status quo. Besides, such Occidental Mindoro.  At that time, the minor
stepfather, respectively,] read the contents of
an injunction would serve no purpose, now that was enrolled at B.F. Homes, Parañaque City. 
the documents presented after which they
the case has been decided on its merits. Despite effort[s] exerted by him, he has failed
returned the same.
to see his child.  [Joycelyn] and the child are at
present staying with the former’s step-father at
DECISION the latter’s [residence] at Caminawit, San Jose, ‘The Court believes that on that day, summons
Occidental Mindoro. was duly served and this Court acquired
PANGANIBAN, J.: jurisdiction over [Joycelyn].
‘Renato Santos, President of United Security
Logistic testified that he was commissioned by ‘The filing of [Joycelyn’s annulment] case on
When love is lost between spouses and the [Crisanto] to conduct surveillance on March 26, 2002 was an after thought, perforce
marriage inevitably results in separation, the [Joycelyn] and came up with the conclusion the Motion to [D]ismiss should be denied.
bitterest tussle is often over the custody of their that [she] is having lesbian relations with one
children.  The Court is now tasked to settle the Noreen Gay Cuidadano in Cebu City. ‘The child subject of this Petition, Crisanto
opposing claims of the parents for Rafaello P. Gualberto is barely four years old. 
custody pendente lite of their child who is less ‘The findings of Renato Santos [were] Under Article 213 of the Family Code, he shall
than seven years of age.  There being no corroborated by Cherry Batistel, a house helper not be separated from his mother unless the
Court finds compelling reasons to order “A.  Did Respondent Court commit grave If no registry service is available in the locality
otherwise.  The Court finds the reason stated abuse of discretion amounting to or in excess of either the sender of the addressee, service
by [Crisanto] not [to] be compelling reasons.  of jurisdiction when, in its August 30, 2002 may be done by ordinary mail. (Italics
The father should however be entitled to spend Decision, it ordered respondent court/Judge ‘to supplied)
time with the minor.  These do not appear consider, hear and resolve the motion to lift The records disclose that Joycelyn received the
compelling reasons to deprive him of the award of custody pendente lite of the child to CA’s August 30, 2002 Decision on September
company of his child. petitioner and x x x denied the motion for 9, 2002.  On September 17, she filed before
reconsideration thereof in its November 27, this Court a Motion for a 30-day extension of
‘When [Joycelyn] appeared before this Court, 2002 Resolution, considering that: (1) there is time to file a petition for review on certiorari. 
she stated that she has no objection to the no such motion ever, then or now pending, This Motion was granted,[11] and the deadline
father visiting the child even everyday with the court a quo; (2) the November 27, was thus extended until October 24, 2002.
provided it is in Mindoro. 2002 Resolution is unconstitutional; and (3)
the April 3, 2002 Order of respondent Judge, A further perusal of the records reveals that
‘The Court hereby grants the mother, the validity of which has been upheld in the copies of the Petition were sent to this Court
[Joycelyn], the custody of Crisanto Rafaello P. August 30, 2002 Decision of the respondent and to the parties by registered mail[12] at the
Gualberto, with [the] right of [Crisanto] to Court, has become final and executory; and Biñan, Laguna Post Office on October 24,
have the child with him every other weekend. 2002.  This is the date clearly stamped on the
“B.  Ought not the ancillary remedies [o]f face of the envelope[13] and attested to in the
‘WHEREFORE: habeas corpus, because the whereabouts, Affidavit of Service[14]accompanying the
physical and mental condition of the illegally Petition.  Petitioner Joycelyn explained that the
1. The [M]otion to Dismiss is hereby detained Minor Rafaello is now unknown to filing and the service had been made by
DENIED; petitioner and preliminary mandatory registered mail due to the “volume of delivery
injunction with urgent prayer for immediate assignments and the lack of a regular
2. Custody pendente lite is hereby given to the issuance of preliminary [injunction], petitioner messenger.”[15]
mother Joycelyn Pablo Gualberto with the having a clear and settled right to custody of
right of the father, x x x [Crisanto], to have Minor Rafaello which has been violated and The Petition is, therefore, considered to have
him every other week-end. still is being continuously violated by been filed on October 24, 2002, its mailing
[petitioner Joycelyn], be granted by this date as shown by the post office stamp on the
3. Parties are admonished not to use any other Honorable Court?”[10] envelope.  The last sentence of Section 3 of
agencies of the government like the CIDG to Being interrelated, the procedural challenges Rule 13 of the Rules provides that the date of
interfere in this case and to harass the and the substantive issues in the two Petitions filing may be shown either by the post office
parties.’”[6] will be addressed jointly. stamp on the envelope or by the registry
In a Petition for Certiorari[7] before the CA, receipt.  Proof of its filing, on the other hand,
Crisanto charged the Regional Trial Court The Court’s Ruling is shown by the existence of the petition in the
(Branch 260) of Parañaque City with grave record, pursuant to Section 12 of Rule 13.[16]
abuse of discretion for issuing its aforequoted There is merit in the Petition in GR No.
May 17, 2002 Order.  He alleged that this 154994, but not in GR No. 156254. The postmaster satisfactorily clarifies that
Order superseded, without any factual or legal Registry Bill No. 88, which shows the date
basis, the still valid and subsisting April 3, November 2, 2002, merely discloses when the
Preliminary Issue:
2002 Order awarding him custody pendente mail matters received by the Biñan Post Office
The Alleged Prematurity
lite of his minor son; and that it violated on October 24, 2002, were dispatched or sent
of the Petition in GR No. 154994
Section 14 of Article VII of the 1987 to the Central Mail Exchange for distribution
Constitution. to their final destinations.[17]  The Registry Bill
Before going into the merits of the present
does not reflect the actual mailing date. 
controversy, the Court shall first dispose of a
Ruling of the Court of Appeals Instead, it is the postal Registration
threshold issue.  In GR No. 154994, therein
Book[18] that shows the list of mail matters that
Respondent Crisanto contends that the Petition
Partly in Crisanto’s favor, the CA ruled that have been registered for mailing on a particular
for Review was filed beyond the deadline
grave abuse of discretion had been committed day, along with the names of the senders and
(October 24, 2002) allowed by the Rules of
by the trial court in reversing the latter court’s the addressees.  That book shows that Registry
Court and by this Court.  He claims that
previous Order dated April 3, 2002, by issuing Receipt Nos. 2832-A and 2832-B, pertaining to
Registry Bill No. 88 shows that the Petition
the assailed May 17, 2002 Order.  The the mailed matters for the Supreme Court,
was sent by speed mail, only on November 4,
appellate court explained that the only incident were issued on October 24, 2002.
2002.  Furthermore, he assails the Petition for
to resolve was Joycelyn’s Motion to Dismiss, its prematurity, since his Motion for Partial
not the issuance of the earlier Order.  Prematurity of the Petition
Reconsideration of the August 30, 2002 CA
According to the CA, the prior Order awarding Decision was still pending before the appellate
provisional custody to the father should As to the alleged prematurity of the Petition of
court.  Thus, he argues that the Supreme Court
prevail, not only because it was issued after a Joycelyn, Crisanto points out that his Urgent
has no jurisdiction over Joycelyn’s Petition.
hearing, but also because the trial court did not Motion for Partial Reconsideration[19] was still
resolve the correct incident in the later Order. awaiting resolution by the CA when she filed
Timeliness of the Petition
her Petition before this Court on October 24,
Nonetheless, the CA stressed that the trial 2002.  The CA ruled on the Motion only on
The manner of filing and service Joycelyn’s
court judge was not precluded from November 27, 2002.
Petition by mail is governed by Sections 3 and
considering and resolving Joycelyn’s Motion 7 of Rule 13 of the Rules of Court, which we
to lift the award of custody pendente lite to The records show, however, that the Motion of
quote:
Crisanto, as that Motion had yet to be properly Crisanto was mailed only on September 12,
“SEC. 3.  Manner of filing. – The filing of
considered and ruled upon.  However, it 2002.  Thus, on September 17, 2002, when
pleadings, appearances, motions, notices,
directed that the child be turned over to him Joycelyn filed her Motion for Extension of
orders, judgments and all other papers shall be
until the issue was resolved. Time to file her Petition for Review, she might
made by presenting the original copies thereof,
have still been unaware that he had moved for
plainly indicated as such personally to the
Hence, these Petitions.[8] a partial reconsideration of the August 20,
clerk of court or by sending them by registered
2002 CA Decision.  Nevertheless, upon being
mail. xxx In the second case, the date of
notified of the filing of his Motion, she should
Issues mailing of motions, pleadings and other
have manifested that fact to this Court.
papers or payments or deposits, as shown by
In GR No. 154994, Petitioner Joycelyn submits the post office stamp on the envelope or the
With the CA’s final denial of Crisanto’s
these issues for our consideration: registry receipt, shall be considered as the
Motion for Reconsideration, Joycelyn’s lapse
“1.  Whether or not the Respondent Court of date of their filing, payment, or deposit in
may be excused in the interest of resolving the
Appeals, when it awarded the custody of the court.  The envelope shall be attached to the
substantive issues raised by the parties.
child to the father, violated Art. 213 of the records of the case.
Family Code, which mandates that ‘no child
under seven years of age shall be separated First Issue:
“x x x        x x x          x x x
from the mother, unless the court finds Grave Abuse of Discretion
compelling reasons to order otherwise.’ “SEC. 7.  Service by mail. – Service by
In GR No. 156254, Crisanto submits that the
registered mail shall be made by depositing the
“2.  Is it Article 213 or Article 211 which CA gravely abused its discretion when it
copy in the office, in a sealed envelope, plainly
applies in this case involving four-year old ordered the trial court judge to “consider, hear
addressed to the party or his counsel at his
Rafaello?”[9] and resolve the motion to lift the award of
office, if known, otherwise at his residence, if
On the other hand, Crisanto raises the custody pendente lite” without any proper
known, with postage fully pre-paid, and with
following issues: motion by Joycelyn and after the April 3, 2002
instructions to the postmaster to return the mail
Order of the trial court had become final and
to the sender after ten (10) days if undelivered. 
executory.  The CA is also charged with grave
abuse of discretion for denying his Motion for of the spouses and the custody and support of A similar provision is embodied in Article 8 of
Partial Reconsideration without stating the their common children. x x x.” the Child and Youth Welfare Code
reasons for the denial, allegedly in Clearly then, the requirement cited by Crisanto (Presidential Decree No. 603).[34]  Article 17 of
contravention of Section 1 of Rule 36 of the is inapplicable.  In any event, in its questioned the same Code is even more explicit in
Rules of Court. Resolution, the CA clearly stated that it “could providing for the child’s custody under various
not find any cogent reason” to reconsider and circumstances, specifically in case the parents
The Order to Hear the Motion set aside the assailed portion of its August 30, are separated.  It clearly mandates that “no
to Lift the Award of Custody 2002 Decision. child under five years of age shall be separated
Pendente Lite Proper from his mother, unless the court finds
The April 3, 2002 Order Not compelling reasons to do so.”  The provision is
To begin with, grave abuse of discretion is Final and Executory reproduced in its entirety as follows:
committed when an act is 1) done contrary to “Art. 17.  Joint Parental Authority. – The
the Constitution, the law or jurisprudence;[20] or Third, the award of temporary custody, as the father and the mother shall exercise jointly just
2) executed “whimsically or arbitrarily” in a term implies, is provisional and subject to and reasonable parental authority and
manner “so patent and so gross as to amount to change as circumstances may warrant.  In this responsibility over their legitimate or adopted
an evasion of a positive duty, or to a virtual connection, there is no need for a lengthy children.  In case of disagreement, the father’s
refusal to perform the duty enjoined.”[21]  What discussion of the alleged finality of the April 3, decision shall prevail unless there is a judicial
constitutes grave abuse of discretion is such 2002 RTC Order granting Crisanto temporary order to the contrary.
capricious and arbitrary exercise of judgment custody of his son.  For that matter, even the
as that which is equivalent, in the eyes of the award of child custody after a judgment on a “In case of the absence or death of either
law, to lack of jurisdiction.[22] marriage annulment is not permanent; it may parent, the present or surviving parent shall
be reexamined and adjusted if and when the continue to exercise parental authority over
On the basis of these criteria, we hold that the parent who was given custody becomes unfit. such children, unless in case of the surviving
[29]
CA did not commit grave abuse of discretion. parent’s remarriage, the court for justifiable
reasons, appoints another person as guardian.
First, there can be no question that a court of Second Issue:
competent jurisdiction is vested with the Custody of a Minor Child “In case of separation of his parents, no child
authority to resolve even unassigned issues.  It under five years of age shall be separated from
can do so when such a step is indispensable or When love is lost between spouses and the his mother, unless the court finds compelling
necessary to a just resolution of issues raised in marriage inevitably results in separation, the reasons to do so.” (Italics supplied)
a particular pleading or when the unassigned bitterest tussle is often over the custody of their The above mandates reverberate in Articles
issues are inextricably linked or germane to children.  The Court is now tasked to settle the 211, 212 and 213 of the Family Code.  It is
those that have been pleaded.[23]  This truism opposing claims of the parents for unmistakable from the language of these
applies with more force when the relief granted custody pendente lite of their child who is less provisions that Article 211[35] was derived from
has been specifically prayed for, as in this case. than seven years old.[30]  On the one hand, the the first sentence of the aforequoted Article 17;
mother insists that, based on Article 213 of the Article 212,[36] from the second sentence; and
Explicit in the Motion to Dismiss[24] filed by Family Code, her minor child cannot be Article 213,[37] save for a few additions, from
Joycelyn before the RTC is her ancillary separated from her.  On the other hand, the the third sentence.  It should be noted that the
prayer for the court to lift and set aside its father argues that she is “unfit” to take care of Family Code has reverted to the Civil Code
April 3, 2002 Order awarding to Crisanto their son; hence, for “compelling reasons,” he provision mandating that a child below seven
custody pendente lite of their minor son.  must be awarded custody of the child. years should not be separated from the mother.
[38]
Indeed, the necessary consequence of granting
her Motion to Dismiss would have been the Article 213 of the Family Code[31] provides:
setting aside of the Order awarding Crisanto “ART. 213.  In case of separation of the Mandatory Character
provisional custody of the child.  Besides, even parents, parental authority shall be exercised of Article 213 of the Family Code
if the Motion to Dismiss was denied -- as by the parent designated by the court.  The
indeed it was -- the trial court, in its discretion court shall take into account all relevant In Lacson v. San Jose-Lacson,[39] the Court
and if warranted, could still have granted the considerations, especially the choice of the held that the use of “shall” in Article 363 of the
ancillary prayer as an alternative relief. child over seven years of age, unless the parent Civil Code and the observations made by the
chosen is unfit. Code Commission underscore the mandatory
Parenthetically, Joycelyn’s Motion need not character of the word.[40]  Holding in that case
have been verified because of the provisional No child under seven years of age shall be that it was a mistake to deprive the mother of
nature of the April 3, 2002 Order. Under Rule separated from the mother, unless the court custody of her two children, both then below
38[25] of the Rules of Court, verification is finds compelling reasons to order otherwise.” the age of seven, the Court stressed:
required only when relief is sought from a final This Court has held that when the parents are “[Article 363] prohibits in no uncertain terms
and executory Order.  Accordingly, the court separated, legally or otherwise, the foregoing the separation of a mother and her child below
may set aside its own orders even without a provision governs the custody of their child. [32]  seven years, unless such a separation is
proper motion, whenever such action is Article 213 takes its bearing from Article 363 grounded upon compelling reasons as
warranted by the Rules and to prevent a of the Civil Code, which reads: determined by a court.”[41]
miscarriage of justice.[26] “Art. 363.  In all questions on the care, In like manner, the word “shall” in Article 213
custody, education and property of children, of the Family Code and Section 6[42] of Rule 99
Denial of the Motion for the latter’s welfare shall be paramount.  No of the Rules of Court has been held to connote
Reconsideration Proper mother shall be separated from her child a mandatory character.[43]   Article 213 and
under seven years of age, unless the court Rule 99 similarly contemplate a situation in
Second, the requirement in Section 1 of Rule finds compelling reasons for such which the parents of the minor are married to
36 (for judges to state clearly and distinctly the measure.”(Italics supplied) each other, but are separated by virtue of either
reasons for their dispositions) refers only to The general rule that children under seven a decree of legal separation or a de facto
decisions and final orders on the merits, not to years of age shall not be separated from their separation.[44]  In the present case, the parents
those resolving incidental matters.[27]  The mother finds its raison d’etre in the basic need are living separately as a matter of fact.
provision reads: of minor children for their mother’s loving
“SECTION 1.  Rendition of judgments and care.[33]  In explaining the rationale for Article The Best Interest of the Child
final orders. – A judgment or final order 363 of the Civil Code, the Code Commission a Primary Consideration
determining the merits of the case shall be in stressed thus:
writing personally and directly prepared by the “The general rule is recommended in order to The Convention on the Rights of the Child
judge, stating clearly and distinctly the facts avoid a tragedy where a mother has seen her provides that “[i]n all actions concerning
and the law on which it is based, signed by baby torn away from her.  No man can sound children, whether undertaken by public or
him, and filed with the clerk of court.” (Italics the deep sorrows of a mother who is deprived private social welfare institutions, courts of
supplied) of her child of tender age. The exception law, administrative authorities or legislative
allowed by the rule has to be for ‘compelling bodies, the best interests of the child shall be a
Here, the declaration of the nullity of marriage reasons’ for the good of the child:  those cases primary consideration.”[45]
is the subject of the main case, in which the must indeed be rare, if the mother’s heart is not
issue of custody pendente lite is an incident.  to be unduly hurt.  If she has erred, as in cases The principle of “best interest of the child”
That custody and support of common children of adultery, the penalty of imprisonment and pervades Philippine cases involving adoption,
may be ruled upon by the court while the the (relative) divorce decree will ordinarily be guardianship, support, personal status, minors
action is pending is provided in Article 49 of sufficient punishment for her.  Moreover, her in conflict with the law, and child custody.  In
the Family Code, which we quote : moral dereliction will not have any effect upon these cases, it has long been recognized that in
“Art. 49. During the pendency of the the baby who is as yet unable to understand the choosing the parent to whom custody is given,
action[28] and in the absence of adequate situation.” (Report of the Code Commission, p. the welfare of the minors should always be the
provisions in a written agreement between the 12) paramount consideration.[46]  Courts are
spouses, the Court shall provide for the support mandated to take into account all relevant
circumstances that would have a bearing on the been shown here.  There is no evidence that the
children’s well-being and development.  Aside son was exposed to the mother’s alleged sexual
from the material resources and the moral and proclivities or that his proper moral and
social situations of each parent, other factors psychological development suffered as a result.
may also be considered to ascertain which one
has the capability to attend to the physical, Moreover, it is worthy to note that the trial
educational, social and moral welfare of the court judge, Helen Bautista-Ricafort, ruled in
children.[47]  Among these factors are the her May 17, 2002 Order that she had found the
previous care and devotion shown by each of “reason stated by [Crisanto] not to be
the parents; their religious background, moral compelling”[56] as to suffice as a ground for
uprightness, home environment and time separating the child from his mother.  The
availability; as well as the children’s emotional judge made this conclusion after personally
and educational needs observing the two of them, both in the
courtroom and in her chambers on April 16,
Tender-Age 2002, and after a chance to talk to the boy and
Presumption to observe him firsthand.  This assessment,
based on her unique opportunity to witness the
As pointed out earlier, there is express child’s behavior in the presence of each parent,
statutory recognition that, as a general rule, a should carry more weight than a mere reliance
mother is to be preferred in awarding custody on the records.  All told, no compelling reason
of children under the age of seven.  The caveat has been adduced to wrench the child from the
in Article 213 of the Family Code cannot be mother’s custody.
ignored, except when the court finds cause to
order otherwise.[48] No Grant of Habeas Corpus
and Preliminary Injunction
The so-called “tender-age presumption” under
Article 213 of the Family Code may be As we have ruled that Joycelyn has the right to
overcome only by compelling evidence of the keep her minor son in her custody, the writ of
mother’s unfitness.  The mother has been habeas corpus and the preliminary mandatory
declared unsuitable to have custody of her injunction prayed for by Crisanto have no leg
children in one or more of the following to stand on.  A writ of habeas corpus may be
instances: neglect, abandonment, issued only when the “rightful custody of any
unemployment, immorality, habitual person is withheld from the person entitled
drunkenness, drug addiction, maltreatment of thereto,”[57]  a situation that does not apply
the child, insanity or affliction with a here.
communicable disease.[49]
On the other hand, the ancillary remedy of
Here, Crisanto cites immorality due to alleged preliminary mandatory injunction cannot be
lesbian relations as the compelling reason to granted, because Crisanto’s right to custody
deprive Joycelyn of custody.  It has indeed has not been proven to be “clear and
been held that under certain circumstances, the unmistakable.”[58]  Unlike an ordinary
mother’s immoral conduct may constitute a preliminary injunction, the writ of preliminary
compelling reason to deprive her of custody.[50] mandatory injunction is more cautiously
regarded, since the latter requires the
But sexual preference or moral performance of a particular act that tends to go
laxity alone does not prove parental neglect or beyond the maintenance of the status quo.[59] 
incompetence.  Not even the fact that a mother Besides, such an injunction would serve no
is a prostitute or has been unfaithful to her purpose, now that the case has been decided on
husband would render her unfit to have its merits.[60]
custody of her minor child.[51]  To deprive the
wife of custody, the husband must clearly WHEREFORE, the Petition in GR No. 154994
establish that her moral lapses have had an is GRANTED.  The assailed Decision of the
adverse effect on the welfare of the child or Court of Appeals is hereby REVERSED and
have distracted the offending spouse from the May 17, 2002 Regional Trial Court
exercising proper parental care.[52] Order REINSTATED.  The Petition in GR No.
156254 is DISMISSED.  Costs against
To this effect did the Court rule in Unson III v. Petitioner Crisanto Rafaelito Gualberto V.
Navarro,[53] wherein the mother was openly
living with her brother-in-law, the child’s SO ORDERED.
uncle.  Under that circumstance, the Court
deemed it in the nine-year-old child’s best
interest to free her “from the obviously
unwholesome, not to say immoral influence,
that the situation in which the mother ha[d]
placed herself might create in [the child’s]
moral and social outlook.”[54]

