CDS 13

CENTRAL DEPOSITORY SYSTEMS (PVT) LIMITED

CONFIRMATION OF OPENING A SECURITIES ACCOUNT Branch:
Particulars of Depositor/s(i.e Applicant/s)

Account Name (1) MR. SENANAYAKA MUDIYANSELAGE SARATH GAMINI

Address MARABADDA
RATHKARAWWA
HAPUTHALE
Account Type INDIVIDUAL
Account Status SOLE
Bank Detail 7010 741 77287770
BANK OF CEYLON-Hanwella
E-Mail Address sandusihina77@gmail.com
Mobile Number 778007734

We hereby confirm having opened a Securities Account for the above named through
S C SECURITIES (PVT) LTD

Your assigned Securities Account number is CSC 28675 LI 0

Registration Date : 16-NOV-2020

Yours Faithfully
Nalin Fonseka
Head of Central Depository Systems(Pvt.)Ltd.
Colombo Stock Exchange

** Please read the next page for the operating instructions of your CDS account.
This is a CDS system generated notice and does not require a signature.
Note : CDS Participants are required to submit this acknowledgement to the account holder.
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 IMPORTANT
Dear Account Holder,

Thank you for opening a securities account with the CDS. This account enables you to
buy and sell securities that are listed on the Colombo Stock Exchange (CSE). We would
like to draw your attention to some very important facts prior to you starting to
invest in securities of listed companies.

Investing in listed securities is one of the ways in which one can earn high returns
if carried out in a proper manner. However, like in other forms of investment, shares
carry an element of risk and you should be in a position to understand the risks and
what strategies you must use to minimize and manage this risk.

In order to better understand how the stock market works and how to make the market
work for you, it is important for you to gain a thorough understanding of the market.
In this regard we would like to recommend that you attend educational seminars
conducted by the CSE prior to investing.

Educational seminars are conducted by the CSE regularly in Sinhala, Tamil and English
at the Auditorium of CSE head office and at all CSE branch offices. Further details of
such seminars can be obtained through the CSE web site at www.cse.lk.

You should also visit the e-learning portal of the CSE at www.cse.edu.lk where you
will find many useful learning resources that will help you understand the stock
market better and talk to a registered Investment Advisor of a licensed Stockbroker
firm.

We would also like to invite your attention to the matters which are important to you
that have been set out overleaf and please take some time to read all of it carefully.

If you have any clarifications or questions, please do not hesitate to contact our
Market Development team on their hotline 0112356514/2356517 or write to them on
info@cse.lk.

We wish you all success!

Yours sincerely

Chief Executive Officer

Colombo Stock Exchange

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(1) Unauthorized Sales/Purchases

• Your Stockbroker can buy/sell shares only on your instructions. The Stockbroker has
the right however,
- to sell the shares, for which payment has not been made by you on settlement day.
- Or in terms of any other written agreement between you and your Stockbroker.

• Please check all Bought/Sold notes to ensure that your Stockbroker has carried out
your instructions to buy/sell shares.

• If any unauthorized purchases/sales have been made in your CDS account, you should
immediately complain to the CEO/Compliance Officer of your Stockbroker Firm in
writing. If the Firm fails to respond to your complaint within 7 days of the
complaint, you are advised to inform the CSE immediately.

(2) Complaints against your Stockbroker

• If you have any complaint regarding your trading activities, i.e, buying and/or
selling of securities, you must first forward your complaint in writing to the
Compliance Officer of your Stockbroker firm within 3 months of the transaction date.

• If your Stockbroker fails to address the complaint to your satisfaction, please
refer the matter in writing to the CSE Secretariat. The CSE Secretariat will inquire
into your complaint and give a decision.

• If you are not satisfied with the decision given by the CSE Secretariat, you can
lodge a written appeal to the Dispute Resolution Committee (DRC) of the CSE within 21
days of receipt of the decision from the CSE .DRC is a sub-committee of the Board of
directors of the CSE consisting of a majority of Government appointed directors who
would inquire into your appeal.

(3) GENERAL INSTRUCTIONS/INFORMATION

• An electronic monthly statement is issued to all active account holders (account
holders who have carried out at least one transaction during a particular month) at
the end of the particular month.

• An annual electronic statement is issued to inactive account holders (account

holders who have not carried out transaction during the year, having balances in their
accounts) as at 31st March.

• Any change of client records in CDS, such as change of address/name/account number
etc., should be promptly forwarded, through the relevant Broker Firm/Custodian Bank,
to CDS.

• Any errors/omissions or other queries regarding this statement should be brought to
the immediate notice of the CEO/Compliance Officer of your Stockbroker Firm.

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VALUE ADDED SERVICES

1.Receive Dividends directly to your bank account

As per the Listing rules, dividends will be paid electronically by Listed Companies
directly to the respective bank accounts of shareholders who provide accurate
information of their bank accounts within two (2) Market Days from and excluding the
‘XD’ date.
• You must ensure that any subsequent change in bank account details is informed to the
CDS through your participant by using CDS 28 form.

2.e-Statement Service

• The e-statement (statement via email) which contains your portfolio balances will be
e-mailed for active CDS account holders.

• By subscribing to the e-statement, you will receive the e-statement much faster than
a hard copy via regular mail, typically at the beginning of each month during the first
2-3 market days.

• The e-statement facility is provided by the CDS free of charge.

3.SMS Alert Service

• You are mandatorily registered to "CDS Alert" the SMS alert service. You will receive
daily updates if there is a change to your account balance.

• You can easily monitor your transactions, deposits, withdrawals and inter/intra
account transfers through CDS Alert.

• SMS Alert Service facility is provided free of charge to every CDS account holder by
the CDS.

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