In  Espiritu v. CA,[55] the Court took into


account psychological and case study reports
on the child, whose feelings of insecurity and
anxiety had been traced to strong conflicts with
the mother.  To the psychologist the child
revealed, among other things, that the latter
was disturbed upon seeing “her mother
hugging and kissing a ‘bad’ man who lived in
their house and worked for her father.”  The
Court held that the “illicit or immoral activities
of the mother had already caused the child
emotional disturbances, personality conflicts,
and exposure to conflicting moral values x x
x.”

Based on the above jurisprudence, it is


therefore not enough for Crisanto to show
merely that Joycelyn was a lesbian.  He must
also demonstrate that she carried on her
purported relationship with a person of the
same sex in the presence of their son or under
circumstances not conducive to the child’s
proper moral development.  Such a fact has not
2) Adoption to be exercised in the light of reasons adduced duties flowing therefrom. It does not alter one's
and the consequences that will likely follow; it legal capacity, civil status or citizenship; what
SECOND DIVISION is a privilege which may be granted only upon is altered is only the name.
a showing of a proper or reasonable cause or
compelling reason therefor. REGALADO, J.:
G.R. No. 97906 May 21, 1992
Same; Same;  Same; Same;  To justify
REPUBLIC OF THE a request for change of name, petitioner must Petitioner seeks to set aside the judgment of
show not only some proper or compelling respondent Court of 
PHILIPPINES, petitioner, 
vs. reason therefor but also that he will be Appeals 1 in affirmance of the decision of the
prejudiced by the use of his true and official court a quo  2 granting the petition filed by
COURT OF APPEALS and MAXIMO
WONG, respondents. name.—It bears stressing at this point that to herein private respondent Maximo Wong for
justify a request for change of name, petitioner the change of his name to Maximo Alcala, Jr.
must show not only some proper or compelling which was his name prior to his adoption by
Public Attorney's Office for private reason therefor but also that he will be Hoong Wong and Concepcion Ty Wong.
respondent. prejudiced by the use of his true and official
name. Among the grounds for change of name The facts are undisputed. Private respondent
Civil Law; Family which have been held valid are: (a) When the Maximo Wong is the legitimate son of
Code;  Adoption;  Change of name;  From the name is ridiculous, dishonorable or extremely Maximo Alcala, Sr. and Segundina Y. Alcala.
very wordings of the law, it may be inferred difficult to write or pronounce; (b) When the When he was but two and a half years old and
that the use of the surname of the adopter by change results as a legal consequence, as in then known as Maximo Alcala, Jr., and his
the adopted child is both an obligation and a legitimation; (c) When the change will avoid sister Margaret Alcala, was then nine years old,
right.—Title XIII, Book I of the Civil Code, in confusion; (d) Having continuously used and they were, with the consent of their natural
Articles 364 to 380, provides the substantive been known since childhood by a Filipino parents 3 and by order of the court in Special
rules which regulate the use of surnames. name, unaware of her alien parentage; (e) A Case No. 593 4 issued on September 9, 1967,
Considering the subject and personalities sincere desire to adopt a Filipino name to erase adopted by spouses Hoong Wong and
involved in this present review, particular signs of former alienage, all in good faith and Concepcion Ty Wong, both naturalized
attention must be called to Article 365 which without prejudicing anybody; and (f) When the Filipinos. Hoong Wong, now deceased, was an
mandates that "(a)n adopted child shall bear surname causes embarrassment and there is no insurance agent while Concepcion Ty Wong
the surname of the adopter," in correlation with showing that the desired change of name was was a high school teacher. They decided to
Article 341 on the effects of adoption, among for a fraudulent purpose or that the change of adopt the children as they remained childless
which is to "(e)ntitle the adopted person to use name would prejudice public interest. after fifteen years of marriage. The couples
the adopter's surname." This same entitlement showered their adopted children with parental
of an adopted child is maintained in Article Same; Same;  Same; Same;  In love and reared them as their own children.
39(3), Title II of Presidential Decree No, 603, granting or denying petitions for change of
otherwise known as the Child and Youth name, the question of proper and reasonable
Welfare Code. More recently, Executive Order cause is left to the sound discretion of the Upon reaching the age of twenty-two, herein
court.—In granting or denying petitions for private respondent, by then married and a
No. 209, as amended by Executive Order No.
227, or the Family Code, echoes the same change of name, the question of proper and junior Engineering student at Notre Dame
reasonable cause is left to the sound discretion University, Cotabato City, filed a petition to
statutory right of an adopted child to use the
surname of the adopter. Clearly, from the very of the court. The evidence presented need only change his name to Maximo Alcala, Jr. It was
be satisfactory to the court and not all the best averred that his use of the surname Wong
wordings of the law, it may be inferred that the
use of the surname of the adopter by the evidence available. Summarizing, in special embarrassed and isolated him from his
proceedings for change of name, what is relatives and friends, as the same suggests a
adopted child is both an obligation and a right.
involved is not a mere matter of allowance or Chinese ancestry when in truth and in fact he is
disallowance of the request, but a judicious a Muslim Filipino residing in a Muslim
Same;  Same; Same;  Same; No person
can change his name or surname without evaluation of the sufficiency and propriety of community, and he wants to erase any
the justifications advanced in support thereof, implication whatsoever of alien nationality;
judicial authority.—Under Article 376 of the
Civil Code, "(n)o person can change his name mindful of the consequent results in the event that he is being ridiculed for carrying a
of its grant and with the sole prerogative for Chinese surname, thus hampering his business
or surname without judicial authority." The
application for change of name thereunder making such determination being lodged in the and social life; and that his adoptive mother
courts. does not oppose his desire to revert to his
involves a special proceeding governed by and
conducted under the strictures of Rule 103 of former surname.
the Rules of Court and one which involves Same; Same;  Same; Same;  The
substantial changes, with the declared change of the surname of the adopted child is As earlier stated, on July 2, 1986, the matter
objective of such judicial proceedings being more an incident rather than the object of was resolved in favor of private respondent,
the prevention of fraud. The purpose of the adoption proceedings.—While it is true that the trial court decreeing that, the jurisdictional
statutory procedure authorizing a change of the statutory fiat under Article 365 of the Civil requirements having been fully complied with,
personal name is simply to have, wherever Code is to the effect that an adopted child shall petitioner's prayer to change his name from
possible, a record of the change, and in bear the surname of the adopter, it must Maximo Wong to Maximo Alcala, Jr. was
keeping with the object of the statute, a court nevertheless be borne in mind that the change granted. 5 On appeal to respondent court, and
to which application is made should normally of the surname of the adopted child is more an over the opposition of petitioner Republic
make its decree recording such change of incident rather than the object of adoption through the Solicitor General, the decision of
name. proceedings. The act of adoption fixes a the court below was affirmed in full, hence,
status, viz., that of parent and child. More this petition for review on certiorari.
Same;  Same; Same;  Same; A change technically, it is an act by which relations of
of name is a proceeding in rem, strict paternity and affiliation are recognized as
legally existing between persons not so related The lone issue to be settled is whether or not
compliance with all jurisdictional the reasons given by private respondent in his
requirements essential to vest the court with by nature.
petition for change of name are valid,
jurisdiction.—A change of name is a special sufficient and proper to warrant the granting of
proceeding to establish the status of a person Same; Same;  Same; Same;  A petition
for change of name is a remedy allowed said petition.
involving his relation with others, that is, his
legal position in, or with regard to, the rest of under our law only by way of exception to the
the community. It is a proceeding in rem and, mandatory provisions of the Civil Code on the
as such, strict compliance with all use of surnames.—A petition for change of
jurisdictional requirements, particularly on name is a remedy allowed under our law only
publication, is essential in order to vest the by way of exception to the mandatory
court with jurisdiction thereover. For this provisions of the Civil Code on the use of
purpose, the only name that may be changed is surnames. The law fixes the surname that may
the true or official name recorded in the civil be used by a person, at least inceptively, and it
register. may be changed only upon judicial permission
Same;  Same; Same;  Same; It is a granted in the exercise of sound discretion.
privilege granted only upon a showing of a
proper or reasonable cause or compelling Same; Same;  Same; Same;  A change
reason.—Turning now to the case at bar, we of name does not define or effect a change in
are guided by the jurisprudential dictum that one's existing family relations or in the rights
the State has an interest in the names borne by and duties flowing therefrom.—Concordantly,
individuals and entities for the purpose of we have heretofore held that a change of name
identification, and a change of name is not a does not define or effect a change in one's
matter of right but of sound judicial discretion, existing family relations or in the rights and
The Solicitor General contends that private involved in this present review, particular Q Now, after adoption, when you
respondent's allegations of ridicule and/or attention must be called to Article 365 which went to school, what did you use as
isolation from family and friends were mandates that "(a)n adopted child shall bear your surname?
unsubstantiated and cannot justify the petition the surname of the adopter," in correlation with
for change of name. He claims that for private Article 341 on the effects of adoption, among A "Wong," sir.
respondent to cast aside the name of his which is to"(e)ntitle the adopted person to use
adoptive father is crass ingratitude to the the adopter's surname." This same entitlement
memory of the latter and to his adoptive of an adopted child is maintained in Article Q Now, after you adopted the
mother who is still alive, despite her consent to 39(3), Title II of Presidential Decree No. 603, surname "Wong?" in your studies,
the petition for change of name. Further, the otherwise known as the Child and Youth what did you observe?
Solicitor General posits that the reversion of Welfare Code. More recently, Executive Order
Maximo Wong to his old name violates No. 209, as amended by Executive Order No. A I observed that "Wong" as a
Articles 341 and 365 of the Civil Code, which 227, or the Family Code, echoes the same surname embarrassed me to my
requires an adopted child to use the surname of statutory right of an adopted child to use the friends and when I go with Chinese
the adopter, and would identify him with his surname of the adopter. 12 Clearly, from the friends I cannot talk Chinese. I am
parents by nature, thus giving the impression very wordings of the law, it may be inferred living in Campo Muslim, a Muslim
that he has severed his relationship with his that this use of the surname of the adopter by community but no one can believe
adoptive parents. 6 the adopted child is both an obligation and a that I am Muslim. I have a little
right. business of Furniture but I have little
In refutation, private respondent argues that he (sic) customer because no one
did as the law required, that is, upon adoption Under Article 376 by the Civil Code, "(n)o believes me that I am Muslim.
he used the surname of the adopter. However, person can change his name or surname
being already emancipated, he can now decide without judicial authority." The application for Q You want to inform this
what is best for and by himself. It is at this change of name thereunder involves a special Honorable Court that this family
time that he realized that the Chinese name he proceeding governed by and conducted under name you are using which is
carries causes him undue ridicule and the strictures of Rule 103 of the Rules of Court "Wong" embarrassed you from (sic)
embarrassment and affects his business and and one which involves substantial changes, your friends and relatives and also
social life. In fact, his adoptive mother, being with the declared objective of such judicial cause(d) damage to your business? 
aware of his predicament, gave her consent to proceedings being the prevention of fraud. The
the petition for change of name, albeit making purpose of the statutory procedure authorizing
it clear that the same shall in no way affect the a change of personal name is simply to have, A Yes sir.
legal adoption, and even underwent the rigors wherever possible, a record of the change, and
of trial to substantiate her sworn statement. If in keeping with the object of the statute, court x x x           x x x          x x x
his adoptive mother does not take offense nor to which application is made should normally
feel any resentment, abhorrence or insecurity make its decree recording such change of
about his desire to change his name, private name. 13 ATTY. DUMAMBA:
respondent avers that there can be no possible
prejudice on her, much less the State. 7 A change of name is a special proceeding to Q Now, considering that according
establish the status of a person involving his to you, you are embarrassed because
We feel that we should preface our review of relation with others, that is, his legal position of the family name you are using,
this case with a clear comprehension of the in, or with regard to, the rest of the community. your friends shy away from you and
legal significance of a person's name. For all It is a proceeding in rem 14 and, as such, strict it is a handicap in your business,
practical and legal purposes, a man's name is compliance with all jurisdictional what is your desire for the Court to
the designation by which he is known and requirements, particularly on publication, is do in order to help you?
called in the community in which be lives and essential in order to vest the court with
is best known. It is defined as the word or jurisdiction thereover. 15 For this purpose, the A Change my family name.
combination of words by which a person is only name that may be changed is the true or
distinguished from other individuals and, also, official name recorded in the civil register. 16
Q From "Wong" to what do you
as the label or appellation which he bears for
want your surname changed?
the convenience of the world at large
To digress a little for purposes of clarification,
addressing him, of in speaking of or dealing the change of name contemplated under Article
with him. 8 Names are used merely as one A "Alcala, Jr.", sir.
376 and reglementarily implemented by Rule
method of indicating the identity of persons; 103 must not be confused with and cannot be
they are descriptive of persons for x x x           x x x          x x x
effected through the summary proceeding
identification, since, the identity is the essential proposed in Article 412 of the some Code, as
thing and it has frequently been held that,
procedurally regulated by Rule 108 of the COURT:
when identity is certain, a variance in, or Rules, which refers only to correction of
misspelling of, the name is immaterial. 9
clerical errors, such as those which are visible
to the eye or obvious to the understanding, or Q What is your purpose in changing
The names of individuals usually have two an error made by a clerk or transcriber, or a your family name from Maximo
parts: the given name or proper name, and the mistake in copying or writing, or some Wong to Maximo Alcala, Jr.?
surname or family name. The given or proper harmless or innocuous change, 17 and not those
name is that which is given to the individual at which will involve substantial changes. 18 A I feel embarrassed to my friends
birth or baptism, to distinguish him from other and also to my relatives and as I said
individuals. The name or family name is that I have a little business of furniture
Turning now to the case at bar, we are guided
which identifies the family to which he by the jurisprudential dictum that the State has and only a few customers buying for
belongs and is continued from parent to child. the fact that they don't believe I am
an interest in the names borne by individuals
The given name may be freely selected by the and entities for the purpose of identification, Muslim.
parents for the child; but the surname to which
and a change of name is not a matter of right
the child is entitled is fixed by law. 10 but of sound judicial discretion, to be exercised Cross.
in the light of reasons adduced and the ATTY. SERO:
A name is said to have the following consequences that will likely follow; 19 it is a
characteristics: (1) It is absolute, intended to privilege which may be granted only upon a
protect the individual from being confused showing of a proper or reasonable cause or With the permission of the Honorable Court.
with others. (2) It is obligatory in certain compelling reason therefor. 20
respects, for nobody can be without a name. Q Your father's name is Maximo
(3) It is fixed, unchangeable, or immutable, at We find unacceptable the assertion of the Alcala, Sr., is he still alive?
least at the start, and may be changed only for
Solicitor General that private respondent's
good cause and by judicial proceedings. (4) It allegation of ridicule and embarrassment due A: Yes, sir.
is outside the commerce of man, and,
to the use of his present surname is
therefore, inalienable and intransmissible by unsubstantiated.
act inter vivos  or mortis causa. (5) It is Q And what does your father say to
imprescriptible. 11 this proposed changed (sic) of your
The testimony of private respondent in the name, your family name to your real
lower court bears out the existence of valid family name given to you?
Title XIII, Book I of the Civil Code, in Articles
cause in his bid for change of name:
364 to 380, provides the substantive rules
which regulate the use of surnames. A Yes, sir.
Considering the subject and personalities ATTY. DUMAMBA:
Q They have no objection to it? a person should be allowed to the Family Code, superseding the pertinent
improve his social standing as long provisions of the Civil Code and of the Child
A No, sir. as in doing so, he does not cause and Youth Welfare Code on the
prejudice or injury to the interest of matter, 34 relevantly provides in this wise with
the State or other persons (Calderon regard to the issue involved in this case: 
Q Stated before this Honorable vs. Republic, supra). Nothing
Court, the purpose why you wanted whatsoever is shown in the record of Art. 189. Adoption shall have the
to change your name from "Wong" this case that such prejudice or
to "Alcala" is so that to avoid following effects:
injury to the interest of the state or
embarrassment because you are a of other persons would result in the
Muslim and your Muslim relatives change of petitioner's name. 23 (1) For civil purposes, the adopted
think that you are Chinese. shall be deemed to be the legitimate
child of the adopters and both shall
It bears stressing at this point that to justify a
A Yes, sir. acquire the reciprocal rights and
request for change of name, petitioner must obligations arising from the
show not only some proper or compelling
relationship of parent and child,
Q Not for the purpose to hide reason therefor but also that he will be including the right of the adopted to
anything or what not? prejudiced by the use of his true and official
use the surname of the
name. 24Among the grounds for change of adopters; (Emphasis supplied.)
name which have been held valid are: (a)
A No, sir. 21 When the name is ridiculous, dishonorable or
extremely difficult to write or pronounce; (b) x x x           x x x          x x x
The foregoing testimony of private respondent When the change results as a legal
is materially corroborated by the testimony of consequence, as in legitimation; (c) When the The Solicitor General maintains the position
private respondent's adoptive mother: change will avoid confusion; 25 (d) Having that to sustain the change of name would run
continuously used and been known since counter to the behest of Article 365 of the Civil
childhood by a Filipino name, unaware of her Code and the ruling in Manuel
Q Now, what did you observe to alien parentage; 26 (e) A sincere desire to adopt
(sic) your son Maximo Wong after vs. Republic  35 that "one should not be allowed
a Filipino name to erase signs of former to use a surname which otherwise he is not
you and your husband adopted him? alienage, all in good faith and without permitted to employ under the law," and would
prejudicing anybody; 27 and (f) When the set a bad example to other persons who might
A When I adopted him and he used surname causes embarrassment and there is no also seek a change of their surnames on lame
the surname "Wong" I observed that showing that the desired change of name was excuses. 36
some of his relatives, cousins and for a fraudulent purpose or that the change of
friends seem to shy away from him name would prejudice public interest. 28
and despise him in school that is While we appreciate the Solicitor General's
why I agreed to change his name. 22 apprehensions and concern, we find the same
In granting or denying petitions for change of to be unfounded. We do not believe that by
name, the question of proper and reasonable reverting to his old name, private respondent
We uphold these observations in the decision cause is left to the sound discretion of the would then be using a name which he is
of respondent appellate court: court. The evidence presented need only be prohibited by law from using. True, the law
satisfactory to the court and not all the best prescribes the surname that a person may
evidence available. 29 Summarizing, in special employ; but the law does not go so far as to
The purpose of the law an allowing
proceedings for change of name, what is unqualifiedly prohibit the use of any other
of change of name as contemplated
involved is not a mere matter of allowance or surname, and only subjects such recourse to
by the provisions of Rule 103 of the
disallowance of the request, but a judicious the obtention of the requisite judicial sanction.
Rules of Court is to give a person an
evaluation of the sufficiency and propriety of What the law does not prohibit, it permits.
opportunity to improve his
the justifications advanced in support thereof,
personality and to provide his best
mindful of the consequent results in the event
interest. (Calderon vs. Republic, 19 If we were to follow the argument of the
of its grant and with the sole prerogative for
SCRA 721). In granting or denying Solicitor General to its conclusion, then there
making such determination being lodged in the
the petition for change of name, the will never be any possibility or occasion for
courts.
question of proper and reasonable any person, regardless of status, to change his
cause is left to the discretion of the name, in view of the supposed subsequent
court. The evidence presented need While it is true that the statutory fiat under violation of the legal imperative on the use of
only be satisfactory to the court and Article 365 of the Civil Code is to the effect surnames in the event that the petition is
not all the best evidence available is that an adopted child shall bear the surname of granted. Rule 103 of the Rules of Court would
required. (Uy vs. Republic, L- the adopter, it must nevertheless be borne in then be rendered inutile. This could hardly
22712, Nov. 25, 1965; Nacionales mind that the change of the surname of the have been the intendment of the law.
vs. Republic,  adopted child is more an incident rather than
L-18067, April 29, 1966; both cases the object of adoption proceedings. 30 The act
cited in 1 SCRA 843). In the present of adoption fixes a status, viz., that of parent A petition for change of name is a remedy
case, We believe that the court a and child. More technically, it is an act by allowed under our law only by way of
quo had exercised its discretion which relations of paternity and affiliation are exception to the mandatory provisions of the
judiciously when it granted the recognized as legally existing between persons Civil Code on the use of surnames. The law
petition. not so related by nature. It has been defined as fixes the surname that may be used by a
the taking into one's family of the child of person, at least inceptively, and it may be
another as son or daughter and heir and changed only upon judicial permission granted
From the testimony of petitioner- in the exercise of sound discretion. Section 1 of
conferring on it a title to the rights and
appellee and of his adopter mother Rule 103, in specifying the parties who may
privileges of such. The purpose of an adoption
Concepcion Ty-Wong, We discern avail of said remedy, uses the generic term
proceeding is to effect this new status of
that said appellee was prompted to "persons" to signify all natural persons
relationship between the child and its adoptive
file the petition for change of name regardless of status. If a legitimate person may,
parents, the change of name which frequently
because of the embarrassment and under certain judicially accepted exceptional
accompanies adoption being more an incident
ridicule his family name "Wong" circumstances, petition the court for a change
than the object of the proceeding. 31 The
brings in his dealings with his of name, we do not see any legal basis or logic
welfare of the child is the primary
relatives and friends, he being a in discriminating against the availment of such
consideration in the determination of an
Muslim Filipino and living in a a remedy by an adopted child. In other words,
application for adoption. On this point, there is
Muslim community. Another cause Article 365 is not an exception, much less can
unanimous agreement. 32
is his desire to improve his social it bar resort, to Rule 103.
and business life. It has been held
that in the absence of prejudice to It is the usual effect of a decree of adoption to
the state or any individual, a sincere transfer from the natural parents to the We are of the view that the circumstances
desire to adopt a Filipino name to adoptive parents the custody of the child's herein obtaining are within the ambit of the
erase signs of a former alien person, the duty of obedience owing by the established exceptions and find merit in private
nationality which only hamper(s) child, and all other legal consequences and respondent's submission:
social and business life, is a proper incidents of the natural relation, in the same
and reasonable cause for change of manner as if the child had been born of such Rule 103 of the Rules of Court has
name (Uy vs. Republic, L-22712, adoptive parents in lawful wedlock, subject, its primordial purpose which (State)
Nov. 25, 1965, Que Liong Sian vs. however, to such limitations and restrictions as is to give a person in opportunity to
Republic, L-23167, Aug. 17, 1967, may be by statute imposed. 33 More improve his personality and provide
20 SCRA 1074). Justice dictates that specifically under the present state of our law, his best interest (Calderon vs.
Republic, 19 SCRA 721). In the A Yes, he even tried to ask me and I said, that a change of name does not define or effect
instant case, the court a quo found alright if you want to change. a change in one's existing family relations or in
the petition of Maximo Wong for the rights and duties flowing therefrom. It does
change of name justifiable after due not alter one's legal capacity, civil status or
x x x           x x x          x x x
hearing, thus its factual findings and citizenship; what is altered is only the name. 41
appreciation of testimonies count
heavily and need not be disturbed Q Now, when you agreed to the filing of this
WHEREFORE, the petition is DENIED and
unless for strong and cogent reasons petition for change of name, did you reduce
your consent in writing? the decision of respondent Court of Appeals is
because the trial court is in a better hereby AFFIRMED in toto.
position to examine real evidence as
well as to observe the demeanor of A Yes, sir, I agreed also so that his business
the witnesses while testifying in the will prosper because  SO ORDERED.
case (Baliwag Transit, Inc. vs. CA, he is already Alcila and not Wong because
147 SCRA 82). Moreover, the trial Wong they said is Chinese. 39
court could take judicial notice of
other existing factors in the
community where herein respondent As proof of her assent to the filing of said
lives which it considers material in petition (her husband having already passed
its judicious determination of the away), Concepcion Ty Vda. de Wong executed
case. . . . an affidavit in Cotabato City on May 27, 1985,
with these textual declarations:
Additionally, herein respondent is
already of age and as such he can That I am the same and identical
decide what is best for him. His person, who is the surviving adapted
experience with regards (sic) his (sic) parent of Maximo Wong.
social and business dealings is
personal and it is only him (sic) who That I personally discovered it
can attest to the same. Finding his myself from the time my adapted
predicament's proper remedy is (sic) son Maximo used the surname
solely through legal process, herein of my late husband Wong, his
respondent accordingly filed a relatives and childhood friends shy
petition pursuant to Rule 103 of the away from him because he is
Rules of Court which was granted branded as a son of a chinese which
by the Court a quo. 37 is different from them whose parents
are muslim Filipinos;
Besides, we have faith in the circumspection of
our lower courts and that, in the exercise of That I pity my son who is often
their discretion, said courts shall consider rediculed (sic) by his friends and
petitions for change of name only on cogent relatives because of his family name
and meritorious grounds as would justify the Wong, hence, in order not to humper
granting of such applications. We do not (sic) his social and business life in
expect our trial courts to cater or give in to the the future, I am voluntarily and of
whim or caprice of an applicant, aside from the my own free will without being
fact that there is always the safeguard and forced, coerced, or intimidated give
corrective interdiction of appellate review. (sic) my consent to his desire to
change his desire to change his
It is not fair to construe the desired reversion surname without affecting however
of private respondent to the use of the name of the legal adoption granted by the
his parents by nature as cross ingratitude. To Court on September 9, 1967,
go by the Solicitor General's suggestion that making him as one of my legal and
private respondent should have his adoption compulsory heir (sic).
revoked if he wants to use the surname of his
natural father would be to exact too clear a toll That I am executing this
for making use of an appropriate and valid affidavit to attest to the
remedy available under the law. truth of all the above
mentioned facts and for
Herein private respondent, before he filed the all legal intent (sic) and
petition for change of name, asked for his purposes. 40
adoptive mother's permission to do so:
There could be no other plausible reason for
Q Now, in filing this petition for change of private respondent to first secure has adoptive
surname, you had talked with your adopted mother's consent before resorting to the
mother? questioned legal recourse other than the
parental respect and reverence which is owed
by and to be expected of a dutiful child. If
A Yes, sir. private respondent was such an ingrate, as the
Solicitor General would have us believe, he
Q Did you ask permission from her whether would not have bothered to seek his adoptive
she wants you to change the surname? mother's counsel. In the same breath, had his
adoptive mother regarded him as an ungrateful
adoptee, she would not have executed the
A Yes, sir. 38
affidavit above quoted, much less testify in his
behalf at the hearing of his petition.
True enough, the above testimony of private
respondent was confirmed by his adoptive
Moreover, worthy of note is the fact that
mother in this manner: private respondent's adoptive mother
emphasized that she executed the above
Q How are you related to Maximo Wong? affidavit "without affecting the legal adoption
granted by the Court on September 9, 1967,
making him as one of my legal and
A My adopted son.
compulsory heir(s)." This is incontrovertible
proof that she never entertained any misgivings
Q He is your adopted son, did your son talk to or reservations with respect to her consent to
you when he filed this petition for change of his petition. This likewise dispels any possible
his surname? confusion as to private respondent's legal status
or adoptive paternity and his successional
rights. Concordantly, we have heretofore held
3) Adoption A critical consideration in this case related by nature should not be allowed, in
is the fact that the parents of the order that dual relationship should not result,
EN BANC minor to be adopted are also the reliance being made upon the views expressed
parents of the petitioner-wife. The by this Court in McGee vs. Republic. L-5387,
minor, therefore, is the latter's April 29, 1954, 94 Phil. 820.1awphîl.nèt
G.R. No. L- 22523 legitimate brother.
September 29, 1967
In that case, an American citizen, Clyde E.
In this proceeding, the adoption will McGee married to a Filipina by whom he had
IN THE MATTER OF THE ADOPTION result in an incongruous situation one child, instituted a proceeding for the
OF THE MINOR, EDWIN VILLA Y where the minor Edwin Villa, a adoption of two minor children of the wife had
MENDOZA. LUIS E. SANTOS, JR. and legitimate brother of the petitioner- by her first husband. The lower court granted
EDIPOLA V. SANTOS, petitioners- wife, will also be her son. In the the petition of McGee to adopt his two minor
appellants,  opinion of the court, that incongruity step-children. On appeal by the State. We
vs. not neutralized by other reversed the decision. We said:
REPUBLIC OF THE circumstances absent herein, should
PHILIPPINES, oppositor-appellee. prevent the adoption. The purpose of adoption is to
establish a relationship of paternity
A. E. Dacanay for petitioners-appellants. The petitioners moved to reconsider the and filiation where none existed
Office of the Solicitor General for oppositor- decision but the same was denied. Hence, this before. Where therefore the
appellee. appeal. relationship of parent and child
already exists whether by blood or
Civil law;  Adoption;  Relatives by by affinity as in the case of
The facts are not disputed.
blood or affinity are not prohibited from illegitimate and step-children, it
adopting another.—There is no provision in would be unnecessary and
The above-named spouses filed the petition superfluous to establish and super
the law prohibiting relatives, by blood or by
affinity, from adopting one another. To say before the court a quo on January 8, 1963, impose another relationship of
praying that the minor Edwin Villa y Mendoza, parent and child through adoption.
that adoption should not be allowed when the
adopter and the adopted are related to each 4 years old, be declared their (petitioner's) son Consequently, an express
by adoption. Evidence was presented that the authorization of law like article 338
other, except in those cases enumerated in
Article 338 of the Civil Code, is to preclude order setting the case for hearing has been duly is necessary, if not to render it
published, Exhibit A. There having been no proper and legal, at least, to remove
adoption among relatives, no matter how far
removed or in whatever degree that opposition registered to the petition, the any and all doubt on the subject
petitioners were permitted to adduce their matter. Under this view, article 338
relationship might be, which is not the policy
of the law. evidence. may not be regarded as a surplusage.
That may have been the reason why
Same;  Interest and welfare of child to It was established that the petitioners are both in the old Code of Civil Procedure,
be adopted should be paramount 32 years of age, Filipinos, residing in the City particularly its provisions regarding
consideration.—The interest and welfare of of Manila. They were married in 1957 and adoption, authority to adopt a step-
the child to be adopted should be of paramount have maintained a conjugal home of their own. child by a step-father was provided
consideration. Adoption statutes, being They do not have a child of their own blood. in section 766 notwithstanding the
humane and salutary and designed to provide Neither spouse has any legitimate, legitimated, general authorization in section 765
homes, care and education for unfortunate illegitimate, acknowledged natural child, or extended to any inhabitant of the
children, should be construed so as to natural child by legal fiction, nor has any one Philippines to adopt a minor child.
encourage the adoption of such children by of them been convicted of a crime involving The same argument of surplusage
persons who can properly rear and educate moral turpitude. Edwin Villa y Mendoza, 4 could plausibly have been advanced
them. years old, is a child of Francisco Villa and as regards section 766, that is to say,
Florencia Mendoza who are the common section 766 was unnecessary and
Same;  Elder sister may adopt a parents of the petitioner-wife Edipola Villa superfluous because without it a
younger brother.—The fact that the adoption Santos and the minor. Luis E. Santos, Jr., is a step-father could adopt a minor step-
in this case will result in dual relationship lawyer, with business interests in a textile child anyway. However, the
between the parties, that the adopted brother development enterprise and the IBA electric inserting of section 766 was not
will also be the son of the adopting elder sister, plant, and is the general manager of Medry Inc. entirely without reason. It seems to
should not prevent the adoption. One is by and the secretary-treasurer of Bearen be an established principle in
nature, while the other is by fiction of law. Enterprises. His income is approximately American jurisprudence that a
P600.00 a month. His co-petitioner-wife, is a person may not adopt his own
Same;  Same; Relationship established nurse by profession, with an average monthly relative, the reason being that it is
by adoption is limited to adopting parents.— earning of about P300.00. unnecessary to establish a
The relationship established by the adoption is relationship where such already
limited to the adopting parents and does not exists (the same philosophy
It was also shown that Edwin Villa y Mendoza underlying our codal provisions on
extend to their other relatives, except as
was born on May 22, 1958, Exhibit C. He was adoption). So some states have
expressly provided by law. Thus, the adopted a sickly child since birth. Due to the child's
child cannot be considered as a relative of the special laws authorizing the
impairing health his parents entrusted him to adoption of relatives such as a
ascendants and collaterals of the adopting the petitioners who reared and brought him up
parents, nor of the legitimate children which grandfather adopting a grandchild
for the years thereafter, and as a result, there and a father adopting his illegitimate
they may have after the adoption, except that developed between the petitioners and the
the law imposes certain impediments to or natural-child.
child, a deep and profound love for each other.
marriage by reason of adoption. Neither are the The natural parents of the minor testified that
children of the adopted considered as Notwithstanding the views thus expressed, a
they have voluntarily given their consent to the
descendants of the adopter. adoption of their son by the petitioners, and study of American precedents would reveal
submitted their written consent and conformity that there is a variance in the decisions of the
ANGELES, J.: to the adoption, and that they fully understand courts in different jurisdictions regarding, the
the legal consequences of the adoption of their matter of adoption of relatives. It cannot be
child by the petitioners. stated as a general proposition that the
An appeal from the decision of the Juvenile adoption of a blood relative is contrary to the
and Domestic Relations Court, in Special policy of the law, for in many states of the
Proceeding No. 0001, dismissing the petition We are not aware of any provision in the law, Union, no restriction of that sort is contained in
instituted by the spouses Luis R. Santos, Jr. and none has been pointed to Us by the Office the statutes authorizing adoption, although
and Edipola V. Santos for the adoption of the of the Solicitor General who argues for the laws of other jurisdiction expressly provide
minor Edwin Villa y Mendoza. State in this case, that relatives, by blood or by that adoption may not take place within
affinity, are prohibited from adopting one persons within a certain degree of relationship
another. The only objection raised is the (1 Am. Jur. 628-629). Courts in some states
The issue before Us is, whether or not an elder
sister may adopt a younger brother. alleged "incongruity" that will result in the hold that in the absence of express statutory
relation of the petitioner-wife and the adopted, restriction, a blood relationship between the
in the circumstance that the adopted who is the parties is not a legal impediment to the
The trial court dismissed the petition reasoning legitimate brother of the adopter, will also be adoption of one by the other, and there may be
thus: her son by adoption. The theory is, therefore, a valid adoption where the relation of parent
advanced that adoption among people who are and child already exists by nature (2 Am. Jur.
2d 869). Principles vary according to the
particular adoption statute of a state under
which any given case is considered. It would
seem that in those states originally influenced
by the civil law countries where adoption
originated, the rules are liberally construed,
while in other states where common law
principles predominate, adoption laws are
more strictly applied because they are regarded
to be in derogation of the common law.

Article 335 of the Civil Code enumerates those


persons who may not adopt, and it has been
shown that petitioners-appellants herein are not
among those prohibited from adopting. Article
339 of the same code names those who cannot
be adopted, and the minor child whose
adoption is under consideration, is not one of
those excluded by the law. Article 338, on the
other hand, allows the adoption of a natural
child by the natural father or mother, of other
illegitimate children by their father or mother,
and of a step-child by the step-father or
stepmother. This last article is, of course,
necessary to remove all doubts that adoption is
not prohibited even in these cases where there
already exist a relationship of parent and child
between them by nature. To say that adoption
should not be allowed when the adopter and
the adopted are related to each other, except in
these cases enumerated in Article 338, is to
preclude adoption among relatives no matter
how far removed or in whatever degree that
relationship might be, which in our opinion is
not the policy of the law. The interest and
welfare of the child to be adopted should be of
paramount consideration. Adoption statutes,
being humane and salutary, and designed to
provide homes, care and education for
unfortunate children, should be construed so as
to encourage the adoption of such children by
person who can properly rear and educate them
(In re Havsgord's Estate, 34 S.D. 131, 147
N.W. 378).

With respect to the objection that the adoption


in this particular case will result in a dual
relationship between the parties, that the
adopted brother will also be the son of the
adopting elder sister, that fact alone should not
prevent the adoption. One is by nature, while
the other is by fiction of law. The relationship
established by the adoption is limited to the
adopting parents and does not extend to their
other relatives, except as expressly provided by
law. Thus, the adopted child cannot be
considered as a relative of the ascendants and
collaterals of the adopting parents, nor of the
legitimate children which they may have after
the adoption except that the law imposes
certain impediments to marriage by reason of
adoption. Neither are the children of the
adopted considered as descendants of the
adopter (Tolentino, Civil Code, Vol. I, 1960
Ed., p. 652, citing 1 Oyuelos 284; Perez,
Gonzales and Castan; 4-11 Enneccerus, Kipp
& Wolff 177; Muñoz P. 104). So even
considered in relation to the rules on
succession which are in  pari materia, the
adoption under consideration would not be
objectionable on the ground alone of the
resulting relationship between the adopter and
the adopted. Similar dual relationships also
result under our law on marriage when persons
who are already related, by blood or by
affinity, marry each other. But as long as the
relationship is not within the degrees
prohibited by law, such marriages are allowed
notwithstanding the resulting dual relationship.
And as We do not find any provision in the law
that expressly prohibits adoption among
relatives, they ought not to be prevented.

For all the foregoing considerations, the


decision appealed from is set aside, and the
petition for the adoption of the subject minor,
granted. No pronouncement as to costs.
4) Adoption respondent Evelyn A. Clouse. In an Order THE LOWER COURT ERRED IN
issued on March 12, 1990, the petition was set GRANTING THE PETITION FOR
SECOND DIVISION  for hearing on April 18, 1990. The said Order ADOPTION OF ALVIN AND
was published in a newspaper of general EVELYN CLOUSE, BECAUSE
circulation in the province of Zambales and THEY ARE NOT QUALIFIED TO
G.R. No. 94147 June 8, 1994 City of Olongapo for three (3) consecutive ADOPT UNDER PHILIPPINE
weeks. LAW.
REPUBLIC OF THE
PHILIPPINES, petitioner,  The principal evidence disclose that private We rule for petitioner.
vs. respondent Alvin A. Clouse is a natural born
HONORABLE RODOLFO TOLEDANO, citizen of the United States of America. He
in his capacity as Presiding Judge of the Under Articles 184 and 185 of Executive
married Evelyn, a Filipino on June 4, 1981 at Order (E.O.) No. 209, otherwise known as
Regional Trial Court, Third Judicial Olongapo City. On August 19, 1988, Evelyn
Region, Branch 69, Iba, Zambales and "The Family Code of the Philippines", private
became a naturalized citizen of the United respondents spouses Clouse are clearly barred
SPOUSES ALVIN A. CLOUSE and States of America in Guam. They are
EVELYN A. CLOUSE, respondents. from adopting Solomon Joseph Alcala.
physically, mentally, morally, and financially
capable of adopting Solomon, a twelve (12)
year old minor. Article 184, paragraph (3) of Executive Order
Civil Law;  Adoption;  Under the
Family Code of the Philippines, private No. 209 expressly enumerates the persons who
are not qualified to adopt, viz.:
respondents spouses Clouse are clearly Since 1981 to 1984, then from November 2,
barred from adopting Solomon Joseph 1989 up to the present, Solomon Joseph Alcala
Alcala.—Under Articles 184 and 185 of was and has been under the care and custody (3) An alien, except:
Executive Order (E.O.) No. 209, otherwise of private respondents. Solomon gave his
known as “The Family Code of the consent to the adoption. His mother, Nery (a) A former Filipino
Philippines”, private respondents spouses Alcala, a widow, likewise consented to the citizen who seeks to adopt
Clouse are clearly barred from adopting adoption due to poverty and inability to a relative by
Solomon Joseph Alcala. support and educate her son. consanguinity;
Same;  Same; Article 185 requires a
Mrs. Nila Corazon Pronda, the social worker (b) One who seeks to
joint adoption by the husband and wife.—
Article 185 requires a joint adoption by the assigned to conduct the Home and Child adopt the legitimate child
Study, favorably recommended the granting of of his or her Filipino
husband and wife, a condition that must be
read along together with Article 184. the petition for adoption. spouse; or

Same;  Same; Same;  Joint adoption by Finding that private respondents have all the (c) One who is married to
husband and wife is mandatory.—Under the qualifications and none of the disqualifications a Filipino citizen and
said new law, joint adoption by husband and provided by law and that the adoption will seeks to adopt jointly with
wife is mandatory. This is in consonance with redound to the best interest and welfare of the his or her spouse a
the concept of joint parental authority over the minor, respondent judge rendered a decision relative by consanguinity
child which is the ideal situation. As the child on June 20, 1990, disposing as follows: of the latter.
to be adopted is elevated to the level of a
legitimate child, it is but natural to require the WHEREFORE, the Court grants the
spouses to adopt jointly. The rule also insures Aliens not included in the foregoing exceptions
petition for adoption filed by may adopt Filipino children in accordance with
harmony between the spouses. Spouses Alvin A. Clouse and the rules on inter-country adoption as may be
Evelyn A. Clouse and decrees that provided by law.
Same;  Same; Adoption is geared more the said minor be considered as their
towards the promotion of the welfare of the
child by adoption. To this effect, the
child and enhancement of his opportunities Court gives the minor the rights and There can be no question that private
for a useful and happy life.—We are not respondent Alvin A. Clouse is not qualified to
duties as the legitimate child of the
unaware that the modern trend is to encourage petitioners. Henceforth, he shall be adopt Solomon Joseph Alcala under any of the
adoption and every reasonable intendment exceptional cases in the aforequoted provision.
known as SOLOMON ALCALA
should be sustained to promote that objective. CLOUSE. In the first place, he is not a former Filipino
Adoption is geared more towards the citizen but a natural born citizen of the United
promotion of the welfare of the child and States of America. In the second place,
enhancement of his opportunities for a useful The Court dissolves parental Solomon Joseph Alcala is neither his relative
and happy life. It is not the bureaucratic authority bestowed upon his natural by consanguinity nor the legitimate child of his
technicalities but the interest of the child that parents and vests parental authority spouse. In the third place, when private
should be the principal criterion in adoption to the herein petitioners and makes respondents spouses Clouse jointly filed the
cases. Executive Order 209 likewise upholds him their legal heir. Pursuant to petition to adopt Solomon Joseph Alcala on
that the interest and welfare of the child to be Article 36 of P.D. 603 as amended, February 21, 1990, private respondent Evelyn
adopted should be the paramount the decree of adoption shall be A. Clouse was no longer a Filipino citizen. She
consideration. effective as of the date when the lost her Filipino citizenship when she was
petition was filed. In accordance naturalized as a citizen of the United States in
with Article 53 of the same decree, 1988.
PUNO, J.:
let this decree of adoption be
recorded in the corresponding
Before us is a petition for review government agency, particularly the Private respondent Evelyn A. Clouse, on the
on certiorari  of the decision1 of the Regional Office of the Local Civil Registrar other hand, may appear to qualify pursuant to
Trial Court of Iba, Zambales, Branch 69, in of Merida, Leyte where the minor paragraph 3(a) of Article 184 of E.O. 209. She
Special Proceeding No. RTC-140-I, entitled, was born. The said office of the was a former Filipino citizen. She sought to
"In the Matter of the Adoption of the Minor Local Civil Registrar is hereby adopt her younger brother. Unfortunately, the
named Solomon Joseph Alcala", raising a pure directed to issue an amended petition for adoption cannot be granted in her
question of law. certificate of live birth to the minor favor alone without violating Article 185
adopted by the petitioners. which mandates a joint adoption by the
husband and wife. It reads:
The sole issue for determination concerns the
right of private respondents spouses Alvin A. Let copies of this decision be
Clouse and Evelyn A. Clouse who are aliens to furnished (sic) the petitioners, Article 185. Husband and wife must
adopt under Philippine Law. DSWD, Zambales Branch, Office of jointly adopt, except in the
the Solicitor General and the Office following cases:
There is no controversy as to the facts. of the Local Civil Registrar of
Merida, Leyte. (1) When one spouse seeks to adopt
his own illegitimate child; or
On February 21, 1990, in a verified petition
filed before the Regional Trial Court of Iba, SO ORDERED.2
Zambales, private respondents spouses Clouse (2) When one spouse seeks to adopt
sought to adopt the minor, Solomon Joseph Petitioner, through the Office of the Solicitor the legitimate child of the other.
Alcala, the younger brother of private General appealed to us for relief, contending:
Article 185 requires a joint adoption by the WHEREFORE, the petition is GRANTED.
husband and wife, a condition that must be The decision of the lower court is REVERSED
read along together with Article 184.3 and SET ASIDE. No costs.

The historical evolution of this provision is SO ORDERED.


clear. Presidential Decree 603 (The Child and
Youth Welfare Code), provides that husband
and wife "may" jointly adopt.4 Executive Order
No. 91 issued on December 17, 1986 amended
said provision of P.D. 603. It demands that
both husband and wife "shall" jointly adopt if
one of them is an alien.5 It was so crafted to
protect Filipino children who are put up for
adoption. The Family Code reiterated the rule
by requiring that husband and wife "must"
jointly adopt, except in the cases mentioned
before. Under the said new law, joint adoption
by husband and wife is mandatory.6 This is in
consonance with the concept of joint parental
authority over the child, which is the ideal
situation.7 As the child to be adopted is
elevated to the level of a legitimate child, it is
but natural to require the spouses to adopt
jointly. The rule also insures harmony between
the spouses.8

In a distinctly similar case, we held:

As amended by Executive Order 91,


Presidential Decree No. 603, had
thus made it mandatory for both the
spouses to jointly adopt when one of
them was an alien. The law was
silent when both spouses were of the
same nationality.

The Family Code has resolved any


possible uncertainty. Article 185
thereof expresses the necessity for a
joint adoption by the spouses except
in only two instances —

(1) When one spouse


seeks to adopt his own
illegitimate child; or

(2) When one spouse


seeks to adopt the
legitimate child of the
other.

It is in the foregoing cases when Article 186 of


the Code, on the parental authority, can aptly
find governance.

Article 186. In case husband and wife jointly


adopt or one spouse adopts the legitimate child
of the other, jointly parental authority shall be
exercised by the spouses in accordance with
this Code.9

Article 185 is all too clear and categorical and


there is no room for its interpretation. There is
only room for application.10

We are not unaware that the modern trend is to


encourage adoption and every reasonable
intendment should be sustained to promote that
objective.11 Adoption is geared more towards
the promotion of the welfare of the child and
enhancement of his opportunities for a useful
and happy life.12 It is not the bureaucratic
technicalities but the interest of the child that
should be the principal criterion in adoption
cases.13 Executive Order 209 likewise upholds
that the interest and welfare of the child to be
adopted should be the paramount
consideration. These considerations
notwithstanding, the records of the case do not
evince any fact as would justify us in allowing
the adoption of the minor, Solomon Joseph
Alcala, by private respondents who are aliens.
5) Rescission of Adoption adoption decree, having been initiated by adoption before the Regional Trial Court
petitioner after R.A. No. 8552 had come into (RTC), Branch 22, of Naga City. In her
FIRST DIVISION force, no longer, could be pursued. petition, she averred -
"7. That x x x despite the proddings and
Same; Same;  The exercise of the right pleadings of said spouses, respondent refused
[ G.R. No. 143989, July 14, 2003 ] within a prescriptive period is a condition that to change his surname from Sibulo to Lahom,
could not fulfill the requirements of a vested to the frustrations of petitioner particularly her
ISABELITA S. LAHOM, PETITIONER, right entitled to protection; Matters relating husband until the latter died, and even before
VS. JOSE MELVIN SIBULO to adoption, including the withdrawal of the his death he had made known his desire to
(PREVIOUSLY REFERRED TO AS "DR. right of an adopter to nullify the adoption revoke respondent's adoption, but was
MELVIN S. LAHOM"), RESPONDENT. decree, are subject to regulation by the State. prevented by petitioner's supplication, however
—Interestingly, even before the passage of the with his further request upon petitioner to give
statute, an action to set aside the adoption is to charity whatever properties or interest may
Civil Law;  Adoption;  The Philippines, subject to the five-year bar rule under Rule 100 pertain to respondent in the future.
a State Party to the Convention of the Rights of the Rules of Court and that the adopter
of the Child accepted the principle that would lose the right to revoke the adoption "x x x             x x x             x x x
adoption was impressed with social and decree after the lapse of that period. The
moral responsibility, and that its underlying exercise of the right within a prescriptive "10. That respondent continued using his
intent was geared to favor the adopted child; period is a condition that could not fulfill the surname Sibulo to the utter disregard of the
Republic Act No. 8552 affirmed the legitimate requirements of a vested right entitled to feelings of herein petitioner, and his records
status of the adopted child not only in his new protection. It must also be acknowledged that a with the Professional Regulation Commission
family but also in the society as well; The new person has no vested right in statutory showed his name as Jose Melvin M. Sibulo
law withdrew the right of an adopter to privileges. While adoption has often been originally issued in 1978 until the present, and
rescind the adoption decree and gave to the referred to in the context of a “right,” the in all his dealings and activities in connection
adopted child the sole right to sever the legal privilege to adopt is itself not naturally innate with his practice of his profession, he is Jose
ties created by adoption.—In the early part of or fundamental but rather a right merely Melvin M. Sibulo.
the century just passed, the rights of children created by statute. It is a privilege that is
invited universal attention; the Geneva governed by the state’s determination on what
Declaration of Rights of the Child of 1924 and "x x x             x x x             x x x
it may deem to be for the best interest and
the Universal Declaration of Human Rights of welfare of the child. Matters relating to
1948, followed by the United Nations "13. That herein petitioner being a widow, and
adoption, including the withdrawal of the right
Declarations of the Rights of the Child, were living alone in this city with only her
of an adopter to nullify the adoption decree,
written instruments that would also protect and household helps to attend to her, has yearned
are subject to regulation by the State.
safeguard the rights of adopted children. The for the care and show of concern from a son,
Concomitantly, a right of actiongiven by
Civil Code of the Philippines of 1950 on but respondent remained indifferent and would
statute may be taken away at anytime before it
adoption, later modified by the Child and only come to Naga to see her once a year.
has been exercised.
Youth Welfare Code and then by the Family
Code of the Philippines, gave immediate "14. That for the last three or four years, the
Same; Same;  An adopter while barred
statutory acknowledgment to the rights of the medical check-up of petitioner in Manila
from severing the legal ties of adoption, can
adopted. In 1989, the United Nations initiated became more frequent in view of a leg ailment,
always for valid reasons cause the forfeiture
the Convention of the Rights of the Child. The and those were the times when petitioner
of certain benefits otherwise accruing to an
Philippines, a State Party to the Convention, would need most the care and support from a
undeserving child.—While R.A. No. 8552 has
accepted the principle that adoption was love one, but respondent all the more remained
unqualifiedly withdrawn from an adopter a
impressed with social and moral responsibility, callous and utterly indifferent towards
consequential right to rescind the adoption
and that its underlying intent was geared to petitioner which is not expected of a son.
decree even in cases where the adoption might
favor the adopted child. R.A. No. 8552 secured clearly turn out to be undesirable, it remains,
these rights and privileges for the adopted. "15. That herein respondent has recently been
nevertheless, the bounden duty of the Court to
Most importantly, it affirmed the legitimate jealous of petitioner's nephews and nieces
apply the law. Dura lex sed lexwould be the
status of the adopted child, not only in his new whenever they would find time to visit her,
hackneyed truism that those caught in the law
family but also in the society as well. The new respondent alleging that they were only
have to live with. It is still noteworthy,
law withdrew the right of an adopter to rescind motivated by their desire for some material
however, that an adopter, while barred from
the adoption decree and gave to the adopted benefits from petitioner.
severing the legal ties of adoption, can always
child the sole right to sever the legal ties for valid reasons cause the forfeiture of certain
created by adoption. "16. That in view of respondent's insensible
benefits otherwise accruing to an undeserving
attitude resulting in a strained and
child. For instance, upon the grounds
Same;  Same; “Vested right” includes uncomfortable relationship between him and
recognized by law, an adopter may deny to an
not only legal or equitable title to the petitioner, the latter has suffered wounded
adopted child his legitime and, by a will and
enforcement of a demand but also exemption feelings, knowing that after all respondent's
testament, may freely exclude him from having
from new obligations created after the right only motive to his adoption is his expectancy
a share in the disposable portion of his estate.
has become vested; Rights are considered of his alleged rights over the properties of
vested when the right to enjoyment is a herein petitioner and her late husband, clearly
present interest, absolute, unconditional and DECISION shown by his recent filing of Civil Case No.
perfect or fixed and irrefutable.—The concept 99-4463 for partition against petitioner,
of “vested right” is a consequence of the VITUG, J.: thereby totally eroding her love and affection
constitutional guaranty of due process that towards respondent, rendering the decree of
expresses a present fixed interestwhich in right adoption, considering respondent to be the
The bliss of marriage and family would be to child of petitioner, for all legal purposes, has
reason and natural justice is protected against
arbitrary state action; it includes not only legal most less than complete without children. The been negated for which reason there is no more
realization could have likely prodded the basis for its existence, hence this petition for
or equitable title to the enforcement of a
demand but also exemptions from new spouses Dr. Diosdado Lahom and Isabelita revocation."[1]
Lahom to take into their care Isabelita's Prior to the institution of the case, specifically
obligations created after the right has become
vested. Rights are considered vested when the nephew Jose Melvin Sibulo and to bring him on 22 March 1998, Republic Act (R.A.) No.
up as their own. At the tender age of two, Jose 8552, also known as the Domestic Adoption
right to enjoyment is a present interest,
absolute, unconditional, and perfect or fixed Melvin enjoyed the warmth, love and support Act, went into effect. The new statute deleted
of the couple who treated the child like their from the law the right of adopters to rescind a
and irrefutable.
own. Indeed, for years, Dr. and Mrs. Lahom decree of adoption.
fancied on legally adopting Jose Melvin.
Same;  Same; The action for
rescission of the adoption decree, having Finally, in 1971, the couple decided to file a Section 19 of Article VI of R.A. No. 8552 now
petition for adoption. On 05 May 1972, an reads:
been initiated by petitioner after R.A. No.
8552 had come into force, no longer, could be order granting the petition was issued that "SEC. 19. Grounds for Rescission of Adoption.
made all the more intense than before the - Upon petition of the adoptee, with the
pursued.—It was months after the effectivity
of R.A. No. 8552 that herein petitioner filed an feeling of affection of the spouses for Melvin. assistance of the Department if a minor or if
In keeping with the court order, the Civil over eighteen (18) years of age but is
action to revoke the decree of adoption granted
in 1975. By then, the new law, had already Registrar of Naga City changed the name "Jose incapacitated, as guardian/counsel, the
Melvin Sibulo" to "Jose Melvin Lahom." adoption may be rescinded on any of the
abrogated and repealed the right of an adopter
under the Civil Code and the Family Code to following grounds committed by the
A sad turn of events came many years later. adopter(s): (a) repeated physical and verbal
rescind a decree of adoption. Consistently with
its earlier pronouncements, the Court should Eventually, in December of 1999, Mrs. Lahom maltreatment by the adopter(s) despite having
commenced a petition to rescind the decree of undergone counseling; (b) attempt on the life
now hold that the action for rescission of the
of the adoptee; (c) sexual assault or violence; an impetus in law and still later when the adopt. After the decree of adoption and while
or (d) abandonment and failure to comply with welfare of the child became a paramount on appeal before the Court of Appeals, the
parental obligations. concern.[8] Spain itself which previously Family Code was enacted into law on 08
disfavored adoption ultimately relented and August 1988 disqualifying aliens from
"Adoption, being in the best interest of the accepted the Roman law concept of adoption adopting Filipino children. The Republic then
child, shall not be subject to rescission by which, subsequently, was to find its way to the prayed for the withdrawal of the adoption
the adopter(s). However, the adopter(s) may archipelago. The Americans came and decree. In discarding the argument posed by
disinherit the adoptee for causes provided in introduced their own ideas on adoption which, the Republic, the Supreme Court ruled that the
Article 919 of the Civil Code." (emphasis unlike most countries in Europe, made the controversy should be resolved in the light
supplied) interests of the child an overriding of the law governing at the time the petition
Jose Melvin moved for the dismissal of the consideration.[9] In the early part of the century was filed.
petition, contending principally (a) that the just passed, the rights of children invited
trial court had no jurisdiction over the case and universal attention; the Geneva Declaration of It was months after the effectivity of R.A. No.
(b) that the petitioner had no cause of action in Rights of the Child of 1924 and the Universal 8552 that herein petitioner filed an action to
view of the aforequoted provisions of R.A. No. Declaration of Human Rights of 1948, revoke the decree of adoption granted in 1975.
[10]
8552. Petitioner asseverated, by way of  followed by the United Nations By then, the new law,[22] had already abrogated
opposition, that the proscription in R.A. No. Declarations of the Rights of the Child,[11]were and repealed the right of an adopter under the
8552 should not retroactively apply, i.e., to written instruments that would also protect and Civil Code and the Family Code to rescind a
cases where the ground for rescission of the safeguard the rights of adopted children. The decree of adoption. Consistently with its earlier
adoption vested under the regime of then Civil Code of the Philippines[12] of 1950 on pronouncements, the Court should now hold
Article 348[2] of the Civil Code and Article adoption, later modified by the Child and that the action for rescission of the adoption
192[3] of the Family Code. Youth Welfare Code[13] and then by the Family decree, having been initiated by petitioner after
Code of the Philippines,[14] gave immediate R.A. No. 8552 had come into force, no longer
In an order, dated 28 April 2000, the trial court statutory acknowledgment to the rights of the could be pursued.
held thusly: adopted. In 1989, the United Nations initiated
"On the issue of jurisdiction over the subject the Convention of the Rights of the Child. The Interestingly, even before the passage of the
matter of the suit, Section 5(c) of R.A. No. Philippines, a State Party to the Convention, statute, an action to set aside the adoption is
8369 confers jurisdiction to this Court, having accepted the principle that adoption was subject to the five-year bar rule under Rule
been designated Family Court in A.M. No. 99- impressed with social and moral responsibility, 100[23] of the Rules of Court and that the
11-07 SC. and that its underlying intent was geared to adopter would lose the right to revoke the
favor the adopted child. R.A. No. 8552 secured adoption decree after the lapse of that period.
"On the matter of no cause of action, the test these rights and privileges for the adopted. The exercise of the right within a prescriptive
on the sufficiency of the facts alleged in the Most importantly, it affirmed the legitimate period is a condition that could not fulfill the
complaint, is whether or not, admitting the status of the adopted child, not only in his new requirements of a vested right entitled to
facts alleged, the Court could render a valid family but also in the society as well. The new protection. It must also be acknowledged that a
judgment in accordance with the prayer of said law withdrew the right of an adopter to rescind person has no vested right in statutory
complaint (De Jesus, et al. vs. Belarmino, et the adoption decree and gave to the adopted privileges.[24]While adoption has often been
al., 95 Phil. 365). child the sole right to sever the legal ties referred to in the context of a "right," the
created by adoption. privilege to adopt is itself not naturally innate
"Admittedly, Section 19, Article VI of R.A. or fundamental but rather a right merely
No. 8552 deleted the right of an adopter to Petitioner, however, would insist that R.A. No. created by statute.[25] It is a privilege that is
rescind an adoption earlier granted under the 8552 should not adversely affect her right to governed by the state's determination on what
Family Code. Conformably, on the face of the annul the adoption decree, nor deprive the trial it may deem to be for the best interest and
petition, indeed there is lack of cause of action. court of its jurisdiction to hear the case, both welfare of the child.[26] Matters relating to
being vested under the Civil Code and the adoption, including the withdrawal of the right
"Petitioner however, insists that her right to Family Code, the laws then in force. of an adopter to nullify the adoption decree, are
rescind long acquired under the provisions of subject to regulation by the State.
[27]
the Family Code should be respected. The concept of "vested right" is a consequence  Concomitantly, a right of action given by
Assuming for the sake of argument, that of the constitutional guaranty of due statute may be taken away at anytime before it
petitioner is entitled to rescind the adoption of process[15] that expresses a present fixed has been exercised.[28]
respondent granted on May 5, 1972, said right interest which in right reason and natural
should have been exercised within the period justice is protected against arbitrary state While R.A. No. 8552 has unqualifiedly
allowed by the Rules. From the averments in action;[16] it includes not only legal or equitable withdrawn from an adopter a consequential
the petition, it appears clear that the legal title to the enforcement of a demand but also right to rescind the adoption decree even in
grounds for the petition have been discovered exemptions from new obligations created after cases where the adoption might clearly turn out
and known to petitioner for more than five (5) the right has become vested.[17] Rights are to be undesirable, it remains, nevertheless, the
years, prior to the filing of the instant petition considered vested when the right to enjoyment bounden duty of the Court to apply the
on December 1, 1999, hence, the action if any, is a present interest,[18] absolute, unconditional, law. Dura lex sed lex would be the hackneyed
had already prescribed. (Sec. 5, Rule 100 and perfect[19] or fixed and irrefutable. truism that those caught in the law have to live
Revised Rules of Court) with. It is still noteworthy, however, that an
In Republic vs. Court of Appeals,[20] a petition adopter, while barred from severing the legal
"WHEREFORE, in view of the foregoing to adopt Jason Condat was filed by Zenaida C. ties of adoption, can always for valid reasons
consideration, the petition is ordered Bobiles on 02 February 1988 when the Child cause the forfeiture of certain benefits
dismissed."[4] and Youth Welfare Code (Presidential Decree otherwise accruing to an undeserving child.
Via a petition for review on certiorari under No. 603) allowed an adoption to be sought For instance, upon the grounds recognized by
Rule 45 of the 1997 Rules of Court, petitioner by either spouse or both of them. After the law, an adopter may deny to an adopted child
raises the following questions; viz: trial court had rendered its decision and while his legitime and, by a will and testament, may
the case was still pending on appeal, the freely exclude him from having a share in the
1. May the subject adoption, decreed Family Code of the Philippines (Executive disposable portion of his estate.
Order No. 209), mandating joint adoption by
on 05 May 1972, still be revoked or
rescinded by an adopter after the the husband and wife, took effect. Petitioner WHEREFORE, the assailed judgment of the
Republic argued that the case should be court a quo is AFFIRMED. No costs.
effectivity of R.A. No. 8552?
dismissed for having been filed by Mrs.
Bobiles alone and without being joined by the SO ORDERED.
2. In the affirmative, has the adopter's husband. The Court concluded that
action prescribed? the jurisdiction of the court is determined by
the statute in force at the time of the
A brief background on the law and its origins commencement of the action. The petition to
could provide some insights on the subject. In adopt Jason, having been filed with the
ancient times, the Romans undertook adoption court at the time when P.D. No. 603 was still
to assure male heirs in the family.[5] The in effect, the right of Mrs. Bobiles to file the
continuity of the adopter's family was the petition, without being joined by her husband,
primary purpose of adoption and all matters according to the Court had become vested.
relating to it basically focused on the rights of In Republic vs. Miller,[21] spouses Claude and
the adopter. There was hardly any mention Jumrus Miller, both aliens, sought to adopt
about the rights of the adopted.[6] Countries, Michael Madayag. On 29 July 1988, the
like Greece, France, Spain and England, in an couple filed a petition to formalize Michael's
effort to preserve inheritance within the family, adoption having theretofore been taken into
neither allowed nor recognized adoption.[7] It their care. At the time the action was
was only much later when adoption was given commenced, P.D. No. 603 allowed aliens to
6) Rectification of Simulated Births and that the same shall then be vested on the Maria passed away on November 23, 2000,
adopter. It would thus be against the spirit of petitioner desires to adopt the children; the
FIRST DIVISION the law if financial consideration were to be minors have given their written consent[8] to
the paramount consideration in deciding the adoption; she is qualified to adopt as shown
whether to deprive a person of parental by the fact that she is a 57-year-old widow, has
[ G.R. NO. 164948, June 27, 2006 ] authority over his/her children. More proof has children of her own who are already married,
to be adduced that Amelia has emotionally gainfully employed and have their respective
DIWATA RAMOS LANDINGIN abandoned the children, and that the latter will families; she lives alone in her own home in
PETITIONER, VS. REPUBLIC OF THE not miss her guidance and counsel if they are Guam, USA, where she acquired citizenship,
PHILIPPINES, RESPONDENT.  given to an adopting parent. Again, it is the and works as a restaurant server.  She came
best interest of the child that takes precedence back to the Philippines to spend time with the
in adoption. minors; her children gave their written
Adoption; The general requirement of consent[9] to the adoption of the minors.
consent and notice to the natural parents is Same; Under Section 34, Rule 132, the Petitioner's brother, Mariano Ramos, who
intended to protect the natural parental offer of evidence is necessary because it is the earns substantial income, signified his
relationship from unwarranted interference duty of the Court to rest its findings of fact willingness and commitment to support the
by interlopers, and to insure the opportunity and its judgment only and strictly upon the minors while in petitioner's custody.
to safeguard the best interests of the child in evidence offered by the parties.—Section 34,
the manner of the proposed adoption.—The Rule 132 of the Rules of Court provides that Petitioner prayed that, after due hearing,
general requirement of consent and notice to the Court shall consider no evidence which has judgment be rendered in her favor, as follows:
the natural parents is intended to protect the not been formally offered. The purpose for WHEREFORE, it is most respectfully prayed
natural parental relationship from unwarranted which the evidence is offered must be to this Honorable Court that after publication
interference by interlopers, and to insure the specified. The offer of evidence is necessary and hearing, judgment be rendered  allowing
opportunity to safeguard the best interests of because it is the duty of the Court to rest its the adoption of the minor children Elaine
the child in the manner of the proposed findings of fact and its judgment only and Dizon Ramos, Elma Dizon Ramos, and Eugene
adoption. strictly upon the evidence offered by the Dizon Ramos by the petitioner, and ordering
parties. Unless and until admitted by the court that the minor children's name follow the
Same;  The written consent of the in evidence for the purpose or purposes for family name of petitioner.
biological parents is indispensable for the which such document is offered, the same is
validity of a decree of adoption.—The written merely a scrap of paper barren of probative Petitioner prays for such other reliefs, just and
consent of the biological parents is weight. Mere identification of documents and equitable under the premises.[10]
indispensable for the validity of a decree of the markings thereof as exhibits do not confer On March 5, 2002, the court ordered the
adoption. Indeed, the natural right of a parent any evidentiary weight on documents unless Department of Social Welfare and
to his child requires that his consent must be formally offered. Development (DSWD) to conduct a case study
obtained before his parental rights and duties as mandated by Article 34 of Presidential
may be terminated and re-established in Same; Since the primary Decree No. 603, as amended, and to submit a
adoptive parents. In this case, petitioner failed consideration in adoption is the best interest report thereon not later than April 4, 2002, the
to submit the written consent of Amelia Ramos of the child, it follows that the financial date set for the initial hearing of the petition.
to the adoption. capacity of prospective parents should also be [11]
  The Office of the Solicitor General (OSG)
carefully evaluated and considered.—Since entered its appearance[12] but deputized the City
Same;  Section 9 of R.A. 8552 provides the primary consideration in adoption is the Prosecutor of Tarlac to appear in its behalf.
that if the written consent of the biological best interest of the child, it follows that the [13]
 Since her petition was unopposed, petitioner
parents cannot be obtained, the written financial capacity of prospective parents was allowed to present her evidence ex parte.
consent of the legal guardian of the minors should also be carefully evaluated and [14]

will suffice.—Petitioner’s contention must be considered. Certainly, the adopter should be in


rejected. When she filed her petition with the a position to support the would-be adopted The petitioner testified in her behalf.  She also
trial court, Rep. Act No. 8552 was already in child or children, in keeping with the means of presented Elaine Ramos, the eldest of the
effect. Section 9 thereof provides that if the the family. adoptees, to testify on the written consent
written consent of the biological parents cannot executed by her and her siblings.[15]  The
be obtained, the written consent of the legal petitioner marked in evidence the Affidavit of
guardian of the minors will suffice. If, as DECISION
Consent purportedly executed by her children
claimed by petitioner, that the biological Ann, Errol, Dennis and Ricfel Branitley, all
mother of the minors had indeed abandoned CALLEJO, SR., J.: surnamed Landingin, and notarized by a notary
them, she should, thus have adduced the public in Guam, USA, as proof of said consent.
written consent of their legal guardian. [16]
Assailed in this petition for review
on certiorari under Rule 45 of the Rules of
Same;  Words and On May 24, 2002, Elizabeth Pagbilao, Social
Phrases;  Abandonment means neglect and Court is the Decision[1] of the Court of Appeals
in CA-G.R. CV No. 77826 which reversed the Welfare Officer II of the DSWD, Field Office
refusal to perform the filial and legal III, Tarlac, submitted a Child Study Report,
obligations of love and support.— Ordinarily, Decision[2] of the Regional Trial Court (RTC)
of  Tarlac City, Branch 63 in Civil Case No. with the following recommendation:
abandonment by a parent to justify the In view of the foregoing, undersigned finds
adoption of his child without his consent, is a 2733 granting the Petition for Adoption of the
petitioner herein. minors Elaine, Elma & Eugene all surnamed
conduct which evinces a settled purpose to Ramos, eligible for adoption because of the
forego all parental duties. The term means following reasons:
neglect and refusal to perform the filial and The Antecedents
legal obligations of love and support. If a
parent withholds presence, love, care, the On February 4, 2002, Diwata Ramos 1. Minors' surviving parent,
opportunity to display filial affection, and Landingin, a citizen of the United States of the mother has voluntarily
neglects to lend support and maintenance, the America (USA), of Filipino parentage and a consented to their
parent, in effect, abandons the child. resident of Guam, USA, filed a petition[3] for adoption by the paternal
the adoption of minors Elaine Dizon Ramos aunt, Diwata Landingin
Same;  Merely permitting the child to who was born on August 31, 1986;[4]  Elma this is in view of her
remain for a time undisturbed in the care of Dizon Ramos, who was born on  September 7, inability to provide the
others is not such an abandonment.—Merely 1987;[5] and Eugene Dizon Ramos who was parental care, guidance
permitting the child to remain for a time born on August 5, 1989.[6]  The minors are the and support they need. 
undisturbed in the care of others is not such an natural children of Manuel Ramos, petitioner's An Affidavit of Consent
abandonment. To dispense with the brother, and Amelia Ramos. was executed by the
requirement of consent, the abandonment must mother which is hereto
be shown to have existed at the time of Landingin, as petitioner, alleged in her petition attached.
adoption. that when Manuel died on May 19, 1990,[7] the
children were left to their paternal
Same;  It would thus be against the grandmother, Maria Taruc Ramos; their
spirit of the law if financial consideration biological mother, Amelia, went to Italy, re-
were to be the paramount consideration in married there and now has two children by her 2. The three minors subject
second marriage and no longer communicated for adoption have also
deciding whether to deprive a person of
parental authority over his/her children.—Let with her children by Manuel Ramos nor with expressed their
her in-laws from the time she left up to the willingness to be adopted
it be emphasized, nevertheless, that the
adoption of the minors herein will have the institution of the adoption; the minors are and joins the petitioners
being financially supported by the petitioner in Guam, USA in the
effect of severing all legal ties between the
biological mother, Amelia, and the adoptees, and her children, and relatives abroad; as future.  A joint Affidavit
of consent is hereto Local Civil Registrar of Tarlac, Tarlac for him SUPPORT THE THREE
attached.  The minors to effect the corresponding CHILDREN.[27]
developed close changes/amendment in the birth certificates of
attachment to the the above-mentioned minors.
The issues raised by the parties in their
petitioners and they pleadings are the following:  (a) whether the
[19]
regarded her as second SO ORDERED.
petitioner is entitled to adopt the minors
parent. The OSG appealed[20] the decision to the Court without the written consent of their biological
of Appeals on December 2, 2002.  In its
mother, Amelia Ramos; (b) whether or not the
brief[21] for the oppositor-appellant, the OSG affidavit of consent purportedly executed by
raised the following arguments:
the petitioner-adopter's children sufficiently
I complies with the law; and (c) whether or not
3. The minors are present
under the care of a petitioner is financially capable of supporting
THE TRIAL COURT ERRED IN the adoptees.
temporary guardian who GRANTING THE PETITION FOR
has also family to look ADOPTION DESPITE THE LACK OF
after.  As young CONSENT OF THE PROPOSED The Court's Ruling
adolescents they really ADOPTEES' BIOLOGICAL MOTHER.
need parental love, care, The petition is denied for lack of merit.
guidance and support to II
ensure their protection It has been the policy of the Court to adhere to
and well being. the liberal concept, as stated in Malkinson v.
THE TRIAL COURT ERRED IN
Agrava,[28] that adoption statutes, being
GRANTING THE PETITION FOR humane and salutary, hold the interest and
In view of the foregoing, it is hereby ADOPTION DESPITE THE LACK OF THE
welfare of the child to be of paramount
respectfully recommended that minors Elaine WRITTEN CONSENT OF THE consideration and are designed to provide
D. Ramos, Elma D. Ramos and Eugene D. PETITIONER'S CHILDREN AS REQUIRED
homes, parental care and education for
Ramos be adopted by their maternal aunt BY LAW. unfortunate, needy or orphaned children and
Diwata Landingin.  Trial custody is hereby give them the protection of society and family
further recommended to be dispensed with III in the person of the adopter as well as to allow
considering that they are close relatives and childless couples or persons to experience the
that close attachments was already developed THE TRIAL COURT ERRED IN joys of parenthood and give them legally a
between the petitioner and the 3 minors.[17] GRANTING THE PETITION FOR child in the person of the adopted for the
Pagbilao narrated what transpired during her ADOPTION DESPITE PETITIONER'S manifestation of their natural parental
interview, as follows: FAILURE TO ESTABLISH THAT SHE IS IN instincts.  Every  reasonable intendment should
The mother of minors came home together A POSITION TO SUPPORT THE thus be sustained to promote and fulfill these
with her son John Mario, this May 2002 for 3 PROPOSED ADOPTEES. noble and compassionate objectives of the law.
weeks vacation.  This is to enable her appear On April 29, 2004, the CA rendered a [29]
for the personal interview concerning the decision[22] reversing the ruling of the RTC.  It
adoption of her children. held that petitioner failed to adduce in However, in Cang v. Court of Appeals,[30] the
evidence the voluntary consent of Amelia Court also ruled that the liberality with which
The plan for the adoption of minors by their Ramos, the children's natural mother. this Court treats matters leading to adoption
paternal aunt Diwata Landingin was conceived Moreover, the affidavit of consent of the insofar as it carries out the beneficent purposes
after the death of their paternal grandmother petitioner's children could not also be admitted of the law to ensure the rights and privileges of
and guardian.  The paternal relatives including in evidence as the same was executed in the adopted child arising therefrom, ever
the petitioner who attended the wake of their Guam, USA and was not authenticated or mindful that the paramount consideration is the
mother were very much concerned about the acknowledged before a Philippine consular overall benefit and interest of the adopted
well-being of the three minors.  While office, and although petitioner has a job, she child, should be understood in its proper
preparing for their adoption, they have asked a was not stable enough to support the children.  context and perspective.  The Court's position
cousin who has a family to stay with minors The dispositive portion of the CA decision should not be misconstrued or misinterpreted
and act as their temporary guardian. reads: as to extend to inferences beyond the
WHEREFORE, premises considered, the contemplation of law and jurisprudence. Thus,
The mother of minors was consulted about the appealed decision dated November 25, 2002 of the discretion to approve adoption proceedings
adoption plan and after weighing the benefits the Regional Trial Court, Branch 63, Tarlac is not to be anchored solely on best interests of
of adoption to her children, she voluntarily City in Spec. Proc. No. 2733 is hereby the child but likewise, with due regard to the
consented.  She realized that her children need REVERSED and SET ASIDE. natural rights of the parents over the child.[31]
parental love, guidance and support which she
could not provide as she already has a second SO ORDERED.[23] Section 9 of Republic Act No. 8552, otherwise
family & residing in Italy.  Knowing also that Petitioner filed a Motion for known as the Domestic Adoption Act of 1998,
the petitioners & her children have been Reconsideration[24] on May 21, 2004, which the provides:
supporting her children up to the present and CA denied in its Resolution dated August 12, Sec. 9.  Whose Consent is Necessary to the
truly care for them, she believes her children 2004.[25] Adoption. - After being properly counseled and
will be in good hands.  She also finds informed of his/her right to give or withhold
petitioners in a better position to provide a Petitioner, thus, filed the instant petition for his/her approval of the adoption, the written
secured and bright future to her children. [18] review on certiorari[26] on September 7, 2004, consent of the following to the adoption is
However, petitioner failed to present Pagbilao assigning the following errors: hereby required:
as witness and offer in evidence the voluntary (a)     The adoptee, if ten (10) years
consent of Amelia Ramos to the adoption; of age or over;
petitioner, likewise, failed to present any 1. THAT THE
HONORABLE LOWER     
documentary evidence to prove that Amelia (b      The biological parent(s) of
assents to the adoption. COURT HAS
OVERLOOKED AND ) the child, if known, or the
MISAPPLIED SOME legal guardian, or the proper
On November 23, 2002, the court, finding government instrumentality
merit in the petition for adoption, rendered a FACTS AND
CIRCUMSTANCES which has legal custody of
decision granting said petition. The dispositive the child;
portion reads: WHICH ARE OF
WEIGHT AND     
WHEREFORE, it is hereby ordered that (c)     The legitimate and adopted
henceforth, minors Elaine Dizon Ramos, Elma IMPORTANCE AND
WHICH IF sons/daughters, ten (10) years
Dizon Ramos, Eugene Dizon Ramos be freed of age or over, of the
from all legal obligations obedience and CONSIDERED WOULD
HAVE AFFECTED THE adopter(s) and adoptee, if
maintenance from their natural parents and that any;
they be declared for all legal intents and RESULT OF THE
CASE.     
purposes the children of Diwata Ramos (d      The illegitimate
Landingin.  Trial custody is dispensed with ) sons/daughters, ten (10) years
considering that parent-children relationship 2. THAT THE
of age or over, of the adopter,
has long been established between the children HONORABLE LOWER
if living with said adopter and
and the adoptive parents.  Let the surnames of COURT ERRED IN
the latter's souse, if any;
the children be changed from "Dizon-Ramos" CONCLUDING THAT
    
to "Ramos-Landingin." THE PETITIONER-
(e)     The spouse, if any, of the
APPELLEE IS NOT
person adopting or to be
Let a copy of this decision be furnished the FINANCIALLY
adopted.
CAPABLE TO
20, 1990, sir. support for them.  However being ashamed of
The general requirement of consent and notice      just depending on the support of her husband's
to the natural parents is intended to protect the Q      At the time when Amelia relatives, she decided to work abroad.  Her
natural parental relationship from unwarranted Ramos left for Italy, was there parents are also in need of financial help as
interference by interlopers, and to insure the an instance where she they are undergoing maintenance medication. 
opportunity to safeguard the best interests of communicated with the Her parents mortgaged their farm land which
the child in the manner of the proposed family? she used in going to Italy and worked as
adoption.[32] A      None, sir. domestic helper.
    
Clearly, the written consent of the biological Q      How about with her children? When she left for Italy in November 1990, she
parents is indispensable for the validity of a A      None, sir. entrusted her 3 children to the care & custody
decree of adoption.  Indeed, the natural right of      of her mother-in-law who returned home for
a parent to his child requires that his consent Q      Do you know what place in good, however she died on November 2000.
must be obtained before his parental rights and Italy did she reside?
duties may be terminated and re-established in A      I do not know, sir. While working in Italy, she met Jun Tayag, a
adoptive parents. In this case, petitioner failed      married man from Tarlac.  They became live-
to submit the written consent of Amelia Ramos Q      Did you receive any news in partners since 1995 and have a son John
to the adoption. about Amelia Ramos? Mario who is now 2 years old.  The three of
A      What I know, sir, was that she them are considered Italian residents.  Amelia
We note that in her Report, Pagbilao declared was already married with claimed that Mr. Tayag is planning to file an
that she was able to interview Amelia Ramos another man. annulment of his marriage and his wife is
who arrived in the Philippines with her son,      amenable to it.  He is providing his legitimate
John Mario in May 2002.  If said Amelia Q      From whom did you learn family regular support.
Ramos was in the Philippines and  Pagbilao that?
was able to interview her, it is incredible that A      From others who came from Amelia also sends financial support ranging
the latter would not require Amelia Ramos to Italy, sir. from P10,000-P15,000 a month through her
execute a Written Consent to the adoption of      parents who share minimal amount of
her minor children.  Neither did the petitioner Q      Did you come to know P3,000-P5,000 a month to his (sic) children. 
bother to present Amelia Ramos as witness in whether she has children by The petitioner and other paternal relatives are
support of the petition. her second marriage? continuously providing support for most of the
A      Yes, sir, she got two kids.[37] needs & education of minors up to present.[41]
Petitioner, nonetheless, argues that the written Elaine, the eldest of the minors, testified, thus: Thus, when Amelia left for Italy, she had not
consent of the biological mother is no longer Q      Where is your mother now? intended to abandon her children, or to
necessary because when Amelia's husband A      In Italy, sir. permanently sever their mother-child
died in 1990, she left for Italy and never came      relationship.  She was merely impelled to leave
back.  The children were then left to the Q      When did your mother left for the country by financial constraints.  Yet, even
guidance and care of their paternal Italy? while abroad, she did not surrender or
grandmother.  It is the paternal relatives, A      After my father died, sir. relinquish entirely her motherly obligations of
including petitioner, who provided for the      rearing the children to her now deceased
children's financial needs.  Hence, Amelia, the Q      How old were you when your mother-in-law, for, as claimed by Elaine
biological mother, had effectively abandoned mother left for Italy in  1990? herself, she consulted her mother, Amelia, for
the children.  Petitioner further contends that it A      Two years old, sir. serious personal problems.  Likewise, Amelia
was by twist of fate that after 12 years, when      continues to send financial support to the
the petition for adoption was pending with the Q      At the time when your mother children, though in minimal amounts as
RTC that Amelia and her child by her second left for Italy, did your mother compared to what her affluent in-laws provide.
marriage were on vacation in the Philippines.  communicate with you?
Pagbilao, the DSWD social worker, was able A      No, sir.[38] Let it be emphasized, nevertheless, that the
to meet her, and during the meeting, Amelia However, the Home Study Report of the adoption of the minors herein will have the
intimated to the social worker that she DSWD Social Worker also stated the effect of severing all legal ties between the
conformed to the adoption of her three children following: biological mother, Amelia, and the adoptees,
by the petitioner. IV. Background of the Case: and that the same shall then be vested on the
adopter.[42]  It would thus be against the spirit
Petitioner's contention must be rejected.  When xxxx of the law if financial consideration were to be
she filed her petition with the trial court, Rep. the paramount consideration in deciding
Act No. 8552 was already in effect.  Section 9 Since the mother left for Italy, minors siblings whether to deprive a person of parental
thereof provides that if the written consent of had been under the care and custody of their authority over his/her children.  More proof
the biological parents cannot be obtained, the maternal grandmother.  However, she died in has to be adduced that Amelia has emotionally
written consent of the legal guardian of the Nov. 2001 and an uncle, cousin of their abandoned the children, and that the latter will
minors will suffice.  If, as claimed by deceased father now serves as their guardian.  not miss her guidance and counsel if they are
petitioner, that the biological mother of the The petitioner, together with her children given to an adopting parent.[43] Again, it is the
minors had indeed abandoned them, she and other relatives abroad have been best interest of the child that takes precedence
should, thus have adduced the written consent supporting the minor children financially, in adoption.
of their legal guardian. even during the time that they were still
living with their natural parents.  Their Section 34, Rule 132 of the Rules of Court
Ordinarily, abandonment by a parent to justify mother also sends financial support but very provides that the Court shall consider no
the adoption of his child without his consent, is minimal.[39] evidence which has not been formally offered. 
a conduct which evinces a settled purpose to The purpose for which the evidence is offered
forego all parental duties.[33] The term means must be specified.  The offer of evidence is
xxxx
neglect and refusal to perform the filial and necessary because it is the duty of the Court to
legal obligations of love and support.  If a rest its findings of fact and its judgment only
V. Background Information about the Minors
parent withholds  presence, love, care, the and strictly upon the evidence offered by the
Being Sought for Adoption:
opportunity to display filial affection, and parties.  Unless and until admitted by the court
neglects to lend support and maintenance, the in evidence for the purpose or purposes for
parent, in effect, abandons the child.[34] xxxx which such document is offered, the same is
merely a scrap of paper barren of probative
Merely permitting the child to remain for a As the eldest she tries her best to be a role weight.  Mere identification of documents and
time undisturbed in the care of others is not model to her younger siblings.  She helps them the markings thereof as exhibits do not confer
such an abandonment.[35]  To dispense with the in their lessons, works and has fun with them.  any evidentiary weight on documents unless
requirement of consent, the abandonment must She also encourages openness on their formally offered.[44]
be shown to have existed at the time of problems and concerns and provides petty
adoption.[36] counseling.  In serious problems she already Petitioner failed to offer in evidence
consult (sic) her mother and petitioner-aunt. Pagbilao�s Report and of the Joint Affidavit
[40]
In this case, petitioner relied solely on her of Consent purportedly executed by her
testimony and that of Elaine Ramos to prove xxxx children; the authenticity of which she,
her claim that Amelia Ramos had abandoned likewise, failed to prove. The joint written
her children.  Petitioner's testimony on that In their 5 years of married life, they begot 3 consent of petitioner's children[45] was
matter follows: children, herein minors, Amelia recalled that notarized on January 16, 2002 in Guam, USA; 
Q      Where is the mother of these they had a happy and comfortable life.  After for it to be treated by the Rules of Court in the
three children now? the death of her husband, her in-laws which same way as a document notarized in this
A      She left for Italy on November include the petitioner had continued providing
country it needs to comply with Section 2 of child or children, in keeping with the means of
Act No. 2103,[46] which states: the family.
Section 2. An instrument or document
acknowledged and authenticated in a foreign According to the Adoption Home Study
country shall be considered authentic if the Report[49] forwarded by the Department of
acknowledgment and authentication are made Public Health & Social Services of the
in accordance with the following requirements: Government of Guam to the DSWD, petitioner
(a)  The acknowledgment shall be made before is no longer supporting her legitimate children,
(1) an ambassador, minister, secretary of as the latter are already adults, have individual
legation, chargé d affaires, consul, vice- lives and families.  At the time of the filing of
consul, or consular agent of the Republic of the the petition, petitioner was 57 years old,
Philippines, acting within the country or place employed on a part-time basis as a waitress,
to which he is accredited, or (2) a notary public earning $5.15 an hour and tips of around
or officer duly authorized by law of the $1,000 a month.  Petitioner's main intention in
country to take acknowledgments of adopting the children is to bring the latter to
instruments or documents in the place where Guam, USA.  She has a house at Quitugua
the act is done. Subdivision in Yigo, Guam, but the same is
still being amortized.  Petitioner likewise
(b)  The person taking the acknowledgment knows that the limited income might be a
shall certify that the person acknowledging the hindrance to the adoption proceedings.
instrument or document is known to him, and
that he is the same person who executed it, and Given these limited facts, it is indeed doubtful
acknowledged that the same is his free act and whether petitioner will be able to sufficiently
deed.  The certificate shall be under his official handle the financial aspect of rearing the three
seal, if he is by law required to keep a seal, and children in the US.  She only has a part-time
if not, his certificate shall so state.  In case the job, and she is rather of age.  While petitioner
acknowledgment is made before a notary claims that she has the financial support and
public or an officer mentioned in subdivision backing of her children and siblings, the OSG
(2) of the preceding paragraph, the certificate is correct in stating that the ability to support
of the notary public or the officer taking the the adoptees is personal to the adopter, as
acknowledgment shall be authenticated by an adoption only creates a legal relation between
ambassador, minister, secretary of the former and the latter.  Moreover, the
legation, chargé de affaires, consul, vice- records do not prove nor support petitioner's
consul, or consular agent of the Republic of the allegation that her siblings and her children are
Philippines, acting within the country or place financially able and that they are willing to
to which he is accredited.  The officer making support the minors herein.  The Court,
the authentication shall certify under his therefore, again sustains the ruling of the CA
official seal that the person who took the on this issue.
acknowledgment was at the time duly
authorized to act as notary public or that he While the Court recognizes that petitioner has
was duly exercising the functions of the office only the best of intentions for her nieces and
by virtue of which he assumed to act, and that nephew, there are legal infirmities that militate
as such he had authority under the law to take against reversing the ruling of the CA.  In any
acknowledgment of instruments or documents case, petitioner is not prevented from filing a
in the place where the acknowledgment was new petition for adoption of the herein minors.
taken, and that his signature and seal, if any,
are genuine. WHEREFORE, premises considered, the
As the alleged written consent of petitioner's petition is hereby DENIED.
legitimate children did not comply with the
afore-cited law, the same can at best be treated SO ORDERED.
by the Rules as a private document whose
authenticity must be proved either by anyone
who saw the document executed or written; or
by evidence of the genuineness of the signature
or handwriting of the makers.[47]

Since, in the instant case, no further proof was


introduced by petitioner to authenticate the
written consent of her legitimate children, the
same is inadmissible in evidence.

In reversing the ruling of the RTC, the CA


ruled that petitioner was not stable enough to
support the children and is only relying on the
financial backing, support and commitment of
her children and her siblings.[48]  Petitioner
contradicts this by claiming that she is
financially capable as she has worked in Guam
for 14 years, has savings, a house, and
currently earns $5.15 an hour with tips of not
less than $1,000.00 a month.  Her children and
siblings have likewise committed themselves
to provide financial backing should the need
arise.  The OSG, again in its comment, banks
on the statement in the Home Study Report
that "petitioner has limited income." 
Accordingly, it appears that she will rely on
the financial backing of her children and
siblings in order to support the minor
adoptees.  The law, however, states that it is
the adopter who should be in a position to
provide support in keeping with the means of
the family.

Since the primary consideration in adoption is


the best interest of the child, it follows that the
financial capacity of prospective parents
should also be carefully evaluated and
considered.  Certainly, the adopter should be in
a position to support the would-be adopted
7) Custody institution whereby parents rightfully assume much more one of tender age (second
control and protection of their unemancipated paragraph of Article 213 of the Family
SECOND DIVISION children to the extent required by the latter’s Code), because sole parental authority is
needs. It is a mass of rights and obligations given only to the mother, unless she is shown
[ G.R. No. 235498, July 30, 2018 ] which the law grants to parents for the purpose to be unfit  or unsuitable (Article 176 of the
of the children’s physical preservation and Family Code).—The relevant issue
development, as well as the cultivation of their in Briones for which the stated excerpt was
RENALYN A. MASBATE AND SPOUSES intellect and the education of their heart and made is actually the application of Section 6,
RENATO MASBATE AND MARLYN senses. As regards parental authority, ‘there is Rule 99 of the Rules of Court insofar as it
MASBATE, PETITIONERS, VS. RICKY no power, but a task; no complex of rights, but permits the child over ten (10) years of age to
JAMES RELUCIO, RESPONDENT. a sum of duties; no sovereignty but a sacred choose which parent he prefers to live with.
trust for the welfare of the minor.’ As the Court’s ruling in Briones  was prefaced:
Appeals; Dismissal of Actions; “[t]he Petition has no merit. However, the
Dismissal of appeals purely on technical Same; Same; Same; Children; assailed Decision should be modified in regard
grounds is frowned upon.—The Court has Illegitimate Children; Child Custody; to its erroneous application of Section 6 of
declared that rules on the perfection of appeals, Parental Authority; Insofar as illegitimate Rule 99 of the Rules of Court.” Accordingly,
particularly on the period of filing thereof, children are concerned, Article 176 of the since the statement in Pablo-
must occasionally yield to the loftier ends of Family Code states that  illegitimate children Gualberto invoked by petitioners, i.e., that
substantial justice and equity. In the same shall be under the parental authority of their “Article 213 and Rule 99 similarly
manner that the CA took cognizance of mother; In the exercise of that authority, contemplate a situation in which the parents of
respondent’s appeal from the denial of his mothers are consequently entitled to keep the minor are married to each other  x x x,”
motion for reconsideration of the RTC’s Order their illegitimate children in their company, was based on Briones,  then that same
dated December 4, 2015, which is technically and the Supreme Court (SC) will not deprive statement must be understood according to its
prohibited under the Rules of Court, so shall them of custody, absent any imperative cause proper context — that is, the issue pertaining to
this Court hold that the ends of justice would showing the mother’s unfitness  to exercise the right of a child to choose which parent he
be served better when cases are determined, such authority and care.—As a general rule, prefers to live with. The reason as to why this
not on mere technicality or some procedural the father and the mother shall jointly exercise statement should be understood in said manner
nicety, but on the merits — after all the parties parental authority over the persons of their is actually not difficult to discern: the choice of
are given full opportunity to ventilate their common children.However, insofar as a child over seven (7) years of age (first
causes and defenses. Lest it be forgotten, illegitimate children are concerned, Article paragraph of Article 213 of the Family Code)
dismissal of appeals purely on technical 176of the Family Code states that illegitimate and over ten (10) years of age (Rule 99 of the
grounds is frowned upon. The rules of children shall be under the parental Rules of Court) shall be considered in custody
procedure ought not to be applied in a very authority of their mother. Accordingly, disputes only between married
rigid, technical sense, for they have been mothers (such as Renalyn) are entitled to the parentsbecause they are, pursuant to Article
adopted to help secure — not override — sole parental authority of their illegitimate 211 of the Family Code, accorded joint
substantial justice. children (such as Queenie), notwithstanding parental authority over the persons of their
the father’s recognition of the child. In the common children. On the other hand, this
Constitutional Law; Children; It may exercise of that authority, mothers are choice is not available to an illegitimate child,
not be amiss to point out that the consequently entitled to keep their illegitimate much more one of tender age such as Queenie
fundamental policy of the State, as embodied children in their company, and the Court will (second paragraph of Article 213 of the Family
in the Constitution in promoting and not deprive them of custody, absent any Code), because sole parental authority is given
protecting the welfare of children, shall not imperative cause showing the only to the mother, unless she is shown to be
be disregarded by the courts by mere mother’s  unfitness to exercise such authority unfit or unsuitable (Article 176 of the Family
technicality in resolving disputes which and care. Code). Thus, since the issue in this case is the
involve the family and the youth.—It may not application of the exception to the tender age
be amiss to point out that the fundamental Same; Same; Same; Same; Same; Same; presumption under the second paragraph of
policy of the State, as embodied in the Tender Age Presumption; Article 213 of the Article 213 of the Family Code, and not the
Constitution in promoting and protecting the Family Code provides for the so-called  tender option given to the child under the first
welfare of children, shall not be disregarded by age presumption, stating that “[n]o child paragraph to choose which parent to live with,
the courts by mere technicality in resolving under seven (7) years of age shall be petitioners’ reliance on Pablo-Gualberto is
disputes which involve the family and the separated from the mother unless the court grossly misplaced.
youth. The State is mandated to provide finds compelling reasons to order
protection to those of tender years. Through its otherwise.”—Article 213 of the same Code Same; Same; Same; Parental
laws, it safeguards them from everyone, even provides for the so-called tender age Authority; Substitute Parental Authority; The
their own parents, to the end that their eventual presumption, stating that “[n]o child under Family Code provides in Article 216 that
development as responsible citizens and seven [(7)] years of age shall be separated from “[i]n default of parents or judicially
members of society shall not be impeded, the mother unless the court finds compelling appointed guardian, the following persons
distracted or impaired by family acrimony. reasons to order otherwise.” The rationale shall exercise substitute parental authority
behind the rule was explained by the Code over the child in the order indicated”: Article
Remedial Law; Special Civil Actions; Commission in this wise: The general rule is 216. x x x (1) The surviving grandparent as
Writ of Habeas Corpus; Child Custody; In recommended in order to avoid many a tragedy provided in Art. 214; (2) The oldest brother or
custody cases involving minors, the writ where a mother has seen her baby torn away sister, over twenty-one (21) years   of age,
of  habeas corpus is prosecuted for the from her. No man can sound the deep sorrows unless unfit or disqualified; and (3) The
purpose of determining the right of custody of a mother who is deprived of her child of child’s actual custodian, over 21 years of age,
over a child.—It is settled that habeas tender age. The exception allowed by the rule unless unfit or disqualified.—The Court
corpus may be resorted to in cases where has to be for “compelling reasons” for the good cannot also subscribe to petitioners’ contention
“the rightful custody of any person is of the child; those cases must indeed be rare, if that even if there are compelling reasons to
withheld from the person entitled thereto.” In the mother’s heart is not to be unduly hurt. separate Queenie from her mother, Renalyn,
custody cases involving minors, the writ x x x According to jurisprudence, the pursuant to the second paragraph of Article
of habeas corpus  is prosecuted for the purpose following instances may constitute 213 of the Family Code, Ricky James would
of determining the right of custody over a “compelling reasons” to wrest away custody still not acquire custody over their daughter
child. The grant of the writ depends on the from a mother over her child although under because there is no provision of law granting
concurrence of the following requisites: (1) seven (7) years of age: neglect, abandonment, custody rights to an illegitimate father. In the
that the petitioner has the right of custody over unemployment, immorality, habitual event that Renalyn is found unfit or unsuitable
the minor; (2) that the rightful custody of the drunkenness, drug addiction, maltreatment of to care for her daughter, Article 214 of the
minor is being withheld from the petitioner by the child, insanity or affliction with a Family Code mandates that substitute
the respondents; and (3) that it is to the best communicable disease. parental authority shall be exercised by
interest of the minor concerned to be in the the surviving grandparent. However, the
custody of petitioner and not that of the Same; Same; Same; Same; Same; same Code further provides in Article 216 that
respondents. Same; Parental Authority;  The choice of a “[i]n default of parents or judicially appointed
child over seven (7) years of age (first guardian, the following persons shall exercise
Civil Law; Family Law; Persons and paragraph of Article 213 of the Family Code) substitute parental authority over the child in
Family Relations; Child Custody; Parental and over ten (10) years of age (Rule 99 of the the order indicated”: Article 216. x x x (1) The
Authority; The right of custody accorded to Rules of Court) shall be considered in surviving grandparent as provided in Art. 214;
parents springs from the exercise of parental custody disputes only between married (2) The oldest brother or sister, over twenty-
authority.—The right of custody accorded to parents because they are, pursuant to Article one years of age, unless unfit or disqualified;
parents springs from the exercise of parental 211 of the Family Code, accorded joint and (3) The child’s actual custodian, over
authority. Parental authority or patria parental authority over the persons of their twenty-one years of age, unless unfit or
potestas in Roman Law is the juridical common children. On the other hand, this disqualified.
choice is not available to an illegitimate child,
Same; Same; Same; Child rights, not temporary custody, as follows: the custody of her parents, her intention was to
Custody; Under present rules, A.M. No. 03- Section 15. Temporary visitation rights.— bring Queenie to Manila at a later time. Thus,
04-04-SC explicitly states  that “[i]n awarding The court shall provide in its order awarding in the fallo of said Order, the RTC declared
custody, the court shall consider the best provisional custody appropriate visitation that it will "NOT GIVE FURTHER DUE
interests of the minor and shall give rights to the noncustodial parent or parents, COURSE" to the petition a quo.[12]
paramount consideration to [her] material unless the court finds said parent or parents
and moral welfare.”—Indeed, it may be unfit or disqualified. The temporary custodian Dissatisfied, Ricky James moved for
argued that Article 176 of the Family Code has shall give the court and noncustodial parent or reconsideration,[13] lamenting the
effectively disqualified the father of an parents at least five days’ notice of any plan to "[extraordinary] speed in the issuance of the x
illegitimate child from exercising substitute change the residence of the minor or take him x x award of custody over the child to
parental authority under Article 216 even if he out of his residence for more than three days [petitioners]."[14]He claimed that the hearing
were the actual custodian of the child under the provided it does not prejudice the visitation conducted on December 3, 2015 was not the
premise that no one is allowed to do indirectly rights of the noncustodial parent or parents. It kind of hearing that was procedurally
what he is prohibited to do directly. However, is only after trial, when the court renders its contemplated under A.M. No. 03-04-04-SC,
[15]
the Court cannot adopt a rigid view, without judgment awarding the custody of the minor to  otherwise known as the "Rule on Custody
running afoul to the overarching consideration the proper party, that the court may likewise of Minors and Writ of Habeas Corpus in
in custody cases, which is the best interest of issue “any order that is just and reasonable Relation to Custody of Minors," because the
the minor. Even way back, Article 363 of the permitting the parent who is deprived of the RTC merely propounded random questions
Civil Code provides that in all questions care and custody of the minor to visit or have without placing the witnesses on the stand to
relating to the care, custody, education and temporary custody,” pursuant to Section 18 of testify under oath. Moreover, he was allegedly
property of the children, the latter’s welfare is A.M. No. 03-04-04-SC. deprived of his right to due process when the
paramount. Under present rules, A.M. No. 03- RTC refused to give further due course to the
04-04-SC explicitly states that “[i]n awarding DECISION petition  a quo.[16]
custody, the court shall consider the best
interests of the minor and shall give paramount The motion was denied in an Order[17] dated
consideration to [her] material and moral PERLAS-BERNABE, J.: January 7, 2016, wherein the RTC emphasized
welfare. The best interests of the minor refer to that Queenie was born out of wedlock, for
the totality of the circumstances and conditions Assailed in this petition for review which reason she shall be under the parental
as are most congenial to the survival, on certiorari[1] are the Decision[2] dated January authority of her mother, Renalyn, pursuant to
protection, and feelings of security of the 12, 2017 and the Omnibus Resolution[3] dated Article 176[18] of the Family Code. In addition,
minor encouraging to [her] physical, October 3, 2017 of the Court of Appeals (CA) the RTC faulted Ricky James for failing to
psychological and emotional development. It in CA-G.R. SP No. 144406, which set aside present credible evidence in court to
also means the least detrimental available the Orders dated December 4, 2015[4] and demonstrate that Renalyn is unfit to take
alternative for safeguarding the growth and January 7, 2016[5] of the Regional Trial Court custody of their daughter.[19]
development of the minor.” of Legazpi City, Albay, Branch 8 (RTC) in
Special Proceeding (SP) No. FC-15-239, Aggrieved, Ricky James filed an
Same; Same; Same; Same;  The directed the remand of the case to the RTC for appeal[20] before the CA, imputing error upon
preference  accorded by Article 216 of the trial, and granted respondent Ricky James the RTC: (a) in not conducting a full blown
Family Code does not automatically attach to Relucio (Ricky James) "temporary custody" trial and not receiving evidence; (b) in granting
the grandparents, and is conditioned upon once a month for a period not exceeding sole custody to Renalyn without giving
the determination of their fitness to take care twenty-four (24) hours over the minor, paramount consideration to the best interests of
of their grandchild. In ruling as it did, the Queenie Angel M. Relucio (Queenie), his the child; and (c) in not granting him shared
Supreme Court (SC) ratiocinated that the illegitimate daughter with petitioner Renalyn custody and/or visitation rights.[21] Ricky James
child’s welfare being the most important A. Masbate (Renalyn), on top of visitation insisted that the tender-age presumption in
consideration,  it is not bound by any legal rights fixed at two (2) days per week. Article 213 of the Family Code is rebuttable by
right of a person over the child.—The Court evidence of the mother's neglect,
finds that Queenie’s best interest demands that abandonment, and unemployment, among
The Facts
a proper trial be conducted to determine if she other factors, and claimed that Renalyn
had, indeed, been neglected and abandoned by abandoned Queenie when she went to live in
her mother, rendering the latter unfit to Manila and failed to seek employment to
Queenie was born on May 3, 2012 to Renalyn
exercise parental authority over her, and in the support her daughter.[22]
and Ricky James, who had been living together
event that Renalyn is found unsuitable,
with Renalyn's parents without the benefit of
whether it is in Queenie’s best interest that she For their part, Renalyn and her parents
marriage. Three (3) years later, or in April
be in the custody of her father rather than her (petitioners) moved for the outright dismissal
2015, the relationship ended. Renalyn went to
grandparents upon whom the law accords a far of the appeal on the ground that no appeal can
Manila, supposedly leaving Queenie behind in
superior right to exercise substitute parental be had against an order denying a motion for
the care and custody of her father, Ricky
authority. In the case of Bagtas v. Santos, 606 reconsideration. In addition, petitioners argued
James.[6]
SCRA 101 (2009), which was a tug-of-war that being the illegitimate father of Queenie,
between the maternal grandparents of the Ricky James has absolutely no right of custody
Ricky James alleged that on November 7,
illegitimate minor child and the actual over her, and that Renalyn's act of entrusting
2015, Spouses Renata and Marlyn Masbate
custodians of the latter, the Court faulted the the care of Queenie to her parents was not a
(Renalyn's parents) took Queenie from the
trial court for hastily dismissing the petition renunciation of parental authority but only a
school where he had enrolled her. When asked
for habeas corpus  and awarding the custody of temporary separation necessitated by her need
to give Queenie back, Renalyn's parents
the minor to the grandparents without to adjust to her studies, which she undertook to
refused and instead showed a copy of a Special
conducting any trial. The import of such improve her and Queenie's life.[23]
Power of Attorney[7] (SPA) executed by
decision is that the preference accorded by
Renalyn granting full parental rights, authority,
Article 216 of the Family Code does not On September 2, 2016, the case was referred to
and custody over Queenie to them.
automatically attach to the grandparents, and is mediation, but the parties were unable to arrive
Consequently, Ricky James filed a petition for
conditioned upon the determination of their at a settlement.[24]
habeas corpus and child custody[8] docketed
fitness to take care of their grandchild. In
as SP No. FC-15-239 before the RTC
ruling as it did, the Court ratiocinated that the The CA Ruling
(petition a quo).[9]
child’s welfare being the most important
consideration, it is not bound by any legal
A hearing was conducted on December 3,
right of a person over the child. In a Decision[25] dated January 12, 2017, the
2015, where Renalyn brought Queenie and
expressed the desire for her daughter to remain CA set aside the assailed RTC Orders and
Same; Same; Same; Visitation remanded the case to the lower court for
in her custody.[10]
Rights;  It  should be stressed that Section 15 determination of who should exercise custody
of A.M. No. 03-04-04-SC provides for over Queenie.[26] The CA found that the RTC
temporary visitation rights, not temporary The RTC Ruling
hastily dismissed the petition a quo upon
custody.—While the appellate court correctly Queenie's production in court, when the
remanded the case for trial, the Court, objective of the case was to establish the
however, holds that it erred in granting Ricky In an Order[11] dated December 4, 2015, the
allegation that Renalyn had been neglecting
James temporary custody for a limited period RTC ruled that the custody of three (3)-year-
Queenie, which was a question of fact that
of twenty-four (24) consecutive hours once old Queenie rightfully belongs to Renalyn,
must be resolved by trial.[27] Citing Section 18
every month, in addition to visitation rights, citing the second paragraph of Article 213 of
of A.M. No. 03-04-04-SC, which states that,
invoking “humane and practical the Family Code, which states that "[n]o child
"[a]fter trial, the court shall render judgment
considerations,” which were based solely on under seven [(7)] years of age shall be
awarding the custody of the minor to the
Ricky James’ allegations. It should be stressed separated from the mother x x x." The RTC
proper party considering the best interests of
that Section 15 of A.M. No. 03-04-04-SC likewise found that, while Renalyn went to
the minor," the CA declared that the dismissal
provides for temporary visitation Manila to study dentistry and left Queenie in
by the RTC of the petition a quo was not
supported by the Rules.[28] parents for the purpose of the children's
physical preservation and development, as well
Nonetheless, the CA affirmed the RTC Orders The main issue for the Court's resolution is as the cultivation of their intellect and the
granting custody to Renalyn "pending the whether or not the CA correctly remanded the education of their heart and senses. As regards
outcome of the case," stating that only case a quo for determination of who should parental authority, 'there is no power, but a
Queenie's mother, Renalyn, has parental exercise custody over Queenie. task; no complex of rights, but a sum of duties;
authority over her as she is an illegitimate no sovereignty but a sacred trust for the
child. Further, the CA declared that the RTC The Court's Ruling welfare of the minor.'"[52]
must thresh out Renalyn's capacity to raise her
daughter, which shall, in tum, determine As a general rule, the father and the mother
whether or not the tender-age presumption The petition is partially meritorious. shall jointly exercise parental authority over
must be upheld, or whether Queenie's well- the persons of their common children.
[53]
being is better served with her remaining in the  However, insofar as illegitimate children
I.
custody of her maternal grandparents in the are concerned, Article 176[54] of the Family
exercise of their substitute parental authority or Code states that illegitimate children shall be
At the outset, it must be stressed that while
with Ricky James, who was Queenie's actual under the parental authority of their
petitioners may have erroneously determined
custodian before the controversy.[29] mother. Accordingly, mothers (such as
the expiration of the reglementary period for
Renalyn) are entitled to the sole parental
filing the instant petition, which resulted in the
Finally, the CA granted Ricky James visitation authority of their illegitimate children (such as
same being filed a day late on November 6,
rights of two (2) days a week, with provision Queenie), notwithstanding the father's
2017, the Court finds it proper to overlook this
for additional visitation days that may be recognition of the child. In the exercise of that
procedural lapse given the compelling merit of
permitted by Renalyn.[30] authority, mothers are consequently entitled to
the petition in the interest of substantial justice.
keep their illegitimate children in their
Petitioners filed a motion for reconsideration, company, and the Court will not deprive them
[31] The Court has declared that rules on the
 while Ricky James filed a motion for of custody, absent any imperative cause
perfection of appeals, particularly on the
clarification[32] asking that he be allowed to showing the mother's  unfitness to exercise
period of filing thereof, must occasionally
pick up Queenie from petitioners' residence on such authority and care.[55]
yield to the loftier ends of substantial justice
a Friday afternoon and to return the child on a
and equity. In the same manner that the CA
Sunday afternoon.[33] In their Comment, In addition, Article 213 of the same Code
[34] took cognizance of respondent's appeal from
 petitioners argued that the arrangement provides for the so-called tender-age
the denial of his motion for reconsideration of
proposed by Ricky James is not within the presumption, stating that "[n]o child under
the RTC Order dated December 4, 2015,
scope of his visitation rights, but that he may, [46] seven [(7)] years of age shall be separated from
which is technically prohibited under the
through Renalyn's written consent, take the mother unless the court finds compelling
Rules of Court, so shall this Court hold that the
Queenie home on certain family occasions.[35] reasons to order otherwise." The rationale
ends of justice would be served better when
behind the rule was explained by the Code
cases are determined, not on mere technicality
In its Omnibus Resolution[36] dated October 3, Commission in this wise:
or some procedural nicety, but on the merits –
2017, the CA denied petitioners' motion for
after all the parties are given full opportunity to
reconsideration for lack of merit, insisting on The general rule is recommended in order to
ventilate their causes and defenses. Lest it be
its application of the case of Bagtas v. Santos, avoid many a tragedy where a mother has seen
[37] forgotten, dismissal of appeals purely on
 which held that a trial is still necessary to her baby torn away from her. No man can
technical grounds is frowned upon. The rules
determine the issue of custody despite the sound the deep sorrows of a mother who is
of procedure ought not to be applied in a very
production of the child.[38] On the other hand, deprived of her child of tender age. The
rigid, technical sense, for they have been
the CA ruled in favor of Ricky James' motion exception allowed by the rule has to be for
adopted to help secure – not override –
for clarification, granting the latter what it calls "compelling reasons" for the good of the child;
substantial justice.[47]
a " limited and temporary custody" that will those cases must indeed be rare, if the mother's
allow him to take Queenie out once a month, heart is not to be unduly hurt. x x x[56]
In this relation, it may not be amiss to point out
or on the first Saturday of each month, for a
that the fundamental policy of the State, as
period not exceeding twenty-four (24) hours,
embodied in the Constitution in promoting and
but which shall not reduce his visitation days According to jurisprudence, the following
protecting the welfare of children, shall not be
fixed at two (2) days per week.[39] In so instances may constitute "compelling reasons"
disregarded by the courts by mere technicality
holding, the appellate court cited "humane and to wrest away custody from a mother over her
in resolving disputes which involve the family
practical considerations"[40] and argued that it is child although under seven (7) years of age:
and the youth.[48] The State is mandated to
in Queenie's best interest to have an exclusive neglect, abandonment, unemployment,
provide protection to those of tender years.
time with Ricky James.[41] immorality, habitual drunkenness, drug
Through its laws, it safeguards them from
everyone, even their own parents, to the end addiction, maltreatment of the child, insanity
Undaunted, petitioners filed the instant petition or affliction with a communicable disease.[57]
that their eventual development as responsible
for review on certiorari, maintaining that the
citizens and members of society shall not be
RTC correctly dismissed the petition a As the records show, the CA resolved to
impeded, distracted or impaired by family
quo after the hearing on December 3, 2015 on remand the case to the RTC, ratiocinating that
acrimony.[49]
the grounds that: (a) the purported custodial there is a need to establish whether or not
right that Ricky James seeks to enforce in Renalyn has been neglecting Queenie,[58] for
Accordingly, the Court shall delve into the
filing his petition has no legal basis; (b)  the which reason, a trial is indispensable for
substantive arguments propounded in this case.
petition a quo does not comply with the reception of evidence relative to the
requisites for habeas corpus  petitions preservation or overturning of the tender-age
involving custody of minors; and (c) there are II.
presumption under Article 213 of the Family
no more factual issues to be resolved as it had Code.[59] In opposition, petitioners contend that
already been admitted by Renalyn during the It is settled that habeas corpus may be resorted
the second paragraph of Article 213 of the
hearing that she goes to Manila to study but to in cases where "the rightful custody of any
Family Code would not even apply in this case
that she comes home every week for Queenie person is withheld from the person entitled
(so as to determine Renalyn's unfitness as a
and whenever there is a problem.[42] thereto."[50] In custody cases involving
mother) because the said provision only
minors, the writ of habeas corpus  is
applies to a situation where the parents are
Ricky James filed a Comment/Opposition[43] as prosecuted for the purpose of determining the
married to each other.[60] As basis, petitioners
well as an Urgent Omnibus Motion[44] to right of custody over a child. The grant of the
rely on the Court's ruling in Pablo-Gualberto
dismiss the petition and for immediate writ depends on the concurrence of the
v. Gualberto V[61] (Pablo-Gualberto), the
execution pending appeal of the Omnibus following requisites: (1) that the petitioner has
pertinent portion of which reads:
Resolution dated October 3, 2017, claiming the right of custody over the minor; (2) that the
that the instant petition was filed out of time rightful custody of the minor is being withheld
from the petitioner by the respondents; and (3) In like manner, the word "shall" in Article 213
and that it was erroneous for petitioners to state
that it is to the best interest of the minor of the Family Code and Section 6 of Rule 99 of
that the last day of filing fell on November 4,
concerned to be in the custody of petitioner the Rules of Court has been held to connote a
2017, a Saturday, which compelled them to file
and not that of the respondents.[51] mandatory character. Article 213 and Rule 99
their petition on November 6, 2017, a Monday.
similarly contemplate a situation in which
By his calculation, the fifteen (15)-day
"The right of custody accorded to parents the parents of the minor are married to each
reglementary period, which commenced to run
springs from the exercise of parental authority. other, but are separated by virtue of either a
upon petitioners' receipt on October 19, 2017
Parental authority or patria potestas in Roman decree of legal separation or a de
of the Omnibus Resolution dated October 3,
Law is the juridical institution whereby parents facto  separation. x x x[62]
2017, ended on November 3, 2017, a Friday,
and not on November 4, 2017.[45] rightfully assume control and protection of
their unemancipated children to the extent
required by the latter's needs. It is a mass of For easy reference, Article 213 of the Family
The Issue Before the Court Code and Section 6, Rule 99 of the Rules of
rights and obligations which the law grants to
Court, which were cited in Pablo- should be modified in regard to its erroneous (3) The child's actual custodian, over
Gualberto, are quoted hereunder in full: application of Section 6 of Rule 99 of the twenty-one years of age, unless unfit or
Rules of Court."[65] Accordingly, since the disqualified.
Article 213 of the Family Code statement in Pablo-Gualbertoinvoked by
petitioners, i.e.,  that "Article 213 and Rule 99
Article 213. In case of separation of the similarly contemplate a situation in which the The same order of preference with respect to
parents, parental authority shall be exercised parents of the minor are married to each substitute parental authority is reiterated in
by the parent designated by the Court. The other  x x x," was based on Briones,  then that Section 13 of A.M. No. 03-04-04-SC, the
Court shall take into account all relevant same statement must be understood according "Rule on Custody of Minors and Writ
considerations, especially the choice of the to its proper context – that is, the issue of Habeas Corpus  in Relation to Custody of
child over seven years of age, unless the parent pertaining to the right of a child to choose Minors," to wit:
chosen is unfit. which parent he prefers to live with. The
reason as to why this statement should be Section 13. Provisional order awarding
No child under seven years of age shall be understood in said manner is actually not custody. – After an answer has been filed or
separated from the mother unless the court difficult to discern: the choice of a child over after expiration of the period to file it, the court
finds compelling reasons to order otherwise. seven (7) years of age (first paragraph of may issue a provisional order awarding
Article 213 of the Family Code) and over ten custody of the minor. As far as practicable, the
(10) years of age (Rule 99 of the Rules of following order of preference shall be observed
Section 6, Rule 99 of the Rules of Court
Court) shall be considered in custody in the award of custody:
disputes only between married
Section 6. Proceedings as to child whose
parents because they are, pursuant to Article (a) Both parents jointly;
parents are separated. Appeal. – When
211 of the Family Code, accorded joint
husband and wife are divorced or living
parental authority over the persons of their (b) Either parent, taking into account all
separately and apart from each other, and the
common children. On the other hand, this relevant considerations, especially the choice
question to the care, custody, and control of a
choice is not available to an illegitimate child, of the minor over seven years of age and of
child or children of their marriage is brought
much more one of tender age such as Queenie sufficient discernment, unless the parent
before a Court of First Instance by petition or
(second paragraph of Article 213 of the Family chosen is unfit;
as an incident to any other proceeding, the
Code), because sole parental authority is given
court, upon hearing the testimony as may be
only to the mother, unless she is shown to be (c) The grandparent, or if there are several
pertinent, shall award the care, custody, and
unfit or unsuitable (Article 176 of the Family grandparents, the grandparent chosen by the
control of each such child as will be for its best
Code). Thus, since the issue in this case is the minor over seven years of age and of sufficient
interest, permitting the child to choose which
application of the exception to the tender-age discernment, unless the grandparent chosen is
parent it prefers to live with if it be over ten
presumption under the second paragraph of unfit or disqualified;
years of age, unless the parent so chosen be
Article 213 of the Family Code, and not the
unfit to take charge of the child by reason of
option given to the child under the first (d) The eldest brother or sister over twenty-one
moral depravity, habitual drunkenness,
paragraph to choose which parent to live with, years of age, unless he or she is unfit or
incapacity, or poverty. If, upon such hearing, it
petitioners' reliance on Pablo-Gualberto is disqualified;
appears that both parents are improper persons
grossly misplaced.
to have the care, custody, and control of the
child, the court may either designate the (e) The actual custodian of the minor over
In addition, it ought to be pointed out that the twenty-one years of age, unless the former is
paternal or maternal grandparent of the child,
second paragraph of Article 213 of the Family unfit or disqualified; or
or his oldest brother or sister, or some
Code, which was the basis of the CA's
reputable and discreet person to take charge of
directive to remand the case, does not even (f) Any other person or institution the court
such child, or commit it to any suitable asylum,
distinguish between legitimate and illegitimate may deem suitable to provide proper care and
children's home, or benevolent society. The
children – and hence, does not factor in guidance for the minor.
court may in conformity with the provisions of
whether or not the parents are married – in
the Civil Code order either or both parents to
declaring that "[n]o child under seven [(7)]
support or help support said child, irrespective
years of age shall be separated from the mother It was not disputed that Ricky James was
of who may be its custodian, and may make
unless the court finds compelling reasons to in actual physical custody of Queenie when
any order that is just and reasonable permitting
order otherwise." "Ubi lex non distinguit nec Renalyn left for Manila to pursue her studies
the parent who is deprived of its care and
nos distinguere debemos. When the law makes until the instant controversy took place. As
custody to visit the child or have temporary
no distinction, we (this Court) also ought not to such, Ricky James had already assumed
custody thereof. Either parent may appeal from
recognize any distinction."[66] As such, obligations and enjoyed privileges of a
an order made in accordance with the
petitioners' theory that Article 213 of the custodial character, giving him a cause of
provisions of this section. No child under
Family Code is herein inapplicable – and thus, action to file a case of habeas corpus  to regain
seven years of age shall be separated from its
negates the need for the ordered remand – is custody of Queenie as her actual custodian.
mother, unless the court finds there are
not only premised on an erroneous reading of
compelling reasons therefor.
jurisprudence, but is also one that is Indeed, it may be argued that Article 176 of the
fundamentally off-tangent with the law itself. Family Code has effectively disqualified the
Notably, after a careful reading of Pablo- father of an illegitimate child from exercising
Gualberto, it has been determined that the III. substitute parental authority under Article 216
aforequoted pronouncement therein is based on even if he were the actual custodian of the
a previous child custody case, namely, Briones The Court cannot also subscribe to petitioners' child under the premise that no one is allowed
v. Miguel[63] (Briones), wherein the Court contention that even if there are compelling to do indirectly what he is prohibited to do
pertinently held as follows: reasons to separate Queenie from her mother, directly. However, the Court cannot adopt a
Renalyn, pursuant to the second paragraph of rigid view, without running afoul to the
Article 213 of the Family Code, Ricky James overarching consideration in custody cases,
However, the CA erroneously applied Section
would still not acquire custody over their which is the best interest of the minor. Even
6 of Rule 99 of the Rules of Court. This
daughter because there is no provision of law way back, Article 363 of the Civil Code
provision contemplates a situation in which the
granting custody rights to an illegitimate provides that in all questions relating to the
parents of the minor are married to each other
father.[67] care, custody, education and property of the
but are separated either by virtue of a decree of
children, the latter's welfare is paramount.
legal separation or because they are living [68]
In the event that Renalyn is found unfit or  Under present rules, A.M. No. 03-04-04-SC
separately de facto. In the present case, it has
unsuitable to care for her daughter, Article 214 explicitly states that "[i]n awarding custody,
been established that petitioner and
of the Family Code mandates that substitute the court shall consider the best interests of the
Respondent Loreta were never married. Hence,
parental authority shall be exercised by minor and shall give paramount consideration
that portion of the CA Decision allowing the
the surviving grandparent. However, the to [her] material and moral welfare. The best
child to choose which parent to live with is
same Code further provides in Article 216 that interests of the minor refer to the totality of the
deleted, but without disregarding the obligation
"[i]n default of parents or judicially appointed circumstances and conditions as are most
of petitioner to support the child.[64]
guardian, the following persons shall exercise congenial to the survival, protection, and
substitute parental authority over the child in feelings of security of the minor encouraging
the order indicated:" to [her] physical, psychological and emotional
For guidance, the relevant issue in Briones  for
development. It also means the least
which the stated excerpt was made is actually
  Article 216. x x x detrimental available alternative for
the application of Section 6, Rule 99 of the
(1) The surviving grandparent as provided in safeguarding the growth and development of
Rules of Court insofar as it permits the child
Art. 214; the minor."[69]
over ten (10) years of age to choose which
parent he prefers to live with. As the Court's (2) The oldest brother or sister, over twenty-
one years of age, unless unfit or In light of the foregoing, the Court finds that
ruling in Briones was prefaced: "[t]he Petition
disqualified; and Queenie's best interest demands that a proper
has no merit. However, the assailed Decision
trial be conducted to determine if she had,
indeed, been neglected and abandoned by her visitation rights, not temporary custody, as to children under seven (7) years of age, which
mother, rendering the latter unfit to exercise follows: may be overcome only by compelling evidence
parental authority over her, and in the event of the mother's unfitness.[76] Until and unless
that Renalyn is found unsuitable, whether it is Section 15. Temporary visitation rights. – The Ricky James is able to substantiate his
in Queenie's best interest that she be in the court shall provide in its order awarding allegations, he can only claim visitation rights
custody of her father rather than her provisional custody appropriate visitation over his daughter.
grandparents upon whom the law accords a far rights to the non-custodial parent or parents,
superior right to exercise substitute parental unless the court finds said parent or parents WHEREFORE, the petition is PARTLY
authority. In the case of Bagtas v. Santos, unfit or disqualified. GRANTED. The Decision dated January 12,
[70]
 which was a tug-of-war between the 2017 and the Omnibus Resolution dated
maternal grandparents of the illegitimate minor The temporary custodian shall give the court October 3, 2017 of the Court of Appeals in
child and the actual custodians of the latter, the and non-custodial parent or parents at least five CA-G.R. SP No. 144406 are
Court faulted the trial court for hastily days' notice of any plan to change the hereby AFFIRMED with
dismissing the petition for habeas corpus  and residence of the minor or take him out of his the MODIFICATION deleting the grant of
awarding the custody of the minor to the residence for more than three days provided it limited and temporary custody for lack of legal
grandparents without conducting any trial. The does not prejudice the visitation rights of the and factual basis. The grant of visitation rights
import of such decision is that the preference non-custodial parent or parents. of two (2) days per week shall be maintained.
accorded by Article 216 of the Family Code Respondent Ricky James Relucio may take his
does not automatically attach to the daughter, Queenie Angel M. Relucio, out but
grandparents, and is conditioned upon the It is only after trial, when the court renders its only with the written consent of petitioner
determination of their fitness to take care of judgment awarding the custody of the minor to Renalyn A. Masbate in accordance with this
their grandchild. In ruling as it did, the Court the proper party, that the court may likewise Decision.
ratiocinated that the child's welfare being the issue "any order that is just and reasonable
most important consideration, it is not bound permitting the parent who is deprived of the The Regional Trial Court of Legazpi City,
by any legal right of a person over the care and custody of the minor to visit or have Albay, Branch 8 is DIRECTED to
child. Reiterating its pronouncement in the temporary custody," pursuant to Section 18 of immediately proceed with hearing Special
early case of Sombong v. CA,[71] the Court held A.M. No. 03-04-04-SC, to wit: Proceeding No. FC-15-239 upon notice of this
that: Decision.
Section 18. Judgment. – After trial, the court
[I]n passing on the writ in a child custody case, SO ORDERED.
shall render judgment awarding the custody of
the court deals with a matter of an equitable the minor to the proper party considering the
nature. Not bound by any mere legal right of best interests of the minor.
parent or guardian, the court gives his or her
claim to the custody of the child due weight as If it appears that both parties are unfit to have
a claim founded on human nature and the care and custody of the minor, the court
considered generally equitable and just may designate either the paternal or maternal
Therefore, these cases are decided, not on the grandparent of the minor, or his oldest brother
legal right of the petitioner to be relieved from or sister, or any reputable person to take charge
unlawful imprisonment or detention, as in the of such minor, or to commit him to any
case of adults, but on the court's view of the suitable home for children.
best interests of those whose welfare requires
that they be in custody of one person or In its judgment, the court may order either or
another. Hence, the court is not bound to both parents to give an amount necessary for
deliver a child into the custody of any claimant the support, maintenance and education of the
or of any person, but should, in the minor, irrespective of who may be its
consideration of the facts, leave it in such custodian. In determining the amount of
custody as its welfare at the time appears to support, the court may consider the following
require. In short, the child's welfare is the factors: (1) the financial resources of the
supreme consideration. custodial and non-custodial parent and those of
the minor; (2) the physical and emotional
Considering that the child's welfare is an all- health, special needs, and aptitude of the
important factor in custody cases, the Child minor; (3) the standard of living the minor has
and Youth Welfare Code unequivocally been accustomed to; and (4) the non-monetary
provides that in all questions regarding the care contributions that the parents would make
and custody, among others, of the child, his toward the care and well-being of the minor.
welfare shall be the paramount consideration.
In the same vein, the Family Code authorizes The court may also issue any order that is
the courts to, if the welfare of the child so just and reasonable permitting the parent
demands, deprive the parents concerned of who is deprived of the care and custody of
parental authority over the child or adopt such the minor to visit or have temporary
measures as may be proper under the custody. (Emphasis supplied)
circumstances.[72]

By granting temporary albeit  limited


The Court cannot close its eyes to the sad custody ahead of trial, the appellate court
reality that not all fathers, especially those who overturned the tender-age presumption with
have sired children out of wedlock, have risen nothing but Ricky James' bare allegations, to
to the full height of a parent's responsibility which the Court cannot give its imprimatur. As
towards his offspring. Yet, here is a father of earlier intimated, the issue surrounding
an illegitimate child who is very much willing Renalyn's fitness as a mother must be properly
to take on the whole gamut of parenting. He, threshed out in the trial court before she can be
thus, deserves, at the very least, to be given his denied custody, even for the briefest of
day in court to prove that he is entitled to periods, over Queenie.
regain custody of his daughter. As such, the
CA's order to remand the case is proper. In view of the disposition
in Silva  and Briones and the rules quoted
IV. above, the Court can only uphold Ricky James'
visitation rights, which shall be limited to two
While the appellate court correctly remanded (2) days per week, without prejudice to
the case for trial, the Court, however, holds Renalyn allowing him additional days.
that it erred in granting Ricky James temporary However, consistent with the aforesaid cases,
custody for a limited period of twenty-four as well as the more recent case of Grande v.
(24) consecutive hours once every month, in Antonio,[74] Ricky James may take Queenie out
addition to visitation rights, invoking "humane only upon the written consent of Renalyn.
and practical considerations,"[73] which were Contrary to the posturing[75] of the appellate
based solely on Ricky James' allegations. court, the requirement for the consent of the
mother is consistent with the regime of sole
It should be stressed that Section 15 of A.M. maternal custody under the second paragraph
No. 03-04-04-SC provides for temporary of Article 213 of the Family Code with respect

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